According to Plato and Timæus, the principles out of which the Deity

formed the World, and which were themselves eternal, were three in

number. The Subject-matter of things, the Species, or Specific

Essences of things, and what was made out of these, the sensible

objects themselves. These last had no proper or durable existence, but

were in perpetual flux and succession. For as Heraclitus had said that

no man ever passed the same river twice, because the water which he

had passed over once was gone before he could pass over it a second

time; so, in the same manner, no man ever saw, or heard, or touched

the same sensible object twice. When I look at the window, for

example, the visible species, which strikes my eyes this moment,

though resembling, is different from that which struck my eyes the

immediately preceding moment. When I ring the bell, the sound, or

audible species, which I hear this moment, though resembling in the

same manner, is different, however, from that which I heard the moment

before. When I lay my hand on the table, the tangible species which I

feel this moment, though resembling, in the same manner, is

numerically different too from that which I felt the moment before.

Our sensations, therefore, never properly exist or endure one moment;

but, in the very instant of their generation, perish and are

annihilated for ever. Nor are the causes of those sensations more

permanent. No corporeal substance is ever exactly the {398} same,

either in whole or in any assignable part, during two successive,

moments, but by the perpetual addition of new parts, as well as loss

of old ones, is in continual flux and succession. Things of so

fleeting a nature can never be the objects of science, or of any

steady or permanent judgment. While we look at them, in order to

consider them, they are changed and gone, and annihilated for ever.

The objects of science, and of all the steady judgments of the

understanding, must be permanent, unchangeable, always existent, and

liable neither to generation nor corruption, nor alteration of any

kind. Such are the species or specific essences of things. Man is

perpetually changing every particle of his body; and every thought of

his mind is in continual flux and succession. But humanity, or human

nature, is always existent, is always the same, is never generated,

and is never corrupted. This, therefore, is the object of science,

reason, and understanding, as man is the object of sense, and of those

inconstant opinions which are founded upon sense. As the objects of

sense were apprehended to have an external existence, independent of

the act of sensation, so these objects of the understanding were much

more supposed to have an external existence independent of the act of

understanding. Those external essences were, according to Plato, the

exemplars, according to which the Deity formed the world, and all the

sensible objects that are in it. The Deity comprehended within his

infinite essence, all these species, or external exemplars, in the

same manner as he comprehended all sensible objects.

Plato, however, seems to have regarded the first of those as equally

distinct with the second from what we would now call the Ideas or

Thoughts of the Divine Mind,[1] and even to have supposed, that they

had a particular place of existence, beyond the sphere of the visible

{399} corporeal world; though this has been much controverted, both by

the later Platonists, and by some very judicious modern critics, who

have followed the interpretation of the later Platonists, as what did

most {400} honour to the judgment of that renowned philosopher. All

the objects in this world, continued he, are particular and

individual. Here, therefore, the human mind has no opportunity of

seeing any Species, or Universal Nature. Whatever ideas it has,

therefore, of such beings, for it plainly has them, it must derive

from the memory of what it has seen, in some former period of its

existence, when it had an opportunity of visiting the place or Sphere

of Universals. For some time after it is immersed in the body, during

its infancy, its childhood, and a great part of its youth, the

violence of those passions which it derives from the body, and which

are all directed to the particular and individual objects of this

world, hinder it from turning its attention to those Universal

Natures, with which it had been conversant in the world from whence it

came. The Ideas, of these, therefore, seem, in this first period of

its existence here, to be overwhelmed in the confusion of those

turbulent emotions, and to be almost entirely wiped out of its

remembrance. During the continuance of this state, it is incapable of

Reasoning, Science and Philosophy, which are conversant about

Universals. Its whole attention is turned towards particular objects,

concerning which, being directed by no general notions, it forms many

vain and false opinions, and is filled with error, perplexity, and

confusion. But, when age has abated the violence of its passions, and

composed the confusion of its thoughts, it then becomes more capable

of reflection, and of turning its attention to those almost forgotten

ideas of things with which it had been conversant in the former state

of its existence. All the particular objects in this sensible world,

being formed after the eternal exemplars in that intellectual world,

awaken, upon account of their resemblance, insensibly, and by slow

degrees, the almost obliterated ideas of these last. The beauty, which

is shared in different degrees among terrestrial objects, revives the

same idea of that Universal Nature of beauty which exists in the

intellectual world: particular acts of justice, of the universal

nature of justice; particular reasonings, and particular sciences, of

the universal nature of science and reasoning; particular roundnesses,

of the universal nature of roundness; particular squares, of the

universal nature of squareness. Thus science, which is conversant

about Universals, is derived from memory; and to instruct any person

concerning the general nature of any subject, is no more than to

awaken in him the remembrance of what he formerly knew about it. This

both Plato and Socrates imagined they could still further confirm, by

the fallacious experiment, {401} which showed, that a person might be

led to discover himself, without any information, any general truth,

of which he was before ignorant, merely by being asked a number of

properly arranged and connected questions concerning it.

[Footnote 1: He calls them, indeed, Ideas, a word which, in him, in

Aristotle, and all the other writers of earlier antiquity, signifies a

Species, and is perfectly synonymous with that other word [Greek:

Eidos], more frequently made use of by Aristotle. As, by some of the

later sects of philosophers, particularly by the Stoics, all species,

or specific essences, were regarded as mere creatures of the mind,

formed by abstraction, which had no real existence external to the

thoughts that conceived them, the word Idea came, by degrees, to its

present signification, to mean, first, an abstract thought or

conception; and afterwards, a thought or conception of any kind; and

thus became synonymous with that other Greek word, [Greek: Ennoia],

from which it had originally a very different meaning. When the later

Platonists, who lived at a time when the notion of the separate

existence of specific essences was universally exploded, began to

comment upon the writings of Plato, and upon that strange fancy that,

in his writings, there was a double doctrine; and that they were

intended to seem to mean one thing, while at bottom they meant a very

different, which the writings of no man in his senses ever were, or

ever could be intended to do; they represented his doctrine as meaning

no more, than that the Deity formed the world after what we would now

call an Idea, or plan conceived in his own mind, in the same manner as

any other artist. But, if Plato had meant to express no more than this

most natural and simple of all notions, he might surely have expressed

it more plainly, and would hardly, one would think, have talked of it

with so much emphasis, as of something which it required the utmost

reach of thought to comprehend. According to this representation,

Plato's notion of Species, or Universals, was the same with that of

Aristotle. Aristotle, however, does not seem to understand it as such;

he bestows a great part of his Metaphysics upon confuting it, and

opposes it in all his other works; nor does he, in any one of them,

give the least hint, or insinuation, as if it could be suspected that,

by the Ideas of Plato, was meant the thoughts or conceptions of the

Divine Mind. Is it possible that he, who was twenty years in his

school, should, during all that time, have misunderstood him,

especially when his meaning was so very plain and obvious? Neither is

this notion of the separate existence of Species, distinct both from

the mind which conceives them, and from the sensible objects which are

made to resemble them, one of those doctrines which Plato would but

seldom have occasion to talk of. However it may be interpreted, it is

the very basis of his philosophy; neither is there a single dialogue

in all his works which does not refer to it. Shall we suppose, that

that great philosopher, who appears to have been so much superior to

his master in every thing but eloquence, wilfully, and upon all

occasions, misrepresented, not one of the deep and mysterious

doctrines of the philosophy of Plato, but the first and most

fundamental principle of all his reasonings; when the writings of

Plato were in the hands of every body; when his followers and

disciples were spread all over Greece; when almost every Athenian of

distinction, that was nearly of the same age with Aristotle, must have

been bred in his school; when Speusippus, the nephew and successor of

Plato, as well as Xenocrates, who continued the school in the Academy,

at the same time that Aristotle held his in the Lyceum, must have been

ready, at all times, to expose and affront him for such gross

disingenuity. Does not Cicero, does not Seneca understand this

doctrine in the same manner as Aristotle has represented it? Is there

any author in all antiquity who seems to understand it otherwise,

earlier than Plutarch, an author who seems to have been as bad a

critic in philosophy as in history, and to have taken every thing at

second-hand in both, and who lived after the origin of that eclectic

philosophy, from whence the later Platonists arose, and who seems

himself to have been one of that sect? Is there any one passage in any

Greek author, near the time of Aristotle and Plato, in which the word

Idea is used in its present meaning, to signify a thought or

conception? Are not the words, which in all languages express reality

or existence, directly opposed to those which express thought, or

conception only? Or, is there any other difference betwixt a thing

that exists, and a thing that does not exist, except this, that the

one is a mere conception, and that the other is something more than a

conception? With what propriety, therefore, could Plato talk of those

eternal species, as of the only things which had any real existence,

if they were no more than the conceptions of the Divine Mind? Had not

the Deity, according to Plato, as well as according to the Stoics,

from all eternity, the idea of every individual, as well as of every

species, and of the state in which every individual was to be, in each

different instance of its existence? Were not all the divine ideas,

therefore, of each individual, or of all the different states, which

each individual was to be in during the course of its existence,

equally eternal and unalterable with those of the species? With what

sense, therefore, could Plato say, that the first were eternal,

because the Deity had conceived them from all eternity, since he had

conceived the others from all eternity too, and since his ideas of the

Species could, in this respect, have no advantage of those of the

individual? Does not Plato, in many different places, talk of the

Ideas of Species or Universals as innate, and having been impressed

upon the mind in its state of pre-existence, when it had an

opportunity of viewing these Species as they are in themselves, and

not as they are expressed in their copies, or representatives upon

earth? But if the only place of the existence of those Species was the

Divine Mind, will not this suppose, that Plato either imagined, like

Father Malbranche, that in its state of pre-existence, the mind saw

all things in God: or that it was itself an emanation of the Divinity?

That he maintained the first opinion, will not be pretended by any

body who is at all versed in the history of science. That enthusiastic

notion, though it may seem to be favoured by some passages in the

Fathers, was never, it is well known, coolly and literally maintained

by any body before that Cartesian philosopher. That the human mind was

itself an emanation of the Divine, though it was the doctrine of the

Stoics, was by no means that of Plato; though, upon the notion of a

pretended double doctrine, the contrary has lately been asserted.

According to Plato, the Deity formed the soul of the world out of that

substance which is always the same, that is, out of Species or

Universals; out of that which is always different, that is, out of

corporeal substances; and out of a substance that was of a middle

nature between these, which it is not easy to understand what he meant

by. Out of a part of the same composition, he made those inferior

intelligences who animated the celestial spheres, to whom he delivered

the remaining part of it, to form from thence the souls of men and

animals. The souls of those inferior deities, though made out of a

similar substance or composition, were not regarded as parts or

emanations of that of the world; nor were those of animals, in the

same manner, regarded as parts or emanations of those inferior

deities: much less were any of them regarded as parts, or emanations

of the great Author of all things.]

The more the soul was accustomed to the consideration of those

Universal Natures, the less it was attached to any particular and

individual objects; it approached the nearer to the original

perfection of its nature, from which, according to this philosophy, it

had fallen. Philosophy, which accustoms it to consider the general

Essence of things only, and to abstract from all their particular and

sensible circumstances, was, upon this account, regarded as the great

purifier of the soul. As death separated the soul from the body, and

from the bodily senses and passions, it restored it to that

intellectual world, from whence it had originally descended, where no

sensible Species called off its attention from those general Essences

of things. Philosophy, in this life, habituating it to the same

considerations, brings it, in some degree, to that state of happiness

and perfection, to which death restores the souls of just men in a

life to come.

