INTRODUCTION

Plutarch’s Dialogue on _The Face in the Moon_ is not a scientific

treatise, and its author would have disclaimed any intention of writing

to advance science. It is discussion for the sake of discussion, the

‘good talk’ of which Plutarch wished that Athens should have no

monopoly, any more than she had when the Boeotian Simmias and Cebes were

among the trusted friends of Socrates, or, later, when ‘plain living and

high thinking’ could be exhibited in lofty perfection in the Theban home

of Epaminondas. A mixed company, which includes an astronomer, another

mathematician, a literary man, and professed philosophers (there is no

Epicurean here), with Lamprias, Plutarch’s brother, for president,

discusses the movements and physical nature of the moon, from many

points of view. Reference is made throughout to a previous discussion at

which Lamprias, and Lucius, another of the speakers, had been present,

when a person called ‘Our Comrade’ had dealt faithfully with the

Peripatetic view, endorsed by the Stoics, that the moon is not of

substance like our earth, but is a fiery or starlike body. This

discussion had wandered into mystical theories as to the moon’s office

in the birth and death of human souls, and her connexion with ‘daemons’.

Sylla has joined the present company with a myth to relate bearing on

these deep subjects, which had come to him at Carthage as a traveller’s

tale. Its production is delayed until the end of the Dialogue, which it

closes after the manner of a Platonic myth; the phrases with which it is

opened and dismissed may be compared with those of the _Gorgias_. This

double device, of referring part of the matter to a former conversation

(as the _E at Delphi_ is a recollection of an old discourse by

Ammonius), and part to a new and strange tale, skilfully relieves this

elaborate Dialogue. Some difficulty is caused by the imperfect, or

doubtful, condition of the text of the opening chapter, as no complete

explanation seems to be given as to the place or time of the former

discussion. Probably this abruptness is intentional, but the text

requires careful attention.

Perhaps this Dialogue throws more light on the views about the solar

system accepted or under discussion in the first century of our era than

a scientific treatise could have done. No reference is made to the great

astronomical work of Ptolemy, which belongs to the second century, and

closed most questions until the sixteenth. The estimate, e.g. of the

moon’s distance (56 earth’s radii) is not Ptolemy’s (59). Some of the

geographical details, as that of the Caspian Sea, seem to show that

Ptolemy’s geographical work was not known to the Author.

It may be useful to enumerate some of the simpler of the accepted views

about the heavens :

(1) That the earth is a Sphere was known to Pythagoras and allowed by

Plato (_Phaedo_ 110 B), and affirmed by Aristotle, _De Caelo_, 2, 14,

297 b 18. The moon, and, according to Aristotle, the stars, are also

spherical.

(2) That the moon derived her light from the sun was a discovery due to

Anaxagoras (fifth century B.C.).

(3) The true cause of eclipses was known to the Pythagoreans, and is

stated by Aristotle, and, with more precision, by Posidonius.

(4) The inclination of the equator to the sun’s path is stated by

Oenopides of Chios (a little after Anaxagoras).

(5) That the moon revolves round the earth at a moderate distance is

stated by Empedocles.

(6) The other planets (including the sun) revolve round the earth at a

distance vastly less than that of the fixed stars. (No actual estimate

of the distances or sizes is given even by Ptolemy, who is not able to

state a parallax for any, or an angular diameter.)

(7) That the planets share in the (apparent) daily motion of the stars,

and also have an (apparent) motion of their own in the reverse direction

was held by Pythagoras.

All these refer to physical facts and can be stated without the use of

mathematical language, though many of the discoverers were expert

mathematicians. Gradually, and certainly from the time of the great

astronomer Hipparchus (about 130 B.C.), attention came to be fixed upon

the accurate mathematical interpretation of observed _apparent_ facts;

in a favourite phrase, the object was ‘to save the phenomena’,

irrespective of physical and actual fact.

In the case of the moon, the two lines of inquiry are less sharply

divided than in that of other bodies. Very correct statements as to her

size and distance from the earth may be gathered from Plutarch’s

Dialogue. A guess is even hazarded that she is lighter than the earth,

bulk for bulk, because of the action of fire in the past.

The mathematical account of the movements of the moon has its history.

