THE GROWTH
OF
THE ENGLISH CONSTITUTION
_FROM THE EARLIEST TIMES_.
[Illustration]
THE GROWTH
OF THE
ENGLISH CONSTITUTION
_FROM THE EARLIEST TIMES_.
BY
EDWARD A. FREEMAN, M.A., HON. D.C.L.,
LATE FELLOW OF TRINITY COLLEGE, OXFORD.
‘Concedis justas leges et consuetudines esse tenendas, et
promittis eas per te esse protegendas et ad honorem Dei
roborandas, _quas vulgus elegerit_ secundum vires tuas?’—ANCIENT
CORONATION OATH.
‘Rex habet superiorem, Deum. Item Legem, per quam factus est
Rex. Item curiam suam.’—BRACTON.
‘Igitur communitas regni consulatur,
Et quid universitas sentiat sciatur.’
POLITICAL POEM, _XIII. Cent._
_SECOND EDITION._
London:
MACMILLAN AND CO.
1873.
[_The Right of Translation and Reproduction is reserved._]
LONDON:
R. CLAY, SONS, AND TAYLOR, PRINTERS,
BREAD STREET HILL.
PREFACE TO THE FIRST EDITION.
The proverb “_qui s’excuse s’accuse_” is so regularly turned against
any author who gives any account of the origin of his work that it
may be well to prevent its quotation by quoting it oneself. I have to
ask that these three Chapters and their accompanying Notes may not
be judged by the standard of a book. If I were to write a book on
the English Constitution, it would be different in form and, in many
points, different in style. What the reader has here is a somewhat
extended form of two Lectures given at Leeds and Bradford last January.
I had thought that they might be worth printing in the shape of two
magazine-papers; others thought that they might do good in their
present shape. I therefore expanded the latter part of the second
Lecture, which had to be cut very short in delivery, so as to make a
third Chapter, and I added such notes and references as seemed to be
needed.
I say all this, in order that what I have now written may be judged by
the standard of lectures, not by the standard of a book. In a popular
lecture it is impossible to deal with everything with which it is
desirable to deal; it is impossible to go to the bottom of those things
which one picks out to deal with. It is enough—because it is all that
can be done—if the choice of subjects is fairly well made, and if the
treatment of those that are chosen, though necessarily inadequate, is
accurate as far as it goes. Many things must be left out altogether;
many things must be treated very imperfectly; the attention of the
hearers must be caught by putting some things in a more highly wrought
shape than one would choose at another time. The object is gained, if
the lecturer awakens in his hearers a real interest in the subject on
which he speaks, and if he sends them to the proper sources of more
minute knowledge. If I can in this way send every one who wishes to
understand the early institutions of his country to the great work of
Professor Stubbs—none the less great because it lies in an amazingly
small compass—my own work will be effectually done. In Mr. Stubbs’
“Documents Illustrative of English History,” the ordinary student
will find all that he can want to learn; while he who means to write
a book, or to carry out his studies in a more minute way, will find
the best of guidance towards so doing. The great documents of early
English history, hitherto scattered far and wide, are now for the first
time brought together, and their bearing is expounded in a continuous
narrative worthy of the unerring learning and critical power of the
first of living scholars.
For my own part, my object has been to show that the earliest
institutions of England and of other Teutonic lands are not mere
matters of curious speculation, but matters closely connected with
our present political being. I wish to show that, in many things, our
earliest institutions come more nearly home to us, and that they have
more in common with our present political state, than the institutions
of intermediate ages which at first sight seem to have much more in
common with our own. As the continuity of our national life is to many
so hard a lesson to master, so the continuity of our political life,
and the way in which we have so often fallen back on the very earliest
principles of our race, is a lesson which many find specially hard. But
the holders of Liberal principles in modern politics need never shrink
from tracing up our political history to its earliest beginnings. As
far at least as our race is concerned, freedom is everywhere older
than bondage; we may add that toleration is older than intolerance.
Our ancient history is the possession of the Liberal, who, as being
ever ready to reform, is the true Conservative, not of the self-styled
Conservative who, by refusing to reform, does all he can to bring on
destruction. One special point on which I have dwelt is the way in
which our constitutional history has been perverted at the hands of
lawyers. It is perfectly true that the history of England must be
studied in the Statute-Book, but it must be in a Statute-Book which
begins at no point later than the Dooms of Æthelberht.
As I have often had need to take facts and doctrines for granted which
I believe myself to have proved in my larger works, I have in the Notes
given frequent references to those works, instead of bringing in the
evidence for the same things over again. And in the more modern part
of the subject, I have given several extracts at full length, even
from very familiar authors, because I know that a reader is often well
pleased to have a striking passage set before him at once, without
having to seek for it in the original. On the other hand, I have given
at full length several extracts from statutes and other documents which
most readers are not likely to have at hand. The historical portions
of any Act of Parliament can be studied only in the Acts themselves,
and not in the summaries of lawyers. Legal writers and speakers seem
constantly to repeat what has been said before them, without any
reference to the original sources. A memorable example is to be found
in the assertion of Blackstone and of a crowd of lawyers after him, in
Parliament and out of Parliament, that the King or Queen is by Law Head
of the Church. I need hardly say that that title was used by Henry,
Edward, and Mary, but that it was given up by Mary, and was not taken
up again by any later Sovereign.
SOMERLEAZE, WELLS,
_March 25, 1872_.
PREFACE TO THE SECOND EDITION.
In this Second Edition I have made a few verbal corrections and
improvements, and I have made two or three additions to the Notes.
Otherwise the book is unchanged.
SOMERLEAZE, WELLS,
_October 30, 1872_.
CONTENTS.
CHAPTER I.
The _Landesgemeinden_ of Uri and Appenzell—their bearing on
English Constitutional History—political elements common
to the whole Teutonic race—monarchic, aristocratic, and
democratic elements to be found from the beginning—the
three classes of men, the noble, the common freeman, and
the slave—universal prevalence of slavery—the Teutonic
institutions common to the whole Aryan family—witness
of Homer—description of the German Assemblies by
Tacitus—continuity of English institutions—English
nationality assumed—Teutonic institutions brought into
Britain by the English conquerors—effects of the settlement
on the conquerors—probable increase of slavery—Earls and
Churls—growth of the kingly power—nature of kingship—special
sanctity of the King—immemorial distinction between Kings
and Ealdormen—kingship not universal—names expressing
kingship—beginning of kingship in England—fluctuation between
Kings and Ealdormen—the kingly power strengthened by the
increase of the King’s territory—relations between the King
and the nation—power of the Witan—right of election and
deposition—growth of the kingly power by the _commendation_ of
the chief men—the _Comitatus_ as described by Tacitus—poem on
the Battle of Maldon—contrast of Roman and Teutonic feeling as
to personal service—instances of personal service in later
times—personal service and the holding of land not originally
connected—their union produces the feudal relation—growth
of the Thegns—they supplant the Earls—effects of the
change—change confirmed by the Norman Conquest _Pp._ 1-55
CHAPTER II.
Gradual growth of the English Constitution—new laws seldom
called for—importance of precedent—return to early principles
in modern legislation—shrinking up of the ancient national
Assemblies—constitution of the Witenagemót—the Witenagemót
continued in the House of Lords—Gemóts after the Norman
Conquest—the King’s right of summons—Life Peerages—origin of
the House of Commons—comparison of English and French national
Assemblies—of English and French history generally—course of
events influenced by particular men—Simon of Montfort—France
under Saint Lewis—bad effect of his virtues—good effect of
the vices of the Angevin Kings in England—effect of the
personal character of William the Conqueror—the Normans
in England gradually become English—the Angevins neither
Norman nor English—their love of foreigners—struggle against
the King and the Pope—national character of the English
Church—separation of ecclesiastical and temporal jurisdiction
under William—supremacy of the Crown—its abuse—good side of
ecclesiastical claims—interference of the Popes in English
affairs—the Pope and the King in league against the English
Church and nation—importance of London—general growth
of the towns—beginning of representation—Knights of the
shire—judicial powers of Parliament—citizens and burgesses
first summoned by Earl Simon—his connexion with Bourdeaux and
London—Simon a foreigner—religious reverence shown to him and
to other political worthies—Edward the First—the Constitution
finally completed under him—nature of later changes—difference
between English and continental legislatures—system of
Estates—three Estates of the Realm—no nobility in England—no
separate Estate of the Clergy practically established—effects
of the union of knights and citizens in one House—incidental
origin of the system of two Houses—misuse of the phrase “three
Estates”—growth of the House of Commons—general harmony of the
two Houses—great powers of the early Parliaments—character of
the fifteenth century—Parliaments less independent—narrowing
of the county franchise—popular elections of Kings—signs
of the importance of Parliament—character of the sixteenth
century—general decay of free institutions in Europe—their
preservation in England—subserviency of Parliament—its
causes—effects of the personal character of Henry the
Eighth—his respect for the outward forms of Law—indirect
witnesses to the importance of Parliament—tampering with
elections—enfranchisement of corrupt boroughs—Parliament under
Elizabeth—James the First—Charles the First—nature of later
changes. _Pp._ 56-110
CHAPTER III.