Such was the doctrine of Plato concerning the Species or Specific

Essence of things. This, at least, is what his words seem to import,

and thus he is understood by Aristotle, the most intelligent and the

most renowned of all his disciples. It is a doctrine, which, like many

of the other doctrines of abstract Philosophy, is more coherent in the

expression than in the idea; and which seems to have arisen, more from

the nature of language, than from the nature of things. With all its

imperfections it was excusable, in the beginnings of philosophy, and

is not a great deal more remote from the truth, than many others which

have since been substituted in its room by some of the greatest

pretenders to accuracy and precision. Mankind have had, at all times,

a strong propensity to realize their own abstractions, of which we

shall immediately see an example, in the notions of that very

philosopher who first exposed the ill-grounded foundation of those

Ideas, or Universals, of Plato and Timæus. To explain the nature, and

to account for the origin of general Ideas, is, even at this day, the

greatest difficulty in abstract philosophy. How the human mind, when

it reasons concerning the general nature of triangles, should either

conceive, as Mr. Locke imagines it does, the idea of a triangle, which

is neither obtusangular, nor rectangular, nor acutangular; but which

was at once both none and of all those together; or should, as

Malbranche thinks necessary for this purpose, comprehend at once,

within its finite capacity, all possible triangles of all possible

forms and dimensions, which are infinite in number, is a question, to

which it is surely not easy to give a satisfactory answer. Malbranche,

to solve it, had recourse to the enthusiastic and unintelligible

notion of the intimate union of the human mind with the divine, in

whose infinite {402} essence the immensity of such species could alone

be comprehended; and in which alone, therefore, all finite

intelligences could have an opportunity of viewing them. If, after

more than two thousand years reasoning about this subject, this

ingenious and sublime philosopher was forced to have recourse to so

strange a fancy, in order to explain it, can we wonder that Plato, in

the very first dawnings of science, should, for the same purpose,

adopt an hypothesis, which has been thought, without much reason,

indeed, to have some affinity to that of Malbranche, and which is not

more out of the way?

What seems to have misled those early philosophers, was, the notion,

which appears, at first, natural enough, that those things, out of

which any object is composed, must exist antecedent to that object.

But the things out of which all particular objects seem to be

composed, are the stuff or matter of those objects, and the form or

specific Essence, which determines them to be of this or that class of

things. These, therefore, it was thought, must have existed antecedent

to the object which was made up between them. Plato, who held, that

the sensible world, which, according to him, is the world of

individuals, was made in time, necessarily conceived, that both the

universal matter, the object of spurious reason, and the specific

essence, the object of proper reason and philosophy out of which it

was composed, must have had a separate existence from all eternity.

This intellectual world, very different from the intellectual world of

Cudworth, though much of the language of the one has been borrowed

from that of the other, was necessarily and always existent; whereas

the sensible world owed its origin to the free will and bounty of its

author.

A notion of this kind, as long as it is expressed in very general

language; as long as it is not much rested upon, nor attempted to be

very particularly and distinctly explained, passes easily enough,

through the indolent imagination, accustomed to substitute words in

the room of ideas; and if the words seem to hang easily together,

requiring no great precision in the ideas. It vanishes, indeed; is

discovered to be altogether incomprehensible, and eludes the grasp of

the imagination, upon an attentive consideration. It requires,

however, an attentive consideration; and if it had been as fortunate

as many other opinions of the same kind, and about the same subject,

it might, without examination, have continued to be the current

philosophy for a century or two. Aristotle, however, seems immediately

to have discovered, that it was impossible to conceive, as actually

existent, either that general matter, which was not determined by any

particular species, or those species which were not embodied, if one

may say so, in some particular portion of matter. Aristotle, too,

held, as we have already observed the eternity of the sensible world.

Though he held, therefore, that all sensible objects were made up of

two principles, both of which, he calls, equally, substances, the

matter and the specific essence, he was {403} not obliged to hold,

like Plato, that those principles existed prior in the order of time

to the objects which they afterwards composed. They were prior, he

said, in nature, but not in time, according to a distinction which was

of use to him upon some other occasion. He distinguished, too, betwixt

actual and potential existence. By the first, he seems to have

understood what is commonly meant by existence or reality; by the

second, the bare possibility of existence. His meaning, I say, seems

to amount to this; though he does not explain it precisely in this

manner. Neither the material Essence of body could, according to him,

exist actually without being determined by some Specific Essence, to

some particular class of things, nor any Specific Essence without

being embodied in some particular portion of matter. Each of these two

principles, however, could exist potentially in this separate state.

That matter existed potentially, which, being endowed with a

particular form, could be brought into actual existence; and that

form, which, by being embodied in a particular portion of matter,

could, in the same manner, be called forth into the class of complete

realities. This potential existence of matter and form, he sometimes

talks of, in expressions which resemble those of Plato, to whose

notion of separate Essence it bears a very great affinity.

Aristotle, who seems in many things original, and who endeavoured to

seem to be so in all things, added the principle of privation to those

of matter and form, which he had derived from the ancient Pythagorean

school. When Water is changed into Air, the transmutation is brought

about by the material principle of those two elements being deprived

of the form of Water, and then assuming the form of Air. Privation,

therefore, was a third principle opposite to form, which entered into

the generation of every Species, which was always from some other

Species. It was a principle of generation, but not of composition, as

is most obvious.

The Stoics, whose opinions were, in all the different parts of

philosophy, either the same with, or very nearly allied to those of

Aristotle and Plato, though often disguised in very different

language, held, that all things, even the elements themselves, were

compounded of two principles, upon one of which depended all the

active, and upon the other all the passive, powers of these bodies.

The last of these, they called Matter; the first, the Cause, by which

they meant the very same thing which Aristotle and Plato understood,

by their specific Essences. Matter, according to the Stoics, could

have no existence separate from the cause or efficient principle which

determined it to some particular class of things. Neither could the

efficient principle exist separately from the material, in which it

was always necessarily embodied. Their opinion, therefore, so far

coincided with that of the old Peripatetics. The efficient principle,

they said, was the Deity. By which they meant, that it was a detached

portion of the etherial and divine nature, {404} which penetrated all

things, that constituted what Plato would have called the Specific

Essence of each individual object; and so far their opinion coincides

pretty nearly with that of the latter Platonists, who held, that the

Specific Essences of all things were detached portions of their

created deity, the soul of the world; and with that of some of the

Arabian and Scholastic Commentators of Aristotle, who held that the

substantial forms of all things descended from those Divine Essences

which animated the Celestial Spheres. Such was the doctrine of the

four principal Sects of the ancient Philosophers, concerning the

Specific Essences of things, of the old Pythagoreans, of the

Academical, the Peripatetic, and the Stoical Sects.

As this doctrine of Specific Essences seems naturally enough to have

arisen from that ancient system of Physics, which I have above

described, and which is, by no means, devoid of probability, so many

of the doctrines of that system, which seems to us, who have been long

accustomed to another, the most incomprehensible, necessarily flow

from this metaphysical notion. Such are those of generation,

corruption, and alteration; of mixture, condensation, and rarefaction.

A body was generated or corrupted, when it changed its Specific

Essence, and passed from one denomination to another. It was altered

when it changed only some of its qualities, but still retained the

same Specific Essence, and the same denomination. Thus, when a flower

was withered, it was not corrupted; though some of its qualities were

changed, it still retained the Specific Essence, and therefore justly

passed under the denomination of a flower. But, when, in the further

progress of its decay, it crumbled into earth, it was corrupted; it

lost the Specific Essence, or substantial form of the flower, and

assumed that of the earth, and therefore justly changed its

denomination.

The Specific Essence, or universal nature that was lodged in each

particular class of bodies, was not itself the object of any of our

senses, but could be perceived only by the understanding. It was by

the sensible qualities, however, that we judged of the Specific

Essence of each object. Some of these sensible qualities, therefore,

we regarded as essential, or such as showed, by their presence or

absence, the presence or absence of that essential form from which

they necessarily flowed. Others were accidental, or such whose

presence or absence had no such necessary consequences. The first of

these two sorts of qualities was called Properties; the second,

Accidents.

In the Specific Essence of each object itself, they distinguished two

parts; one of which was peculiar and characteristical of the one class

of things of which that particular object was an individual, the other

was common to it with some other higher classes of things. These two

parts were, to the Specific Essence, pretty much what the Matter and

the Specific Essence were to each individual body. The one, which was

called the Genus, was modified and determined by the other, {405}

which was called the Specific Difference, pretty much in the same

manner as the universal matter contained in each body was modified and

determined by the Specific Essence of that particular class of bodies.

These four, with the Specific Essence or Species itself, made up the

number of the Five Universals, so well known in the schools by the

names of Genus, Species, Differentia, Proprium, and Accidens.

* * * * *

----------

OF THE

NATURE OF THAT IMITATION

WHICH TAKES PLACE IN WHAT ARE CALLED

THE IMITATIVE ARTS.

-----

PART I.

THE most perfect imitation of an object of any kind must in all cases,

it is evident, be another object of the same kind, made as exactly as

possible after the same model. What, for example, would be the most

perfect imitation of the carpet which now lies before me?--Another

carpet, certainly, wrought as exactly as possible after the same

pattern. But, whatever might be the merit or beauty of this second

carpet, it would not be supposed to derive any from the circumstance

of its having been made in imitation of the first. This circumstance

of its being not an original, but a copy, would even be considered as

some diminution of that merit; a greater or smaller, in proportion as

the object was of a nature to lay claim to a greater or smaller degree

of admiration. It would not much diminish the merit of a common

carpet, because in such trifling objects, which at best can lay claim

to so little beauty or merit of any kind, we do not always think it

worth while to affect originality: it would diminish a good deal that

of a carpet of very exquisite workmanship. In objects of still

greater importance, this exact, or, as it would be called, this

servile imitation, would be considered as the most unpardonable

blemish. To build another St. Peter's or St. Paul's church, of exactly

the same dimensions, proportions, and ornaments with the present

buildings at Rome or London, would be supposed to argue such a

miserable barrenness of genius and invention in the architect as would

disgrace the most expensive magnificence.

The exact resemblance of the correspondent parts of the same object

{406} is frequently considered as a beauty, and the want of it as a

deformity; as in the correspondent members of the human body, in the

opposite wings of the same building, in the opposite trees of the same

alley, in the correspondent compartments of the same piece of

carpet-work, or of the same flower-garden, in the chairs or tables

which stand in the correspondent parts of the same room, etc. But in

objects of the same kind, which in other respects are regarded as

altogether separate and unconnected, this exact resemblance is seldom

considered as a beauty, nor the want of it as a deformity. A man, and

in the same manner a horse, is handsome or ugly, each of them, on

account of his own intrinsic beauty or deformity, without any regard

to their resembling or not resembling, the one, another man, or the

other, another horse. A set of coach-horses, indeed, is supposed to be

handsomer when they are all exactly matched; but each horse is, in

this case, considered not as a separated and unconnected object, or as

a whole by himself, but as a part of another whole, to the other parts

of which he ought to bear a certain correspondence: separated from the

set, he derives neither beauty from his resemblance, nor deformity

from his unlikeness to the other horses which compose it.

