periodically at certain stated times of the year. But besides these
regularly recurring celebrations the peasants in many parts of
Europe have been wont from time immemorial to resort to a ritual of
fire at irregular intervals in seasons of distress and calamity,
above all when their cattle were attacked by epidemic disease. No
account of the popular European fire-festivals would be complete
without some notice of these remarkable rites, which have all the
greater claim on our attention because they may perhaps be regarded
as the source and origin of all the other fire-festivals; certainly
they must date from a very remote antiquity. The general name by
which they are known among the Teutonic peoples is need-fire.
Sometimes the need-fire was known as "wild fire," to distinguish it
no doubt from the tame fire produced by more ordinary methods. Among
Slavonic peoples it is called "living fire."
The history of the custom can be traced from the early Middle Ages,
when it was denounced by the Church as a heathen superstition, down
to the first half of the nineteenth century, when it was still
occasionally practised in various parts of Germany, England,
Scotland, and Ireland. Among Slavonic peoples it appears to have
lingered even longer. The usual occasion for performing the rite was
an outbreak of plague or cattle-disease, for which the need-fire was
believed to be an infallible remedy. The animals which were
subjected to it included cows, pigs, horses, and sometimes geese. As
a necessary preliminary to the kindling of the need-fire all other
fires and lights in the neighbourhood were extinguished, so that not
so much as a spark remained alight; for so long as even a
night-light burned in a house, it was imagined that the need-fire
could not kindle. Sometimes it was deemed enough to put out all the
fires in the village; but sometimes the extinction extended to
neighbouring villages or to a whole parish. In some parts of the
Highlands of Scotland the rule was that all householders who dwelt
within the two nearest running streams should put out their lights
and fires on the day appointed. Usually the need-fire was made in
the open air, but in some parts of Serbia it was kindled in a dark
room; sometimes the place was a cross-way or a hollow in a road. In
the Highlands of Scotland the proper places for performing the rite
seem to have been knolls or small islands in rivers.
The regular method of producing the need-fire was by the friction of
two pieces of wood; it might not be struck by flint and steel. Very
exceptionally among some South Slavs we read of a practice of
kindling a need-fire by striking a piece of iron on an anvil. Where
the wood to be employed is specified, it is generally said to be
oak; but on the Lower Rhine the fire was kindled by the friction of
oak-wood or fir-wood. In Slavonic countries we hear of poplar, pear,
and cornel wood being used for the purpose. Often the material is
simply described as two pieces of dry wood. Sometimes nine different
kinds of wood were deemed necessary, but rather perhaps to be burned
in the bonfire than to be rubbed together for the production of the
need-fire. The particular mode of kindling the need-fire varied in
different districts; a very common one was this. Two poles were
driven into the ground about a foot and a half from each other. Each
pole had in the side facing the other a socket into which a smooth
cross-piece or roller was fitted. The sockets were stuffed with
linen, and the two ends of the roller were rammed tightly into the
sockets. To make it more inflammable the roller was often coated
with tar. A rope was then wound round the roller, and the free ends
at both sides were gripped by two or more persons, who by pulling
the rope to and fro caused the roller to revolve rapidly, till
through the friction the linen in the sockets took fire. The sparks
were immediately caught in tow or oakum and waved about in a circle
until they burst into a bright glow, when straw was applied to it,
and the blazing straw used to kindle the fuel that had been stacked
to make the bonfire. Often a wheel, sometimes a cart-wheel or even a
spinning-wheel, formed part of the mechanism; in Aberdeenshire it
was called "the muckle wheel"; in the island of Mull the wheel was
turned from east to west over nine spindles of oak-wood. Sometimes
we are merely told that two wooden planks were rubbed together.
Sometimes it was prescribed that the cart-wheel used for fire-making
and the axle on which it turned should both be new. Similarly it was
said that the rope which turned the roller should be new; if
possible it should be woven of strands taken from a gallows rope
with which people had been hanged, but this was a counsel of
perfection rather than a strict necessity.
Various rules were also laid down as to the kind of persons who
might or should make the need-fire. Sometimes it was said that the
two persons who pulled the rope which twirled the roller should
always be brothers or at least bear the same baptismal name;
sometimes it was deemed sufficient if they were both chaste young
men. In some villages of Brunswick people thought that if everybody
who lent a hand in kindling the need-fire did not bear the same
Christian name, they would labour in vain. In Silesia the tree
employed to produce the need-fire used to be felled by a pair of
twin brothers. In the western islands of Scotland the fire was
kindled by eighty-one married men, who rubbed two great planks
against each other, working in relays of nine; in North Uist the
nine times nine who made the fire were all first-begotten sons, but
we are not told whether they were married or single. Among the
Serbians the need-fire is sometimes kindled by a boy and girl
between eleven and fourteen years of age, who work stark naked in a
dark room; sometimes it is made by an old man and an old woman also
in the dark. In Bulgaria, too, the makers of need-fire strip
themselves of their clothes; in Caithness they divested themselves
of all kinds of metal. If after long rubbing of the wood no fire was
elicited they concluded that some fire must still be burning in the
village; so a strict search was made from house to house, any fire
that might be found was put out, and the negligent householder
punished or upbraided; indeed a heavy fine might be inflicted on
him.
When the need-fire was at last kindled, the bonfire was lit from it,
and as soon as the blaze had somewhat died down, the sick animals
were driven over the glowing embers, sometimes in a regular order of
precedence, first the pigs, next the cows, and last of all the
horses. Sometimes they were driven twice or thrice through the smoke
and flames, so that occasionally some of them were scorched to
death. As soon as all the beasts were through, the young folk would
rush wildly at the ashes and cinders, sprinkling and blackening each
other with them; those who were most blackened would march in
triumph behind the cattle into the village and would not wash
themselves for a long time. From the bonfire people carried live
embers home and used them to rekindle the fires in their houses.
These brands, after being extinguished in water, they sometimes put
in the mangers at which the cattle fed, and kept them there for a
while. Ashes from the need-fire were also strewed on the fields to
protect the crops against vermin; sometimes they were taken home to
be employed as remedies in sickness, being sprinkled on the ailing
part or mixed in water and drunk by the patient. In the western
islands of Scotland and on the adjoining mainland, as soon as the
fire on the domestic hearth had been rekindled from the need-fire a
pot full of water was set on it, and the water thus heated was
afterwards sprinkled upon the people infected with the plague or
upon the cattle that were tainted by the murrain. Special virtue was
attributed to the smoke of the bonfire; in Sweden fruit-trees and
nets were fumigated with it, in order that the trees might bear
fruit and the nets catch fish. In the Highlands of Scotland the
need-fire was accounted a sovereign remedy for witchcraft. In the
island of Mull, when the fire was kindled as a cure for the murrain,
we hear of the rite being accompanied by the sacrifice of a sick
heifer, which was cut in pieces and burnt. Slavonian and Bulgarian
peasants conceive cattle-plague as a foul fiend or vampyre which can
be kept at bay by interposing a barrier of fire between it and the
herds. A similar conception may perhaps have originally everywhere
underlain the use of the need-fire as a remedy for the murrain. It
appears that in some parts of Germany the people did not wait for an
outbreak of cattleplague, but, taking time by the forelock, kindled
a need-fire annually to prevent the calamity. Similarly in Poland
the peasants are said to kindle fires in the village streets every
year on St. Rochus's day and to drive the cattle thrice through them
in order to protect the beasts against the murrain. We have seen
that in the Hebrides the cattle were in like manner driven annually
round the Beltane fires for the same purpose. In some cantons of
Switzerland children still kindle a need-fire by the friction of
wood for the sake of dispelling a mist.
LXIII. The Interpretation of the Fire-Festivals
1. On the Fire-festivals in general
THE FOREGOING survey of the popular fire-festivals of Europe
suggests some general observations. In the first place we can hardly
help being struck by the resemblance which the ceremonies bear to
each other, at whatever time of the year and in whatever part of
Europe they are celebrated. The custom of kindling great bonfires,
leaping over them, and driving cattle through or round them would
seem to have been practically universal throughout Europe, and the
same may be said of the processions or races with blazing torches
round fields, orchards, pastures, or cattle-stalls. Less widespread
are the customs of hurling lighted discs into the air and trundling
a burning wheel down hill. The ceremonial of the Yule log is
distinguished from that of the other fire-festivals by the privacy
and domesticity which characterise it; but this distinction may well
be due simply to the rough weather of midwinter, which is apt not
only to render a public assembly in the open air disagreeable, but
also at any moment to defeat the object of the assembly by
extinguishing the all-important fire under a downpour of rain or a
fall of snow. Apart from these local or seasonal differences, the
general resemblance between the fire-festivals at all times of the
year and in all places is tolerably close. And as the ceremonies
themselves resemble each other, so do the benefits which the people
expect to reap from them. Whether applied in the form of bonfires
blazing at fixed points, or of torches carried about from place to
place, or of embers and ashes taken from the smouldering heap of
fuel, the fire is believed to promote the growth of the crops and
the welfare of man and beast, either positively by stimulating them,
or negatively by averting the dangers and calamities which threaten
them from such causes as thunder and lightning, conflagration,
blight, mildew, vermin, sterility, disease, and not least of all
witchcraft.
But we naturally ask, How did it come about that benefits so great
and manifold were supposed to be attained by means so simple? In
what way did people imagine that they could procure so many goods or
avoid so many ills by the application of fire and smoke, of embers
and ashes? Two different explanations of the fire-festivals have
been given by modern enquirers. On the one hand it has been held
that they are sun-charms or magical ceremonies intended, on the
principle of imitative magic, to ensure a needful supply of sunshine
for men, animals, and plants by kindling fires which mimic on earth
the great source of light and heat in the sky. This was the view of
Wilhelm Mannhardt. It may be called the solar theory. On the other
hand it has been maintained that the ceremonial fires have no
necessary reference to the sun but are simply purificatory in
intention, being designed to burn up and destroy all harmful
influences, whether these are conceived in a personal form as
witches, demons, and monsters, or in an impersonal form as a sort of
pervading taint or corruption of the air. This is the view of Dr.
Edward Westermarck and apparently of Professor Eugen Mogk. It may be
called the purificatory theory. Obviously the two theories postulate
two very different conceptions of the fire which plays the principal
part in the rites. On the one view, the fire, like sunshine in our
latitude, is a genial creative power which fosters the growth of
plants and the development of all that makes for health and
happiness; on the other view, the fire is a fierce destructive power
which blasts and consumes all the noxious elements, whether
spiritual or material, that menace the life of men, of animals, and
of plants. According to the one theory the fire is a stimulant,
according to the other it is a disinfectant; on the one view its
virtue is positive, on the other it is negative.
Yet the two explanations, different as they are in the character
which they attribute to the fire, are perhaps not wholly
irreconcilable. If we assume that the fires kindled at these
festivals were primarily intended to imitate the sun's light and
heat, may we not regard the purificatory and disinfecting qualities,
which popular opinion certainly appears to have ascribed to them, as
attributes derived directly from the purificatory and disinfecting
qualities of sunshine? In this way we might conclude that, while the
imitation of sunshine in these ceremonies was primary and original,
the purification attributed to them was secondary and derivative.
Such a conclusion, occupying an intermediate position between the
two opposing theories and recognising an element of truth in both of
them, was adopted by me in earlier editions of this work; but in the
meantime Dr. Westermarck has argued powerfully in favour of the
purificatory theory alone, and I am bound to say that his arguments
carry great weight, and that on a fuller review of the facts the
balance of evidence seems to me to incline decidedly in his favour.
However, the case is not so clear as to justify us in dismissing the
solar theory without discussion, and accordingly I propose to adduce
the considerations which tell for it before proceeding to notice
those which tell against it. A theory which had the support of so
learned and sagacious an investigator as W. Mannhardt is entitled to
a respectful hearing.
2. The Solar Theory of the Fire-festivals
IN AN EARLIER part of this work we saw that savages resort to charms
for making sunshine, and it would be no wonder if primitive man in
Europe did the same. Indeed, when we consider the cold and cloudy
climate of Europe during a great part of the year, we shall find it
natural that sun-charms should have played a much more prominent
part among the superstitious practices of European peoples than
among those of savages who live nearer the equator and who
consequently are apt to get in the course of nature more sunshine
than they want. This view of the festivals may be supported by
various arguments drawn partly from their dates, partly from the
nature of the rites, and partly from the influence which they are
believed to exert upon the weather and on vegetation.