Character of later constitutional developments—greater
importance of silent changes—growth of the unwritten
_Constitution_ as distinguished from the written _Law_—Sir
Robert Peel’s vote of want of confidence—its bearings—the
growth of the Constitution implies the firm establishment of
the Law—relations between the Crown, the Ministry, and the
Parliament—indirect exercise of parliamentary power—origin
of the Ministry—recent use of the word _Government_—causes
and advantages of indirect parliamentary action—growth of
professional lawyers—their influence on constitutional
doctrines—their reasoning mainly sound, but their premisses
commonly worthless—return of modern legislation to the
earliest state of things—doctrine that Parliament expires by
a demise of the Crown—an inference from the doctrine about
the King’s writ—contrast with Old-English constitutional
doctrines—doubts and difficulties which Old-English
principles would have answered—case of 1399—deposition
of Richard and election of Henry—legal subtleties about
the character and continuance of the Parliament—case of
1660—question as to the continuance of the Long Parliament
after the execution of Charles the First—question as to the
nature and powers of the Convention Parliament—the Convention
declared to be a Parliament by its own act—question of
1688-9—history of the second Convention Parliament—question as
to the effects of Mary’s death—each of these acts a return to
earlier doctrines—their value as possible precedents—modern
legislation as to the demise of the Crown—Parliament no longer
dissolved by it—Act of William the Third—Act of George the
Third—Act of Victoria—reasonableness of this legislation—case
of the _Folkland_ or public land—its gradual change into
_Terra Regis_ or demesne land—the national revenue disposed of
at the King’s pleasure—return to earlier doctrines in modern
practice—case of the private estates of the King—dealt with in
earlier times like any other estates—doctrine that the private
estates of the King merged in the demesne of the Crown—return
to ancient practice by modern legislation—other cases of
return to ancient principles—history of the succession to the
Crown—the Crown anciently elective—preference for members
of the royal family—growth of the doctrine of hereditary
right—treatment of the law of succession by lawyers—twofold
election of the King—his ecclesiastical coronation—the
ecclesiastical election survives the civil—state of the
succession in the fourteenth and fifteenth centuries—right
of Parliament to dispose of the Crown—election of Henry the
Eighth—settlement of the Crown by his will—usurpation of the
Stewarts—their doctrine of divine right—the ancient right
asserted by the election of William and Mary—the Crown made
hereditary by the Act of Settlement—good side of hereditary
succession in modern times—conclusion. _Pp._ 111-160
NOTES _Pp._ 161-230
THE GROWTH OF THE ENGLISH CONSTITUTION FROM THE _EARLIEST TIMES_.
CHAPTER I.
Year by year, on certain spots among the dales and the mountain-sides
of Switzerland, the traveller who is daring enough to wander out of
beaten tracks and to make his journey at unusual seasons may look on a
sight such as no other corner of the earth can any longer set before
him. He may there gaze and feel, what none can feel but those who have
seen with their own eyes, what none can feel in its fulness more than
once in a lifetime, the thrill of looking for the first time face to
face on freedom in its purest and most ancient form. He is there in a
land where the oldest institutions of our race, institutions which may
be traced up to the earliest times of which history or legend gives us
any glimmering, still live on in their primæval freshness. He is in
a land where an immemorial freedom, a freedom only less eternal than
the rocks that guard it, puts to shame the boasted antiquity of kingly
dynasties, which, by its side, seem but as innovations of yesterday.
There, year by year, on some bright morning of the spring-tide, the
Sovereign People, not entrusting its rights to a few of its own number,
but discharging them itself in the majesty of its corporate person,
meets in the open market-place or in the green meadow at the mountain’s
foot, to frame the laws to which it yields obedience as its own work,
to choose the rulers whom it can afford to greet with reverence as
drawing their commission from itself. Such a sight there are but few
Englishmen who have seen; to be among those few I reckon among the
highest privileges of my life. Let me ask you to follow me in spirit
to the very home and birth-place of freedom, to the land where we need
not myth and fable to add aught to the fresh and gladdening feeling
with which we for the first time tread the soil and drink in the
air of the immemorial democracy of Uri(1). It is one of the opening
days of May; it is the morning of Sunday; for men there deem that
the better the day the better the deed; they deem that the Creator
cannot be more truly honoured than in using, in His fear and in His
presence, the highest of the gifts which He has bestowed on man. But
deem not that, because the day of Christian worship is chosen for the
great yearly assembly of a Christian commonwealth, the more directly
sacred duties of the day are forgotten. Before we, in our luxurious
island, have lifted ourselves from our beds, the men of the mountains,
Catholic and Protestant alike, have already paid the morning’s worship
in God’s temple. They have heard the mass of the priest or they have
listened to the sermon of the pastor, before some of us have awakened
to the fact that the morn of the holy day has come. And when I saw men
thronging the crowded church, or kneeling, for want of space within,
on the bare ground beside the open door, when I saw them marching
thence to do the highest duties of men and citizens, I could hardly
forbear thinking of the saying of Holy Writ, that “where the Spirit
of the Lord is, there is liberty.” From the market-place of Altdorf,
the little capital of the Canton, the procession makes its way to the
place of meeting at Böblingen. First marches the little army of the
Canton, an army whose weapons never can be used save to drive back an
invader from their land(2). Over their heads floats the banner, the
bull’s head of Uri, the ensign which led men to victory on the fields
of Sempach and Morgarten. And before them all, on the shoulders of men
clad in a garb of ages past, are borne the famous horns, the spoils of
the wild bull of ancient days, the very horns whose blast struck such
dread into the fearless heart of Charles of Burgundy(3). Then, with
their lictors before them, come the magistrates of the commonwealth on
horseback(4), the chief magistrate, the Landammann, with his sword by
his side. The people follow the chiefs whom they have chosen to the
place of meeting, a circle in a green meadow, with a pine forest rising
above their heads and a mighty spur of the mountain range facing them
on the other side of the valley. The multitude of freemen take their
seats around the chief ruler of the commonwealth, whose term of office
comes that day to an end. The Assembly opens; a short space is first
given to prayer, silent prayer offered up by each man in the temple
of God’s own rearing. Then comes the business of the day. If changes
in the law are demanded, they are then laid before the vote of the
Assembly, in which each citizen of full age has an equal vote and an
equal right of speech. The yearly magistrates have now discharged all
their duties; their term of office is at an end; the trust which has
been placed in their hands falls back into the hands of those by whom
it was given, into the hands of the sovereign people. The chief of the
commonwealth, now such no longer, leaves his seat of office and takes
his place as a simple citizen in the ranks of his fellows. It rests
with the free will of the Assembly to call him back to his chair of
office, or to set another there in his stead. Men who have neither
looked into the history of the past, nor yet troubled themselves
to learn what happens year by year in their own age, are fond of
declaiming against the caprice and ingratitude of the people, and of
telling us that under a democratic government neither men nor measures
can remain for an hour unchanged. The witness alike of the present and
of the past is an answer to baseless theories like these. The spirit
which made democratic Athens year by year bestow her highest offices
on the patrician Periklês and the reactionary Phôkiôn(5) still lives
in the democracies of Switzerland, alike in the Landesgemeinde of Uri
and in the Federal Assembly at Bern. The ministers of Kings, whether
despotic or constitutional, may vainly envy the sure tenure of office
which falls to the lot of those who are chosen to rule by the voice of
the people. Alike in the whole Confederation and in the single Canton
reelection is the rule; the rejection of the out-going magistrate is
the rare exception(6). The Landammann of Uri, whom his countrymen
have raised to the seat of honour, and who has done nothing to lose
their confidence, need not fear that when he has gone to the place of
meeting in the pomp of office, his place in the march homeward will be
transferred to another against his will.