Even in the correspondent parts of the same object, we frequently

require no more than a resemblance in the general outline. If the

inferior members of those correspondent parts are too minute to be

seen distinctly, without a separate and distinct examination of each

part by itself, as a separate and unconnected object, we should

sometimes even be displeased if the resemblance was carried beyond

this general outline. In the correspondent parts of a room we

frequently hang pictures of the same size; those pictures, however,

resemble one another in nothing but the frame, or, perhaps, in the

general character of the subject; if the one is a landscape, the other

is a landscape too; if the one represents a religious or a

bacchanalian subject, its companion represents another of the same

kind. Nobody ever thought of repeating the same picture in each

correspondent frame. The frame, and the general character of two or

three pictures, is as much as the eye can comprehend at one view, or

from one station. Each picture, in order, to be seen distinctly, and

understood thoroughly, must be viewed from a particular station, and

examined by itself as a separate and unconnected object. In a hall or

portico, adorned with statues, the niches, or perhaps the pedestals,

may exactly resemble one another, but the statues are always different

Even the masks which are sometimes carried upon the different

key-stones of the same arcade, or of the correspondent doors and

windows of the same front, though they may all resemble one another in

the general outline, yet each of them has always its own peculiar

features, and a grimace of its own. There are some Gothic buildings in

which the correspondent windows resemble one another only in the

general outline, and not in the smaller {407} ornaments and

subdivisions. These are different in each, and the architect had

considered them as too minute to be seen distinctly, without a

particular and separate examination of each window by itself, as a

separate and unconnected object. A variety of this sort, however, I

think, is not agreeable. In objects which are susceptible only of a

certain inferior order of beauty, such as the frames of pictures, the

niches or the pedestals of statues, &c., there seems frequently to be

affectation in the study of variety, of which the merit is scarcely

ever sufficient to compensate the want of that perspicuity and

distinctness, of that easiness to be comprehended and remembered,

which is the natural effect of exact uniformity. In a portico of the

Corinthian or Ionic order, each column resembles every other, not only

in the general outline, but in all the minutest ornaments; though some

of them, in order to be seen distinctly, may require a separate and

distinct examination in each column, and in the entablature of each

intercolumnation. In the inlaid tables, which, according to the

present fashion, are sometimes fixed in the correspondent parts of the

same room, the pictures only are different in each. All the other more

frivolous and fanciful ornaments are commonly, so far at least as I

have observed the fashion, the same in them all. Those ornaments,

however, in order to be seen distinctly, require a distinct

examination of each table.

The extraordinary resemblance of two natural objects, of twins, for

example, is regarded as a curious circumstance; which, though it does

not increase, yet does not diminish the beauty of either, considered

as a separate and unconnected object. But the exact resemblance of two

productions of art, seems to be always considered as some diminution

of the merit of at least one of them; as it seems to prove, that one

of them, at least, is a copy either of the other, or of some other

original. One may say, even of the copy of a picture, that it derives

its merit, not so much from its resemblance to the original, as from

its resemblance to the object which the original was meant to

resemble. The owner of the copy, so far from setting any high value

upon its resemblance to the original, is often anxious to destroy any

value or merit which it might derive from this circumstance. He is

often anxious to persuade both himself and other people that it is not

a copy, but an original, of which what passes for the original is only

a copy. But, whatever merit a copy may derive from its resemblance to

the original, an original can derive none from the resemblance of its

copy.

But though a production of art seldom derives any merit from its

resemblance to another object of the same kind, it frequently derives

a great deal from its resemblance to an object of a different kind,

whether that object be a production of art or of nature. A painted

cloth, the work of some laborious Dutch artist, so curiously shaded

and coloured as to represent the pile and softness of a woollen one,

might derive some merit from its resemblance even to the sorry carpet

which now {408} lies before me. The copy might, and probably would, in

this case, be of much greater value than the original. But if this

carpet was represented as spread, either upon a floor or upon a table,

and projecting from the background of the picture, with exact

observation of perspective, and of light and shade, the merit of the

imitation would be still even greater.

In Painting, a plain surface of one kind is made to resemble, not only

a plain surface of another, but all the three dimensions of a solid

substance. In Statuary and Sculpture, a solid substance of one kind,

is made to resemble a solid substance of another. The disparity

between the object imitating, and the object imitated, is much greater

in the one art than in the other; and the pleasure arising from the

imitation seems greater in proportion as this disparity is greater.

In Painting, the imitation frequently pleases, though the original

object be indifferent, or even offensive. In Statuary and Sculpture it

is otherwise. The imitation seldom pleases, unless the original object

be in a very high degree either great, or beautiful, or interesting. A

butcher's-stall, or a kitchen-dresser, with the objects which they

commonly present, are not certainly the happiest subjects, even for

Painting. They have, however, been represented with so much care and

success by some Dutch masters, that it is impossible to view the

pictures without some degree of pleasure. They would be most absurd

subjects for Statuary or Sculpture, which are, however, capable of

representing them. The picture of a very ugly or deformed man, such as

Æsop, or Scarron, might not make a disagreeable piece of furniture.

The statue certainly would. Even a vulgar ordinary man or woman,

engaged in a vulgar ordinary action, like what we see with so much

pleasure in the pictures of Rembrandt, would be too mean a subject for

Statuary. Jupiter, Hercules, and Apollo, Venus and Diana, the Nymphs

and the Graces, Bacchus, Mercury, Antinous, and Meleager, the

miserable death of Laocoon, the melancholy fate of the children of

Niobe, the Wrestlers, the fighting, the dying gladiator, the figures

of gods and goddesses, of heroes and heroines, the most perfect forms

of the human body, placed either in the noblest attitudes, or in the

most interesting situations which the human imagination is capable of

conceiving, are the proper, and therefore have always been the

favourite, subjects of Statuary: that art cannot, without degrading

itself, stoop to represent any thing that is offensive, or mean, or

even indifferent. Painting is not so disdainful; and, though capable

of representing the noblest objects, it can, without forfeiting its

title to please, submit to imitate those of a much more humble nature.

The merit of the imitation alone, and without any merit in the

imitated object, is capable of supporting the dignity of Painting: it

cannot support that of Statuary. There would seem, therefore, to be

more merit in the one species of imitation than in the other.

{409} In Statuary, scarcely any drapery is agreeable. The best of the

ancient statues were either altogether naked or almost naked; and

those of which any considerable part of the body is covered, are

represented as clothed in wet linen--a species of clothing which most

certainly never was agreeable to the fashion of any country. This

drapery too is drawn so tight, as to express beneath its narrow

foldings the exact form and outline of any limb, and almost of every

muscle of the body. The clothing which thus approached the nearest to

no clothing at all, had, it seems, in the judgment of the great

artists of antiquity, been that which was most suitable to Statuary. A

great painter of the Roman school, who had formed his manner almost

entirely upon the study of the ancient statues, imitated at first

their drapery in his pictures; but he soon found that in Painting it

had the air of meanness and poverty, as if the persons who wore it

could scarce afford clothes enough to cover them; and that larger

folds, and a looser and more flowing drapery, were more suitable to

the nature of his art. In Painting, the imitation of so very inferior

an object as a suit of clothes is capable of pleasing; and, in order

to give this object all the magnificence of which it is capable, it is

necessary that the folds should be large, loose, and flowing. It is

not necessary in Painting that the exact form and outline of every

limb, and almost of every muscle of the body, should be expressed

beneath the folds of the drapery; it is sufficient if these are so

disposed as to indicate in general the situation and attitude of the

principal limbs. Painting, by the mere force and merit of its

imitation, can venture, without the hazard of displeasing, to

substitute, upon many occasions, the inferior in the room of the

superior object, by making the one, in this manner, cover and entirely

conceal a great part of the other. Statuary can seldom venture to do

this, but with the utmost reserve and caution; and the same drapery,

which is noble and magnificent in the one art, appears clumsy and

awkward in the other. Some modern artists, however, have attempted to

introduce into Statuary the drapery which is peculiar to Painting. It

may not, perhaps, upon every occasion, be quite so ridiculous as the

marble periwigs in Westminster Abbey: but if it does not always appear

clumsy and awkward, it is at best always insipid and uninteresting.

It is not the want of colouring which hinders many things from

pleasing in Statuary which please in Painting; it is the want of that

degree of disparity between the imitating and the imitated object,

which is necessary, in order to render interesting the imitation of an

object which is itself not interesting. Colouring, when added to

Statuary, so far from increasing, destroys almost entirely the

pleasure which we receive from the imitation; because it takes away

the great source of that pleasure, the disparity between the imitating

and the imitated object. That one solid and coloured object should

exactly resemble another solid and coloured object, seems to be a

matter of no {410} great wonder or admiration. A painted statue,

though it may resemble a human figure much more exactly than any

statue which is not painted, is generally acknowledged to be a

disagreeable and even an offensive object; and so far are we from

being pleased with this superior likeness, that we are never satisfied

with it; and, after viewing it again and again, we always find that it

is not equal to what we are disposed to imagine it might have been:

though it should seem to want scarce any thing but the life, we could

not pardon it for thus wanting what it is altogether impossible it

should have. The works of Mrs. Wright, a self-taught artist of great

merit, are perhaps more perfect in this way than any thing I have ever

seen. They do admirably well to be seen now and then as a show; but

the best of them we shall find, if brought home to our own house, and

placed in a situation where it was to come often into view, would

make, instead of an ornamental, a most offensive piece of household

furniture. Painted statues, accordingly, are universally reprobated,

and we scarce ever meet with them. To colour the eyes of statues is

not altogether so uncommon: even this, however, is disapproved by all

good judges. 'I cannot bear it,' (a gentleman used to say, of great

knowledge and judgment in this art), 'I cannot bear it; I always want

them to speak to me.'

Artificial fruits and flowers sometimes imitate so exactly the natural

objects which they represent, that they frequently deceive us. We soon

grow weary of them, however; and, though they seem to want nothing but

the freshness and the flavour of natural fruits and flowers, we cannot

pardon them, in the same manner, for thus wanting what it is

altogether impossible they should have. But we do not grow weary of a

good flower and fruit painting. We do not grow weary of the foliage of

the Corinthian capital, or of the flowers which sometimes ornament the

frieze of that order. Such imitations, however, never deceive us;

their resemblance to the original objects is always much inferior to

that of artificial fruits and flowers. Such as it is, however, we are

contented with it; and, where there is such disparity between the

imitating and the imitated objects, we find that it is as great as it

can be, or as we expect that it should be. Paint that foliage and

those flowers with the natural colours, and, instead of pleasing more,

they will please much less. The resemblance, however, will be much

greater; but the disparity between the imitating and the imitated

objects will be so much less, that even this superior resemblance will

not satisfy us. Where the disparity is so very great, on the contrary,

we are often contented with the most imperfect resemblance; with the

very imperfect resemblance, for example, both as to the figure and the

colour, of fruits and flowers in shell-work.

It may be observed, however, that, though in Sculpture the imitation

of flowers and foliage pleases as an ornament of architecture, as a

part of the dress which is to set off the beauty of a different and a

more {411} important object, it would not please alone, or as a

separate and unconnected object, in the same manner as a fruit and

flower painting pleases. Flowers and foliage, how elegant and

beautiful soever, are not sufficiently interesting; they have not

dignity enough, if I may say so, to be proper subjects for a piece of

Sculpture, which is to please alone, and not to appear as the

ornamental appendage of some other object.

In Tapestry and Needle-work, in the same manner as in Painting, a

plain surface is sometimes made to represent all the three dimensions

of a solid substance. But both the shuttle of the weaver, and the

needle of the embroiderer, are instruments of imitation so much

inferior to the pencil of the painter, that we are not surprised to

find a proportionable inferiority in their productions. We have all

more or less experience that they usually are much inferior: and, in

appreciating a piece of Tapestry or Needle-work, we never compare the

imitation of either with that of a good picture, for it never could

stand that comparison, but with that of other pieces of Tapestry or

Needle-work. We take into consideration, not only the disparity

between the imitating and the imitated object, but the awkwardness of

the instruments of imitation; and if it is as well as any thing that

can be expected from these, if it is better than the greater part of

what actually comes from them, we are often not only contented but

highly pleased.