As we have seen, it was early realized that she revolved round and near

the earth in a circular orbit. Soon it appeared that there were

irregularities in this movement. The ‘First Anomaly’, a difference of

speed observed at different parts of the orbit, was well understood by

Hipparchus. It could be expressed, so as to ‘save the phenomena’, by

either of two methods, both resting on the assumption that no curve

except a circle was admissible, and both superseding the ingenious but

cumbrous arrangement of ‘concentric Spheres’ known to Aristotle. One was

that of ‘movable eccentrics’, where the orbit of the planet was round a

point outside the earth, itself shifting. The other, which prevailed,

and was finally adopted by Ptolemy, was that of epicycles, circles

described round points in the primary orbit, by means of which the

planet’s motion could be retarded or quickened at will, and its position

modified. By this device, the visible _movement_ could be, and was,

recorded with great accuracy, but sometimes at the expense of physical

truth. Thus the epicyclic arrangement for the moon’s orbit involved, if

closely looked into, the consequence that her distance from us at

nearest must be half that at the farthest, and her angular diameter

double! Kepler, after the work of a lifetime (1571-1630), discovered the

cause of this ‘anomaly’ in the shape of the orbit, which is elliptical,

not circular, and substituted ‘eccentricity’ for ‘anomaly’ as the

key-word. Newton (1642-1727) proved that a body revolving round another

_must_ move in an ellipse, with the larger body at one focus. Thus the

wheel had come full circle, and physical and mathematical inquiry met

after two thousand years of separation. The ‘Second Anomaly’ due to the

action of the sun (the ‘Evection’) was indicated by Hipparchus, worked

out as a phenomenon by Ptolemy, and its physical cause explained by

Newton. The inclination of the moon’s path to the sun’s was known to

Hipparchus as 5°, and the recession of her nodes was familiar to him. A

third anomaly now known as ‘Variation’ is instructive because its

discovery has been claimed for an Arabian astronomer of about A.D. 1000.

After an exhaustive discussion during the last century (1836-71), it

seems to be proved that the claim rested upon a mistake, and that the

sole credit is due to Tycho Brahe (see Dreyer, p. 252). In fact,

whatever in astronomy does not belong to modern science is Greek, after

allowing for what the Greeks may have learnt in early ages from

Chaldaeans or Egyptians. The Romans contributed nothing, the Indians

learnt much from scientific men who accompanied Alexander, and used it

skilfully, but did not advance it. And the modern makes a really

continuous whole with the ancient Greeks, for it is not only astronomy

which should be considered, but the essential preliminaries, such as the

study of the Conic Sections, which, in its geometrical form, is purely

Greek.

One authority to whom Plutarch twice refers by name requires special

mention. This was Aristarchus of Samos, who belongs to the middle or

later part of the third century B.C. He is the author of a work on ‘The

Sizes and Distances of the Sun and Moon’ which is extant. It was well

edited by Wallis for the Oxford Press in 1688, and more recently (1913)

and in a modern form, by Sir Thomas Heath, F.R.S., who has prefixed an

invaluable history of astronomy prior to Aristarchus. The book is

rigorously mathematical, and contains six ‘hypotheses’, and eighteen

propositions deduced from them. The second of the hypotheses, ‘That the

earth is in the relation of a point and centre to the sphere in which

the moon moves’, is quoted by Plutarch, apparently as being accepted by

Hipparchus. The sixth, ‘That the moon subtends one-fifteenth part of a

sign of the Zodiac (i. e. 2°)‘, raises a curious point which is fully

considered by Sir T. Heath. That Aristarchus should at any time have

thus exaggerated (multiplied by four) a measurement which seems open to

some sort of simple observation, and have based good work upon it, seems

very strange, firstly, because he must have considered the matter,

(since he is aware that the same figure may stand for sun and moon);

and, secondly, because Archimedes (287-212 B.C.), whose knowledge and

good faith are beyond question, says that ‘Aristarchus discovered that

the sun appeared to be about one seven hundred and twentieth part of the

circle of the Zodiac (30´)‘, which is roughly correct.[302]

The fourth hypothesis runs: ‘That when the moon appears to us halved,

its distance from the sun is then less than a quadrant by one-thirtieth

of a quadrant (i.e. is 87°).’ From this is directly deduced (Hypothesis

6 is not here used) Prop. 7, an elaborate proof that ‘the distance of

the sun from the earth is greater than eighteen times, but less than

twenty times, the distance of the moon from the earth’, quoted by

Plutarch in c. 10. The fact assumed does not appear to be open to

observation; perhaps Aristarchus, or a predecessor, arrived at it by

comparing the average times taken by the moon over the first and second

quarters of her orbit. The true (theoretical) figure is 89° 50´. The

sequel is very interesting. Hipparchus, a century later, adopted the

result in calculating the parallax of the sun, which he found to be 3´

of arc (more than twenty times too much). This was adopted by Ptolemy in

the second century A.D., and remained the official estimate until nearly

A.D. 1700, though both Hipparchus and Kepler had protested, the latter

stating as his opinion that the parallax could not be greater than one

minute of arc, or the distance less than twelve millions of miles.