First, in regard to the dates of the festivals it can be no mere
accident that two of the most important and widely spread of the
festivals are timed to coincide more or less exactly with the summer
and winter solstices, that is, with the two turning-points in the
sun's apparent course in the sky when he reaches respectively his
highest and his lowest elevation at noon. Indeed with respect to the
midwinter celebration of Christmas we are not left to conjecture; we
know from the express testimony of the ancients that it was
instituted by the church to supersede an old heathen festival of the
birth of the sun, which was apparently conceived to be born again on
the shortest day of the year, after which his light and heat were
seen to grow till they attained their full maturity at midsummer.
Therefore it is no very far-fetched conjecture to suppose that the
Yule log, which figures so prominently in the popular celebration of
Christmas, was originally designed to help the labouring sun of
midwinter to rekindle his seemingly expiring light.
Not only the date of some of the festivals but the manner of their
celebration suggests a conscious imitation of the sun. The custom of
rolling a burning wheel down a hill, which is often observed at
these ceremonies, might well pass for an imitation of the sun's
course in the sky, and the imitation would be especially appropriate
on Midsummer Day when the sun's annual declension begins. Indeed the
custom has been thus interpreted by some of those who have recorded
it. Not less graphic, it may be said, is the mimicry of his apparent
revolution by swinging a burning tar-barrel round a pole. Again, the
common practice of throwing fiery discs, sometimes expressly said to
be shaped like suns, into the air at the festivals may well be a
piece of imitative magic. In these, as in so many cases, the magic
force may be supposed to take effect through mimicry or sympathy: by
imitating the desired result you actually produce it: by
counterfeiting the sun's progress through the heavens you really
help the luminary to pursue his celestial journey with punctuality
and despatch. The name "fire of heaven," by which the midsummer fire
is sometimes popularly known, clearly implies a consciousness of a
connexion between the earthly and the heavenly flame.
Again, the manner in which the fire appears to have been originally
kindled on these occasions has been alleged in support of the view
that it was intended to be a mock-sun. As some scholars have
perceived, it is highly probable that at the periodic festivals in
former times fire was universally obtained by the friction of two
pieces of wood. It is still so procured in some places both at the
Easter and the Midsummer festivals, and it is expressly said to have
been formerly so procured at the Beltane celebration both in
Scotland and Wales. But what makes it nearly certain that this was
once the invariable mode of kindling the fire at these periodic
festivals is the analogy of the needfire, which has almost always
been produced by the friction of wood, and sometimes by the
revolution of a wheel. It is a plausible conjecture that the wheel
employed for this purpose represents the sun, and if the fires at
the regularly recurring celebrations were formerly produced in the
same way, it might be regarded as a confirmation of the view that
they were originally sun-charms. In point of fact there is, as Kuhn
has indicated, some evidence to show that the midsummer fire was
originally thus produced. We have seen that many Hungarian
swine-herds make fire on Midsummer Eve by rotating a wheel round a
wooden axle wrapt in hemp, and that they drive their pigs through
the fire thus made. At Obermedlingen, in Swabia, the "fire of
heaven," as it was called, was made on St. Vitus's Day (the
fifteenth of June) by igniting a cart-wheel, which, smeared with
pitch and plaited with straw, was fastened on a pole twelve feet
high, the top of the pole being inserted in the nave of the wheel.
This fire was made on the summit of a mountain, and as the flame
ascended, the people uttered a set form of words, with eyes and arms
directed heavenward. Here the fixing of a wheel on a pole and
igniting it suggests that originally the fire was produced, as in
the case of the need-fire, by the revolution of a wheel. The day on
which the ceremony takes place (the fifteenth of June) is near
midsummer; and we have seen that in Masuren fire is, or used to be,
actually made on Midsummer Day by turning a wheel rapidly about an
oaken pole, though it is not said that the new fire so obtained is
used to light a bonfire. However, we must bear in mind that in all
such cases the use of a wheel may be merely a mechanical device to
facilitate the operation of fire-making by increasing the friction;
it need not have any symbolical significance.
Further, the influence which these fires, whether periodic or
occasional, are supposed to exert on the weather and vegetation may
be cited in support of the view that they are sun-charms, since the
effects ascribed to them resemble those of sunshine. Thus, the
French belief that in a rainy June the lighting of the midsummer
bonfires will cause the rain to cease appears to assume that they
can disperse the dark clouds and make the sun to break out in
radiant glory, drying the wet earth and dripping trees. Similarly
the use of the need-fire by Swiss children on foggy days for the
purpose of clearing away the mist may very naturally be interpreted
as a sun-charm. In the Vosges Mountains the people believe that the
midsummer fires help to preserve the fruits of the earth and ensure
good crops. In Sweden the warmth or cold of the coming season is
inferred from the direction in which the flames of the May Day
bonfire are blown; if they blow to the south, it will be warm, if to
the north, cold. No doubt at present the direction of the flames is
regarded merely as an augury of the weather, not as a mode of
influencing it. But we may be pretty sure that this is one of the
cases in which magic has dwindled into divination. So in the Eifel
Mountains, when the smoke blows towards the corn-fields, this is an
omen that the harvest will be abundant. But the older view may have
been not merely that the smoke and flames prognosticated, but that
they actually produced an abundant harvest, the heat of the flames
acting like sunshine on the corn. Perhaps it was with this view that
people in the Isle of Man lit fires to windward of their fields in
order that the smoke might blow over them. So in South Africa, about
the month of April, the Matabeles light huge fires to the windward
of their gardens, "their idea being that the smoke, by passing over
the crops, will assist the ripening of them." Among the Zulus also
"medicine is burned on a fire placed to windward of the garden, the
fumigation which the plants in consequence receive being held to
improve the crop." Again, the idea of our European peasants that the
corn will grow well as far as the blaze of the bonfire is visible,
may be interpreted as a remnant of the belief in the quickening and
fertilising power of the bonfires. The same belief, it may be
argued, reappears in the notion that embers taken from the bonfires
and inserted in the fields will promote the growth of the crops, and
it may be thought to underlie the customs of sowing flax-seed in the
direction in which the flames blow, of mixing the ashes of the
bonfire with the seed-corn at sowing, of scattering the ashes by
themselves over the field to fertilise it, and of incorporating a
piece of the Yule log in the plough to make the seeds thrive. The
opinion that the flax or hemp will grow as high as the flames rise
or the people leap over them belongs clearly to the same class of
ideas. Again, at Konz, on the banks of the Moselle, if the blazing
wheel which was trundled down the hillside reached the river without
being extinguished, this was hailed as a proof that the vintage
would be abundant. So firmly was this belief held that the
successful performance of the ceremony entitled the villagers to
levy a tax upon the owners of the neighbouring vineyards. Here the
unextinguished wheel might be taken to represent an unclouded sun,
which in turn would portend an abundant vintage. So the waggon-load
of white wine which the villagers received from the vineyards round
about might pass for a payment for the sunshine which they had
procured for the grapes. Similarly in the Vale of Glamorgan a
blazing wheel used to be trundled down hill on Midsummer Day, and if
the fire were extinguished before the wheel reached the foot of the
hill, the people expected a bad harvest; whereas if the wheel kept
alight all the way down and continued to blaze for a long time, the
farmers looked forward to heavy crops that summer. Here, again, it
is natural to suppose that the rustic mind traced a direct connexion
between the fire of the wheel and the fire of the sun, on which the
crops are dependent.
But in popular belief the quickening and fertilising influence of
the bonfires is not limited to the vegetable world; it extends also
to animals. This plainly appears from the Irish custom of driving
barren cattle through the midsummer fires, from the French belief
that the Yule log steeped in water helps cows to calve, from the
French and Serbian notion that there will be as many chickens,
calves, lambs, and kids as there are sparks struck out of the Yule
log, from the French custom of putting the ashes of the bonfires in
the fowls' nests to make the hens lay eggs, and from the German
practice of mixing the ashes of the bonfires with the drink of
cattle in order to make the animals thrive. Further, there are clear
indications that even human fecundity is supposed to be promoted by
the genial heat of the fires. In Morocco the people think that
childless couples can obtain offspring by leaping over the midsummer
bonfire. It is an Irish belief that a girl who jumps thrice over the
midsummer bonfire will soon marry and become the mother of many
children; in Flanders women leap over the midsummer fires to ensure
an easy delivery; in various parts of France they think that if a
girl dances round nine fires she will be sure to marry within the
year, and in Bohemia they fancy that she will do so if she merely
sees nine of the bonfires. On the other hand, in Lechrain people say
that if a young man and woman, leaping over the midsummer fire
together, escape unsmirched, the young woman will not become a
mother within twelve months; the flames have not touched and
fertilised her. In parts of Switzerland and France the lighting of
the Yule log is accompanied by a prayer that the women may bear
children, the she-goats bring forth kids, and the ewes drop lambs.
The rule observed in some places that the bonfires should be kindled
by the person who was last married seems to belong to the same class
of ideas, whether it be that such a person is supposed to receive
from, or to impart to, the fire a generative and fertilising
influence. The common practice of lovers leaping over the fires hand
in hand may very well have originated in a notion that thereby their
marriage would be blessed with offspring; and the like motive would
explain the custom which obliges couples married within the year to
dance to the light of torches. And the scenes of profligacy which
appear to have marked the midsummer celebration among the
Esthonians, as they once marked the celebration of May Day among
ourselves, may have sprung, not from the mere licence of
holiday-makers, but from a crude notion that such orgies were
justified, if not required, by some mysterious bond which linked the
life of man to the courses of the heavens at this turning-point of
the year.
At the festivals which we are considering the custom of kindling
bonfires is commonly associated with a custom of carrying lighted
torches about the fields, the orchards, the pastures, the flocks and
the herds; and we can hardly doubt that the two customs are only two
different ways of attaining the same object, namely, the benefits
which are believed to flow from the fire, whether it be stationary
or portable. Accordingly if we accept the solar theory of the
bonfires, we seem bound to apply it also to the torches; we must
suppose that the practice of marching or running with blazing
torches about the country is simply a means of diffusing far and
wide the genial influence of the sunshine of which these flickering
flames are a feeble imitation. In favour of this view it may be said
that sometimes the torches are carried about the fields for the
express purpose of fertilising them, and with the same intention
live coals from the bonfires are sometimes placed in the fields to
prevent blight. On the eve of Twelfth Day in Normandy men, women,
and children run wildly through the fields and orchards with lighted
torches, which they wave about the branches and dash against the
trunks of the fruit-trees for the sake of burning the moss and
driving away the moles and field-mice. "They believe that the
ceremony fulfills the double object of exorcising the vermin whose
multiplication would be a real calamity, and of imparting fecundity
to the trees, the fields, and even the cattle"; and they imagine
that the more the ceremony is prolonged, the greater will be the
crop of fruit next autumn. In Bohemia they say that the corn will
grow as high as they fling the blazing besoms into the air. Nor are
such notions confined to Europe. In Corea, a few days before the New
Year festival, the eunuchs of the palace swing burning torches,
chanting invocations the while, and this is supposed to ensure
bountiful crops for the next season. The custom of trundling a
burning wheel over the fields, which used to be observed in Poitou
for the express purpose of fertilising them, may be thought to
embody the same idea in a still more graphic form; since in this way
the mock-sun itself, not merely its light and heat represented by
torches, is made actually to pass over the ground which is to
receive its quickening and kindly influence. Once more, the custom
of carrying lighted brands round cattle is plainly equivalent to
driving the animals through the bonfire; and if the bonfire is a
suncharm, the torches must be so also.
3. The Purificatory Theory of the Fire-festivals
THUS far we have considered what may be said for the theory that at
the European fire-festivals the fire is kindled as a charm to ensure
an abundant supply of sunshine for man and beast, for corn and
fruits. It remains to consider what may be said against this theory
and in favour of the view that in these rites fire is employed not
as a creative but as a cleansing agent, which purifies men, animals,
and plants by burning up and consuming the noxious elements, whether
material or spiritual, which menace all living things with disease
and death.