A good painter will often execute in a few days a subject which would

employ the best tapestry-weaver for many years; though, in proportion

to his time, therefore, the latter is always much worse paid than the

former, yet his work in the end comes commonly much dearer to market.

The great expense of good Tapestry, the circumstance which confines it

to the palaces of princes and of great lords, gives it, in the eyes

of the greater part of the people, an air of riches and magnificence,

which contributes still further to compensate the imperfection of its

imitation. In arts which address themselves, not to the prudent and

the wise, but to the rich and the great, to the proud and the vain, we

ought not to wonder if the appearances of great expense, of being what

few people can purchase, of being one of the surest characteristics of

great fortune, should often stand in the place of exquisite beauty,

and contribute equally to recommend their productions. As the idea of

expense seems often to embellish, so that of cheapness seems as

frequently to tarnish the lustre even of very agreeable objects. The

difference between real and false jewels is what even the experienced

eye of a jeweller can sometimes with difficulty distinguish. Let an

unknown lady, however, come into a public assembly, with a head-dress

which appears to be very richly adorned with diamonds, and let a

jeweller only whisper in our ear that they are false stones, not only

the lady will immediately sink in our imagination from the rank of a

princess to that of a very ordinary woman, but the {412} head-dress,

from being an object of the most splendid magnificence, will at once

become an impertinent piece of tawdry and tinsel finery.

It was some years ago the fashion to ornament a garden with yew and

holly trees, clipped into the artificial shapes of pyramids, and

columns, and vases, and obelisks. It is now the fashion to ridicule

this taste as unnatural. The figure of a pyramid or obelisk, however,

is not more unnatural to a yew-tree than to a block of porphyry or

marble. When the yew-tree is presented to the eye in this artificial

shape, the gardener does not mean that it should be understood to have

grown in that shape: he means, first, to give it the same beauty of

regular figure, which pleases so much in porphyry and marble; and,

secondly, to imitate in a growing tree the ornaments of those precious

materials: he means to make an object of one kind resembling another

object of a very different kind; and to the original beauty of figure

to join the relative beauty of imitation: but the disparity between

the imitating and the imitated object is the foundation of the beauty

of imitation. It is because the one object does not naturally resemble

the other, that we are so much pleased with it, when by art it is made

to do so. The shears of the gardener, it may be said, indeed, are very

clumsy instruments of Sculpture. They are so, no doubt, when employed

to imitate the figures of men, or even of animals. But in the simple

and regular forms of pyramids, vases, and obelisks, even the shears of

the gardener do well enough. Some allowance, too, is naturally made

for the necessary imperfection of the instrument, in the same manner

as in Tapestry and Needle-work. In short, the next time you have an

opportunity of surveying those out-of-fashion ornaments, endeavour

only to let yourself alone, and to restrain for a few minutes the

foolish passion for playing the critic, and you will be sensible that

they are not without some degree of beauty; that they give the air of

neatness and correct culture at least to the whole garden; and that

they are not unlike what the 'retired leisure, that' (as Milton says)

'in trim gardens takes his pleasure,' might be amused with. What then,

it may be said, has brought them into such universal disrepute among

us? In a pyramid or obelisk of marble, we know that the materials are

expensive, and that the labour which wrought them into that shape must

have been still more so. In a pyramid or obelisk of yew, we know that

the materials could cost very little, and the labour still less. The

former are ennobled by their expense; the latter degraded by their

cheapness. In the cabbage-garden of a tallow-chandler we may sometimes

perhaps have seen as many columns and vases and other ornaments in

yew, as there are in marble and porphyry at Versailles: it is this

vulgarity which has disgraced them. The rich and the great, the proud

and the vain will not admit into their gardens an ornament which the

meanest of the people can have as well as they. The taste for these

ornaments came originally from France; where, notwithstanding that

{413} inconstancy of fashion with which we sometimes reproach the

natives of that country, it still continues in good repute. In France,

the condition of the inferior ranks of people is seldom so happy as it

frequently is in England; and you will there seldom find even pyramids

and obelisks of yew in the garden of a tallow-chandler. Such

ornaments, not having in that country been degraded by their

vulgarity, have not yet been excluded from the gardens of princes and

lords.

The works of the great masters in Statuary and Painting, it is to be

observed, never produce their effect by deception. They never are, and

it never is intended that they should be, mistaken for the real

objects which they represent. Painted Statuary may sometimes deceive

an inattentive eye: proper Statuary never does. The little pieces of

perspective in Painting, which it is intended should please by

deception, represent always some very simple, as well as

insignificant, objects: a roll of paper, for example, or the steps of

a staircase, in the dark corner of some passage or gallery. They are

generally the works too of some very inferior artists. After being

seen once, and producing the little surprise which it is meant they

should excite, together with the mirth which commonly accompanies it,

they never please more, but appear to be ever after insipid and

tiresome.

The proper pleasure which we derive from those two imitative arts, so

far from being the effect of deception, is altogether incompatible

with it. That pleasure is founded altogether upon our wonder at seeing

an object of one kind represent so well an object of a very different

kind, and upon our admiration of the art which surmounts so happily

that disparity which Nature had established between them. The nobler

works of Statuary and Painting appear to us a sort of wonderful

phenomena, differing in this respect from the wonderful phenomena of

Nature, that they carry, as it were, their own explication along with

them, and demonstrate, even to the eye, the way and manner in which

they are produced. The eye, even of an unskilful spectator,

immediately discerns, in some measure, how it is that a certain

modification of figure in Statuary, and of brighter and darker colours

in Painting, can represent, with so much truth and vivacity, the

actions, passions, and behaviour of men, as well as a great variety of

other objects. The pleasing wonder of ignorance is accompanied with

the still more pleasing satisfaction of science. We wonder and are

amazed at the effect; and we are pleased ourselves, and happy to find

that we can comprehend, in some measure, how that wonderful effect is

produced upon us.

A good looking-glass represents the objects which are set before it

with much more truth and vivacity than either Statuary or Painting.

But, though the science of optics may explain to the understanding,

the looking-glass itself does not at all demonstrate to the eye how

this effect is brought about. It may excite the wonder of ignorance;

and {414} in a clown, who had never beheld a looking-glass before, I

have seen that wonder rise almost to rapture and extasy; but it cannot

give the satisfaction of science. In all looking-glasses the effects

are produced by the same means, applied exactly in the same manner. In

every different statue and picture the effects are produced, though by

similar, yet not by the same means; and those means too are applied in

a different manner in each. Every good statue and picture is a fresh

wonder, which at the same time carries, in some measure, its own

explication along with it. After a little use and experience, all

looking-glasses cease to be wonders altogether; and even the ignorant

become so familiar with them, as not to think that their effects

require any explication. A looking-glass, besides, can represent only

present objects; and, when the wonder is once fairly over, we choose,

in all cases, rather to contemplate the substance than to gaze at the

shadow. One's own face becomes then the most agreeable object which a

looking-glass can represent to us, and the only object which we do not

soon grow weary with looking at; it is the only present object of

which we can see only the shadow: whether handsome or ugly, whether

old or young, it is the face of a friend always, of which the features

correspond exactly with whatever sentiment, emotion, or passion we may

happen at that moment to feel.

In Statuary, the means by which the wonderful effect is brought about

appear more simple and obvious than in Painting; where the disparity

between the imitating and the imitated object being much greater, the

art which can conquer that greater disparity appears evidently, and

almost to the eye, to be founded upon a much deeper science, or upon

principles much more abstruse and profound. Even in the meanest

subjects we can often trace with pleasure the ingenious means by which

Painting surmounts this disparity. But we cannot do this in Statuary,

because the disparity not being so great, the means do not appear so

ingenious. And it is upon this account, that in Painting we are often

delighted with the representation of many things, which in Statuary

would appear insipid, and not worth the looking at.

It ought to be observed, however, that though in Statuary the art of

imitation appears, in many respects, inferior to what it is in

Painting, yet, in a room ornamented with both statues and pictures of

nearly equal merit, we shall generally find that the statues draw off

our eye from the pictures. There is generally but one or little more

than one, point of view from which a picture can be seen with

advantage, and it always presents to the eye precisely the same

object. There are many different points of view from which a statue

may be seen with equal advantage, and from each it presents a

different object. There is more variety in the pleasure which we

receive from a good statue, than in that which we receive from a good

picture; and one statue may frequently be the subject of many good

pictures or drawings, all different {415} from one another. The

shadowy relief and projection of a picture, besides, is much

flattened, and seems almost to vanish away altogether, when brought

into comparison with the real and solid body which stands by it. How

nearly soever these two arts may seem to be akin, they accord so very

ill with one another, that their different productions ought, perhaps,

scarce ever to be seen together.

-----

PART II.

AFTER the pleasures which arise from the gratification of the bodily

appetites, there seem to be none more natural to man than Music and

Dancing. In the progress of art and improvement they are, perhaps, the

first and earliest pleasures of his own invention; for those which

arise from the gratification of the bodily appetites cannot be said to

be his own invention. No nation has yet been discovered so uncivilized

as to be altogether without them. It seems even to be amongst the most

barbarous nations that the use and practice of them is both most

frequent and most universal, as among the negroes of Africa and the

savage tribes of America. In civilized nations, the inferior ranks of

people have very little leisure, and the superior ranks have many

other amusements; neither the one nor the other, therefore, can spend

much of their time in Music and Dancing. Among savage nations, the

great body of the people have frequently great intervals of leisure,

and they have scarce any other amusement; they naturally, therefore,

spend a great part of their time in almost the only one they have.

What the ancients called Rhythmus, what we call Time or Measure, is

the connecting principle of those two arts; Music consisting in a

succession of a certain sort of sounds, and Dancing in a succession of

a certain sort of steps, gestures, and motions, regulated according to

time or measure, and thereby formed, into a sort of whole or system;

which in the one art is called a song or tune, and in the other a

dance; the time or measure of the dance corresponding always exactly

with that of the song or tune which accompanies and directs it.[1]

[Footnote 1: The Author's Observations on the Affinity between Music,

Dancing, and Poetry, are annexed to the end of Part III. of this

Essay.]

The human voice, as it is always the best, so it would naturally be

the first and earliest of all musical instruments: in singing, or in

its first attempts towards singing, it would naturally employ sounds

as similar as possible to those which it had been accustomed to; that

is, it would employ words of some kind or other, pronouncing them only

in time and measure, and generally with a more melodious tone than had

been usual in common conversation. Those words, however, might not,

and probably would not, for a long time have any meaning, but might

resemble the syllables which we make use of in _fol-faing_, or

the {416} _derry-down-down_ of our common ballads; and serve only

to assist the voice in forming sounds proper to be modulated into

melody, and to be lengthened or shortened according to the time and

measure of the tune. This rude form of vocal Music, as it is by far

the most simple and obvious, so it naturally would be the first and

earliest.

In the succession of ages it could not fail to occur, that in room of

those unmeaning or musical words, if I may call them so, might be

substituted words which expressed some sense or meaning, and of which

the pronunciation might coincide as exactly with the time and measure

of the tune, as that of the musical words had done before. Hence the

origin of Verse or Poetry. The Verse would for a long time be rude and

imperfect. When the meaning words fell short of the measure required,

they would frequently be eked out with the unmeaning ones, as is

sometimes done in our common ballads. When the public ear came to be

so refined as to reject, in all serious Poetry, the unmeaning words

altogether, there would still be a liberty assumed of altering and

corrupting, upon many occasions, the pronunciation of the meaning

ones, for the sake of accommodating them to the measure. The syllables

which composed them would, for this purpose, sometimes be improperly

lengthened, and sometimes improperly shortened; and though no

unmeaning words were made use of, yet an unmeaning syllable would

sometimes be stuck to the beginning, to the end, or into the middle of

a word. All these expedients we find frequently employed in the verses

even of Chaucer, the father of the English Poetry. Many ages might

pass away before verse was commonly composed with such correctness,

that the usual and proper pronunciation of the words alone, and

without any other artifice, subjected the voice to the observation of

a time and measure, of the same kind with the time and measure of the

science of Music.