Such is the scene, which, save for a moment, when the world was turned
upside down by the inroads of revolutionary France(7), has gone on
year by year as far as history goes back in the most unchanged of
European states. Let me ask you to follow me yet again to the place of
assembly of a younger member of the same noble band of commonwealths
(8), to pass from Uri to Appenzell, from the green meadows of Bözlingen
to the hill-side market-place of Trogen. Somewhat of the pomp and
circumstance which marks the assembly of Catholic and pastoral Uri is
lacking in the assembly of the Protestant and industrial population of
the Outer Rhodes of Appenzell. But the stamp of antiquity, the stamp
of immemorial freedom, is impressed alike on the assembly and on the
whole life of either commonwealth. We miss in Appenzell the solemn
procession, the mounted magistrates, the military pomp, of Uri, but
we find in their stead an immemorial custom which breathes perhaps
more than any other the spirit of days when freedom was not a thing of
course, but a thing for which men had to give their toil and, if need
be, their blood. Each man who makes his way to the Landesgemeinde of
Trogen bears at his side the sword which the law at once commands him
to carry and forbids him to draw(9). And in the proceedings of the
assembly itself, the men of Appenzell have kept one ancient rite, which
surpasses all that I have ever seen or heard of in its heart-stirring
solemnity. When the newly chosen Landammann enters on his office,
his first duty is to bind himself by an oath to obey the laws of the
commonwealth over which he is called to rule. His second duty is to
administer to the multitude before him the same oath by which he has
just bound himself. To hear the voice of thousands of freemen pledging
themselves to obey the laws which they themselves have made is a moment
in one’s life which can never be forgotten, a moment for whose sake it
would be worth while to take a far longer and harder journey than that
which leads us to Uri or Appenzell.
And now I may be asked why I have begun a discourse on the constitution
of England with a picture of the doings of two small commonwealths
whose political and social state is so widely different from our own. I
answer that I have done so because my object is, not merely to speak of
the constitution of England in the shape which the changes of fourteen
hundred years have at last given it, but to trace back those successive
changes to the earliest times which either history or tradition sets
before us. In the institutions of Uri and Appenzell, and in others of
the Swiss Cantons which have never departed from the primæval model, we
may see the institutions of our own forefathers, the institutions which
were once common to the whole Teutonic race, institutions whose outward
form has necessarily passed away from greater states, but which contain
the germs out of which every free constitution in the world has grown.
Let us look back to the earliest picture which history can give us of
the political and social being of our own forefathers. In the Germany
of Tacitus we have the picture of the institutions of the Teutonic race
before our branch of that race sailed from the mouths of the Elbe and
the Weser to seek new homes by the Humber and the Thames. There, in the
picture of our fathers and brethren seventeen hundred years back, the
free Teutonic Assembly, the armed Assembly of the whole people, is set
before us, well nigh the same, in every essential point, as it may
still be seen in Uri, Unterwalden, Glarus, and Appenzell. One point
however must be borne in mind. In the assemblies of those small Cantons
it is only the most democratic side of the old Teutonic constitution
which comes prominently into sight. The commonwealth of Uri, by the
peculiar circumstances of its history, grew into an independent and
sovereign state. But in its origin it was not a nation, it was not
even a tribe(10). The Landesgemeinden of which I have been speaking
are the Assemblies, not of a nation but of a district; they answer in
our own land, not to the Assemblies of the whole Kingdom, but to the
lesser Assemblies of the shire or the hundred. But they are not on
that account any the less worthy of our notice, they do not on that
account throw any the less light on that common political heritage
which belongs alike to Swabia and to England. In every Teutonic land
which still keeps any footsteps of its ancient institutions, the
local divisions are not simply administrative districts traced out
for convenience on the map. In fact, they are not divisions at all;
they are not divisions of the Kingdom, but the earlier elements out
of whose union the Kingdom grew. Yorkshire, by that name, is younger
than England, but Yorkshire, by its elder name of Deira, is older than
England(11). And Yorkshire or Deira itself is younger than the smaller
districts of which it is made up, Craven, Cleveland, Holderness, and
others. The Landesgemeinde of Uri answers, not to an Assembly of
all England, not to an Assembly of all Deira, but to an Assembly of
Holderness or Cleveland. But in the old Teutonic system the greater
aggregate was simply organized after the model of the lesser elements
out of whose union it was formed. In fact, for the political unit,
for the atom which joined with its fellow atoms to form the political
whole, we must go to areas yet smaller than those of Holderness or
Uri. That unit, that atom, the true kernel of all our political life,
must be looked for in Switzerland in the _Gemeinde_ or _Commune_; in
England—smile not while I say it—in the parish vestry(12).
The primitive Teutonic constitution, the constitution of the Germans
of Tacitus, the constitution which has lingered on in a few remote
corners of the old German realm, is democratic, but it is not purely
democratic. Or rather it is democratic, purely democratic, in the
truer, older, and more honourable sense of that much maligned word;
it is not purely democratic in that less honourable, but purely
arbitrary, sense which is often put upon it in modern controversy.
Democracy, according to Periklês, is a government of the whole
people, as opposed to oligarchy, a government of only a part of the
people(13). A government which vests all power in any one class, a
government which shuts out any one class, whether that class be the
highest or the lowest, does not answer the definition of Periklês;
it is not a government of the whole but only of a part; it is not a
democracy but an oligarchy(14). Democracy, in the sense of Periklês,
demands that every freeman shall have a voice in the affairs of the
commonwealth; it does not necessarily demand that every freeman should
have an equal voice. It does not forbid the existence of magistrates
clothed with high authority and held in high reverence, nor does it
forbid respect for ancient birth or even an attachment to an hereditary
line of rulers. The older school of English constitutional writers
delighted to show that the English Constitution contained a monarchic,
an aristocratic, and a democratic element, the three being wrought
together in such true and harmonious proportion that we could enjoy
the good side of all the three great forms of government without ever
seeing the evil side of any of them. These worthy speculators were
perhaps a little Utopian in their theories; still there is no doubt
that, in every glimpse we get of old Teutonic politics, we see what we
may fairly call a monarchic, an aristocratic, and a democratic element.
Those earliest glimpses set before us three classes of men as found in
every Teutonic society, the noble, the common freeman, and the slave
(15). The existence of the slave, harshly as the name now grates on our
ears, is no special shame or blame to our own forefathers. Slavery, in
some shape or other, has unhappily been the common law of most nations
in most ages; it is a mere exception to the general rule that, partly
through the circumstances of most European countries, partly through
the growth of humanity and civilization, the hateful institution has,
during a few centuries past, gradually disappeared from a certain
portion of the earth’s surface. And we must not forget that, in many
states of society, the doom of slavery may have been thankfully
received as an alleviation of his lot by the man whose life was
forfeited either as a prisoner in merciless warfare or as a wrong-doer
sentenced for his crimes(16). But I mention the existence of slavery
only that we may remember that when we speak of freedom, freeman,
democracy, and the like, we are after all speaking of the rights of
a privileged class—that, whether in Athens, in Rome, or in the early
Teutonic communities, there was always a large mass of human beings
who had no share in the freedom, the victory, or the glory of their
masters. We are now more closely concerned with those distinctions
which, from the earliest times, we find among the freemen themselves.
In the Germany of Tacitus, as at this day in the democratic Cantons,
the sovereign power is vested in the whole people, acting directly in
their own persons. But if the sovereignty of the popular Assembly is
plainly set before us, we have also no less plainly set before us the
existence of a Council smaller than the popular Assembly, and also
the existence of a class of nobles, the nature and extent of whose
privileges is not very well defined, but who clearly had privileges
of some kind or other, and whose privileges passed on by hereditary
descent. Here we have an aristocratic element as distinctly marked as
the democratic element which is supplied by the popular Assembly. And
at the head of all we see personal chiefs of tribes and nations, chiefs
bearing different titles, Kings, Dukes, or Ealdormen, who in most cases
drew their title to rule from an union of birth and election, rulers
whom the nation chose and whom the nation could depose, but who still
were the personal leaders of the nation, its highest magistrates in
peace, its highest leaders in war. Here then, besides the democratic
and the aristocratic elements, we have a distinct monarchic element
standing out clearly in our earliest glimpses of Teutonic political
life. King, Lords, and Commons, in their present shapes, are something
comparatively recent, but we may see something which may fairly pass as
the germ of King, Lords, and Commons, from the very beginning of our
history.