First, then, it is to be observed that the people who practise the
fire-customs appear never to allege the solar theory in explanation
of them, while on the contrary they do frequently and emphatically
put forward the purificatory theory. This is a strong argument in
favour of the purificatory and against the solar theory; for the
popular explanation of a popular custom is never to be rejected
except for grave cause. And in the present case there seems to be no
adequate reason for rejecting it. The conception of fire as a
destructive agent, which can be turned to account for the
consumption of evil things, is so simple and obvious that it could
hardly escape the minds even of the rude peasantry with whom these
festivals originated. On the other hand the conception of fire as an
emanation of the sun, or at all events as linked to it by a bond of
physical sympathy, is far less simple and obvious; and though the
use of fire as a charm to produce sunshine appears to be undeniable,
nevertheless in attempting to explain popular customs we should
never have recourse to a more recondite idea when a simpler one lies
to hand and is supported by the explicit testimony of the people
themselves. Now in the case of the fire-festivals the destructive
aspect of fire is one upon which the people dwell again and again;
and it is highly significant that the great evil against which the
fire is directed appears to be witchcraft. Again and again we are
told that the fires are intended to burn or repel the witches; and
the intention is sometimes graphically expressed by burning an
effigy of a witch in the fire. Hence, when we remember the great
hold which the dread of witchcraft has had on the popular European
mind in all ages, we may suspect that the primary intention of all
these fire-festivals was simply to destroy or at all events get rid
of the witches, who were regarded as the causes of nearly all the
misfortunes and calamities that befall men, their cattle, and their
crops.
This suspicion is confirmed when we examine the evils for which the
bonfires and torches were supposed to provide a remedy. Foremost,
perhaps, among these evils we may reckon the diseases of cattle; and
of all the ills that witches are believed to work there is probably
none which is so constantly insisted on as the harm they do to the
herds, particularly by stealing the milk from the cows. Now it is
significant that the need-fire, which may perhaps be regarded as the
parent of the periodic fire-festivals, is kindled above all as a
remedy for a murrain or other disease of cattle; and the
circumstance suggests, what on general grounds seems probable, that
the custom of kindling the need-fire goes back to a time when the
ancestors of the European peoples subsisted chiefly on the products
of their herds, and when agriculture as yet played a subordinate
part in their lives. Witches and wolves are the two great foes still
dreaded by the herdsman in many parts of Europe; and we need not
wonder that he should resort to fire as a powerful means of banning
them both. Among Slavonic peoples it appears that the foes whom the
need-fire is designed to combat are not so much living witches as
vampyres and other evil spirits, and the ceremony aims rather at
repelling these baleful beings than at actually consuming them in
the flames. But for our present purpose these distinctions are
immaterial. The important thing to observe is that among the Slavs
the need-fire, which is probably the original of all the ceremonial
fires now under consideration, is not a sun-charm, but clearly and
unmistakably nothing but a means of protecting man and beast against
the attacks of maleficent creatures, whom the peasant thinks to burn
or scare by the heat of the fire, just as he might burn or scare
wild animals.
Again, the bonfires are often supposed to protect the fields against
hail and the homestead against thunder and lightning. But both hail
and thunderstorms are frequently thought to be caused by witches;
hence the fire which bans the witches necessarily serves at the same
time as a talisman against hail, thunder, and lightning. Further,
brands taken from the bonfires are commonly kept in the houses to
guard them against conflagration; and though this may perhaps be
done on the principle of homoeopathic magic, one fire being thought
to act as a preventive of another, it is also possible that the
intention may be to keep witch-incendiaries at bay. Again, people
leap over the bonfires as a preventive of colic, and look at the
flames steadily in order to preserve their eyes in good health; and
both colic and sore eyes are in Germany, and probably elsewhere, set
down to the machinations of witches. Once more, to leap over the
midsummer fires or to circumambulate them is thought to prevent a
person from feeling pains in his back at reaping; and in Germany
such pains are called "witch-shots" and ascribed to witchcraft.
But if the bonfires and torches of the fire-festivals are to be
regarded primarily as weapons directed against witches and wizards,
it becomes probable that the same explanation applies not only to
the flaming discs which are hurled into the air, but also to the
burning wheels which are rolled down hill on these occasions; discs
and wheels, we may suppose, are alike intended to burn the witches
who hover invisible in the air or haunt unseen the fields, the
orchards, and the vineyards on the hillside. Certainly witches are
constantly thought to ride through the air on broomsticks or other
equally convenient vehicles; and if they do so, how can you get at
them so effectually as by hurling lighted missiles, whether discs,
torches, or besoms, after them as they flit past overhead in the
gloom? The South Slavonian peasant believes that witches ride in the
dark hail-clouds; so he shoots at the clouds to bring down the hags,
while he curses them, saying, "Curse, curse Herodias, thy mother is
a heathen, damned of God and fettered through the Redeemer's blood."
Also he brings out a pot of glowing charcoal on which he has thrown
holy oil, laurel leaves, and wormwood to make a smoke. The fumes are
supposed to ascend to the clouds and stupefy the witches, so that
they tumble down to earth. And in order that they may not fall soft,
but may hurt themselves very much, the yokel hastily brings out a
chair and tilts it bottom up so that the witch in falling may break
her legs on the legs of the chair. Worse than that, he cruelly lays
scythes, bill-hooks, and other formidable weapons edge upwards so as
to cut and mangle the poor wretches when they drop plump upon them
from the clouds.
On this view the fertility supposed to follow the application of
fire in the form of bonfires, torches, discs, rolling wheels, and so
forth, is not conceived as resulting directly from an increase of
solar heat which the fire has magically generated; it is merely an
indirect result obtained by freeing the reproductive powers of
plants and animals from the fatal obstruction of witchcraft. And
what is true of the reproduction of plants and animals may hold good
also of the fertility of the human sexes. The bonfires are supposed
to promote marriage and to procure offspring for childless couples.
This happy effect need not flow directly from any quickening or
fertilising energy in the fire; it may follow indirectly from the
power of the fire to remove those obstacles which the spells of
witches and wizards notoriously present to the union of man and
wife.
On the whole, then, the theory of the purificatory virtue of the
ceremonial fires appears more probable and more in accordance with
the evidence than the opposing theory of their connexion with the
sun.
LXIV. The Burning of Human Beings in the Fires
1. The Burning of Effigies in the Fires
WE have still to ask, What is the meaning of burning effigies in the
fire at these festivals? After the preceding investigation the
answer to the question seems obvious. As the fires are often alleged
to be kindled for the purpose of burning the witches, and as the
effigy burnt in them is sometimes called "the Witch," we might
naturally be disposed to conclude that all the effigies consumed in
the flames on these occasions represent witches or warlocks, and
that the custom of burning them is merely a substitute for burning
the wicked men and women themselves, since on the principle of
homoeopathic or imitative magic you practically destroy the witch
herself in destroying her effigy. On the whole this explanation of
the burning of straw figures in human shape at the festivals is
perhaps the most probable.
Yet it may be that this explanation does not apply to all the cases,
and that certain of them may admit and even require another
interpretation. For the effigies so burned, as I have already
remarked, can hardly be separated from the effigies of Death which
are burned or otherwise destroyed in spring; and grounds have been
already given for regarding the so-called effigies of Death as
really representatives of the tree-spirit or spirit of vegetation.
Are the other effigies, which are burned in the spring and midsummer
bonfires, susceptible of the same explanation? It would seem so. For
just as the fragments of the so-called Death are stuck in the fields
to make the crops grow, so the charred embers of the figure burned
in the spring bonfires are sometimes laid on the fields in the
belief that they will keep vermin from the crop. Again, the rule
that the last married bride must leap over the fire in which the
straw-man is burned on Shrove Tuesday, is probably intended to make
her fruitful. But, as we have seen, the power of blessing women with
offspring is a special attribute of tree-spirits; it is therefore a
fair presumption that the burning effigy over which the bride must
leap is a representative of the fertilising tree-spirit or spirit of
vegetation. This character of the effigy, as representative of the
spirit of vegetation, is almost unmistakable when the figure is
composed of an unthreshed sheaf of corn or is covered from head to
foot with flowers. Again, it is to be noted that, instead of a
puppet, trees, either living or felled, are sometimes burned both in
the spring and midsummer bonfires. Now, considering the frequency
with which the tree-spirit is represented in human shape, it is
hardly rash to suppose that when sometimes a tree and sometimes an
effigy is burned in these fires, the effigy and the tree are
regarded as equivalent to each other, each being a representative of
the tree-spirit. This, again, is confirmed by observing, first, that
sometimes the effigy which is to be burned is carried about
simultaneously with a May-tree, the former being carried by the
boys, the latter by the girls; and, second, that the effigy is
sometimes tied to a living tree and burned with it. In these cases,
we can scarcely doubt, the tree-spirit is represented, as we have
found it represented before, in duplicate, both by the tree and by
the effigy. That the true character of the effigy as a
representative of the beneficent spirit of vegetation should
sometimes be forgotten, is natural. The custom of burning a
beneficent god is too foreign to later modes of thought to escape
misinterpretation. Naturally enough the people who continued to burn
his image came in time to identify it as the effigy of persons,
whom, on various grounds, they regarded with aversion, such as Judas
Iscariot, Luther, and a witch.
The general reasons for killing a god or his representative have
been examined in a preceding chapter. But when the god happens to be
a deity of vegetation, there are special reasons why he should die
by fire. For light and heat are necessary to vegetable growth; and,
on the principle of sympathetic magic, by subjecting the personal
representative of vegetation to their influence, you secure a supply
of these necessaries for trees and crops. In other words, by burning
the spirit of vegetation in a fire which represents the sun, you
make sure that, for a time at least, vegetation shall have plenty of
sun. It may be objected that, if the intention is simply to secure
enough sunshine for vegetation, this end would be better attained,
on the principles of sympathetic magic, by merely passing the
representative of vegetation through the fire instead of burning
him. In point of fact this is sometimes done. In Russia, as we have
seen, the straw figure of Kupalo is not burned in the midsummer
fire, but merely carried backwards and forwards across it. But, for
the reasons already given, it is necessary that the god should die;
so next day Kupalo is stripped of her ornaments and thrown into a
stream. In this Russian custom the passage of the image through the
fire, if it is not simply a purification, may possibly be a
sun-charm; the killing of the god is a separate act, and the mode of
killing him--by drowning--is probably a rain-charm. But usually
people have not thought it necessary to draw this fine distinction;
for the various reasons already assigned, it is advantageous, they
think, to expose the god of vegetation to a considerable degree of
heat, and it is also advantageous to kill him, and they combine
these advantages in a rough-and-ready way by burning him.
2. The Burning of Men and Animals in the Fires
IN THE POPULAR customs connected with the fire-festivals of Europe
there are certain features which appear to point to a former
practice of human sacrifice. We have seen reasons for believing that
in Europe living persons have often acted as representatives of the
tree-spirit and corn-spirit and have suffered death as such. There
is no reason, therefore, why they should not have been burned, if
any special advantages were likely to be attained by putting them to
death in that way. The consideration of human suffering is not one
which enters into the calculations of primitive man. Now, in the
fire-festivals which we are discussing, the pretence of burning
people is sometimes carried so far that it seems reasonable to
regard it as a mitigated survival of an older custom of actually
burning them. Thus in Aachen, as we saw, the man clad in peas-straw
acts so cleverly that the children really believe he is being
burned. At Jumièges in Normandy the man clad all in green, who bore
the title of the Green Wolf, was pursued by his comrades, and when
they caught him they feigned to fling him upon the midsummer
bonfire. Similarly at the Beltane fires in Scotland the pretended
victim was seized, and a show made of throwing him into the flames,
and for some time afterwards people affected to speak of him as
dead. Again, in the Hallowe'en bonfires of Northeastern Scotland we
may perhaps detect a similar pretence in the custom observed by a
lad of lying down as close to the fire as possible and allowing the
other lads to leap over him. The titular king at Aix, who reigned
for a year and danced the first dance round the midsummer bonfire,
may perhaps in days of old have discharged the less agreeable duty
of serving as fuel for that fire which in later times he only
kindled. In the following customs Mannhardt is probably right in
recognising traces of an old custom of burning a leaf-clad
representative of the spirit of vegetation. At Wolfeck, in Austria,
on Midsummer Day, a boy completely clad in green fir branches goes
from house to house, accompanied by a noisy crew, collecting wood
for the bonfire. As he gets the wood he sings:
"Forest trees I want,
No sour milk for me,
But beer and wine,
So can the wood-man be jolly and gay."