The Verse would naturally express some sense which suited the grave or

gay, the joyous or melancholy humour of the tune which it was sung to;

being as it were blended and united with that tune, it would seem to

give sense and meaning to what otherwise might not appear to have any,

or at least any which could be clearly understood, without the

accompaniment of such an explication.

A pantomime dance may frequently answer the same purpose, and, by

representing some adventure in love or war, may seem to give sense and

meaning to a Music, which might not otherwise appear to have any. It

is more natural to mimic, by gestures and motions, the adventures of

common life, than to express them in Verse or Poetry. The thought

itself is more obvious, and the execution is much more easy. If this

mimicry was accompanied by Music, it would of its own accord, and

almost without any intention of doing so, accommodate, in some

measure, its different steps and movements to the time and measure of

the tune; especially if the same person both sung the tune {417} and

performed the mimicry, as is said to be frequently the case among the

savage nations of Africa and America. Pantomime Dancing might in this

manner serve to give a distinct sense and meaning to Music many ages

before the invention, or at least before the common use of Poetry. We

hear little, accordingly, of the Poetry of the savage nations who

inhabit Africa and America, but a great deal of their pantomime

dances.

Poetry, however, is capable of expressing many things fully and

distinctly, which Dancing either cannot represent at all, or can

represent but obscurely and imperfectly; such as the reasonings and

judgments, of the understanding; the ideas, fancies, and suspicions of

the imagination; the sentiments, emotions, and passions of the heart.

In the power of expressing a meaning with clearness and distinctness,

Dancing is superior to Music, and Poetry to Dancing.

Of those three Sister Arts, which originally, perhaps, went always

together, and which at all times go frequently together, there are two

which can subsist alone, and separate from their natural companions,

and one which cannot. In the distinct observation of what the ancients

called Rhythmus, of what we call Time and Measure, consists the

essence both of Dancing and of Poetry or Verse; or the

characteristical quality which distinguishes the former from all other

motion and action, and the latter from all other discourse. But,

concerning the proportion between those intervals and divisions of

duration which constitute what is called time and measure, the ear, it

would seem, can judge with much more precision than the eye; and

Poetry, in the same manner as Music, addresses itself to the ear,

whereas Dancing addresses itself to the eye. In Dancing, the rhythmus,

the proper proportion, the time and measure of its motions, cannot

distinctly be perceived, unless they are marked by the more distinct

time and measure of Music. It is otherwise in Poetry; no accompaniment

is necessary to mark the measure of good Verse. Music and Poetry,

therefore, can each of them subsist alone; Dancing always requires the

accompaniment of Music.

It is Instrumental Music which can best subsist apart, and separate

from both Poetry and Dancing. Vocal Music, though it may, and

frequently does, consist of notes which have no distinct sense or

meaning, yet naturally calls for the support of Poetry. But, 'Music,

married to immortal Verse,' as Milton says, or even to words of any

kind which have a distinct sense or meaning, is necessarily and

essentially imitative. Whatever be the meaning of those words, though,

like many of the songs of ancient Greece, as well as some of those of

more modern times, they may express merely some maxims of prudence and

morality, or may contain merely the simple narrative of some important

event, yet even in such didactic and historical songs there will still

be imitation; there will still be a thing of one kind, which by art is

made to {418} resemble a thing of a very different kind; there will

still be Music imitating discourse; there will still be Rhythmus and

Melody, shaped and fashioned into the form either of a good moral

counsel, or of an amusing and interesting story.

In this first species of imitation, which being essential to, is

therefore inseparable from, all such Vocal Music, there may be, and

there commonly is, added a second. The words may, and commonly do,

express the situation of some particular person, and all the

sentiments and passions which he feels from that situation. It is a

joyous companion who gives vent to the gaiety and mirth with which

wine, festivity, and good company inspire him. It is a lover who

complains, or hopes, or fears, or despairs. It is a generous man who

expresses either his gratitude for the favours, or his indignation at

the injuries, which may have been done to him. It is a warrior who

prepares himself to confront danger, and who provokes or desires his

enemy. It is a person in prosperity who humbly returns thanks for the

goodness, or one in affliction who with contrition implores the mercy

and forgiveness of that invisible Power to whom he looks up as the

Director of all the events of human life. The situation may

comprehend, not only one, but two, three, or more persons; it may

excite in them all either similar or opposite sentiments; what is a

subject of sorrow to one, being an occasion of joy and triumph to

another; and they may all express, sometimes separately and sometimes

together, the particular way in which each of them is affected, as in a

duo, trio, or a chorus.

All this it may, and it frequently has been said is unnatural; nothing

being more so, than to sing when we are anxious to persuade, or in

earnest to express any very serious purpose. But it should be

remembered, that to make a thing of one kind resemble another thing of

a very different kind, is the very circumstance which, in all the

Imitative Arts, constitutes the merits of imitation; and that to

shape, and as it were to bend, the measure and the melody of Music, so

as to imitate the tone and the language of counsel and conversation,

the accent and the style of emotion and passion, is to make a thing of

one kind resemble another thing of a very different kind.

The tone and the movements of Music, though naturally very different

from those of conversation and passion, may, however, be so managed as

to seem to resemble them. On account of the great disparity between

the imitating and the imitated object, the mind in this, as in the

other cases, cannot only be contented, but delighted, and even charmed

and transported, with such an imperfect resemblance as can be had.

Such imitative Music, therefore, when sung to words which explain and

determine its meaning, may frequently appear to be a very perfect

imitation. It is upon this account, that even the incomplete Music of

a recitative seems to express sometimes all the sedateness and

composure of serious but calm discourse, and sometimes all the {419}

exquisite sensibility of the most interesting passion. The more

complete Music of an air is still superior, and, in the imitation of

the more animated passions, has one great advantage over every sort of

discourse, whether Prose or Poetry, which is not sung to Music. In a

person who is either much depressed by grief or enlivened by joy, who

is strongly affected either with love or hatred, with gratitude or

resentment, with admiration or contempt, there is commonly one thought

or idea which dwells upon his mind, which continually haunts him,

which, when he has chased it away, immediately returns upon him, and

which in company makes him absent and inattentive. He can think but of

one object, and he cannot repeat to them that object so frequently as

it recurs upon him. He takes refuge in solitude, where he can with

freedom either indulge the extasy or give way to the agony of the

agreeable or disagreeable passion which agitates him; and where he can

repeat to himself, which he does sometimes mentally, and sometimes

even aloud, and almost always in the same words, the particular

thought which either delights or distresses him. Neither Prose nor

Poetry can venture to imitate those almost endless repetitions of

passion. They may describe them as I do now, but they dare not imitate

them; they would become most insufferably tiresome if they did. The

Music of a passionate air, not only may, but frequently does, imitate

them; and it never makes its way so directly or so irresistibly to the

heart as when it does so. It is upon this account that the words of an

air, especially of a passionate one, though they are seldom very long,

yet are scarce ever sung straight on to the end, like those of a

recitative; but are almost always broken into parts, which are

transposed and repeated again and again, according to the fancy or

judgment of the composer. It is by means of such repetitions only,

that Music can exert those peculiar powers of imitation which

distinguish it, and in which it excels all the other Imitative Arts.

Poetry and Eloquence, it has accordingly been often observed, produce

their effect always by a connected variety and succession of different

thoughts and ideas: but Music frequently produces its effects by a

repetition of the same idea; and the same sense expressed in the same,

or nearly the same, combination of sounds, though at first perhaps it

may make scarce any impression upon us, yet, by being repeated again

and again, it comes at last gradually, and by little and little, to

move, to agitate, and to transport us.

To these powers of imitating, Music naturally, or rather necessarily,

joins the happiest choice in the objects of its imitation. The

sentiments and passions which Music can best imitate are those which

unite and bind men together in society; the social, the decent, the

virtuous, the interesting and affecting, the amiable and agreeable,

the awful and respectable, the noble, elevating, and commanding

passions. Grief and distress are interesting and affecting; humanity

and compassion, joy and admiration, are amiable and agreeable;

devotion is awful {420} and respectable; the generous contempt of

danger, the honourable indignation at injustice, are noble, elevating,

and commanding. But it is these and such like passions which Music is

fittest for imitating, and which it in fact most frequently imitates.

They are, if I may say so, all Musical Passions; their natural tones

are all clear, distinct, and almost melodious; and they naturally

express themselves in a language which is distinguished by pauses at

regular, and almost equal, intervals; and which, upon that account,

can more easily be adapted to the regular returns of the correspondent

periods of a tune. The passions, on the contrary, which drive men from

one another, the unsocial, the hateful, the indecent, the vicious

passions, cannot easily be imitated by Music, The voice of furious

anger, for example, is harsh and discordant; its periods are all

irregular, sometimes very long and sometimes very short, and

distinguished by no regular pauses. The obscure and almost

inarticulate grumblings of black malice and envy, the screaming

outcries of dastardly fear, the hideous growlings of brutal and

implacable revenge, are all equally discordant. It is with difficulty

that Music can imitate any of those passions, and the Music which does

imitate them is not the most agreeable. A whole entertainment may

consist, without any impropriety, of the imitation of the social and

amiable passions. It would be a strange entertainment which consisted

altogether in the imitation of the odious and the vicious. A single

song expresses almost always some social, agreeable, or interesting

passion. In an opera the unsocial and disagreeable are sometimes

introduced, but it is rarely, and as discords are introduced into

harmony, to set off by their contrast the superior beauty of the

opposite passions. What Plato said of Virtue, that it was of all

beauties the brightest, may with some sort of truth be said of the

proper and natural objects of musical imitation. They are either the

sentiments and passions, in the exercise of which consist both the

glory and the happiness of human life, or they are those from which it

derives its most delicious pleasures, and most enlivening joys; or, at

the worst and the lowest, they are those by which it calls upon our

indulgence and compassionate assistance to its unavoidable weaknesses,

distresses, and misfortunes.

To the merit of its imitation and to that of its happy choice in the

objects which it imitates, the great merits of Statuary and Painting,

Music joins another peculiar and exquisite merit of its own. Statuary

and Painting cannot be said to add any new beauties of their own to

the beauties of Nature which they imitate; they may assemble a greater

number of those beauties, and group them in a more agreeable manner

than they are commonly, or perhaps ever, to be found in Nature. It may

perhaps be true, what the artists are so very fond of telling us, that

no woman ever equalled, in all the parts of her body, the beauty of

the Venus of Medicis, nor any man that of the Apollo of Belvidere. But

they must allow, surely, that there is no particular {421} beauty in

any part or feature of those two famous statues, which is not at least

equalled, if not much excelled, by what is to be found in many living

subjects. But Music, by arranging, and as it were bending to its own

time and measure, whatever sentiments and passions it expresses, not

only assembles and groups, as well as Statuary and Painting, the

different beauties of Nature which it imitates, but it clothes them,

besides, with a new and an exquisite beauty of its own; it clothes

them with melody and harmony, which, like a transparent mantle, far

from concealing any beauty, serve only to give a brighter colour, a

more enlivening lustre and a more engaging grace to every beauty which

they infold.