I will even go a step further. The Constitution which I have just
sketched is indeed the common possession of the Teutonic race, but it
is something more. We should perhaps not be wrong if we were to call
it a common possession of the whole Aryan family of mankind. It is
possible that we may even find traces of it beyond the bounds of the
Aryan family(17). But I will put speculations like these aside. It is
enough for me that the Constitution which was the common heritage of
the Teutonic race, was an heritage which the Teuton shared with his
kinsfolk in Greece and Italy. Turn to the earliest records of European
civilization. In the Homeric poems we see a constitution, essentially
the same as that which is set before us in the Germany of Tacitus,
established alike in the Achaian camp before Ilios, in the island
realm of Ithakê, and even among the Gods on Olympos. Zeus is the King
of all; but he has around him his Council of the greater Gods, and
there are times when he summons to his court the whole Assembly of the
Divine nation, when Gods of all ranks gather together in the court of
their chief, when, save old Ocean himself, even all the River-gods were
there, and when we are specially told—a fact which might perhaps be
pressed into the service of very recent controversies—that not one of
the Nymphs stayed away(18). If we come down to earth, we find the King
of Men as the common leader of all, but we find him surrounded by his
inner Council of lesser princes and captains. And on great occasions,
Agamemnôn on earth, like Zeus in heaven, gathers together the general
Assembly of freeborn warriors, an assembly in which, if debate was
mainly confined to a few eloquent leaders, the common freeman, the
undistinguished citizen and soldier, had at least the right of speaking
his mind as to the proposals of his chiefs, by loud applause or by
emphatic silence(19). Nor is this picture confined to the host in
battle array beneath the walls of Ilios; we must remember that in
all early societies the distinction between soldier and civilian is
unknown; the army is the nation, and the nation is the army. The same
picture which the Iliad sets before us as the constitution of the
Achaian army is set before us in the glimpses of more peaceful life
which we find in the Odyssey as being no less the constitution of
every Hellenic commonwealth on its own soil. Everywhere we find the
same three elements, the supreme leader or King, the lesser chiefs who
form his Council, and the final authority of all, the general Assembly
of the freemen(20). We see the same in every glimpse which history
or legend gives us of the political state of Rome and the other old
Italian commonwealths(21). Everywhere we find the King, the Senate,
the Assembly of the people, and the distribution of powers is not
essentially changed when the highest personal authority is transferred
from the hands of a King chosen for life to the hands of Consuls
chosen for a year(22). The likeness between the earliest political
institutions of the Greek, the Italian, and the Teuton is so close,
so striking in every detail, that we can hardly fail to see in it
possession handed on from the earliest times, a possession which Greek,
Italian, and Teuton already had in the days before the separation, in
those unrecorded but still authentic times when Greek, Italian, and
Teuton were still a single people speaking a single tongue.
I have referred more than once to the picture of our race in its
earliest recorded times, as set before us by the greatest of Roman
historians in the Germany of Tacitus. Let me now set before you some
special points of his description in his own words as well as I am able
to clothe them in an English dress(23).
“They choose their Kings on account of their nobility, their leaders on
account of their valour. Nor have the Kings an unbounded or arbitrary
power, and the leaders rule rather by their example than by the right
of command; if they are ready, if they are foreward, if they are
foremost in leading the van, they hold the first place in honour....
On smaller matters the chiefs debate, on greater matters all men; but
so that those things whose final decision rests with the whole people
are first handled by the chiefs.... The multitude sits armed in such
order as it thinks good; silence is proclaimed by the priests, who have
also the right of enforcing it. Presently the King or chief, according
to the age of each, according to his birth, according to his glory in
war or his eloquence, is listened to, speaking rather by the influence
of persuasion than by the power of commanding. If their opinions give
offence, they are thrust aside with a shout; if they are approved, the
hearers clash their spears. It is held to be the most honourable kind
of applause to use their weapons to signify approval. It is lawful also
in the assembly to bring matters for trial and to bring charges of
capital crimes.... In the same assembly chiefs are chosen to administer
justice through the districts and villages. Each chief in so doing has
a hundred companions of the commons assigned to him, as at once his
counsellors and his authority. Moreover they do no matter of business,
public or private, except in arms.”
Here we have a picture of a free commonwealth of warriors, in which
each freeman has his place in the state, where the vote of the general
Assembly is the final authority on all matters, but where both
hereditary descent and elective office are held in high honour. We
see also in a marked way the influence of personal character and of
the power of speech; we see the existence of local divisions, local
assemblies, local magistrates; in a word, we see in this picture of
our forefathers in their old land, seventeen hundred years ago, the
germs of all the institutions which have grown up step by step among
ourselves in the course of ages. And a Swiss of the democratic Cantons
would see in it, not merely the germs of his constitution, but the
living picture of the thing itself.
This immemorial Teutonic constitution was thus the constitution of our
forefathers in their old land of Northern Germany, before they made
their way into the Isle of Britain. And that constitution, in all its
essential points, they brought with them into their new homes, and
there, transplanted to a new soil, it grew and flourished, and brought
forth fruit richer and more lasting than it brought forth in the land
of its earlier birth. On the Teutonic mainland, the old Teutonic
freedom, with its free assemblies, national and local, gradually died
out before the encroachments of a brood of petty princes(24). In the
Teutonic island it has changed its form from age to age; it has lived
through many storms and it has withstood the attacks of many enemies,
but it has never utterly died out. The continued national life of the
people, notwithstanding foreign conquests and internal revolutions, has
remained unbroken for fourteen hundred years. At no moment has the tie
between the present and the past been wholly rent asunder; at no moment
have Englishmen sat down to put together a wholly new constitution in
obedience to some dazzling theory. Each step in our growth has been the
natural consequence of some earlier step; each change in our law and
constitution has been, not the bringing in of anything wholly new, but
the developement and improvement of something that was already old.
Our progress has in some ages been faster, in others slower; at some
moments we have seemed to stand still, or even to go back; but the
great march of political developement has never wholly stopped; it has
never been permanently checked since the day when the coming of the
Teutonic conquerors first began to change Britain into England. New
and foreign elements have from time to time thrust themselves into our
law; but the same spirit which could develope and improve whatever was
old and native has commonly found means sooner or later to cast forth
again whatever was new and foreign. The lover of freedom, the lover of
progress, the man who has eyes keen enough to discover real identity
under a garb of outward unlikeness, need never shrink from tracing up
the political institutions of England to their earliest shape. The
fourteen hundred years of English history are the possession of those
who would ever advance, not the possession of those who would stand
still or go backwards. The wisdom of our forefathers was ever shown,
not in a dull and senseless clinging to things as they were at any
given moment, but in that spirit, the spirit alike of the true reformer
and the true conservative, which keeps the whole fabric standing, by
repairing and improving from time to time whatever parts of it stand in
need of repair or improvement. Let ancient customs prevail(25); let
us ever stand fast in the old paths. But the old paths have in England
ever been the paths of progress; the ancient custom has ever been to
shrink from mere change for the sake of change, but fearlessly to
change whenever change was really needed. And many of the best changes
of later times, many of the most wholesome improvements in our Law and
Constitution, have been only the casting aside of innovations which
have crept in in modern and evil times. They have been the calling up
again, in an altered garb, of principles as old as the days when we get
our first sight of our forefathers in their German forests. Changed as
it is in all outward form and circumstance, the England in which we
live, has, in its true life and spirit, far more in common with the
England of the earliest times than it has with the England of days far
nearer to our own. In many a wholesome act of modern legislation, we
have gone back, wittingly or unwittingly, to the earliest principles
of our race. We have advanced by falling back on a more ancient state
of things; we have reformed by calling to life again the institutions
of earlier and ruder times, by setting ourselves free from the slavish
subtleties of Norman lawyers, by casting aside as an accursed thing the
innovations of Tudor tyranny and Stewart usurpation.