In some parts of Bavaria, also, the boys who go from house to house
collecting fuel for the midsummer bonfire envelop one of their
number from head to foot in green branches of firs, and lead him by
a rope through the whole village. At Moosheim, in Wurtemberg, the
festival of St. John's Fire usually lasted for fourteen days, ending
on the second Sunday after Midsummer Day. On this last day the
bonfire was left in charge of the children, while the older people
retired to a wood. Here they encased a young fellow in leaves and
twigs, who, thus disguised, went to the fire, scattered it, and trod
it out. All the people present fled at the sight of him.
But it seems possible to go farther than this. Of human sacrifices
offered on these occasions the most unequivocal traces, as we have
seen, are those which, about a hundred years ago, still lingered at
the Beltane fires in the Highlands of Scotland, that is, among a
Celtic people who, situated in a remote corner of Europe and almost
completely isolated from foreign influence, had till then conserved
their old heathenism better perhaps than any other people in the
West of Europe. It is significant, therefore, that human sacrifices
by fire are known, on unquestionable evidence, to have been
systematically practised by the Celts. The earliest description of
these sacrifices has been bequeathed to us by Julius Caesar. As
conqueror of the hitherto independent Celts of Gaul, Caesar had
ample opportunity of observing the national Celtic religion and
manners, while these were still fresh and crisp from the native mint
and had not yet been fused in the melting-pot of Roman civilisation.
With his own notes Caesar appears to have incorporated the
observations of a Greek explorer, by name Posidonius, who travelled
in Gaul about fifty years before Caesar carried the Roman arms to
the English Channel. The Greek geographer Strabo and the historian
Diodorus seem also to have derived their descriptions of the Celtic
sacrifices from the work of Posidonius, but independently of each
other, and of Caesar, for each of the three derivative accounts
contain some details which are not to be found in either of the
others. By combining them, therefore, we can restore the original
account of Posidonius with some probability, and thus obtain a
picture of the sacrifices offered by the Celts of Gaul at the close
of the second century before our era. The following seem to have
been the main outlines of the custom. Condemned criminals were
reserved by the Celts in order to be sacrificed to the gods at a
great festival which took place once in every five years. The more
there were of such victims, the greater was believed to be the
fertility of the land. If there were not enough criminals to furnish
victims, captives taken in war were immolated to supply the
deficiency. When the time came the victims were sacrificed by the
Druids or priests. Some they shot down with arrows, some they
impaled, and some they burned alive in the following manner.
Colossal images of wicker-work or of wood and grass were
constructed; these were filled with live men, cattle, and animals of
other kinds; fire was then applied to the images, and they were
burned with their living contents.
Such were the great festivals held once every five years. But
besides these quinquennial festivals, celebrated on so grand a
scale, and with, apparently, so large an expenditure of human life,
it seems reasonable to suppose that festivals of the same sort, only
on a lesser scale, were held annually, and that from these annual
festivals are lineally descended some at least of the fire-festivals
which, with their traces of human sacrifices, are still celebrated
year by year in many parts of Europe. The gigantic images
constructed of osiers or covered with grass in which the Druids
enclosed their victims remind us of the leafy framework in which the
human representative of the tree-spirit is still so often encased.
Hence, seeing that the fertility of the land was apparently supposed
to depend upon the due performance of these sacrifices, Mannhardt
interpreted the Celtic victims, cased in osiers and grass, as
representatives of the tree-spirit or spirit of vegetation.
These wicker giants of the Druids seem to have had till lately, if
not down to the present time, their representatives at the spring
and midsummer festivals of modern Europe. At Douay, down at least to
the early part of the nineteenth century, a procession took place
annually on the Sunday nearest to the seventh of July. The great
feature of the procession was a colossal figure, some twenty or
thirty feet high, made of osiers, and called "the giant," which was
moved through the streets by means of rollers and ropes worked by
men who were enclosed within the effigy. The figure was armed as a
knight with lance and sword, helmet and shield. Behind him marched
his wife and his three children, all constructed of osiers on the
same principle, but on a smaller scale. At Dunkirk the procession of
the giants took place on Midsummer Day, the twenty-fourth of June.
The festival, which was known as the Follies of Dunkirk, attracted
multitudes of spectators. The giant was a huge figure of
wicker-work, occasionally as much as forty-five feet high, dressed
in a long blue robe with gold stripes, which reached to his feet,
concealing the dozen or more men who made it dance and bob its head
to the spectators. This colossal effigy went by the name of Papa
Reuss, and carried in its pocket a bouncing infant of Brobdingnagian
proportions. The rear was brought up by the daughter of the giant,
constructed, like her sire, of wicker-work, and little, if at all,
inferior to him in size. Most towns and even villages of Brabant and
Flanders have, or used to have, similar wicker giants which were
annually led about to the delight of the populace, who loved these
grotesque figures, spoke of them with patriotic enthusiasm, and
never wearied of gazing at them. At Antwerp the giant was so big
that no gate in the city was large enough to let him go through;
hence he could not visit his brother giants in neighbouring towns,
as the other Belgian giants used to do on solemn occasions.
In England artificial giants seem to have been a standing feature of
the midsummer festival. A writer of the sixteenth century speaks of
"Midsommer pageants in London, where to make the people wonder, are
set forth great and uglie gyants marching as if they were alive, and
armed at all points, but within they are stuffed full of browne
paper and tow, which the shrewd boyes, underpeering, do guilefully
discover, and turne to a greate derision." At Chester the annual
pageant on Midsummer Eve included the effigies of four giants, with
animals, hobby-horses, and other figures. At Coventry it appears
that the giant's wife figured beside the giant. At Burford, in
Oxfordshire, Midsummer Eve used to be celebrated with great jollity
by the carrying of a giant and a dragon up and down the town. The
last survivor of these perambulating English giants lingered at
Salisbury, where an antiquary found him mouldering to decay in the
neglected hall of the Tailors' Company about the year 1844. His
bodily framework was a lath and hoop, like the one which used to be
worn by Jack-in-the-Green on May Day.
In these cases the giants merely figured in the processions. But
sometimes they were burned in the summer bonfires. Thus the people
of the Rue aux Ours in Paris used annually to make a great
wicker-work figure, dressed as a soldier, which they promenaded up
and down the streets for several days, and solemnly burned on the
third of July, the crowd of spectators singing _Salve Regina._ A
personage who bore the title of king presided over the ceremony with
a lighted torch in his hand. The burning fragments of the image were
scattered among the people, who eagerly scrambled for them. The
custom was abolished in 1743. In Brie, Isle de France, a wicker-work
giant, eighteen feet high, was annually burned on Midsummer Eve.
Again, the Druidical custom of burning live animals, enclosed in
wicker-work, has its counterpart at the spring and midsummer
festivals. At Luchon in the Pyrenees on Midsummer Eve "a hollow
column, composed of strong wicker-work, is raised to the height of
about sixty feet in the centre of the principal suburb, and
interlaced with green foliage up to the very top; while the most
beautiful flowers and shrubs procurable are artistically arranged in
groups below, so as to form a sort of background to the scene. The
column is then filled with combustible materials, ready for
ignition. At an appointed hour--about 8 P.M.--a grand procession,
composed of the clergy, followed by young men and maidens in holiday
attire, pour forth from the town chanting hymns, and take up their
position around the column. Meanwhile, bonfires are lit, with
beautiful effect, in the surrounding hills. As many living serpents
as could be collected are now thrown into the column, which is set
on fire at the base by means of torches, armed with which about
fifty boys and men dance around with frantic gestures. The serpents,
to avoid the flames, wriggle their way to the top, whence they are
seen lashing out laterally until finally obliged to drop, their
struggles for life giving rise to enthusiastic delight among the
surrounding spectators. This is a favourite annual ceremony for the
inhabitants of Luchon and its neighbourhood, and local tradition
assigns it to a heathen origin." In the midsummer fires formerly
kindled on the Place de Grève at Paris it was the custom to burn a
basket, barrel, or sack full of live cats, which was hung from a
tall mast in the midst of the bonfire; sometimes a fox was burned.
The people collected the embers and ashes of the fire and took them
home, believing that they brought good luck. The French kings often
witnessed these spectacles and even lit the bonfire with their own
hands. In 1648 Louis the Fourteenth, crowned with a wreath of roses
and carrying a bunch of roses in his hand, kindled the fire, danced
at it and partook of the banquet afterwards in the town hall. But
this was the last occasion when a monarch presided at the midsummer
bonfire in Paris. At Metz midsummer fires were lighted with great
pomp on the esplanade, and a dozen cats, enclosed in wicker cages,
were burned alive in them, to the amusement of the people. Similarly
at Gap, in the department of the High Alps, cats used to be roasted
over the midsummer bonfire. In Russia a white cock was sometimes
burned in the midsummer bonfire; in Meissen or Thuringia a horse's
head used to be thrown into it. Sometimes animals are burned in the
spring bonfires. In the Vosges cats were burned on Shrove Tuesday;
in Alsace they were thrown into the Easter bonfire. In the
department of the Ardennes cats were flung into the bonfires kindled
on the first Sunday in Lent; sometimes, by a refinement of cruelty,
they were hung over the fire from the end of a pole and roasted
alive. "The cat, which represented the devil, could never suffer
enough." While the creatures were perishing in the flames, the
shepherds guarded their flocks and forced them to leap over the
fire, esteeming this an infallible means of preserving them from
disease and witchcraft. We have seen that squirrels were sometimes
burned in the Easter fire.
Thus it appears that the sacrificial rites of the Celts of ancient
Gaul can be traced in the popular festivals of modern Europe.
Naturally it is in France, or rather in the wider area comprised
within the limits of ancient Gaul, that these rites have left the
clearest traces in the customs of burning giants of wicker-work and
animals enclosed in wicker-work or baskets. These customs, it will
have been remarked, are generally observed at or about midsummer.
From this we may infer that the original rites of which these are
the degenerate successors were solemnised at midsummer. This
inference harmonises with the conclusion suggested by a general
survey of European folk-custom, that the midsummer festival must on
the whole have been the most widely diffused and the most solemn of
all the yearly festivals celebrated by the primitive Aryans in
Europe. At the same time we must bear in mind that among the British
Celts the chief fire-festivals of the year appear certainly to have
been those of Beltane (May Day) and Hallowe'en (the last day of
October); and this suggests a doubt whether the Celts of Gaul also
may not have celebrated their principal rites of fire, including
their burnt sacrifices of men and animals, at the beginning of May
or the beginning of November rather than at Midsummer.
We have still to ask, What is the meaning of such sacrifices? Why
were men and animals burnt to death at these festivals? If we are
right in interpreting the modern European fire-festivals as attempts
to break the power of witchcraft by burning or banning the witches
and warlocks, it seems to follow that we must explain the human
sacrifices of the Celts in the same manner; that is, we must suppose
that the men whom the Druids burnt in wicker-work images were
condemned to death on the ground that they were witches or wizards,
and that the mode of execution by fire was chosen because burning
alive is deemed the surest mode of getting rid of these noxious and
dangerous beings. The same explanation would apply to the cattle and
wild animals of many kinds which the Celts burned along with the
men. They, too, we may conjecture, were supposed to be either under
the spell of witchcraft or actually to be the witches and wizards,
who had transformed themselves into animals for the purpose of
prosecuting their infernal plots against the welfare of their
fellow-creatures. This conjecture is confirmed by the observation
that the victims most commonly burned in modern bonfires have been
cats, and that cats are precisely the animals into which, with the
possible exception of hares, witches were most usually supposed to
transform themselves. Again, we have seen that serpents and foxes
used sometimes to be burnt in the midsummer fires; and Welsh and
German witches are reported to have assumed the form both of foxes
and serpents. In short, when we remember the great variety of
animals whose forms witches can assume at pleasure, it seems easy on
this hypothesis to account for the variety of living creatures that
have been burnt at festivals both in ancient Gaul and modern Europe;
all these victims, we may surmise, were doomed to the flames, not
because they were animals, but because they were believed to be
witches who had taken the shape of animals for their nefarious
purposes. One advantage of explaining the ancient Celtic sacrifices
in this way is that it introduces, as it were, a harmony and
consistency into the treatment which Europe has meted out to witches
from the earliest times down to about two centuries ago, when the
growing influence of rationalism discredited the belief in
witchcraft and put a stop to the custom of burning witches. Be that
as it may, we can now perhaps understand why the Druids believed
that the more persons they sentenced to death, the greater would be
the fertility of the land. To a modern reader the connexion at first
sight may not be obvious between the activity of the hangman and the
productivity of the earth. But a little reflection may satisfy him
that when the criminals who perish at the stake or on the gallows
are witches, whose delight it is to blight the crops of the farmer
or to lay them low under storms of hail, the execution of these
wretches is really calculated to ensure an abundant harvest by
removing one of the principal causes which paralyse the efforts and
blast the hopes of the husbandman.
