Chapter XII

The Civil War in America and Alexander Second’s freeing of the serfs

in Russia, which took place at the same time, were very different

in their effect upon the two countries. The Civil War, as the most

intelligent of the Transcendentalists, Thoreau and Hawthorne, foresaw,

was not likely to turn out into a victory of New England mysticism

over Southern rationalism and materialism. The desperate gallantry and

lost-cause chivalry with which the South flung itself into the struggle

and maintained it for the first two years, soon disabused everyone

but the politicians. The real balance of power lay with the northern

industrialists, busily making munitions and army equipment, and with

the population of the yet unformed border communities of Illinois,

Iowa, Nebraska, Kansas. After 1862 the victory, if victory was to

be won, would fall with its spoils, not to the abolitionists (the

most honest of whom, William Lloyd Garrison, was in favor of letting

the South go) nor to the small group of learned and cultivated New

Englanders, but to the steel magnates of Pennsylvania, the squatter

immigrants of the prairie, rapidly building Chicago, their true

capital, where the name of Emerson was unknown. The Civil War was the

first heavy defeat for American culture, and it is doubtful if America

has ever completely recovered from it. Coming as it did, before either

the North or the South had reached their fullest mental development,

and while the West was still mentally and physically undeveloped, it

only transferred power to the frontier and provided another episode in

the progressive decentralisation and deculturisation of America.

Far otherwise was it at the other end of the scale. Alexander’s action

in liberating the serfs, and his own liberal tendencies, sent a wave of

hope over everyone in Russia, and not least over the Slavophils. Their

programme was about to be accomplished. The next twenty years following

1860 is the richest and most remarkable period in Russian literature

until we reach the period that beginning about 1900, covers the present

day. During this time not only Tolstoy did his best work, which we have

already dealt with, but these years also covered the entire mature

achievement of another great Russian, who in his absolute uniqueness as

a spiritual force, surpasses even Tolstoy: Feodor Dostoevsky. One of

the few figures that we can remotely set beside him (and that we can do

so even remotely is a fact in itself of some significance) is that of

his American contemporary Herman Melville.

There can be little basis for comparison between the outward careers

of the son of the poor Russian doctor (with Volhynian, perhaps remote

Polish blood in his veins) who came to St. Petersburg at the age of

twenty-two to make a literary sensation with his first story, and who,

three years later, having taken part in meetings of a group of young

Socialists of markedly westernizing tendencies, was sent off to penal

servitude in Siberia, where he remained for ten years; and the life

of the scion of two of the proudest and most aristocratic of American

colonial families, who became stricken with poverty at twelve, ran away

to sea, tried school-teaching for three years, shipped aboard a whaler

at twenty-two, returned at twenty-four, married, poured out literary

work for about ten years, and relapsed again into the silence of

complete oblivion for over twenty years. When one adds the detail that

Dostoevsky’s period of imprisonment and exile in Siberia very nearly

corresponds to Melville’s sole period of creative work (1849-1859 in

Dostoevsky’s case, and 1847-1856 in Melville’s) one realises that

neither time nor space can be used as a basis of comparison. The

true comparison lies inward: in the unique spiritual torment, the

unsatisfied thirst for perfection that made Dostoevsky and Melville

what they were.

In the history of every great nation there comes a time when the need

of men to find what may be called the Golden Age becomes acute. This

search for the ideal, as it influences literature, is often attacked

by modern literary critics under the name of Romanticism. Nevertheless

nineteenth century Romanticism has very little in common with this

particular striving, which probably affected the Greeks just when they

touched high-water mark in the fifth century, certainly was present

with the Romans from Virgil onwards, and woke again with the first

stirrings of the Italian Renaissance. It seems as if man cannot create

his highest flights of beauty and imagination without the longing for

some marvellous Utopia to be finally achieved to lure him on. In the

case of the English race, the prospect and aspiration towards this

Golden Age in dream and in reality spanned the age of the Tudors, and

Shakespeare speaks its last farewell in “The Tempest’s” air-borne

music. To the Americans and the Russians the hope of a new birth,

arising from the ashes of the past, had existed as we have seen, from

the beginning; but their literature had been born prematurely old and

disillusioned in regard to what was the faith, not of the cultured few,

but the majority. Hawthorne had turned away from the life of his epoch

to brood on the shapes evoked for him by ancestral memories. Gogol had,

after a brief attempt to show the heroic past in its tragic splendor,

turned aside to acridly and bitterly satirize the present. But the

forces of Transcendentalism and Slavophilism had shown that however

evil the present might be, life and literary work would be impossible

in Russia and America, without hope and trust in the future. This

hope Tolstoy and Whitman tried to turn into hard, rational, everyday

reality. Melville and Dostoevsky on the other hand were not concerned

with what was practical reality--their aspirations were too great for

that--but with the vaster if more indefinite world of human hearts and

souls. They sought to go beyond the gospel of Transcendentalism and

Slavophilism into a search for the ultimate perfection of the human

type.