To these two different sorts of imitation,--to that general one, by

which Music is made to resemble discourse, and to that particular one,

by which it is made to express the sentiments and feelings with which

a particular situation inspires a particular person,--there is

frequently joined a third. The person who sings may join to this

double imitation of the singer the additional imitation of the actor;

and express, not only by the modulation and cadence of his voice, but

by his countenance, by his attitudes, by his gestures, and by his

motions, the sentiments and feelings of the person whose situation is

painted in the song. Even in private company, though a song may

sometimes perhaps be said to be well sung, it can never be said to be

well performed, unless the singer does something of this kind; and

there is no comparison between the effect of what is sung coldly from

a music-book at the end of a harpsichord, and of what is not only

sung, but acted with proper freedom, animation, and boldness. An opera

actor does no more than this; and an imitation which is so pleasing,

and which appears even so natural, in private society, ought not to

appear forced, unnatural, or disagreeable upon the stage.

In a good opera actor, not only the modulations and pauses of his

voice, but every motion and gesture, every variation, either in the

air of his head, or in the attitude of his body, correspond to the

time and measure of Music: they correspond to the expression of the

sentiment or passion which the Music imitates, and that expression

necessarily corresponds to this time and measure. Music is as it were

the soul which animates him, which informs every feature of his

countenance, and even directs every movement of his eyes. Like the

musical expression of a song, his action adds to the natural grace of

the sentiment or action which it imitates, a new and peculiar grace of

its own; the exquisite and engaging grace of those gestures and

motions, of those airs and attitudes which are directed by the

movement, by the time and measure of Music; this grace heightens and

enlivens that expression. Nothing can be more deeply affecting than

the interesting scenes of the serious opera, when to good Poetry and

good Music, to the Poetry of Metastasio and the Music of Pergolese, is

added the {422} execution of a good actor. In the serious opera,

indeed, the action is too often sacrificed to the Music; the castrati,

who perform the principal parts, being always the most insipid and

miserable actors. The sprightly airs of the comic opera are, in the

same manner, in the highest degree enlivening and diverting. Though

they do not make us laugh so loud as we sometimes do at the scenes of

the common comedy, they make us smile more frequently; and the

agreeable gaiety, the temperate joy, if I may call it so, with which

they inspire us, is not only an elegant, but a most delicious

pleasure. The deep distress and the great passions of tragedy are

capable of producing some effect, though it should be but

indifferently acted. It is not so with the lighter misfortunes and

less affecting situations of comedy: unless it is at least tolerably

acted, it is altogether insupportable. But the castrati are scarce

ever tolerable actors; they are accordingly seldom admitted to play in

the comic opera; which, being upon that account commonly better

performed than the serious, appears to many people the better

entertainment of the two.

The imitative powers of Instrumental are much inferior to those of

Vocal Music; its melodious but unmeaning and inarticulated sounds

cannot, like the articulations of the human voice, relate distinctly

the circumstances of any particular story, or describe the different

situations which those circumstances produced; or even express

clearly, and so as to be understood by every hearer, the various

sentiments and passions which the parties concerned felt from these

situations: even its imitation of other sounds, the objects which it

can certainly best imitate, is commonly so indistinct, that alone, and

without any explication, it might not readily suggest to us what was

the imitated object. The rocking of a cradle is supposed to be

imitated in that concerto of Correlli, which is said to have been

composed for the Nativity: but unless we were told beforehand, it

might not readily occur to us what it meant to imitate, or whether it

meant to imitate any thing at all; and this imitation (which, though

perhaps as successful as any other, is by no means the distinguished

beauty of that admired composition) might only appear to us a singular

and odd passage in Music. The ringing of bells and the singing of the

lark and nightingale are imitated in the symphony of Instrumental

Music which Mr. Handel has composed for the Allegro and Penseroso of

Milton: these are not only sounds but musical sounds, and may

therefore be supposed to be more within the compass of the powers of

musical imitation. It is accordingly universally acknowledged, that in

these imitations this great master has been remarkably successful; and

yet, unless the verses of Milton explained the meaning of the Music,

it might not even in this case readily occur to us what it meant to

imitate, or whether it meant to imitate any thing at all. With the

explication of the words, indeed, the imitation appears, what it

certainly is, a very fine one; but without {423} that explication it

might perhaps appear only a singular passage, which had less

connexion either with what went before or with what came after it,

than any other in the Music.

Instrumental Music is said sometimes to imitate motion; but in reality

it only either imitates the particular sounds which accompany certain

motions, or it produces sounds of which the time and measure bear some

correspondence to the variations, to the pauses and interruptions, to

the successive accelerations and retardations of the motion which it

means to imitate: it is in this way that it sometimes attempts to

express the march and array of an army, the confusion and hurry of a

battle, &c. In all these cases, however, its imitation is so very

indistinct, that without the accompaniment of some other art, to

explain and interpret its meaning, it would be almost always

unintelligible; and we could scarce ever know with certainty, either

what it meant to imitate, or whether it meant to imitate any thing at

all.

In the imitative arts, though it is by no means necessary that the

imitating should so exactly resemble the imitated object, that the one

should sometimes be mistaken for the other, it is, however, necessary

that they should resemble at least so far, that the one should always

readily suggest the other. It would be a strange picture which

required an inscription at the foot to tell us, not only what

particular person it meant to represent, but whether it meant to

represent a man or a horse, or whether it meant to be a picture at

all, and to represent any thing. The imitations of instrumental Music

may, in some respects, be said to resemble such pictures. There is,

however, this very essential difference between them, that the picture

would not be much mended by the inscription; whereas, by what may be

considered as very little more than such an inscription, instrumental

Music, though it cannot always even then, perhaps, be said properly to

imitate, may, however, produce all the effects of the finest and most

perfect imitation. In order to explain how this is brought about, it

will not be necessary to descend into any great depth of philosophical

speculation.

That train of thoughts and ideas which is continually passing through

the mind does not always move on with, the same pace, if I may say so,

or with the same order and connection. When we are gay and cheerful,

its motion is brisker and more lively, our thoughts succeed one

another more rapidly, and those which immediately follow one another

seem frequently either to have but little connection, or to be

connected rather by their opposition than by their mutual resemblance.

As in this wanton and playful disposition of mind we hate to dwell

long upon the same thought, so we do not much care to pursue

resembling thoughts; and the variety of contrast is more agreeable to

us than the sameness of resemblance. It is quite otherwise when we are

melancholy and desponding; we then frequently find ourselves haunted,

as it were, by some thought which we would gladly chase away, but

{424} which constantly pursues us, and which admits no followers,

attendants, or companions, but such as are of its own kindred and

complexion. A slow succession of resembling or closely connected

thoughts is the characteristic of this disposition of mind; a quick

succession of thoughts, frequently contrasted and in general very

slightly connected, is the characteristic of the other. What may be

called the natural state of the mind, the state in which we are

neither elated nor dejected, the state of sedateness, tranquillity,

and composure, holds a sort of middle place between those two opposite

extremes; our thoughts may succeed one another more slowly, and with a

more distinct connection, than in the one; but more quickly and with

a greater variety, than in the other.

Acute sounds are naturally gay, sprightly, and enlivening; grave

sounds solemn, awful, and melancholy. There seems too to be some

natural connection between acuteness in tune and quickness in time or

succession, as well as between gravity and slowness: an acute sound

seems to fly off more quickly than a grave one: the treble is more

cheerful than the bass; its notes likewise commonly succeed one

another more rapidly. But instrumental Music, by a proper arrangement,

by a quicker or slower succession of acute and grave, of resembling

and contrasted sounds, can not only accommodate itself to the gay, the

sedate, or the melancholy mood; but if the mind is so far vacant as

not to be disturbed by any disorderly passion, it can, at least for

the moment, and to a certain degree, produce every possible

modification of each of those moods or dispositions. We all readily

distinguish the cheerful, the gay, and the sprightly Music, from the

melancholy, the plaintive, and the affecting; and both these from what

holds a sort of middle place between them, the sedate, the tranquil,

and the composing. And we are all sensible that, in the natural and

ordinary state of the mind, Music can, by a sort of incantation, sooth

and charm us into some degree of that particular mood or disposition

which accords with its own character and temper. In a concert of

instrumental Music the attention is engaged, with pleasure and

delight, to listen to a combination of the most agreeable and

melodious sounds, which follow one another, sometimes with a quicker,

and sometimes with a slower succession; and in which those that

immediately follow one another sometimes exactly or nearly resemble,

and sometimes contrast with one another in tune, in time, and in order

of arrangement. The mind being thus successively occupied by a train

of objects, of which the nature, succession, and connection

correspond, sometimes to the gay, sometimes to the tranquil, and

sometimes to the melancholy mood or disposition, it is itself

successively led into each of those moods or dispositions; and is thus

brought into a sort of harmony or concord with the Music which so

agreeably engages its attention.

{425} It is not, however, by imitation properly, that instrumental

Music produces this effect: instrumental Music does not imitate, as

vocal Music, as Painting, or as Dancing would imitate, a gay, a

sedate, or a melancholy person; it does not tell us, as any of those

other arts could tell us, a pleasant, a serious, or a melancholy

story. It is not, as in vocal Music, in Painting, or in Dancing, by

sympathy with the gaiety, the sedateness, or the melancholy and

distress of some other person, that instrumental Music soothes us into

each of these dispositions: it becomes itself a gay, a sedate, or a

melancholy object; and the mind naturally assumes the mood or

disposition which at the time corresponds to the object which engages

its attention. Whatever we feel from instrumental Music is an

original, and not a sympathetic feeling: it is our own gaiety,

sedateness, or melancholy; not the the reflected disposition of

another person.

When we follow the winding alleys of some happily situated and well

laid out garden, we are presented with a succession of landscapes,

which are sometimes gay, sometimes gloomy, and sometimes calm and

serene; if the mind is in its natural state, it suits itself to the

objects which successively present themselves, and varies in some

degree its mood and present humour with every variation of the scene.

It would be improper, however, to say that those scenes imitated the

gay, the calm, or the melancholy mood of the mind; they may produce in

their turn each of those moods, but they cannot imitate any of them.

Instrumental Music, in the same manner, though it can excite all those

different dispositions, cannot imitate any of them. There are no two

things in nature more perfectly disparate than sound and sentiment;

and it is impossible by any human power to fashion the one into any

thing that bears any real resemblance to the other.

This power of exciting and varying the different moods and

dispositions of the mind, which instrumental Music really possesses to

a very considerable degree, has been the principal source of its

reputation for those great imitative powers which have been ascribed

to it. 'Painting,' says an author, more capable of feeling strongly

than of analysing accurately, Mr. Rousseau of Geneva, 'Painting, which

presents its imitations, not to the imagination, but to the senses,

and to only one of the senses, can represent nothing besides the

objects of sight. Music, one might imagine, should be equally confined

to those of hearing. It imitates, however, every thing, even those

objects which are perceivable by sight only. By a delusion that seems

almost inconceivable, it can, as it were, put the eye into the ear;

and the greatest wonder, of an art which acts only by motion and

succession, is, that it can imitate rest and repose. Night, Sleep,

Solitude, and Silence are all within the compass of musical imitation.