The Druidical sacrifices which we are considering were explained in
a different way by W. Mannhardt. He supposed that the men whom the
Druids burned in wicker-work images represented the spirits of
vegetation, and accordingly that the custom of burning them was a
magical ceremony intended to secure the necessary sunshine for the
crops. Similarly, he seems to have inclined to the view that the
animals which used to be burnt in the bonfires represented the
cornspirit, which, as we saw in an earlier part of this work, is
often supposed to assume the shape of an animal. This theory is no
doubt tenable, and the great authority of W. Mannhardt entitles it
to careful consideration. I adopted it in former editions of this
book; but on reconsideration it seems to me on the whole to be less
probable than the theory that the men and animals burnt in the fires
perished in the character of witches. This latter view is strongly
supported by the testimony of the people who celebrate the
fire-festivals, since a popular name for the custom of kindling the
fires is "burning the witches," effigies of witches are sometimes
consumed in the flames, and the fires, their embers, or their ashes
are supposed to furnish protection against witchcraft. On the other
hand there is little to show that the effigies or the animals burnt
in the fires are regarded by the people as representatives of the
vegetation-spirit, and that the bonfires are sun-charms. With regard
to serpents in particular, which used to be burnt in the midsummer
fire at Luchon, I am not aware of any certain evidence that in
Europe snakes have been regarded as embodiments of the tree-spirit
or corn-spirit, though in other parts of the world the conception
appears to be not unknown. Whereas the popular faith in the
transformation of witches into animals is so general and deeply
rooted, and the fear of these uncanny beings is so strong, that it
seems safer to suppose that the cats and other animals which were
burnt in the fire suffered death as embodiments of witches than that
they perished as representatives of vegetation-spirits.
LXV. Balder and the Mistletoe
THE READER may remember that the preceding account of the popular
fire-festivals of Europe was suggested by the myth of the Norse god
Balder, who is said to have been slain by a branch of mistletoe and
burnt in a great fire. We have now to enquire how far the customs
which have been passed in review help to shed light on the myth. In
this enquiry it may be convenient to begin with the mistletoe, the
instrument of Balder's death.
From time immemorial the mistletoe has been the object of
superstitious veneration in Europe. It was worshipped by the Druids,
as we learn from a famous passage of Pliny. After enumerating the
different kinds of mistletoe, he proceeds: "In treating of this
subject, the admiration in which the mistletoe is held throughout
Gaul ought not to pass unnoticed. The Druids, for so they call their
wizards, esteem nothing more sacred than the mistletoe and the tree
on which it grows, provided only that the tree is an oak. But apart
from this they choose oak-woods for their sacred groves and perform
no sacred rites without oak-leaves; so that the very name of Druids
may be regarded as a Greek appellation derived from their worship of
the oak. For they believe that whatever grows on these trees is sent
from heaven, and is a sign that the tree has been chosen by the god
himself. The mistletoe is very rarely to be met with; but when it is
found, they gather it with solemn ceremony. This they do above all
on the sixth day of the moon, from whence they date the beginnings
of their months, of their years, and of their thirty years' cycle,
because by the sixth day the moon has plenty of vigour and has not
run half its course. After due preparations have been made for a
sacrifice and a feast under the tree, they hail it as the universal
healer and bring to the spot two white bulls, whose horns have never
been bound before. A priest clad in a white robe climbs the tree and
with a golden sickle cuts the mistletoe, which is caught in a white
cloth. Then they sacrifice the victims, praying that God may make
his own gift to prosper with those upon whom he has bestowed it.
They believe that a potion prepared from mistletoe will make barren
animals to bring forth, and that the plant is a remedy against all
poison."
In another passage Pliny tells us that in medicine the mistletoe
which grows on an oak was esteemed the most efficacious, and that
its efficacy was by some superstitious people supposed to be
increased if the plant was gathered on the first day of the moon
without the use of iron, and if when gathered it was not allowed to
touch the earth; oak-mistletoe thus obtained was deemed a cure for
epilepsy; carried about by women it assisted them to conceive; and
it healed ulcers most effectually, if only the sufferer chewed a
piece of the plant and laid another piece on the sore. Yet, again,
he says that mistletoe was supposed, like vinegar and an egg, to be
an excellent means of extinguishing a fire.
If in these latter passages Pliny refers, as he apparently does, to
the beliefs current among his contemporaries in Italy, it will
follow that the Druids and the Italians were to some extent agreed
as to the valuable properties possessed by mistletoe which grows on
an oak; both of them deemed it an effectual remedy for a number of
ailments, and both of them ascribed to it a quickening virtue, the
Druids believing that a potion prepared from mistletoe would
fertilise barren cattle, and the Italians holding that a piece of
mistletoe carried about by a woman would help her to conceive a
child. Further, both peoples thought that if the plant were to exert
its medicinal properties it must be gathered in a certain way and at
a certain time. It might not be cut with iron, hence the Druids cut
it with gold; and it might not touch the earth, hence the Druids
caught it in a white cloth. In choosing the time for gathering the
plant, both peoples were determined by observation of the moon; only
they differed as to the particular day of the moon, the Italians
preferring the first, and the Druids the sixth.
With these beliefs of the ancient Gauls and Italians as to the
wonderful medicinal properties of mistletoe we may compare the
similar beliefs of the modern Aino of Japan. We read that they,
"like many nations of the Northern origin, hold the mistletoe in
peculiar veneration. They look upon it as a medicine, good in almost
every disease, and it is sometimes taken in food and at others
separately as a decoction. The leaves are used in preference to the
berries, the latter being of too sticky a nature for general
purposes. . . . But many, too, suppose this plant to have the power
of making the gardens bear plentifully. When used for this purpose,
the leaves are cut up into fine pieces, and, after having been
prayed over, are sown with the millet and other seeds, a little also
being eaten with the food. Barren women have also been known to eat
the mistletoe, in order to be made to bear children. That mistletoe
which grows upon the willow is supposed to have the greatest
efficacy. This is because the willow is looked upon by them as being
an especially sacred tree."
Thus the Aino agree with the Druids in regarding mistletoe as a cure
for almost every disease, and they agree with the ancient Italians
that applied to women it helps them to bear children. Again, the
Druidical notion that the mistletoe was an "all-healer" or panacea
may be compared with a notion entertained by the Walos of
Senegambia. These people "have much veneration for a sort of
mistletoe, which they call _tob;_ they carry leaves of it on their
persons when they go to war as a preservative against wounds, just
as if the leaves were real talismans (_gris-gris_)." The French
writer who records this practice adds: "Is it not very curious that
the mistletoe should be in this part of Africa what it was in the
superstitions of the Gauls? This prejudice, common to the two
countries, may have the same origin; blacks and whites will
doubtless have seen, each of them for themselves, something
supernatural in a plant which grows and flourishes without having
roots in the earth. May they not have believed, in fact, that it was
a plant fallen from the sky, a gift of the divinity?"
This suggestion as to the origin of the superstition is strongly
confirmed by the Druidical belief, reported by Pliny, that whatever
grew on an oak was sent from heaven and was a sign that the tree had
been chosen by the god himself. Such a belief explains why the
Druids cut the mistletoe, not with a common knife, but with a golden
sickle, and why, when cut, it was not suffered to touch the earth;
probably they thought that the celestial plant would have been
profaned and its marvellous virtue lost by contact with the ground.
With the ritual observed by the Druids in cutting the mistletoe we
may compare the ritual which in Cambodia is prescribed in a similar
case. They say that when you see an orchid growing as a parasite on
a tamarind tree, you should dress in white, take a new earthenware
pot, then climb the tree at noon, break off the plant, put it in the
pot and let the pot fall to the ground. After that you make in the
pot a decoction which confers the gift of invulnerability. Thus just
as in Africa the leaves of one parasitic plant are supposed to
render the wearer invulnerable, so in Cambodia a decoction made from
another parasitic plant is considered to render the same service to
such as make use of it, whether by drinking or washing. We may
conjecture that in both places the notion of invulnerability is
suggested by the position of the plant, which, occupying a place of
comparative security above the ground, appears to promise to its
fortunate possessor a similar security from some of the ills that
beset the life of man on earth. We have already met with examples of
the store which the primitive mind sets on such vantage grounds.
Whatever may be the origin of these beliefs and practices concerning
the mistletoe, certain it is that some of them have their analogies
in the folk-lore of modern European peasants. For example, it is
laid down as a rule in various parts of Europe that mistletoe may
not be cut in the ordinary way but must be shot or knocked down with
stones from the tree on which it is growing. Thus, in the Swiss
canton of Aargau "all parasitic plants are esteemed in a certain
sense holy by the country folk, but most particularly so the
mistletoe growing on an oak. They ascribe great powers to it, but
shrink from cutting it off in the usual manner. Instead of that they
procure it in the following manner. When the sun is in Sagittarius
and the moon is on the wane, on the first, third, or fourth day
before the new moon, one ought to shoot down with an arrow the
mistletoe of an oak and to catch it with the left hand as it falls.
Such mistletoe is a remedy for every ailment of children." Here
among the Swiss peasants, as among the Druids of old, special virtue
is ascribed to mistletoe which grows on an oak: it may not be cut in
the usual way: it must be caught as it falls to the ground; and it
is esteemed a panacea for all diseases, at least of children. In
Sweden, also, it is a popular superstition that if mistletoe is to
possess its peculiar virtue, it must either be shot down out of the
oak or knocked down with stones. Similarly, "so late as the early
part of the nineteenth century, people in Wales believed that for
the mistletoe to have any power, it must be shot or struck down with
stones off the tree where it grew."
Again, in respect of the healing virtues of mistletoe the opinion of
modern peasants, and even of the learned, has to some extent agreed
with that of the ancients. The Druids appear to have called the
plant, or perhaps the oak on which it grew, the "all-healer"; and
"all-healer" is said to be still a name of the mistletoe in the
modern Celtic speech of Brittany, Wales, Ireland, and Scotland. On
St. John's morning (Midsummer morning) peasants of Piedmont and
Lombardy go out to search the oak-leaves for the "oil of St. John,"
which is supposed to heal all wounds made with cutting instruments.
Originally, perhaps, the "oil of St. John" was simply the mistletoe,
or a decoction made from it. For in Holstein the mistletoe,
especially oak-mistletoe, is still regarded as a panacea for green
wounds and as a sure charm to secure success in hunting; and at
Lacaune, in the south of France, the old Druidical belief in the
mistletoe as an antidote to all poisons still survives among the
peasantry; they apply the plant to the stomach of the sufferer or
give him a decoction of it to drink. Again, the ancient belief that
mistletoe is a cure for epilepsy has survived in modern times not
only among the ignorant but among the learned. Thus in Sweden
persons afflicted with the falling sickness think they can ward off
attacks of the malady by carrying about with them a knife which has
a handle of oak mistletoe; and in Germany for a similar purpose
pieces of mistletoe used to be hung round the necks of children. In
the French province of Bourbonnais a popular remedy for epilepsy is
a decoction of mistletoe which has been gathered on an oak on St.