2

Feodor Michaelovitch Dostoevsky was born on October 30, 1821, at

Moscow. His father was an army doctor, who combined in his life the

vices of alcoholism and of avarice. The family was well-to-do, and

possessed estates in the country, together with a certain number of

serfs, but the elder Dostoevsky (who had many of the characteristics

of old Karamazov) not only denied his family support, but behaved in

such an insupportable manner towards his own peasants, that while on

a visit to one of his estates, he was smothered by the serfs with the

cushions of his own carriage. This tragic event haunted Dostoevsky

through all his later life. About the mother (who appears to have been

an ineffectual, harmless personage) we know little. Young Dostoevsky

was sent with his brother to St. Petersburg at twenty-one, to join

the Government Corps of Engineers, but soon abandoned this to take up

writing. Already he was afflicted with a mild form of epilepsy, which

was aggravated by his disorderly and riotous mode of existence. His

first novel, “Poor Folk,” created a mild sensation; the “literature

of pity,” the sentimental novel of the Dickens type was in the air,

and Dostoevsky’s work was of the sort to please the public taste. He

became acquainted with Belinsky and Nekrassov, the leading critic and

poet of the time, and was hailed as the true heir of Gogol’s tradition.

He soon became familiar with the advanced literary circles, which

were extremely radical in politics, and this led to his downfall. He

joined the political group of one Petrachevsky where the questions of

constitutional government on the English model, abolition of serfdom,

and freedom of the press were ardently debated. The whole group was

arrested, and after having the death-sentence passed on them, were

led into the prison yard to be executed, when a messenger came forward

announcing that this sentence had been commuted to imprisonment and

exile in Siberia. There Dostoevsky remained for ten years, till 1859.

It was not until after his return to Russia, and after his marriage

which took place in Siberia had proved a total failure, and after a

violent and lacerating love affair with a demoniacal and coldly proud

woman, that Dostoevsky found himself as a writer. The book in which

he found himself, though it has not the fame of the greater novels,

is in reality the key to his life and thought. It is called “Memories

from the Underground,” and was written in 1862. It was followed by

“Crime and Punishment,” “The Idiot,” “The Gambler,” “The Possessed” (to

give it its English title; the Russian title is, properly speaking,

“Devils”), and “The Brothers Karamazov.” During these later years,

Dostoevsky’s life was not less harrowing than during the earlier. His

second marriage, with a young unspoilt girl who was devoted to him,

gave him some happiness, but his later years were harassed by constant

money troubles, and from 1867 to 1874 he had to live abroad, as a

penniless bankrupt. This state of affairs was further aggravated by a

mania for gambling which possessed him, and by his epileptic seizures,

now grown acute. His complete break with the Western liberals of

his youth, and his whole-hearted adoption of a mysticism resting on

Orthodoxy, alienated his early friends; and the Slavophils with whose

doctrines he now sympathised were repelled by his rudeness of manner,

his contempt for good society, and a sort of masked anarchism that

they perceived in him. Nevertheless, his “Brothers Karamazov,” which

appeared in the year before his death, made Dostoevsky popular, and his

Pushkin address, delivered a few months before the end, was a sort of

apotheosis. He died suddenly, as the result of an aggravated quarrel

with some relatives over money affairs, early in 1881.