Shortly before A.D. 1700 improved knowledge of the orbit and distances

of Mars enabled the sun’s parallax to be reduced to 9-1/2 seconds of

arc, and his distance stated at eighty-seven millions of miles, which is

not very inadequate. It was a great achievement of Aristarchus, though

he led the world into error, to state a reasoned figure at all, and to

think in such mighty units.

His cosmical speculation is even more daring. It is known to us from

this Dialogue (c. 6) and also from Archimedes, who records it in his

(extant) _Arenarius_ without comment. Aristarchus proposed to ‘disturb

the hearth of the universe’ by his hypothesis that the heaven of the

stars is fixed, while the earth has a daily motion on her axis and an

annual motion round the sun. It was a brilliant intuition, possible in

an age of comparatively simple knowledge, which could not easily have

been advanced when the complexity of the several orbits was increasingly

realized (see Dreyer, pp. 147-8). Dr. Dreyer (p. 145) makes the

interesting suggestion that Aristarchus took the idea from some early

form of the system of ‘movable eccentrics’, and, further (p. 157), that

if that system had prevailed against that of epicycles, it must have

flashed, sooner or later, upon some bright mind, that there was one

eccentric point, namely, one in the sun, central to the orbits of all

the planets.

It is to be observed that ‘Heraclides of Pontus’ (at one time a pupil of

Plato’s) discovered the movement of the two inner planets round the sun.

It is possible (as contended by Sciaparelli) that he believed all the

planets to move round the sun, and the sun round the earth, in fact

anticipated Tycho Brahe. Further, there is a statement that he

anticipated Aristarchus as to the movement of the earth; but Sir T.

Heath, who examines the evidence very fully, concludes that the evidence

has been misread. Aristarchus certainly contended for the diurnal

rotation of the earth, but this was rejected by Hipparchus and passed

out of account for many centuries.

The history of the emergence of the heliocentric theory has a curiously

close counterpart in that of the circulation of the blood. Harvey

communicated his discovery to the College of Physicians on April 17,

1616, but he had kept it back for twelve years out of deference to the

great and deserved authority of Galen, which it was dangerous to

dispute, as Copernicus held back his ‘Treatise of Revolutions’ for

thirty years, because it was very dangerous, even for the nephew of a

Bishop, himself the Canon of a cathedral far north of the Alps, to

question the findings of Ptolemy. ‘Yet for years the profession had been

in latent possession of a knowledge of the circulation. Indeed a good

case has been made out for Hippocrates, in whose works occur some

remarkably suggestive sentences’ (see _The Growth of Truth_, the

Harveian Oration of 1906, by Sir William Osler, M.D., F.R.S.). Bacon,

who ‘writes philosophy like a Lord Chancellor’—i.e. seeks to eliminate

error from facts stated, and then to apply the law (see De Morgan,

_Bundle of Paradoxes_, p. 50)—, would have none of the Copernican

hypothesis. Nor would Sir Thomas Browne, though he preferred Dr.

Harvey’s discovery ‘to that of America’. But truth will out, at her own

time and through the ministers of her choice.

Behind the horseplay of the Stoics and Academics, on the subject of the

centre of the universe and the laws which light and heavy bodies obey,

there seems to lie some real groping after a general cosmic law, such as

gravitation. Thus the earth and the moon draw bodies, each from its own

surface to its own centre, and if the earth draws the moon, it is as a

part of herself, once ejected and now reclaimed.

There is no direct evidence of the time or place when this Dialogue is

supposed to take place, nor of the date of its composition. Much of the

matter is common to it with the Dialogue _On the cessation of the

Oracles_, one passage of which has been thought (by Adler) to be an

extract from it. Lamprias takes the principal place in both, and

Plutarch is not present, at least under his own name. The solar eclipse

mentioned in c. 19 as recent would give a clue if it could be

identified. Ginzel (_Spezieller Kanon_) has selected three for special

consideration, viz., those of April 30, A.D. 59, March 20, A.D. 71, and

January 5, A.D. 75. By the kindness of J. K. Fotheringham, Esq.,

D.Litt., Fellow of Magdalen College, who has made the laborious

computation, I am able to state the respective magnitude of these

eclipses at Chaeroneia as 11·08, 11·82, 10·38 (totality = 12). Thus

Ginzel’s preference for No. 2 is confirmed; it was there a large partial

eclipse, and the time of greatest phase was 11 hours 4·1 minutes local

solar time. Several stars would become visible, 66/67 of the sun’s

diameter being obscured; a few might be visible during No. 1, none

during No. 3.

Selected Essays of Plutarch, Vol. II. · 第 62 / 98 题