John's Day and boiled with rye-flour. So at Bottesford in
Lincolnshire a decoction of mistletoe is supposed to be a palliative
for this terrible disease. Indeed mistletoe was recommended as a
remedy for the falling sickness by high medical authorities in
England and Holland down to the eighteenth century.
However, the opinion of the medical profession as to the curative
virtues of mistletoe has undergone a radical alteration. Whereas the
Druids thought that mistletoe cured everything, modern doctors
appear to think that it cures nothing. If they are right, we must
conclude that the ancient and widespread faith in the medicinal
virtue of mistletoe is a pure superstition based on nothing better
than the fanciful inferences which ignorance has drawn from the
parasitic nature of the plant, its position high up on the branch of
a tree seeming to protect it from the dangers to which plants and
animals are subject on the surface of the ground. From this point of
view we can perhaps understand why mistletoe has so long and so
persistently been prescribed as a cure for the falling sickness. As
mistletoe cannot fall to the ground because it is rooted on the
branch of a tree high above the earth, it seems to follow as a
necessary consequence that an epileptic patient cannot possibly fall
down in a fit so long as he carries a piece of mistletoe in his
pocket or a decoction of mistletoe in his stomach. Such a train of
reasoning would probably be regarded even now as cogent by a large
portion of the human species.
Again the ancient Italian opinion that mistletoe extinguishes fire
appears to be shared by Swedish peasants, who hang up bunches of
oak-mistletoe on the ceilings of their rooms as a protection against
harm in general and conflagration in particular. A hint as to the
way in which mistletoe comes to be possessed of this property is
furnished by the epithet "thunder-bosom," which people of the Aargau
canton in Switzerland apply to the plant. For a thunder-besom is a
shaggy, bushy excrescence on branches of trees, which is popularly
believed to be produced by a flash of lightning; hence in Bohemia a
thunder-besom burnt in the fire protects the house against being
struck by a thunder-bolt. Being itself a product of lightning it
naturally serves, on homoeopathic principles, as a protection
against lightning, in fact as a kind of lightning-conductor. Hence
the fire which mistletoe in Sweden is designed especially to avert
from houses may be fire kindled by lightning; though no doubt the
plant is equally effective against conflagration in general.
Again, mistletoe acts as a master-key as well as a
lightning-conductor; for it is said to open all locks. But perhaps
the most precious of all the virtues of mistletoe is that it affords
efficient protection against sorcery and witchcraft. That, no doubt,
is the reason why in Austria a twig of mistletoe is laid on the
threshold as a preventive of nightmare; and it may be the reason why
in the north of England they say that if you wish your dairy to
thrive you should give your bunch of mistletoe to the first cow that
calves after New Year's Day, for it is well known that nothing is so
fatal to milk and butter as witchcraft. Similarly in Wales, for the
sake of ensuring good luck to the dairy, people used to give a
branch of mistletoe to the first cow that gave birth to a calf after
the first hour of the New Year; and in rural districts of Wales,
where mistletoe abounded, there was always a profusion of it in the
farmhouses. When mistletoe was scarce, Welsh farmers used to say,
"No mistletoe, no luck"; but if there was a fine crop of mistletoe,
they expected a fine crop of corn. In Sweden mistletoe is diligently
sought after on St. John's Eve, the people "believing it to be, in a
high degree, possessed of mystic qualities; and that if a sprig of
it be attached to the ceiling of the dwelling-house, the horse's
stall, or the cow's crib, the Troll will then be powerless to injure
either man or beast."
With regard to the time when the mistletoe should be gathered
opinions have varied. The Druids gathered it above all on the sixth
day of the moon, the ancient Italians apparently on the first day of
the moon. In modern times some have preferred the full moon of March
and others the waning moon of winter when the sun is in Sagittarius.
But the favourite time would seem to be Midsummer Eve or Midsummer
Day. We have seen that both in France and Sweden special virtues are
ascribed to mistletoe gathered at Midsummer. The rule in Sweden is
that "mistletoe must be cut on the night of Midsummer Eve when sun
and moon stand in the sign of their might." Again, in Wales it was
believed that a sprig of mistletoe gathered on St. John's Eve
(Midsummer Eve), or at any time before the berries appeared, would
induce dreams of omen, both good and bad, if it were placed under
the pillow of the sleeper. Thus mistletoe is one of the many plants
whose magical or medicinal virtues are believed to culminate with
the culmination of the sun on the longest day of the year. Hence it
seems reasonable to conjecture that in the eyes of the Druids, also,
who revered the plant so highly, the sacred mistletoe may have
acquired a double portion of its mystic qualities at the solstice in
June, and that accordingly they may have regularly cut it with
solemn ceremony on Midsummer Eve.
Be that as it may, certain it is that the mistletoe, the instrument
of Balder's death, has been regularly gathered for the sake of its
mystic qualities on Midsummer Eve in Scandinavia, Balder's home. The
plant is found commonly growing on pear-trees, oaks, and other trees
in thick damp woods throughout the more temperate parts of Sweden.
Thus one of the two main incidents of Balder's myth is reproduced in
the great midsummer festival of Scandinavia. But the other main
incident of the myth, the burning of Balder's body on a pyre, has
also its counterpart in the bonfires which still blaze, or blazed
till lately, in Denmark, Norway, and Sweden on Midsummer Eve. It
does not appear, indeed, that any effigy is burned in these
bonfires; but the burning of an effigy is a feature which might
easily drop out after its meaning was forgotten. And the name of
Balder's balefires (_Balder's Balar_), by which these midsummer
fires were formerly known in Sweden, puts their connexion with
Balder beyond the reach of doubt, and makes it probable that in
former times either a living representative or an effigy of Balder
was annually burned in them. Midsummer was the season sacred to
Balder, and the Swedish poet Tegner, in placing the burning of
Balder at midsummer, may very well have followed an old tradition
that the summer solstice was the time when the good god came to his
untimely end.
Thus it has been shown that the leading incidents of the Balder myth
have their counterparts in those fire-festivals of our European
peasantry which undoubtedly date from a time long prior to the
introduction of Christianity. The pretence of throwing the victim
chosen by lot into the Beltane fire, and the similar treatment of
the man, the future Green Wolf, at the midsummer bonfire in
Normandy, may naturally be interpreted as traces of an older custom
of actually burning human beings on these occasions; and the green
dress of the Green Wolf, coupled with the leafy envelope of the
young fellow who trod out the midsummer fire at Moosheim, seems to
hint that the persons who perished at these festivals did so in the
character of tree-spirits or deities of vegetation. From all this we
may reasonably infer that in the Balder myth on the one hand, and
the fire-festivals and custom of gathering mistletoe on the other
hand, we have, as it were, the two broken and dissevered halves of
an original whole. In other words, we may assume with some degree of
probability that the myth of Balder's death was not merely a myth,
that is, a description of physical phenomena in imagery borrowed
from human life, but that it was at the same time the story which
people told to explain why they annually burned a human
representative of the god and cut the mistletoe with solemn
ceremony. If I am right, the story of Balder's tragic end formed, so
to say, the text of the sacred drama which was acted year by year as
a magical rite to cause the sun to shine, trees to grow, crops to
thrive, and to guard man and beast from the baleful arts of fairies
and trolls, of witches and warlocks. The tale belonged, in short, to
that class of nature myths which are meant to be supplemented by
ritual; here, as so often, myth stood to magic in the relation of
theory to practice.
But if the victims--the human Balders--who died by fire, whether in
spring or at midsummer, were put to death as living embodiments of
tree-spirits or deities of vegetation, it would seem that Balder
himself must have been a tree-spirit or deity of vegetation. It
becomes desirable, therefore, to determine, if we can, the
particular kind of tree or trees, of which a personal representative
was burned at the fire-festivals. For we may be quite sure that it
was not as a representative of vegetation in general that the victim
suffered death. The idea of vegetation in general is too abstract to
be primitive. Most probably the victim at first represented a
particular kind of sacred tree. But of all European trees none has
such claims as the oak to be considered as pre-eminently the sacred
tree of the Aryans. We have seen that its worship is attested for
all the great branches of the Aryan stock in Europe; hence we may
certainly conclude that the tree was venerated by the Aryans in
common before the dispersion, and that their primitive home must
have lain in a land which was clothed with forests of oak.
Now, considering the primitive character and remarkable similarity
of the fire-festivals observed by all the branches of the Aryan race
in Europe, we may infer that these festivals form part of the common
stock of religious observances which the various peoples carried
with them in their wanderings from their old home. But, if I am
right, an essential feature of those primitive fire-festivals was
the burning of a man who represented the tree-spirit. In view, then,
of the place occupied by the oak in the religion of the Aryans, the
presumption is that the tree so represented at the fire-festivals
must originally have been the oak. So far as the Celts and
Lithuanians are concerned, this conclusion will perhaps hardly be
contested. But both for them and for the Germans it is confirmed by
a remarkable piece of religious conservatism. The most primitive
method known to man of producing fire is by rubbing two pieces of
wood against each other till they ignite; and we have seen that this
method is still used in Europe for kindling sacred fires such as the
need-fire, and that most probably it was formerly resorted to at all
the fire-festivals under discussion. Now it is sometimes required
that the need-fire, or other sacred fire, should be made by the
friction of a particular kind of wood; and when the kind of wood is
prescribed, whether among Celts, Germans, or Slavs, that wood
appears to be generally the oak. But if the sacred fire was
regularly kindled by the friction of oak-wood, we may infer that
originally the fire was also fed with the same material. In point of
fact, it appears that the perpetual fire of Vesta at Rome was fed
with oak-wood, and that oak-wood was the fuel consumed in the
perpetual fire which burned under the sacred oak at the great
Lithuanian sanctuary of Romove. Further, that oak-wood was formerly
the fuel burned in the midsummer fires may perhaps be inferred from
the custom, said to be still observed by peasants in many mountain
districts of Germany, of making up the cottage fire on Midsummer Day
with a heavy block of oak-wood. The block is so arranged that it
smoulders slowly and is not finally reduced to charcoal till the
expiry of a year. Then upon next Midsummer Day the charred embers of
the old log are removed to make room for the new one, and are mixed
with the seed-corn or scattered about the garden. This is believed
to guard the food cooked on the hearth from witchcraft, to preserve
the luck of the house, to promote the growth of the crops, and to
keep them from blight and vermin. Thus the custom is almost exactly
parallel to that of the Yule-log, which in parts of Germany, France,
England, Serbia, and other Slavonic lands was commonly of oak-wood.
The general conclusion is, that at those periodic or occasional
ceremonies the ancient Aryans both kindled and fed the fire with the
sacred oak-wood.
But if at these solemn rites the fire was regularly made of oakwood,
it follows that any man who was burned in it as a personification of
the tree-spirit could have represented no tree but the oak. The
sacred oak was thus burned in duplicate; the wood of the tree was
consumed in the fire, and along with it was consumed a living man as
a personification of the oak-spirit. The conclusion thus drawn for
the European Aryans in general is confirmed in its special
application to the Scandinavians by the relation in which amongst
them the mistletoe appears to have stood to the burning of the
victim in the midsummer fire. We have seen that among Scandinavians
it has been customary to gather the mistletoe at midsummer. But so
far as appears on the face of this custom, there is nothing to
connect it with the midsummer fires in which human victims or
effigies of them were burned. Even if the fire, as seems probable,
was originally always made with oak-wood, why should it have been
necessary to pull the mistletoe? The last link between the midsummer
customs of gathering the mistletoe and lighting the bonfires is
supplied by Balder's myth, which can hardly be disjoined from the
customs in question. The myth suggests that a vital connexion may
once have been believed to subsist between the mistletoe and the
human representative of the oak who was burned in the fire.