I have said that the primæval Teutonic constitution was brought with
them by our Teutonic forefathers when they came as conquerors into the
Isle of Britain. I will not again go into the details of the English
Conquest, the settlement which gave us a new home in a new land, nor
into all the questions and controversies to which the details of the
English Conquest have given rise. I have spoken of them over and over
again with my voice and with my pen, and I hope I may now take for
granted what I have fully argued out elsewhere(26). I hope that I
may be allowed to assume the plain facts of the case, without going
through the details of every point. I will assume then—for it is that
to which the question really comes—that England is England and that
Englishmen are Englishmen. I will assume that we are not Romans or
Welshmen, but that we are the descendants of the Angles, Saxons, and
Jutes who came hither in the fifth and sixth centuries, of the Danes
and Northmen who came hither in the ninth. I will assume that we are
a people, not indeed of unmixed Teutonic blood—for no people in the
world is of absolutely unmixed blood—but a people whose blood is not
more mixed than that of any other nation; that Englishmen are as truly
Englishmen as Britons are Britons or as High-Germans are High-Germans.
I will assume that what is Teutonic in us is not merely one element
among others, but that it is the very life and essence of our national
being; that whatever else we may have in us, whatever we have drawn
from those whom we conquered or from those who conquered us, is no
coordinate element, but a mere infusion into our Teutonic essence;
in a word I will assume that Englishmen are Englishmen, that we are
ourselves and not some other people. I assume all this; if any man
disputes it, if any man chooses not to be an Englishman but to be a
Welshman or a Roman, I cannot argue with him now; I can only ask him to
turn to the arguments which I have urged on all those points in other
times and places. I assume that, as we have had one national name, one
national speech, from the beginning, we may be fairly held to have an
unbroken national being. And when we find a Teutonic-speaking people
in Britain living under the same political and social forms as the
Teutonic-speaking people of the mainland, it is surely no very rash or
far-fetched inference that the tongue and the laws which they have in
common are a common possession drawn from a common source; that the
island colony in short came itself, and brought its laws and language
with it, from the elder mother-land beyond the sea.
Our fathers then came into Britain, and they brought with them the
same primæval political system, the same distinctions of rank, the
same division of political power, which they had been used to in their
elder Anglian and Saxon homes. The circumstances of the Conquest would
no doubt bring about some changes. It would probably tend to increase
the numbers of the class of slaves. Such of the natives as were neither
slain nor driven out would of course pass into that class. Especially,
though there is no doubt that our forefathers brought their women with
them from their own homes, there is no doubt that many British women
passed into bondage, so much so that one of the common Old-English
names for a female slave is _Wylne_ or _Welshwoman_(27). And we may
infer that this increased familiarity with slavery would tend to
strengthen the custom by which freemen guilty of crimes were reduced
to slavery by sentence of law. Again, I suspect that the circumstances
of the Conquest did something to raise the position both of the common
freeman and of the King or leader, as compared with the intermediate
class of nobles. No two things are more levelling than colonization and
successful warfare. The levelling effect of colonization is obvious;
the levelling effect of warfare is not so obvious in modern times. In
modern armies, where there is a strictly defined system of military
ranks, where the distinction of officer and private is broadly drawn,
where the private soldier is little more than a machine in the hands of
his commander, the effect may even be the other way. But in an earlier
state of things, where victory depends on the individual prowess of
each man, nothing can be more levelling than warfare. Honour and profit
fall to the lot of the stoutest heart and the strongest arm, whether
their owner be noble or peasant in his own land. And this would be
still more the case when war and colonization went hand in hand, when
success brought not only victory but conquest, when men fought, not
to go back loaded with glory and plunder to their old homes, but to
win for themselves new homes as the reward of their valour. On the
other hand, in an early state of things personal influence is almost
everything; a vigorous and popular ruler is practically absolute,
because no one has the wish to withstand his will, but a weak or
unpopular ruler can exercise no authority whatever. In such a state of
things as this no one can so easily gain the authority of unbounded
influence as the military chief who leads his tribe to victory. And
again, that influence would be increased tenfold when the successful
chief led them not only to victory but to conquest, when he was not
only a ruler but a founder, the man who had led his people to win for
themselves a new land, to create a new state, the prize of his sword
and of theirs. Mere nobility of birth, however highly honoured, would
be but a feeble influence compared with either of these influences
above and below it. I think that we may trace something of the results
of these influences in the position of the oldest English nobility.
That there was a difference between the noble and the common freeman,
in Old-English phrase between the _Eorl_ and the _Ceorl_(28), is shown
by countless allusions to the distinction in our earliest records. But
it is by no means easy to say what the distinction really was. And,
as we shall presently see that this primitive nobility gradually gave
way to a nobility of quite another kind and founded on quite another
principle, we may perhaps be inclined to think that, at least after the
settlement of the English in Britain, the privileges of the _Eorlas_
were little more than honorary. I need hardly say that a traditional
deference for high birth, a traditional preference for men of certain
families in the disposal of elective offices, may go on when birth
carries with it no legal privilege whatever. Nowhere has this been more
strikingly shown than in those democratic Cantons of Switzerland of
which I have already spoken. In a commonwealth where magistrates were
chosen yearly, where every freeman had an equal vote in their choice,
it still happened that, year after year, the representatives of certain
famous houses were chosen as if by hereditary right. Such were the
Barons of Attinghausen in Uri and the house of Tschudi in Glarus(29).
And, whatever we say of such a custom in other ways, it was surely
well suited to have a good effect on the members of these particular
families; it was well suited to raise up in them a succession of men
fitted to hold the high offices of the commonwealth. A man who knows
that, if he be at all worthy of a certain post of honour, he will be
chosen to it before any other man, but who also knows that, if he
shows himself unworthy of it, he may either fail to attain it at all
or may be peacefully removed from it at the end of any twelvemonth, is
surely under stronger motives to make himself worthy of the place which
he hopes to fill than either the man who has to run the chance of an
unlimited competition or the man who succeeds to honour and authority
by the mere right of his birth.
Our fathers then came into Britain, bringing with them the three
elements of the primitive constitution which we find described by
Tacitus; but as I am inclined to think, the circumstances of the
Conquest did something, for a while at least, to strengthen the powers
both of the supreme chief and of the general body of the people at the
expense of the intermediate class of _Eorlas_ or nobles. Let us first
trace the origin and growth of the power of the supreme leader, in
other words, the monarchic element, the kingly power. What then is a
King? The question is much more easily asked than answered. The name
of King has meant very different things in different times and places;
the amount of authority attached to the title has varied greatly in
different times and places. Still a kind of common idea seems to run
through all its different uses; if we cannot always define a King,
we at least commonly know a King when we see him. The King has, in
popular sentiment at least, a vague greatness and sanctity attaching
to him which does not attach to any mere magistrate, however high
in rank and authority. I am not talking of the reason of the thing,
but of what, as a matter of fact, has at all times been the popular
feeling. Among the heathen Swedes, it is said that, when public affairs
went wrong,—that is, in the state of things when we should now turn
a Minister out of office and when our forefathers some generations
back would have cut off his head,—they despised any such secondary
victims, and offered the King himself in sacrifice to the Gods(30).