Though all Nature should be asleep, the person who contemplates it is

awake; and the art of the musician consists in substituting, in the

room of an {426} image of what is not the object of hearing, that of

the movements which its presence would excite in the mind of the

spectator.'--That is, of the effects which it would produce upon his

mood and disposition. 'The musician (continues the same author) will

sometimes, not only agitate the waves of the sea, blow up the flames

of a conflagration, make the rain fall, the rivulets flow and swell

the torrents, but he will paint the horrors of a hideous desert,

darken the walls of a subterraneous dungeon, calm the tempest, restore

serenity and tranquillity to the air and the sky, and shed from the

orchestra a new freshness over the groves and the fields. He will not

directly represent any of these objects, but he will excite in the

mind the same movements which it would feel from seeing them.'

Upon this very eloquent description of Mr. Rousseau I must observe,

that without the accompaniment of the scenery and action of the opera,

without the assistance either of the scene-painter or of the poet, or

of both, the instrumental Music of the orchestra could produce none of

the effects which are here ascribed to it: and we could never know, we

could never even guess, which of the gay, melancholy, or tranquil

objects above mentioned it meant to represent to us; or whether it

meant to represent any of them, and not merely to entertain us with a

concert of gay, melancholy, or tranquil Music; or, as the ancients

called them, of the Diastaltic, of the Systaltic, or of the Middle

Music. With that accompaniment, indeed, though it cannot always even

then, perhaps, be said properly to imitate, yet by supporting the

imitation of some other art, it may produce all the same effects upon

us as if itself had imitated in the finest and most perfect manner.

Whatever be the object or situation which the scene-painter represents

upon the theatre, the Music of the orchestra, by disposing the mind to

the same sort of mood and temper which it would feel from the presence

of that object, or from sympathy with the person who was placed in

that situation, can greatly enhance the effect of that imitation: it

can accommodate itself to every diversity of scene. The melancholy of

the man who, upon some great occasion, only finds himself alone in the

darkness, the silence and solitude of the night, is very different

from that of one who, upon a like occasion, finds himself in the midst

of some dreary and inhospitable desert; and even in this situation his

feelings would not be the same as if he was shut up in a subterraneous

dungeon. The different degrees of precision with which the Music of

the orchestra can accommodate itself to each of those diversities,

must depend upon the taste, the sensibility, the fancy and imagination

of the composer: it may sometimes, perhaps, contribute to this

precision, that it should imitate, as well as it can, the sounds which

either naturally accompany, or which might be supposed to accompany,

the particular objects represented. The symphony in the French opera

of Alcyone, which imitated the violence of the winds and the dashing

of the waves, in the {427} tempest which was to drown Coix, is much

commended by cotemporary writers. That in the opera of Isse, which

imitated that murmuring in the leaves of the oaks of Dodona, which

might be supposed to precede the miraculous pronunciation of the

oracle: and that in the opera of Amadis, of which the dismal accents

imitated the sounds which might be supposed to accompany the opening

of the tomb of Ardari, before the apparition of the ghost of that

warrior, are still more celebrated. Instrumental Music, however,

without violating too much its own melody and harmony, can imitate but

imperfectly the sounds of natural objects, of which the greater part

have neither melody nor harmony. Great reserve, great discretion, and

a very nice discernment are requisite, in order to introduce with

propriety such imperfect imitations, either into Poetry or Music; when

repeated too often, when continued too long, they appear to be what

they really are, mere tricks, in which a very inferior artist, if he

will only give himself the trouble to attend to them, can easily equal

the greatest. I have seen a Latin translation of Mr. Pope's Ode on St.

Cecilia's Day, which in this respect very much excelled the original.

Such imitations are still easier in Music. Both in the one art and in

the other, the difficulty is not in making them as well as they are

capable of being made, but in knowing when and how far to make them at

all: but to be able to accommodate the temper and character of the

Music to every peculiarity of the scene and situation with such exact

precision, that the one shall produce the very same effect upon the

mind as the other, is not one of those tricks in which an inferior

artist can easily equal the greatest; it is an art which requires all

the judgment, knowledge, and invention of the most consummate master.

It is upon this art, and not upon its imperfect imitation, either of

real or imaginary sounds, that the great effects of instrumental Music

depend; such imitations ought perhaps to be admitted only so far as

they may sometimes contribute to ascertain the meaning, and thereby to

enhance the effects of this art.

By endeavouring to extend the effects of scenery beyond what the

nature of the thing will admit of, it has been much abused; and in the

common, as well as in the musical drama, many imitations have been

attempted, which, after the first and second time we have seen them,

necessarily appear ridiculous: such are, the Thunder rumbling from the

Mustard-bowl, and the Snow of Paper and thick Hail of Pease, so finely

exposed by Mr. Pope. Such imitations resemble those of painted

Statuary; they may surprise at first, but they disgust ever after, and

appear evidently such simple and easy tricks as are fit only for the

amusement of children and their nurses at a puppet-show. The thunder

of either theatre ought certainly never to be louder than that which

the orchestra is capable of producing; and their most dreadful

tempests ought never to exceed what the scene painter is capable of

representing. In such imitations there may be an art which merits

{428} some degree of esteem and admiration. In the other there can be

none which merits any.

This abuse of scenery has both subsisted much longer, and been carried

to a much greater degree of extravagance, in the musical than in the

common drama. In France it has been long banished from the latter; but

it still continues, not only to be tolerated, but to be admired and

applauded in the former. In the French operas, not only thunder and

lightning, storms and tempests, are commonly represented in the

ridiculous manner above mentioned, but all the marvellous, all the

supernatural of Epic Poetry, all the metamorphoses of Mythology, all

the wonders of Witchcraft and Magic, every thing that is most unfit to

be represented upon the stage, are every day exhibited with the most

complete approbation and applause of that ingenious nation. The music

of the orchestra producing upon the audience nearly the same effect

which a better and more artful imitation would produce, hinders them

from feeling, at least in its full force, the ridicule of those

childish and awkward imitations which necessarily abound in that

extravagant scenery. And in reality such imitations, though no doubt

ridiculous every where, yet certainly appear somewhat less so in the

musical than they would in the common drama. The Italian opera, before

it was reformed by Apostolo, Zeno, and Metastasio, was in this respect

equally extravagant, and was upon that account the subject of the

agreeable raillery of Mr. Addison in several different papers of the

Spectator. Even since that reformation it still continues to be a

rule, that the scene should change at least with every act; and the

unity of place never was a more sacred law in the common drama, than

the violation of it has become in the musical: the latter seems in

reality to require both a more picturesque and a more varied scenery,

than is at all necessary for the former. In an opera, as the Music

supports the effect of the scenery, so the scenery often serves to

determine the character, and to explain the meaning of the Music; it

ought to vary therefore as that character varies. The pleasure of an

opera, besides, is in its nature more a sensual pleasure, than that of

a common comedy or tragedy; the latter produce their effect

principally by means of the imagination: in the closet, accordingly,

their effect is not much inferior to what it is upon the stage. But

the effect of an opera is seldom very great in the closet; it

addresses itself more to the external senses, and as it soothes the

ear by its melody and harmony, so we feel that it ought to dazzle the

eye with the splendour of its scenery.

In an opera the instrumental Music of the orchestra supports the

imitation both of the poet and of the actor, as well as of the

scene-painter. The overture disposes the mind to that mood which fits

it for the opening of the piece. The Music between the acts keeps up

the impression which the foregoing had made, and prepares us for that

which the following is to make. When the orchestra interrupts, as it

{429} frequently does, either the recitative or the air, it is in

order either to enforce the effect of what had gone before, or to put

the mind in the mood which fits it for hearing what is to come after.

Both in the recitatives and in the airs it accompanies and directs the

voice, and often brings it back to the proper tone and modulation,

when it is upon the point of wandering away from them; and the

correctness of the best vocal Music is owing in a great measure to the

guidance of instrumental; though in all these cases it supports the

imitation of another art, yet in all of them it may be said rather to

diminish than to increase the resemblance between the imitating and

the imitated object. Nothing can be more unlike to what really passes

in the world, than that persons engaged in the most interesting

situations, both of public and private life, in sorrow, in

disappointment, in distress, in despair, should, in all that they say

and do, be constantly accompanied with a fine concert of instrumental

Music. Were we to reflect upon it, such accompaniment must in all

cases diminish the probability of the action, and render the

representation still less like nature than it otherwise would be. It

is not by imitation, therefore, that instrumental Music supports and

enforces the imitations of the other arts; but it is by producing upon

the mind, in consequence of other powers, the same sort of effect

which the most exact imitation of nature, which the most perfect

observation of probability, could produce. To produce this effect is,

in such entertainments, the sole end and purpose of that imitation and

observation. If it can be equally well produced by other means, this

end and purpose may be equally well answered.

But if instrumental Music can seldom be said to be properly imitative,

even when it is employed to support the imitation of some other art,

it is commonly still less so when it is employed alone. Why should it

embarrass its melody and harmony, or constrain its time and measure,

by attempting an imitation which, without the accompaniment of some

other art to explain and interpret its meaning, nobody is likely to

understand? In the most approved instrumental Music, accordingly, in

the overtures of Handel and the concertos of Correlli, there is little

or no imitation, and where there is any, it is the source of but a

very small part of the merit of those compositions. Without any

imitation, instrumental Music can produce very considerable effects;

though its powers over the heart and affections are, no doubt, much

inferior to those of vocal Music, it has, however, considerable

powers: by the sweetness of its sounds it awakens agreeably, and calls

upon the attention; by their connection and affinity it naturally

detains that attention, which follows easily a series of agreeable

sounds, which have all a certain relation both to a common,

fundamental, or leading note, called the key note; and to a certain

succession or combination of notes, called the song or composition. By

means of this relation each foregoing sound seems to introduce, and as

it were prepare the mind for the following: by its {430} rhythmus, by

its time and measure, it disposes that succession of sounds into a

certain arrangement, which renders the whole more easy to be

comprehended and remembered. Time and measure are to instrumental

Music what order and method are to discourse; they break it into

proper parts and divisions, by which we are enabled both to remember

better what is gone before, and frequently to foresee somewhat of what

is to come after; we frequently foresee the return of a period which

we know must correspond to another which we remember to have gone

before; and, according to the saying of an ancient philosopher and

musician, the enjoyment of Music arises partly from memory and partly

from foresight. When the measure, after having been continued so long

as to satisfy us, changes to another, that variety, which thus

disappoints, becomes more agreeable to us than the uniformity which

would have gratified our expectation: but without this order and

method we could remember very little of what had gone before, and we

could foresee still less of what was to come after; and the whole

enjoyment of Music would be equal to little more than the effect of

the particular sounds which rung in our ears at every particular

instant. By means of this order and method it is, during the progress

of the entertainment, equal to the effect of all that we remember, and

of all that we foresee; and at the conclusion of the entertainment, to

the combined and accumulated effect of all the different parts of

which the whole was composed.

A well-composed concerto of instrumental Music, by the number and

variety of the instruments, by the variety of the parts which are

performed by them, and the perfect concord or correspondence of all

these different parts; by the exact harmony or coincidence of all the

different sounds which are heard at the same time, and by that happy

variety of measure which regulates the succession of those which are

heard at different times, presents an object so agreeable, so great,

so various, and so interesting, that alone, and without suggesting any

other object, either by imitation or otherwise, it can occupy, and as

it were fill up, completely the whole capacity of the mind, so as to

leave no part of its attention vacant for thinking of any thing else.