Dostoevsky’s thought may be thus summarized: The human soul was to

him of incommunicable, unique value. And not only the human soul of

the higher ranks of society, but that of the lower, the “injured and

oppressed,” those who had been warped and embittered by the world and

by man. Dostoevsky knew well that he was such a warped individual, and

that nothing could heal him except some miracle of divine and earthly

harmony. This miracle could only be brought about by the production of

some superior human type, who would at once be “master of the world,”

a superman and yet one who sympathised and understood the lowest and

most degraded of men. But the trouble was that such types, the Father

Zossimas, the Alyosha Karamazovs, the Prince Myshkins, stood aloof from

the world and innocent of its temptations, they were ineffectual pure

fools, and in the world’s eyes, “Idiots.” On the other hand the world,

and Russia in particular (in whose destiny Dostoevsky forced himself

to believe with the anguished fervor of one who had been made to

suffer by it, and yet who had no other country) was likely to progress

in the exactly opposite direction and to produce the anti-Christian

“superman,” the serene monster, cold-bloodedly dabbling in ultimate

iniquity. Dostoevsky’s major work is a vast descent into the abyss

of human perversion, at the bottom of which stood hell, like a “cold

bathhouse filled with spiders.” If Tolstoy was as Adam before the fall,

Dostoevsky was Adam after.

Herman Melville, on the other hand, was born in the inner circle of

America’s colonial aristocracy. His father, a descendant of English

landowners and Revolutionary patriots, travelled abroad as a young man,

was highly cultivated for his time, but allowed the family fortune

to slip through his fingers. He died when Melville was only twelve

years old, leaving his family bankrupt. His mother, a cold, proud, and

essentially selfish descendant of the most notable of the colonial

Dutch settlers who had rallied to Washington’s side, did nothing

to mitigate the poverty of her family, and at the age of seventeen,

Melville shipped before the mast as a common seaman on a voyage to

Liverpool. This voyage, later described in “Redburn,” seems to have

opened Melville’s eyes to the cruelty and injustice of the world. He

returned after a painful experience as a penniless waif in England, to

America, and tried school teaching for a number of years. Meanwhile

he was writing, desultorily and badly. In 1840, when twenty-one years

of age, he again, in a fit of desperation, went to sea, this time on

a whale ship bound to the South Seas. How he deserted his ship at the

Marquesas, lived for a time with cannibals, returned to Tahiti, saw the

inside of a jail, and finally became a common seaman aboard an American

man-of-war which brought him back to his native country, is all fully

told in his first two books “Typee,” “Omoo,” and their later successor

“White Jacket.” The return to America in 1846 enabled Melville to

devote himself to literature, and his first book “Typee,” recounting

his adventures in the Marquesas, made a sensation in England and

America, being a “success of scandal” in the latter country on account

of certain passages not complimentary to the missionaries in the South

Seas. After writing its successor, “Omoo,” Melville married. The

marriage, with a woman of wealth and position, brought only further

disillusionment, as it is apparent that Elizabeth Shaw, daughter of

the Chief Justice of Massachusetts, had neither imagination nor tact

to sympathise with her husband’s work nor his sensitive temperament.

A family of children soon engrossed her, and Melville was forced to

struggle on alone in the effort to support not only his wife, but his

mother (who despised him heartily) and his wife’s sister as well. There

followed in rapid succession, “Mardi” (1848), “Redburn” (1848) and

“White Jacket” (1849) written to support his waning fortunes. In 1849,

he went to England, which had begun to take very favourable notice of

his work, and he might have become there a minor literary lion, but

family concerns, and perhaps also his own aloof independence of spirit,

soon recalled him. The first fruits of his return were “Moby Dick” and

“Pierre,” the two masterpieces of the mature Melville. A disastrous

fire at his publishers which destroyed the plates of his works, the

hostility of the reviewers to “Pierre,” Hawthorne’s defection from

friendship, the increasing lack of understanding of his own family, and

ill-health, all conspired to embitter him. After one or two further

attempts, and a second trip abroad on which he wrote the poem “Clarel,”

which could not even find a publisher, Melville retired from the field.

His last years were spent as collector of the customs of the port of

New York, where he died in 1891. His death passed absolutely unnoticed,

and it is only in the last decade that he has begun to emerge into the

fame that life denied him.