Such a practice certainly implies that our Scandinavian kinsfolk
had not reached that constitutional subtlety according to which the
responsibility of all the acts of the Sovereign is transferred to some
one else. They clearly did not, like modern constitution-makers, look
on the person of the King as inviolable and sacred. But I suspect
that the very practice which shows that they did not look on him as
inviolable shows that they did look on him as sacred. Surely the reason
why the King was sacrificed rather than any one else was because there
was something about him which there was not about any one else, because
no meaner victim would have been equally acceptable to the Gods. On
the other hand—to stray for a moment beyond the range of Teutonic and
even of Aryan precedent—we read that the ancient Egyptians forestalled
the great device of constitutional monarchy, that their priests,
in a yearly discourse, dutifully attributed all the good that was
done in the land to the King personally and all the evil to his bad
counsellors(31). These may seem two exactly opposite ways of treating
a King; but the practice of sacrificing the King, and the practice of
treating the King as one who can do no wrong, both start from the
same principle, the principle that the King is, somehow or other,
inherently different from everybody else. Our own Old-English Kings,
like all other Teutonic Kings, were anything but absolute rulers; the
nation chose them and the nation could depose them; they could do no
important act in peace or war without the national assent; yet still
the King, as the King, was felt to hold a rank differing in kind from
the rank held by the highest of his subjects. Perhaps the distinction
mainly consisted in a certain religious sentiment which attached
to the person of the King, and did not attach to the person of any
inferior chief. In heathen times, the Kings traced up their descent
to the Gods whom the nation worshipped; in Christian times, they were
distinguished from lesser rulers by being admitted to their office
with ecclesiastical ceremonies; the chosen of the people became also
the Anointed of the Lord. The distinction between Kings and rulers of
any other kind is strictly immemorial; it is as old as anything that
we know of the political institutions of our race. The distinction is
clearly marked in the description which I read to you from Tacitus. He
distinguishes in a marked way _Reges_ and _Duces_, Kings and Leaders;
Kings whose claim to rule rested on their birth, and leaders whose
claim to rule rested on their personal merit. But from the same writer
we learn that, though the distinction was so early established and so
well understood, it still was not universal among all the branches of
the Teutonic race. Of the German nations described by Tacitus, some,
he expressly tells us, were governed by Kings, while others were
not(32). That is to say, each tribe or district had its own chief, its
magistrate in peace and its leader in war, but the whole nation was
not united under any one chief who had any claim to the special and
mysterious privileges of kingship. That is to say, though we hear of
kingship as far back as our accounts will carry us, yet kingship was
not the oldest form of government among the Teutonic tribes. The King
and his Kingdom came into being by the union of several distinct tribes
or districts, which already existed under distinct leaders of their
own, and in our own early history we can mark with great clearness the
date and circumstances of the introduction of kingship. We should be
well pleased to know what were the exact Teutonic words which Tacitus
expressed by the Latin equivalents _Rex_ and _Dux_. As for the latter
at least, we can make a fair guess. The Teutonic chief who was not a
King bore the title of _Ealdorman_ in peace and of _Heretoga_ in war.
The former title needs no explanation. It still lives on among us,
though with somewhat less than its ancient dignity. The other title
of _Heretoga_, army-leader, exactly answering to the Latin _Dux_, has
dropped out of our own language, but it survives in High-German under
the form of _Herzog_, which is familiarly and correctly translated
by _Duke_(33). The _Duces_ of Tacitus, there can be no doubt, were
_Ealdormen_ or _Heretogan_. It is less clear what the title was which
he intended by _Rex_. Our word _Cyning, King_, is common to all the
existing Teutonic tongues, and we find it as far back as we can trace
the English language(34). But it is not the only, nor seemingly the
oldest, word to express the idea. In the oldest monument of Teutonic
speech, the Gothic translation of the Scriptures, the word _King_, in
any of its forms, is not found. The word there used is _Thiudans_(35).
And there is a third word _Drihten_, which in English is most commonly
used in a religious sense(36). I would ask you to bear with me while
I plunge for a moment into some obsolete Teutonic etymologies, as
I think that the analogies of these three words are not a little
interesting. All three names come from, or are closely connected with,
words meaning the race or people. One of those words, _Cyn_ or _Kin_,
we still keep in modern English with no change of sound and with very
little change of meaning. Now, the word _Cyning_, in its shortened
form _King_, either comes straight from the substantive _Cyn_, or else
from a closely connected adjective _Cyne_, noble, just like the Latin
_generosus_ from Genus, which, let me add, is the same word as our
English _Cyn_. Let no one delude you into thinking that _King_ has
anything to do with the _canning_ or _cunning_ man. The man who first
said that it had had simply not learned his Old-English grammar(37).
It has to do with _Cyn_ and _Cyne_, and it may be taken as “the noble
one,” or, as _ing_ is the Teutonic patronymic, any one that chooses may
thus form _Cyning_ from _Cyn_, and make the King, not the father of his
people, but their offspring(38). Now the other two names, _Thiudans_
or _Theoden_, and _Drihten_, have dropped out of our language, and so
have the two words with which they are connected, just as _Cyning_ is
connected with _Cyn_. _Thiduans_ or _Theoden_ comes from _Thiuda_ or
_Theod_, also meaning _people_, a word which you will recognize in many
of the old Teutonic names, _Theodric_, _Theodberht_, _Theodbald_, and
the like. So _Drihten_ either comes straight from _Driht_, a family or
company, or else, just like _Cyn_ and _Cyne_, from an adjective _driht_
meaning noble or lordly. All these three names expressing kingship have
thus to do with words meaning the race or people. They imply the chief
of a people, something more than the chief of a mere tribe or district.
Now in our Old-English Chronicles, when they tell how the first English
Conquerors, Hengest and Horsa, settled in Kent, they do not call them
_Cyningas_ but _Heretogan_, Leaders or Dukes. It is not till after some
victories over the Britons that we hear that Hengest took the _rice_ or
kingdom, and that his son Æsc is called _King_. So in Wessex, the first
conquerors Cerdic and Cynric are called _Ealdormen_ when they land;
but, when they have established a settled dominion at the expense of
the Welsh, we read that they too took the _rice_, and the leaders of
the West-Saxons are henceforth spoken of as Kings(39). It is plain then
that the first leaders of the English settlements in Britain, when they
came over, bore only the lowlier title of _Heretoga_ or _Ealdorman_; it
was only when they had fought battles and found themselves at the head
of a powerful and victorious settlement on the conquered soil that they
were thought worthy of the higher title of Kings. And we may further
believe that, with all their exploits they would not have been thought
worthy of it, if they had not been held to come of the blood of the
Gods, of the divine stock of Woden.
We thus see that kingship in the strict sense of the word, as
distinguished from the government of Dukes or Ealdormen, had its
beginning among the English in Britain, not in the very first moment
of the Conquest, but in the years which immediately followed it,
within the lifetime of the first generation of conquerors. The same
distinction which we find among the Angles and Saxons we find also
among the kindred nations of Scandinavia. When the Danes and Northmen
began those invasions which led to such important settlements in
Northern and Eastern England, we always find two marked classes of
leaders, the Kings and the _Jarls_, the same word as _Eorl_. Of these
the _Jarls_ answer to the English _Ealdormen_(40). The distinction is
again clearly marked, when we read that the Old-Saxons, the Saxons
of the mainland, were ruled, not by Kings, but by what our Latin
writer is pleased to call _Satraps_—that is, of course, _Dukes_ or
_Ealdormen_(41). But it is most strongly marked of all in several
accounts where we read of nations which had been united under Kings
falling back again upon the earlier dominion of these smaller local
chiefs. Thus the Lombards in Italy, who had been led by Kings to
their great conquest, are said for a while to have given up kingly
government, and to have again set up a rule of independent Dukes.
So the West-Saxons in our own island are said at one time to have
cast away kingly government, and to have in the like sort fallen back
on the rule of independent _Ealdormen_(42). In all these cases, we
should be glad to know more clearly than we do what was the exact
distinction between the _King_ and the _Duke_ or _Ealdorman_. But it
is plain that the King was the representative of a closer national
unity, while the Ealdorman represented the tendency on the part of each
tribe or district to claim independence for itself. The government of
the Ealdorman may not have been less effective than that of the King.
If we remember the distinction drawn by Tacitus as to the respective
qualifications for the two offices, we may even believe that the rule
of the Ealdorman may have been the more effective. But we may be sure
that the Ealdorman was felt to be, in some way or other, less distant
from the mass of his people than the King was; the place of King could
be held only by one of the stock of Woden; the place of Ealdorman, it
would seem, was open to any man who showed that he possessed the gifts
which were needed in a leader of men.
Kingship thus became the law of all the Teutonic tribes which settled
in Britain and whose union made up the English nation. That union, we
must always remember, was very gradual. Step by step, smaller Kings or
independent Ealdormen admitted the supremacy of a more powerful King.
Then, in a second stage, the smaller state was absolutely incorporated
with the greater. Its ruler now, if he continued to rule at all, ruled
no longer as an independent or even as a vassal sovereign, but as a
mere magistrate, acting by the deputed authority of the sovereign of
whom he held his office(43). The settlement made by Cerdic and Cynric
on the southern coast grew, step by step, by the incorporation of many
small kingdoms and independent Ealdormanships, into the lordship of the
whole Isle of Britain, into the immediate kingship of all its English
inhabitants. The Ealdorman of a corner of Hampshire thus grew step by
step into the King of the West-Saxons, the King of the Saxons, the King
of the English, the Emperor of all Britain, the lord, in later times,
of a dominion reaching into every quarter of the world(44). But the
point which now concerns us is that, with each step in the growth of
the King’s territorial dominion, his political authority within that
dominion has grown also. The change from an Ealdorman to a King, the
change from a heathen King to a Christian King crowned and anointed,
doubtless did much to raise the power and dignity of the ruler who
thus at each change surrounded himself with new titles to reverence.