According to the myth, Balder could be killed by nothing in heaven
or earth except the mistletoe; and so long as the mistletoe remained
on the oak, he was not only immortal but invulnerable. Now, if we
suppose that Balder was the oak, the origin of the myth becomes
intelligible. The mistletoe was viewed as the seat of life of the
oak, and so long as it was uninjured nothing could kill or even
wound the oak. The conception of the mistletoe as the seat of life
of the oak would naturally be suggested to primitive people by the
observation that while the oak is deciduous, the mistletoe which
grows on it is evergreen. In winter the sight of its fresh foliage
among the bare branches must have been hailed by the worshippers of
the tree as a sign that the divine life which had ceased to animate
the branches yet survived in the mistletoe, as the heart of a
sleeper still beats when his body is motionless. Hence when the god
had to be killed--when the sacred tree had to be burnt--it was
necessary to begin by breaking off the mistletoe. For so long as the
mistletoe remained intact, the oak (so people might think) was
invulnerable; all the blows of their knives and axes would glance
harmless from its surface. But once tear from the oak its sacred
heart--the mistletoe--and the tree nodded to its fall. And when in
later times the spirit of the oak came to be represented by a living
man, it was logically necessary to suppose that, like the tree he
personated, he could neither be killed nor wounded so long as the
mistletoe remained uninjured. The pulling of the mistletoe was thus
at once the signal and the cause of his death.
On this view the invulnerable Balder is neither more nor less than a
personification of a mistletoe-bearing oak. The interpretation is
confirmed by what seems to have been an ancient Italian belief, that
the mistletoe can be destroyed neither by fire nor water; for if the
parasite is thus deemed indestructible, it might easily be supposed
to communicate its own indestructibility to the tree on which it
grows, so long as the two remain in conjunction. Or, to put the same
idea in mythical form, we might tell how the kindly god of the oak
had his life securely deposited in the imperishable mistletoe which
grew among the branches; how accordingly so long as the mistletoe
kept its place there, the deity himself remained invulnerable; and
how at last a cunning foe, let into the secret of the god's
invulnerability, tore the mistletoe from the oak, thereby killing
the oak-god and afterwards burning his body in a fire which could
have made no impression on him so long as the incombustible parasite
retained its seat among the boughs.
But since the idea of a being whose life is thus, in a sense,
outside himself, must be strange to many readers, and has, indeed,
not yet been recognised in its full bearing on primitive
superstition, it will be worth while to illustrate it by examples
drawn both from story and custom. The result will be to show that,
in assuming this idea as the explanation of Balder's relation to the
mistletoe, I assume a principle which is deeply engraved on the mind
of primitive man.
LXVI. The External Soul in Folk-Tales
IN A FORMER part of this work we saw that, in the opinion of
primitive people, the soul may temporarily absent itself from the
body without causing death. Such temporary absences of the soul are
often believed to involve considerable risk, since the wandering
soul is liable to a variety of mishaps at the hands of enemies, and
so forth. But there is another aspect to this power of disengaging
the soul from the body. If only the safety of the soul can be
ensured during its absence, there is no reason why the soul should
not continue absent for an indefinite time; indeed a man may, on a
pure calculation of personal safety, desire that his soul should
never return to his body. Unable to conceive of life abstractly as a
"permanent possibility of sensation" or a "continuous adjustment of
internal arrangements to external relations," the savage thinks of
it as a concrete material thing of a definite bulk, capable of being
seen and handled, kept in a box or jar, and liable to be bruised,
fractured, or smashed in pieces. It is not needful that the life, so
conceived, should be in the man; it may be absent from his body and
still continue to animate him by virtue of a sort of sympathy or
action at a distance. So long as this object which he calls his life
or soul remains unharmed, the man is well; if it is injured, he
suffers; if it is destroyed, he dies. Or, to put it otherwise, when
a man is ill or dies, the fact is explained by saying that the
material object called his life or soul, whether it be in his body
or out of it, has either sustained injury or been destroyed. But
there may be circumstances in which, if the life or soul remains in
the man, it stands a greater chance of sustaining injury than if it
were stowed away in some safe and secret place. Accordingly, in such
circumstances, primitive man takes his soul out of his body and
deposits it for security in some snug spot, intending to replace it
in his body when the danger is past. Or if he should discover some
place of absolute security, he may be content to leave his soul
there permanently. The advantage of this is that, so long as the
soul remains unharmed in the place where he has deposited it, the
man himself is immortal; nothing can kill his body, since his life
is not in it.
Evidence of this primitive belief is furnished by a class of
folk-tales of which the Norse story of "The giant who had no heart
in his body" is perhaps the best-known example. Stories of this kind
are widely diffused over the world, and from their number and the
variety of incident and of details in which the leading idea is
embodied, we may infer that the conception of an external soul is
one which has had a powerful hold on the minds of men at an early
stage of history. For folk-tales are a faithful reflection of the
world as it appeared to the primitive mind; and we may be sure that
any idea which commonly occurs in them, however absurd it may seem
to us, must once have been an ordinary article of belief. This
assurance, so far as it concerns the supposed power of disengaging
the soul from the body for a longer or shorter time, is amply
corroborated by a comparison of the folk-tales in question with the
actual beliefs and practices of savages. To this we shall return
after some specimens of the tales have been given. The specimens
will be selected with a view of illustrating both the characteristic
features and the wide diffusion of this class of tales.
In the first place, the story of the external soul is told, in
various forms, by all Aryan peoples from Hindoostan to the Hebrides.
A very common form of it is this: A warlock, giant, or other
fairyland being is invulnerable and immortal because he keeps his
soul hidden far away in some secret place; but a fair princess, whom
he holds enthralled in his enchanted castle, wiles his secret from
him and reveals it to the hero, who seeks out the warlock's soul,
heart, life, or death (as it is variously called), and by destroying
it, simultaneously kills the warlock. Thus a Hindoo story tells how
a magician called Punchkin held a queen captive for twelve years,
and would fain marry her, but she would not have him. At last the
queen's son came to rescue her, and the two plotted together to kill
Punchkin. So the queen spoke the magician fair, and pretended that
she had at last made up her mind to marry him. "And do tell me," she
said, "are you quite immortal? Can death never touch you? And are
you too great an enchanter ever to feel human suffering?" "It is
true," he said, "that I am not as others. Far, far away, hundreds of
thousands of miles from this, there lies a desolate country covered
with thick jungle. In the midst of the jungle grows a circle of palm
trees, and in the centre of the circle stand six chattees full of
water, piled one above another: below the sixth chattee is a small
cage, which contains a little green parrot;--on the life of the
parrot depends my life;--and if the parrot is killed I must die. It
is, however," he added, "impossible that the parrot should sustain
any injury, both on account of the inaccessibility of the country,
and because, by my appointment, many thousand genii surround the
palm trees, and kill all who approach the place." But the queen's
young son overcame all difficulties, and got possession of the
parrot. He brought it to the door of the magician's palace, and
began playing with it. Punchkin, the magician, saw him, and, coming
out, tried to persuade the boy to give him the parrot. "Give me my
parrot!" cried Punchkin. Then the boy took hold of the parrot and
tore off one of his wings; and as he did so the magician's right arm
fell off. Punchkin then stretched out his left arm, crying, "Give me
my parrot!" The prince pulled off the parrot's second wing, and the
magician's left arm tumbled off. "Give me my parrot!" cried he, and
fell on his knees. The prince pulled off the parrot's right leg, the
magician's right leg fell off; the prince pulled off the parrot's
left leg, down fell the magician's left. Nothing remained of him
except the trunk and the head; but still he rolled his eyes, and
cried, "Give me my parrot!" "Take your parrot, then," cried the boy;
and with that he wrung the bird's neck, and threw it at the
magician; and, as he did so, Punchkin's head twisted round, and,
with a fearful groan, he died! In another Hindoo tale an ogre is
asked by his daughter, "Papa, where do you keep your soul?" "Sixteen
miles away from this place," he said, "is a tree. Round the tree are
tigers, and bears, and scorpions, and snakes; on the top of the tree
is a very great fat snake; on his head is a little cage; in the cage
is a bird; and my soul is in that bird." The end of the ogre is like
that of the magician in the previous tale. As the bird's wings and
legs are torn off, the ogre's arms and legs drop off; and when its
neck is wrung he falls down dead. In a Bengalee story it is said
that all the ogres dwell in Ceylon, and that all their lives are in
a single lemon. A boy cuts the lemon in pieces, and all the ogres
die.
In a Siamese or Cambodian story, probably derived from India, we are
told that Thossakan or Ravana, the King of Ceylon, was able by magic
art to take his soul out of his body and leave it in a box at home,
while he went to the wars. Thus he was invulnerable in battle. When
he was about to give battle to Rama, he deposited his soul with a
hermit called Fire-eye, who was to keep it safe for him. So in the
fight Rama was astounded to see that his arrows struck the king
without wounding him. But one of Rama's allies, knowing the secret
of the king's invulnerability, transformed himself by magic into the
likeness of the king, and going to the hermit asked back his soul.
On receiving it he soared up into the air and flew to Rama,
brandishing the box and squeezing it so hard that all the breath
left the King of Ceylon's body, and he died. In a Bengalee story a
prince going into a far country planted with his own hands a tree in
the courtyard of his father's palace, and said to his parents, "This
tree is my life. When you see the tree green and fresh, then know
that it is well with me; when you see the tree fade in some parts,
then know that I am in an ill case; and when you see the whole tree
fade, then know that I am dead and gone." In another Indian tale a
prince, setting forth on his travels, left behind him a barley
plant, with instructions that it should be carefully tended and
watched; for if it flourished, he would be alive and well, but if it
drooped, then some mischance was about to happen to him. And so it
fell out. For the prince was beheaded, and as his head rolled off,
the barley plant snapped in two and the ear of barley fell to the
ground.
In Greek tales, ancient and modern, the idea of an external soul is
not uncommon. When Meleager was seven days old, the Fates appeared
to his mother and told her that Meleager would die when the brand
which was blazing on the hearth had burnt down. So his mother
snatched the brand from the fire and kept it in a box. But in
after-years, being enraged at her son for slaying her brothers, she
burnt the brand in the fire and Meleager expired in agonies, as if
flames were preying on his vitals. Again, Nisus King of Megara had a
purple or golden hair on the middle of his head, and it was fated
that whenever the hair was pulled out the king should die. When
Megara was besieged by the Cretans, the king's daughter Scylla fell
in love with Minos, their king, and pulled out the fatal hair from
her father's head. So he died. In a modern Greek folk-tale a man's
strength lies in three golden hairs on his head. When his mother
pulls them out, he grows weak and timid and is slain by his enemies.
In another modern Greek story the life of an enchanter is bound up
with three doves which are in the belly of a wild boar. When the
first dove is killed, the magician grows sick; when the second is
killed, he grows very sick; and when the third is killed, he dies.
In another Greek story of the same sort an ogre's strength is in
three singing birds which are in a wild boar. The hero kills two of
the birds, and then coming to the ogre's house finds him lying on
the ground in great pain. He shows the third bird to the ogre, who
begs that the hero will either let it fly away or give it to him to
eat. But the hero wrings the bird's neck, and the ogre dies on the
spot.
In a modern Roman version of "Aladdin and the Wonderful Lamp," the
magician tells the princess, whom he holds captive in a floating
rock in mid-ocean, that he will never die. The princess reports this
to the prince her husband, who has come to rescue her. The prince
replies, "It is impossible but that there should be some one thing
or other that is fatal to him; ask him what that one fatal thing
is." So the princess asked the magician, and he told her that in the
wood was a hydra with seven heads; in the middle head of the hydra
was a leveret, in the head of the leveret was a bird, in the bird's
head was a precious stone, and if this stone were put under his
pillow he would die. The prince procured the stone, and the princess
laid it under the magician's pillow. No sooner did the enchanter lay
his head on the pillow than he gave three terrible yells, turned
himself round and round three times, and died.
Stories of the same sort are current among Slavonic peoples. Thus a
Russian story tells how a warlock called Koshchei the Deathless
carried off a princess and kept her prisoner in his golden castle.
However, a prince made up to her one day as she was walking alone
and disconsolate in the castle garden, and cheered by the prospect
of escaping with him she went to the warlock and coaxed him with
false and flattering words, saying, "My dearest friend, tell me, I
pray you, will you never die?" "Certainly not," says he. "Well,"
says she, "and where is your death? is it in your dwelling?" "To be
sure it is," says he, "it is in the broom under the threshold."