Melville’s work began as a continuation of the adventure story as

practised by Cooper. “Typee” and “Omoo” are largely what they purport

to be; a sublimation of actual experience of a white man amongst

strange countries and savage peoples with a considerable dash of

idyllic and exotic colouring. But Melville’s attitude towards the

savages of the South Seas (to which he came, be it noted, after the

disillusionment and shattering of early romantic hopes recounted in

“Redburn”) was very different from the skilled idealisation of the

remote practised by Cooper. He was the first man to ask himself and

others the question, “If this savage life is so much more rational and

sensible than Christianity, why pretend to be Christian?”--a question

to which to this day there has remained no answer. Thus he early became

profoundly suspicious of the virtues of his own countrymen, while at

the same time (like Dostoevsky) he knew himself innately bound to his

own country by unbreakable ties. He thus affirms the sole achievement

that Christianity really has to its credit, the conquest of the world

by democracy, while at the same time his eyes are open to all the

evil done daily in the world in the name of democracy. This profound

division of self, this inner warping grew up early in him, and the

struggle was but intensified by his boyish adoration of his selfish,

purse-proud, and beautiful mother, which turned to disgust after his

father’s death. Thus he interjected into the sea-story elements which

had nothing whatever to do with realistic experience; elements derived

from his profound knowledge of the ways of humanity, intensified by

his own loneliness and aloofness from mankind. Very early he seems

to have traversed the waste of German metaphysics, and to have

become a transcendentalist, if not before Emerson, at least coeval

with Hawthorne. Each of the major novels, “Redburn,” “White Jacket,”

“Moby Dick,” “Mardi,” is less the description of an actual voyage

than a terrible allegoric record of spiritual defeat and despair.

Even “Redburn,” the one most based perhaps on actual experience, is

haunted by the figure of Jackson, a vision of pure unadulterated evil;

and the two last are desperate flights of imagination away from the

world. In all his best work, except “Pierre,” Melville makes us walk

a ship’s deck, which should be the breeding ground of the most mystic

whole-hearted democracy on earth, and in every line and passage he

shows us how this fair scene, seen from within man’s soul, is only hell.

3

It is customary among literary critics to devote attention to

Melville’s remarkable style, and to stress the point that Dostoevsky’s

major novels are nothing but glorified detective stories. It is true

that Melville possessed a style that in its measured eloquence was the

equal and sometimes the superior of his models, De Quincey and Sir

Thomas Browne, and that--at its best--makes the style of Hawthorne

shrivel into insignificance. It is true also that all of Dostoevsky’s

great works centre about a commonplace murder, and that he uses the

most elementary devices of suspense and horror to heighten our interest

about this murder. But the significant thing is that neither Melville’s

long purple passages, surcharged with descriptive power, by which he

makes you see every detail of his scenes in an unearthly light, nor

Dostoevsky’s interminable hysteric conversations, in which each of

his characters tries in turn to lay bare the inmost criminal secret

of his or her soul, are anything more than skilful devices to set out

the heart of the subject, which is in both cases the complete, candid,

and terribly disillusioned revelation of the workings of the naked and

helplessly-entangled human soul. Both carried pure character-creation

to a point beyond that which any other writer has attempted, except

perhaps Shakespeare in “Hamlet”; and both, like Shakespeare in

“Hamlet,” were obsessed by their characters, and obsessed above all by

the “mystery of iniquity,” the infinite perversion and moral deformity

of humankind.

It is possible to show how this is so only by a direct comparison of

the masterpiece of both men. “The Brothers Karamazov” is outwardly, at

least, the story of the murder of a wealthy landowner by his sons. But

a moment’s examination of the character of old Karamazov, the landowner

in question, will convince us that no such man as old Karamazov could

possibly exist in actual flesh. He transcends all human limitations.

He is not only a coarse wine-bibber, and an avaricious miser with his

money, like Dostoevsky’s own father, but an unbridled sensualist, a

cynic, a sentimentalist, and a buffoon--none of which Dostoevsky’s

father ever was. He is, in short, an encyclopædia of all Russian vices,

is in fact, a symbol of that Old Russia which Dostoevsky saw had to

be put to death. And as such, he triumphs in life and death over his

sons. The oldest, Ivan, who is also the noblest, sees his faith in

God and man destroyed by the monstrous conduct of his father, and

goes insane; the second, Dmitri, follows a crooked path of sensuality

and sentimentality, but is redeemed by some traits of generosity for

which he has to suffer; the youngest of all, Alyosha, fancies that he

has gained redemption and become “a new man” by entering a monastery,

but in the end has to admit that he too is in essence “Karamazov.”

The actual murder is consummated by Smerdyakov, the unacknowledged

offspring of Karamazov himself and a gutter-drab; he hangs himself, and

Dmitri has to suffer the penalty. The end of the book leaves Dostoevsky

questioning alike human and divine justice; there is no solution,

except perhaps in suffering, and the shout of “Hurrah for Karamazov!”

with which the story closes, may conceal an even deadlier irony.