But this was not all. The mere increase in the extent of territorial
dominion would at each step work most powerfully to increase the direct
power of the King, and still more powerfully to increase the vague
reverence which everywhere attaches to kingship. In Homer we read of
Kings, some of whom were “more kingly,” more of Kings, than others.
So it was among ourselves. A King who reigned over all Wessex was
more of a King than a King who reigned only over the Isle of Wight,
and a King who reigned over all England was more of a King than a
King who reigned only over Wessex(45). The greater the territory over
which a King reigns the less familiar he becomes to the mass of his
people; he is more and more shrouded in a mysterious awe, he is more
and more looked on as a being of a different nature from other men,
of a different nature even from other civil magistrates and military
leaders, however high their authority and however illustrious their
personal character. Such a separation of the King from the mass of his
people may indeed, in some states of things, lead, not to the increase,
but to the lessening of his practical power. He may become in popular
belief too great and awful for the effectual exercise of power, and, by
dint of his very greatness, his practical authority may be transferred
to his representatives who govern in his name. He may be surrounded
with a worship almost more than earthly, while the reality of power
passes to a Mayor of the Palace, or is split up among the satraps of
distant provinces(45). But, with a race of vigorous and politic Kings
ruling over a nation whose tendencies are to closer unity and not to
wider separation, each step in the territorial growth of the kingdom
is also a step in the growth, not only of the formal dignity, but of
the practical authority of the King. The King of the English, who in
the eleventh century held the direct sovereignty of all England, the
over-lordship of all Britain, was a very different person from his
forefather, who in the sixth century deemed that another victory over
the Briton, the acquisition of another strip of British territory,
another hundred, it may be, of modern Hampshire, had made him great
enough to change his title of Ealdorman for that of King. Such a King
was every inch a King; his personal character was of the highest moment
for the good or evil fortune of his kingdom. His will counted for much
in the making of the laws by which his people were to be governed, and
in the disposal of honours and offices among those who were to govern
under him. But yet he was not a despot; men never forgot that the
King was what his name implied, the representative, the impersonation,
the offspring of the people. It was from the choice of the people that
he received his authority to rule over them, a choice limited under
all ordinary circumstances to the royal house, but which, within that
house, was not tied down by a blind regard to any particular law of
succession. It was a choice which at any time could fix itself on the
worthiest man of the royal house, and which, when the royal house
failed to supply a fitting candidate, could boldly fix itself on the
worthiest man of the whole people(47). And those from whom the King
first drew his power ever shared with him in its exercise. The laws,
the grants, the appointments to offices, which the King made, needed
the assent of the people in their national Assembly, the gathering of
the Wise Men of the whole land(48). And those who gave him his power
and who guided him in its exercise could also, when need so called,
take away the power which they had given. At rare intervals—for it is
only at rare intervals that so great a step is likely to be taken—has
the English nation exercised its highest power by taking away the
Crown from Kings who were unworthy to wear it. I speak not of acts of
violence or murder, or of processes which, though clothed under legal
form, were without precedent in our history. I speak not of the secret
death of Henry the Sixth or of the open execution of Charles the First.
I speak of the regular process of the Law. In Northumberland the right
of deposition was exercised with special frequency(49). But I will
speak only of that direct and unbroken line of Kings who from Kings of
the West-Saxons grew into the Kings of the English. Six times at least,
in the space of nine hundred years, from Sigeberht of Wessex to James
the Second, has the Great Council of the Nation thus put forth the
last and greatest of its powers(50). The last exercise of this power
has made its future exercise needless. All that in old times was to
be gained by the deposition of a King can now be gained by a vote of
censure on a Minister, or, in the extremest case, by his impeachment.
But, besides that growth of the King’s power which followed naturally
on the growth of the King’s dominions, another cause was busily at
work which clothed him with a personal influence which was of almost
greater moment than his political authority. To a large portion of
his subjects, to all the men of special wealth or power, the King
gradually became, not only King but _lord_; his subjects gradually
became, not only his subjects but his _men_. These names may need some
explanation, and I will again go back to Tacitus as our starting-point.
Side by side with the political community, the King, the nobles, the
popular Assembly, all of them strictly political powers, he describes
another institution, a relation in itself not political but purely
personal, but which gradually became of the highest political moment.
This was the institution of the _comitatus_, the system of personal
relation between a man and his lord, a relation of faithful service on
one side, of faithful protection on the other. Let us again hear the
words of the great Roman interpreter of our own earliest days(51).
“It is no shame among the Germans to be seen among the companions
(_comites_) of a chief. And there are degrees of rank in the
companionship (_comitatus_), according to the favour of him whom they
follow; and great is the rivalry among the companions which shall stand
highest in the favour of his chief, and also among the chiefs which
shall have the most and the most valiant companions.... When they come
to battle, it is shameful for the chief to be surpassed in valour; it
is shameful for his companions not to equal the valour of their chief.
It is even a badge of disgrace for the remainder of life if a man comes
away alive from the field on which his chief has fallen. To guard, to
defend him, to assign their own valiant deeds to his credit, is their
first religious duty. The chiefs fight for victory; the companions
fight for their chief.”
This is the description given by a Roman historian of the second
century; let me set beside it the words of an English poet of the
tenth. He is describing the battle of Maldon in 991, which was fought
by the East-Saxons under their Ealdorman Brihtnoth against the invading
Northmen. The Ealdorman has been killed; two of his followers have
fled, one of them on the Ealdorman’s horse, and every word that is put
into the mouth of his faithful companions turns upon the personal tie
between them and their lord(52).
“Thereon hewed him
The heathen soldiers;
And both the warriors
That near him by-stood,
Ælfnoth and Wulfmær both,
Lay there on the ground
By their lord;
Their lives they sold.
There bowed they from the fight
That there to be would not;
There were Odda’s bairns
Erst in flight;
Godric from battle went,
And the good man forsook
That to him ofttimes
Horses had given.
He leapt on the horse
That his lord had owned,
On the housings
That it not right was.”
Presently we read of the deeds done by his Thegns over his body;
“There was fallen
The folk’s Elder,
Æthelred’s Earl;
All there saw
Of his hearth’s comrades
That their lord lay dead.
Then there went forth
The proud Thanes,
The undaunted men
Hastened gladly;
They would there all
One of two things,
Either life forsake,
Or the loved one wreak.”
Then one of the Thegns speaks;
“Neither on that folk
Shall the Thanes twit me
That I from this host
Away would go
To seek my home,
Now mine Elder lieth
Hewn down in battle;
To me is that harm most;
He was both my kinsman
And my lord.”
Then another speaks in answer;
“How thou, Ælfwine, hast
All our Thanes
In need-time cheered.
Now our lord lieth,
The Earl on the earth,
That of us each one
Others should embolden,
Warmen to the war,
That while we weapons may
Have and hold,
The hard falchion,
Spear and good sword.”
Then another speaks;
“I this promise
That I hence nill
Flee a footstep,
But will further go,
To wreak in the fight
My lord and comrade.
Nor by Stourmere
Any steadfast hero
With words need twit me
That I lordless
Homeward should go,
And wend from the fight.”
The story goes on a little later;
“Rath was in battle
Offa hewn down,
Yet had he furthered
That his lord had pledged,
As he ere agreed
With his ring-giver
That they should both
To the borough ride
Hale to home,
Or in the host cringe
On the slaughter place,
Of their wounds die.
He lay thane-like
His lord hard by.”
Lastly another Thegn speaks;
“Mind shall the harder be,
Heart shall the keener be,
Mood shall the more be,
As our main lessens.
Here lies our Elder,
All down hewn,
A good man in the dust;
Ever may he groan
Who now from this war-play
Of wending thinketh.
I am old of life;
Hence stir will I not,
And I by the half
Of my lord,
By such a loved man
To lie am thinking.”
This institution of military companionship seems to have struck Tacitus
with some amazement. He says that this kind of personal relation was
among the Germans not thought shameful. This was the natural feeling
of a Roman. The duty of a Roman citizen was wholly towards the state.