Thereupon the princess seized the broom and threw it on the fire,
but although the broom burned, the deathless Koshchei remained
alive; indeed not so much as a hair of him was singed. Balked in her
first attempt, the artful hussy pouted and said, "You do not love me
true, for you have not told me where your death is; yet I am not
angry, but love you with all my heart." With these fawning words she
besought the warlock to tell her truly where his death was. So he
laughed and said, "Why do you wish to know? Well then, out of love I
will tell you where it lies. In a certain field there stand three
green oaks, and under the roots of the largest oak is a worm, and if
ever this worm is found and crushed, that instant I shall die." When
the princess heard these words, she went straight to her lover and
told him all; and he searched till he found the oaks and dug up the
worm and crushed it. Then he hurried to the warlock's castle, but
only to learn from the princess that the warlock was still alive.
Then she fell to wheedling and coaxing Koshchei once more, and this
time, overcome by her wiles, he opened his heart to her and told her
the truth. "My death," said he, "is far from here and hard to find,
on the wide ocean. In that sea is an island, and on the island there
grows a green oak, and beneath the oak is an iron chest, and in the
chest is a small basket, and in the basket is a hare, and in the
hare is a duck, and in the duck is an egg; and he who finds the egg
and breaks it, kills me at the same time." The prince naturally
procured the fateful egg and with it in his hands he confronted the
deathless warlock. The monster would have killed him, but the prince
began to squeeze the egg. At that the warlock shrieked with pain,
and turning to the false princess, who stood by smirking and
smiling, "Was it not out of love for you," said he, "that I told you
where my death was? And is this the return you make to me?" With
that he grabbed at his sword, which hung from a peg on the wall; but
before he could reach it, the prince had crushed the egg, and sure
enough the deathless warlock found his death at the same moment. "In
one of the descriptions of Koshchei's death, he is said to be killed
by a blow on the forehead inflicted by the mysterious egg--that last
link in the magic chain by which his life is darkly bound. In
another version of the same story, but told of a snake, the fatal
blow is struck by a small stone found in the yolk of an egg, which
is inside a duck, which is inside a hare, which is inside a stone,
which is on an island."
Amongst peoples of the Teutonic stock stories of the external soul
are not wanting. In a tale told by the Saxons of Transylvania it is
said that a young man shot at a witch again and again. The bullets
went clean through her but did her no harm, and she only laughed and
mocked at him. "Silly earthworm," she cried, "shoot as much as you
like. It does me no harm. For know that my life resides not in me
but far, far away. In a mountain is a pond, on the pond swims a
duck, in the duck is an egg, in the egg burns a light, that light is
my life. If you could put out that light, my life would be at an
end. But that can never, never be." However, the young man got hold
of the egg, smashed it, and put out the light, and with it the
witch's life went out also. In a German story a cannibal called Body
without Soul or Soulless keeps his soul in a box, which stands on a
rock in the middle of the Red Sea. A soldier gets possession of the
box and goes with it to Soulless, who begs the soldier to give him
back his soul. But the soldier opens the box, takes out the soul,
and flings it backward over his head. At the same moment the
cannibal drops dead to the ground.
In another German story and old warlock lives with a damsel all
alone in the midst of a vast and gloomy wood. She fears that being
old he may die and leave her alone in the forest. But he reassures
her. "Dear child," he said, "I cannot die, and I have no heart in my
breast." But she importuned him to tell her where his heart was. So
he said, "Far, far from here in an unknown and lonesome land stands
a great church. The church is well secured with iron doors, and
round about it flows a broad deep moat. In the church flies a bird
and in the bird is my heart. So long as the bird lives, I live. It
cannot die of itself, and no one can catch it; therefore I cannot
die, and you need have no anxiety." However the young man, whose
bride the damsel was to have been before the warlock spirited her
away, contrived to reach the church and catch the bird. He brought
it to the damsel, who stowed him and it away under the warlock's
bed. Soon the old warlock came home. He was ailing, and said so. The
girl wept and said, "Alas, daddy is dying; he has a heart in his
breast after all." "Child," replied the warlock, "hold your tongue.
I _can't_ die. It will soon pass over." At that the young man under
the bed gave the bird a gentle squeeze; and as he did so, the old
warlock felt very unwell and sat down. Then the young man gripped
the bird tighter, and the warlock fell senseless from his chair.
"Now squeeze him dead," cried the damsel. Her lover obeyed, and when
the bird was dead, the old warlock also lay dead on the floor.
In the Norse tale of "the giant who had no heart in his body," the
giant tells the captive princess, "Far, far away in a lake lies an
island, on that island stands a church, in that church is a well, in
that well swims a duck, in that duck there is an egg, and in that
egg there lies my heart." The hero of the tale, with the help of
some animals to whom he had been kind, obtains the egg and squeezes
it, at which the giant screams piteously and begs for his life. But
the hero breaks the egg in pieces and the giant at once bursts. In
another Norse story a hill-ogre tells the captive princess that she
will never be able to return home unless she finds the grain of sand
which lies under the ninth tongue of the ninth head of a certain
dragon; but if that grain of sand were to come over the rock in
which the ogres live, they would all burst "and the rock itself
would become a gilded palace, and the lake green meadows." The hero
finds the grain of sand and takes it to the top of the high rock in
which the ogres live. So all the ogres burst and the rest falls out
as one of the ogres had foretold.
In a Celtic tale, recorded in the West Highlands of Scotland, a
giant is questioned by a captive queen as to where he keeps his
soul. At last, after deceiving her several times, he confides to her
the fatal secret: "There is a great flagstone under the threshold.
There is a wether under the flag. There is a duck in the wether's
belly, and an egg in the belly of the duck, and it is in the egg
that my soul is." On the morrow when the giant was gone, the queen
contrived to get possession of the egg and crushed it in her hands,
and at that very moment the giant, who was coming home in the dusk,
fell down dead. In another Celtic tale, a sea beast has carried off
a king's daughter, and an old smith declares that there is no way of
killing the beast but one. "In the island that is in the midst of
the loch is Eillid Chaisfhion--the white-footed hind, of the
slenderest legs, and the swiftest step, and though she should be
caught, there would spring a hoodie out of her, and though the
hoodie should be caught, there would spring a trout out of her, but
there is an egg in the mouth of the trout, and the soul of the beast
is in the egg, and if the egg breaks, the beast is dead." As usual
the egg is broken and the beast dies.
In an Irish story we read how a giant kept a beautiful damsel a
prisoner in his castle on the top of a hill, which was white with
the bones of the champions who had tried in vain to rescue the fair
captive. At last the hero, after hewing and slashing at the giant
all to no purpose, discovered that the only way to kill him was to
rub a mole on the giant's right breast with a certain egg, which was
in a duck, which was in a chest, which lay locked and bound at the
bottom of the sea. With the help of some obliging animals, the hero
made himself master of the precious egg and slew the giant by merely
striking it against the mole on his right breast. Similarly in a
Breton story there figures a giant whom neither fire nor water nor
steel can harm. He tells his seventh wife, whom he has just married
after murdering all her predecessors, "I am immortal, and no one can
hurt me unless he crushes on my breast an egg, which is in a pigeon,
which is in the belly of a hare; this hare is in the belly of a
wolf, and this wolf is in the belly of my brother, who dwells a
thousand leagues from here. So I am quite easy on that score." A
soldier contrived to obtain the egg and crush it on the breast of
the giant, who immediately expired. In another Breton tale the life
of a giant resides in an old box-tree which grows in his castle
garden; and to kill him it is necessary to sever the tap-root of the
tree at a single blow of an axe without injuring any of the lesser
roots. This task the hero, as usual, successfully accomplishes, and
at the same moment the giant drops dead.
The notion of an external soul has now been traced in folk-tales
told by Aryan peoples from India to Ireland. We have still to show
that the same idea occurs commonly in the popular stories of peoples
who do not belong to the Aryan stock. In the ancient Egyptian tale
of "The Two Brothers," which was written down in the reign of
Rameses II., about 1300 B.C., we read how one of the brothers
enchanted his heart and placed it in the flower of an acacia tree,
and how, when the flower was cut at the instigation of his wife, he
immediately fell down dead, but revived when his brother found the
lost heart in the berry of the acacia and threw it into a cup of
fresh water.
In the story of Seyf el-Mulook in the _Arabian Nights_ the jinnee
tells the captive daughter of the King of India, "When I was born,
the astrologers declared that the destruction of my soul would be
effected by the hand of one of the sons of the human kings. I
therefore took my soul, and put it into the crop of a sparrow, and I
imprisoned the sparrow in a little box, and put this into another
small box, and this I put within seven other small boxes, and I put
these within seven chests, and the chests I put into a coffer of
marble within the verge of this circumambient ocean; for this part
is remote from the countries of mankind, and none of mankind can
gain access to it." But Seyf el-Mulook got possession of the sparrow
and strangled it, and the jinnee fell upon the ground a heap of
black ashes. In a Kabyle story an ogre declares that his fate is far
away in an egg, which is in a pigeon, which is in a camel, which is
in the sea. The hero procures the egg and crushes it between his
hands, and the ogre dies. In a Magyar folk-tale, an old witch
detains a young prince called Ambrose in the bowels of the earth. At
last she confided to him that she kept a wild boar in a silken
meadow, and if it were killed, they would find a hare inside, and
inside the hare a pigeon, and inside the pigeon a small box, and
inside the box one black and one shining beetle: the shining beetle
held her life, and the black one held her power; if these two
beetles died, then her life would come to an end also. When the old
hag went out, Ambrose killed the wild boar, and took out the hare;
from the hare he took the pigeon, from the pigeon the box, and from
the box the two beetles; he killed the black beetle, but kept the
shining one alive. So the witch's power left her immediately, and
when she came home, she had to take to her bed. Having learned from
her how to escape from his prison to the upper air, Ambrose killed
the shining beetle, and the old hag's spirit left her at once. In a
Kalmuck tale we read how a certain khan challenged a wise man to
show his skill by stealing a precious stone on which the khan's life
depended. The sage contrived to purloin the talisman while the khan
and his guards slept; but not content with this he gave a further
proof of his dexterity by bonneting the slumbering potentate with a
bladder. This was too much for the khan. Next morning he informed
the sage that he could overlook everything else, but that the
indignity of being bonneted with a bladder was more than he could
bear; and he ordered his facetious friend to instant execution.
Pained at this exhibition of royal ingratitude, the sage dashed to
the ground the talisman which he still held in his hand; and at the
same instant blood flowed from the nostrils of the khan, and he gave
up the ghost.
In a Tartar poem two heroes named Ak Molot and Bulat engage in
mortal combat. Ak Molot pierces his foe through and through with an
arrow, grapples with him, and dashes him to the ground, but all in
vain, Bulat could not die. At last when the combat has lasted three
years, a friend of Ak Molot sees a golden casket hanging by a white
thread from the sky, and bethinks him that perhaps this casket
contains Bulat's soul. So he shot through the white thread with an
arrow, and down fell the casket. He opened it, and in the casket sat
ten white birds, and one of the birds was Bulat's soul. Bulat wept
when he saw that his soul was found in the casket. But one after the
other the birds were killed, and then Ak Molot easily slew his foe.
In another Tartar poem, two brothers going to fight two other
brothers take out their souls and hide them in the form of a white
herb with six stalks in a deep pit. But one of their foes sees them
doing so and digs up their souls, which he puts into a golden ram's
horn, and then sticks the ram's horn in his quiver. The two warriors
whose souls have thus been stolen know that they have no chance of
victory, and accordingly make peace with their enemies. In another
Tartar poem a terrible demon sets all the gods and heroes at
defiance. At last a valiant youth fights the demon, binds him hand
and foot, and slices him with his sword. But still the demon is not
slain. So the youth asked him, "Tell me, where is your soul hidden?
For if your soul had been hidden in your body, you must have been
dead long ago." The demon replied, "On the saddle of my horse is a
bag. In the bag is a serpent with twelve heads. In the serpent is my
soul. When you have killed the serpent, you have killed me also." So
the youth took the saddle-bag from the horse and killed the
twelve-headed serpent, whereupon the demon expired. In another
Tartar poem a hero called Kök Chan deposits with a maiden a golden
ring, in which is half his strength. Afterwards when Kök Chan is
wrestling long with a hero and cannot kill him, a woman drops into
his mouth the ring which contains half his strength. Thus inspired
with fresh force he slays his enemy.