Melville’s “Moby Dick” is very different as regards setting, but its

import is even more clear. Here we have what purports to be the story

of a whaling-cruise. But in fact the story from beginning to end is

pure allegory, thinly disguised with masses of irrelevant detail about

whales and whaling. Moby Dick, the White Whale, whose killing is the

special aim of the ship’s cruise, is nothing but a symbol: a symbol of

the unearthly, unconquerable, superhuman--and after all is said and

done, strangely beautiful--power of evil. He exists in every sea of the

world, but it is precisely in the “Pacific,” in the heart of a noonday

calm, that he is found. He has been sighted before, but never without

disaster; has been hunted by others, but has always escaped. Captain

Ahab, master of the ship that is now seeking him, has been disabled by

him, in a previous encounter, having lost one leg. This Captain Ahab is

Melville’s symbol of the human will in its highest and most courageous

aspect; the human will that, not having been able to conquer evil by

fair means, in direct battle, now strives to do so by unhallowed ones.

By a stroke of superb genius, Melville makes him master even of the

souls of simple savages; his three chief harpooners are respectively a

South Sea Islander, a Negro, and an American Indian. His control over

his three mates, all of whom represent some shade of manly courage, is

also practically absolute. Moby Dick is duly hunted, and destroys the

ship and Ahab alike in a scene whose magnificence of prose and mounting

terror alike have no parallel in anything written by man. The only

person who has foreseen the inevitable tragedy is an idiot boy, to whom

no one pays attention; the only one who survives it is the outcast,

Ishmael, who tells the story.

Here, too, the parallel with Shakespeare is inevitable. As Dostoevsky

recalls “Hamlet,” and in part “Othello,” so Melville recalls the

Shakespeare of “Macbeth” and “King Lear.” If we can suppose a Lear

endowed with superhuman force, who instead of wandering out upon

the heath and raving, feeds his insanity with the steady thought of

revenge, and at last sets out, backed by others, to accomplish it,

we get in this Lear a complete picture of Ahab. He is undaunted, so

long as his ship lasts, ready to match weapons with God Himself. Only

when his ship goes down before the battering onrush of the superhuman

power behind Moby Dick does Ahab momentarily give way; and then but to

recover and hurl another unavailing harpoon at his antagonist. Ship

and captain alike go down in the struggle, and the last thing seen is

a topmast pennon floating above the waters, with a sky-hawk entangled

in its folds: “And so the bird of heaven with his whole captive form

enfolded in the flag of Ahab, went down with his ship which, like

Satan, would not sink to hell till she had dragged a living part of

heaven along with her, and helmeted herself in it.” “Then all collapsed

and the great shroud of the sea rolled on as it rolled five thousand

years ago.” To the problem of evil Melville has no more an answer,

then, than Dostoevsky. He can but suggest that if evil conquers, it

is so much the worse for God who lets evil conquer; a solution to

which Dostoevsky might have answered in the words of Kirillov in

“The Possessed,” that God in that case was dead, and man must become

God. That Melville adds his favourite tag “all is vanity,” to this

conclusion would seem to Dostoevsky an impertinence. “We have to live

nevertheless,” he might have retorted; a fact poor Melville often

neglected to take into account.

Before Melville arrived at this conclusion, that the world was more

evil than good, he too had striven to portray the ideal human type of

his dreams. Jack Chase in “White Jacket” (who is significantly made an

Englishman) is the apotheosis of Melville’s type; the bluff, hearty,

pleasant Anglo-Saxon blend of Pagan and Puritan. Perhaps it was his own

wavering between England and America (where the bluff, hearty, pleasant

type is but too frequently in practice a hypocrite and a bully to boot)

that made Melville select for his life’s loyalty, this sort of being,

and not continue his search into the deeper waters of the human soul;

certainly it was his own reticent prudery in sexual matters--a prudery

not shared by the great Russian with whom his name is here linked--that

made him hesitate before what must have been the final statement of his

problem. What that statement might have been, “Pierre” exists to show;

Melville in the end meant to portray evil as seductive but ruinous, and

good as purely negative and helpless. The public would have none of

this, and Melville decided to keep silent about the dangerous secret

of his own philosophy. That he did not continue to write was America’s

second great disaster in the field of culture; following on the Civil

War, it was a double fatality scarcely paralleled elsewhere, and

certainly not in Russia. But in his transformation of the realistic

adventure story into the “allegory of Good and Evil” Melville perhaps

pointed the way to American authors as yet unborn.

The two frontiers · 第 5 / 7 章