The state might be represented either by a responsible magistrate or
by an irresponsible Emperor; in either case obedience was due to the
representative of the state; but there was no personal relation to
the man. The old Roman institution of patron and client, which was
so like the German _comitatus_, had pretty well died out by the time
of Tacitus, and it had at no time been entered into by men of high
rank(53). What amazed Tacitus was that among the Germans the noblest in
birth and exploits were not looked on as dishonoured by entering the
service of a personal lord. To Tacitus himself Trajan was the chief
magistrate of the Roman commonwealth, the chief commander of the Roman
army; he was a personal master to none but his slaves and freedmen(54).
It was only in a much later stage of the Roman Empire that personal
service in the court and household of the Emperor began to be looked
on as honourable(55). But among the Teutonic nations the personal
relation coloured everything; personal service towards a King or other
chief was honourable from the beginning; the proudest nobles of Europe
have down to this day thought themselves honoured by filling offices
about the persons of Emperors, Kings, and other princes which Tacitus
would have deemed beneath the dignity of any Roman citizen. We are
now accustomed to see this kind of service paid in the case of royal
personages only; a few centuries back men of any rank deemed themselves
honoured by paying the like service to men of the rank next above their
own, or even to men of their own rank who had the start of them in age
and reputation. The knight was served by his esquire and the master
by his scholar; and the same principle, laid aside everywhere else,
lingers on in what is undoubtedly a trace of the Teutonic _comitatus_,
the fagging of our public schools. Now the political effect of the
existence of the principle of personal service, the institution of
the _comitatus_, alongside of the primitive political community, was
most important in our early history. The personal relation went far to
swallow up the purely political one. To enter the service of a chief
became so established a practice that at last it was deemed that it was
the part of every man to “seek a lord,” as the phrase was, to commend
himself, to put himself under the protection of some man more powerful
than himself(56). The _man_ owed faithful service to his _lord_; the
lord owed faithful protection to his man. The very word _Lord_, in its
older and fuller form _Hlaford_, implies the rewards which the lord
bestowed on his faithful man. The word is in some sort a puzzling one;
but there can be no doubt that it is connected with _hlaf_, _loaf_, and
that its general meaning is _the giver of bread_(57). Now herein lurks
something which has greatly affected all later political and social
arrangements. The institution of the _comitatus_ in its first state
had nothing whatever to do with the holding of land. But the _man_
looked for reward of his faithful service at the hands of his _lord_;
he looked for the bread of which his lord’s title proclaimed him as
the giver. There was of course no form of reward, no form of _bread_,
so convenient or so honourable as that of a grant of land to be held
as the reward of past and the condition of future service. Moreover
the custom of granting out lands to be held by the tenure of military
service had become common in the later days of Roman power(58). Such
lands were of course held, not of the Emperor as a personal lord, but
of the Roman Commonwealth of which he was the head and representative.
But the custom of holding lands by military service fell in well with
the Teutonic institution of personal service, and the union of the two
in the same person produced that feudal relation which has had such
an important bearing on all political and social life through the
whole of the middle ages and down to our own time. The land granted
by the lord to his man, or the land which the man agreed to hold as
if it had been so granted, might be a kingdom held of the Emperor or
the Pope, or it might be the smallest estate held of a more powerful
neighbour. In either case, such a holding by military service was a
_fief_, and from the institution of such fiefs the so-called Feudal
System, with all its manifold workings for good and for evil, had its
rise. But so far as the Feudal System existed, either in England or in
any other country, it existed wholly as a system which had grown up by
the side of an earlier system which it wholly or partially displaced.
The feudal tenant, holding his land of a lord by military service
gradually supplanted, wholly or partially, in most countries of Europe,
the _allodial_ holder who held his land of no other man, and who knew
no superior but God and the Law(59). In England this change took place
only gradually and partially; it was through the Norman Conquest, or,
more accurately, through the subtle legal theories which came in with
the Norman Conquest, that it was finally established. And, after all,
it was rather in theory than in fact that it was established. The
Feudal System, as something spreading into every corner of the land,
and affecting every relation of life, never obtained the same complete
establishment in England which it did in some continental countries.
But it is only indirectly that my subject has anything to do with the
Feudal System, and especially with its social working. I have to do
with the _comitatus_, out of which the feudal relation grew, mainly in
another aspect equally indirect, namely, the way in which it affected
our earliest political institutions. It gave us a new form of nobility,
a nobility of office and of personal relation to the King, instead of
a nobility founded on birth only. It gave us a nobility of _Thegns_,
which gradually supplanted the earlier nobility of the _Eorls_. As the
royal power and dignity grew, it came to be looked on as the highest
honour to enter into the personal service of the King. Two results
followed; service towards the King, a place, that is, in the King’s
_comitatus_, became the badge and standard of nobility(60). And it
greatly strengthened the power of the King that he stood to all the
chief men of his kingdom in the relation, not only of a political
ruler, but of a personal lord, a lord to whose service they were bound
by a personal tie, and of whom they held their lands as the gift of
his personal bounty. It marks perhaps a decline from the first idea of
the _comitatus_ that the old word _Gesith_, _companion_, answering
exactly to the Latin _Comes_ used by Tacitus, was supplanted by the
name _Thegn_, literally _servant_(61). But when personal service was
deemed honourable, the name of servant was no degradation, and the
name _Thegn_ became equivalent to the older _Eorl_. The King’s Thegn,
the men who held their land of the King and who were bound to him by
the tie of personal service, formed the highest class of nobility. The
Thegns of inferior lords, of Bishops and Ealdormen, formed a secondary
class. A nobility of this kind, there can be no doubt, was so far more
liberal than the elder nobility of birth that admission to it was not
forbidden to men of lower degree. The _Ceorl_, the ordinary freeman,
could not in strictness become an _Eorl_, for the simple reason that
he could not change his forefathers; but he might, and he often did,
become a _Thegn_(62). But, on the other hand, such a nobility, while
it made it easier for the common freeman to rise, tended to lower the
condition of the common freemen who did not rise. For the very reason
that the barrier of birth is one which cannot be passed, it is in
some respects less irksome than the barrier of wealth or office. The
privileges of a strictly hereditary nobility are much more likely to
sink into mere honorary distinctions than the privileges of a nobility
whose rank is backed by the solid advantages of office and of a
personal relation to the sovereign.
The tendency then of the first six hundred years after the settlement
of the English in Britain was to increase the power of the Crown, to
depress the lower class of freemen, to exchange a nobility of birth for
a nobility of personal service to the King. That is to say, England
had, before the Norman Conquest, already begun to walk, though with
less speed than most other nations, in the path which led to the
general overthrow of liberty throughout Europe. The foreign invasion
which for a moment seemed to have crushed her freedom for ever did in
truth only lead to its new birth, to its fresh establishment in forms
better fitted to the altered state of things, forms better fitted
to be handed on to later times, forms better fitted to preserve the
well-being of a great nation, than those forms of the old Teutonic
community which still linger on in those remote corners of the world
which I spoke of at my beginning. That momentary overthrow, that
lasting new birth, will be the subject of my second chapter. I will
now only call you to bear in mind that England has never been left
at any time without a National Assembly of some kind or other. Be it
Witenagemót, Great Council, or Parliament, there has always been some
body of men claiming, with more or less of right, to speak in the name
of the nation. And bear too in mind that, down to the Norman Conquest,
the body which claimed to speak in the name of the nation was, in legal
theory at least, the nation itself. This is a point on which I mean
again to speak more fully; I would now simply suggest the thought, new
perhaps to many, that there was a time when every freeman of England,
no less than every freeman of Uri, could claim a direct voice in the
councils of his country. There was a time when every freeman of England
could raise his voice or clash his weapon in the Assembly which chose
Bishops and Ealdormen and Kings, when he could boast that the laws
which he obeyed were laws of his own making, and that the men who bore
rule over him were rulers of his own choosing. Those days are gone, nor
need we seek to call them back. The struggles of ages on the field and
in the Senate have again won back for us the selfsame rights in forms
better suited to our times than the barbaric freedom of our fathers.
Yet it is well that we should look back to the source whence comes all
that we boast of as our own possession, all that we have handed on to
our daughter commonwealths in other continents. Let us praise famous
men and our fathers that begat us. Let us look to the rock whence we
were hewn and to the hole of the pit whence we were digged. Freedom,
the old poet says, is a noble thing(63); it is also an ancient thing.
And those who love it now in its more modern garb need never shrink
from tracing back its earlier forms to the first days when history has
aught to tell us of the oldest life of our fathers and our brethren.