In the contemplation of that immense variety of agreeable and

melodious sounds, arranged and digested, both in their coincidence and

in their succession, into so complete and regular a system, the mind

in reality enjoys not only a very great sensual, but a very high

intellectual pleasure, not unlike that which it derives from the

contemplation of a great system in any other science. A full concerto

of such instrumental Music, not only does not require, but it does not

admit of any accompaniment. A song or a dance, by demanding an

attention which we have not to spare, would disturb, instead of

heightening, the effect of the Music; they may often very properly

succeed, but they cannot accompany it. That music seldom means to tell

any particular story, or to imitate any {431} particular event, or in

general to suggest any particular object, distinct from that

combination of sounds of which itself is composed. Its meaning,

therefore, may be said to be complete in itself, and to require no

interpreters to explain it. What is called the subject of such Music

is merely, as has already been said, a certain leading combination of

notes, to which it frequently returns, and to which all its

digressions and variations bear a certain affinity. It is altogether

different from what is called the subject of a poem or a picture,

which is always something which is not either in the poem or in the

picture, or something distinct from that combination, either of words

on the one hand or of colours on the other, of which they are

respectively composed. The subject of a composition of instrumental

Music is part of that composition: the subject of a poem or picture is

part of neither.

The effect of instrumental Music upon the mind has been called its

expression. In the feeling it is frequently not unlike the effect of

what is called the expression of Painting, and is sometimes equally

interesting. But the effect of the expression of Painting arises

always from the thought of something which, though distinctly and

clearly suggested by the drawing and colouring of the picture, is

altogether different from that drawing and colouring. It arises

sometimes from sympathy with, sometimes from antipathy and aversion

to, the sentiments, emotions, and passions which the countenance, the

action, the air and attitude of the persons represented suggest. The

melody and harmony of instrumental Music, on the contrary, do not

distinctly and clearly suggest any thing that is different from that

melody and harmony. Whatever effect it produces is the immediate

effect of that melody and harmony, and not of something else which is

signified and suggested by them: they in fact signify and suggest

nothing. It may be proper to say that the complete art of painting,

the complete merit of a picture, is composed of three distinct arts or

merits; that of drawing, that of colouring, and that of expression.

But to say, as Mr. Addison does, that the complete art of a musician,

the complete merit of a piece of Music, is composed or made up of

three distinct arts or merits, that of melody, that of harmony, and

that of expression, is to say, that it is made up of melody and

harmony, and of the immediate and necessary effect of melody and

harmony: the division is by no means logical; expression in painting

is not the necessary effect either of good drawing or of good

colouring, or of both together; a picture may be both finely drawn and

finely coloured, and yet have very little expression: but that effect

upon the mind which is called expression in Music, is the immediate

and necessary effect of good melody. In the power of producing this

effect consists the essential characteristic which distinguishes such

melody from what is bad or indifferent. Harmony may enforce the effect

of good melody, but without good melody the most skilful harmony can

produce no effect which deserves the name {432} of expression; it can

do little more than fatigue and confound the ear. A painter may

possess, in a very eminent degree, the talents of drawing and

colouring, and yet possess that of expression in a very inferior

degree. Such a painter, too, may have great merit. In the judgment of

Du Piles, even the celebrated Titian was a painter of this kind. But

to say that a musician possessed the talents of melody and harmony in

a very eminent degree, and that of expression in a very inferior one,

would be to say, that in his works the cause was not followed by its

necessary and proportionable effect. A musician may be a very skilful

harmonist, and yet be defective in the talents of melody, air, and

expression; his songs may be dull and without effect. Such a musician

too may have a certain degree of merit, not unlike that of a man of

great learning, who wants fancy, taste, and invention.

Instrumental Music, therefore, though it may, no doubt, be considered

in some respects as an imitative art, is certainly less so than any

other which merits that appellation; it can imitate but a few objects,

and even these so imperfectly, that without the accompaniment of some

other art, its imitation is scarce ever intelligible: imitation is by

no means essential to it, and the principal effect it is capable of

producing arises from powers altogether different from those of

imitation.

-----

PART III.

THE imitative powers of Dancing are much superior to those of

instrumental Music, and are at least equal, perhaps superior, to those

of any other art. Like instrumental Music, however, it is not

necessarily or essentially imitative, and it can produce very

agreeable effects, without imitating any thing. In the greater part of

our common dances there is little or no imitation, and they consist

almost entirely of a succession of such steps, gestures, and motions,

regulated by the time and measure of Music, as either display

extraordinary grace or require extraordinary agility. Even some of our

dances, which are said to have been originally imitative, have, in the

way in which we practise them, almost ceased to be so. The minuet, in

which the woman, after passing and repassing the man several times,

first gives him up one hand, then the other, and then both hands, is

said to have been originally a Moorish dance, which emblematically

represented the passion of love. Many of my readers may have

frequently danced this dance, and, in the opinion of all who saw them,

with great grace and propriety, though neither they nor the spectators

once thought of the allegorical meaning which it originally intended

to express.

A certain measured, cadenced step, commonly called a dancing step,

which keeps time with, and as it were beats the measure of, the Music

which accompanies and directs it, is the essential characteristic

which {433} distinguishes a dance from every other sort of motion.

When the dancer, moving with a step of this kind, and observing this

time and measure, imitates either the ordinary or the more important

actions of human life, he shapes and fashions, as it were, a thing of

one kind, into the resemblance of another thing of a very different

kind: his art conquers the disparity which Nature has placed between

the imitating and the imitated object, and has upon that account some

degree of that sort of merit which belongs to all the imitative arts.

This disparity, indeed, is not so great as in some other of those

arts, nor consequently the merit of the imitation which conquers it.

Nobody would compare the merit of a good imitative dancer to that of a

good painter or statuary. The dancer, however, may have a very

considerable degree of merit, and his imitation perhaps may sometimes

be capable of giving us as much pleasure as that of either of the

other two artists. All the subjects, either of Statuary or of History

Painting, are within the compass of his imitative powers; and in

representing them, his art has even some advantage over both the other

two. Statuary and History Painting can represent but a single instant

of the action which they mean to imitate: the causes which prepared,

the consequences which followed, the situation of that single instant

are altogether beyond the compass of their imitation. A pantomime

dance can represent distinctly those causes and consequences; it is

not confined to the situation of a single instant; but, like Epic

Poetry, it can represent all the events of a long story, and exhibit a

long train and succession of connected and interesting situations. It

is capable therefore of affecting us much more than either Statuary or

Painting. The ancient Romans used to shed tears at the representations

of their pantomimes, as we do at that of the most interesting

tragedies; an effect which is altogether beyond the powers of Statuary

or Painting.

The ancient Greeks appear to have been a nation of dancers, and both

their common and their stage dances seem to have been all imitative.

The stage dances of the ancient Romans appear to have been equally so.

Among that grave people it was reckoned indecent to dance in private

societies; and they could therefore have no common dances; and among

both nations imitation seems to have been considered as essential to

dancing.

It is quite otherwise in modern times: though we have pantomime dances

upon the stage, yet the greater part even of our stage dances are not

pantomime, and cannot well be said to imitate any thing. The greater

part of our common dances either never were pantomime, or, with a very

few exceptions, have almost all ceased to be so.

This remarkable difference of character between the ancient and the

modern dances seems to be the natural effect of a correspondent

difference in that of the music, which has accompanied and directed

both the one and the other.

{434} In modern times we almost always dance to instrumental music,

which being itself not imitative, the greater part of the dances which

it directs, and as it were inspires, have ceased to be so. In ancient

times, on the contrary, they seem to have danced almost always to

vocal music; which being necessarily and essentially imitative, their

dances became so too. The ancients seem to have had little or nothing

of what is properly called instrumental music, or of music composed

not to be sung by the voice, but to be played upon instruments, and

both their wind and stringed instruments seem to have served only as

an accompaniment and direction to the voice.

In the country it frequently happens, that a company of young people

take a fancy to dance, though they have neither fiddler nor piper to

dance to. A lady undertakes to sing while the rest of the company

dance: in most cases she sings the notes only, without the words, and

then the voice being little more than a musical instrument, the dance

is performed in the usual way, without any imitation. But if she sings

the words, and if in those words there happens to be somewhat more

than ordinary spirit and humour, immediately all the company,

especially all the best dancers, and all those who dance most at their

ease, become more or less pantomimes, and by their gestures and

motions express, as well as they can, the meaning and story of the

song. This would be still more the case, if the same person both

danced and sung; a practice very common among the ancients: it

requires good lungs and a vigorous constitution; but with these

advantages and long practice, the very highest dances may be performed

in this manner. I have seen a Negro dance to his own song, the

war-dance of his own country, with such vehemence of action and

expression, that the whole company, gentlemen as well as ladies, got

up upon chairs and tables, to be as much as possible out of the way of

his fury. In the Greek language there are two verbs which both signify

to dance; each of which has its proper derivatives, signifying a dance

and a dancer. In the greater part of Greek authors, these two sets of

words, like all others which are nearly synonymous, are frequently

confounded, and used promiscuously. According to the best critics,

however, in strict propriety, one of these verbs signifies to dance

and sing at the same time, or to dance to one's own music. The other

to dance without singing, or to dance to the music of other people.

There is said too to be a correspondent difference in the

signification of their respective derivatives. In the choruses of the

ancient Greek tragedies, consisting sometimes of more than fifty

persons, some piped and some sung, but all danced, and danced to their

own music.

* * * * *

* * * * *

{435}

*** [_The following Observations were found among Mr._ SMITH'S

_Manuscripts, without any intimation whether they were intended as

part of this, or of a different Essay. As they appeared too valuable

to be suppressed, the Editors have annexed them to this Essay._]

_Of the Affinity between Music, Dancing, and Poetry._

IN the second part of the preceding Essay I have mentioned the

connection between the two arts of _Music_ and _Dancing_,

formed by the _Rhythmus_, as the ancients termed it, or, as we

call it, the tune or measure that equally regulates both.

It is not, however, every sort of step, gesture, or motion, of which

the correspondence with the tune or measure of Music will constitute a

Dance. It must be a step, gesture, or motion of a particular sort. In

a good opera-actor, not only the modulations and pauses of his voice,

but every motion and gesture, every variation, either in the air of

his head or in the attitude of his body, correspond to the time and

measure of Music. The best opera-actor, however, is not, according to

the language of any country in Europe, understood to dance, yet in the

performance of his part, he makes use of what is called the stage

step; but even this step is not understood to be a dancing step.

Though the eye of the most ordinary spectator readily distinguishes

between what is called a dancing step and any other step, gesture, or

motion, yet it may not perhaps be very easy to express what it is

which constitutes this distinction. To ascertain exactly the precise

limits at which the one species begins, and the other ends, or to give

an accurate definition of this very frivolous matter, might perhaps

require more thought and attention than the very small importance of

the subject may seem to deserve. Were I, however, to attempt to do

this, I should observe, that though in performing any ordinary

action--in walking, for example--from the one end of the room to the

other, a person may show both grace and agility, yet if he betrays the

least intention of showing either, he is sure of offending more or

less, and we never fail to accuse him of some degree of vanity and

affectation. In the performance of any such ordinary action, every

person wishes to appear to be solely occupied about the proper purpose

of the action: if he means to show either grace or agility, he is

careful to conceal that meaning, and he is very seldom successful in

doing so: he offends, however, just in proportion as he betrays it,

and he almost always betrays it. In Dancing, on the contrary, every

person professes, and avows, as it were, the intention of displaying

some degree either of grace or of agility, or of both. The display of

one, or other, or both of these qualities, is in reality the proper

purpose of the action; and there can never be any disagreeable vanity

or affectation in following {436} out the proper purpose of any

action. When we say of any particular person, that he gives himself

many affected airs and graces in Dancing, we mean either that he gives

himself airs and graces which are unsuitable to the nature of the

Dance, or that he executes awkwardly, perhaps exaggerates too much,

(the most common fault in Dancing,) the airs and graces which are

suitable to it. Every Dance is in reality a succession of airs and

graces of some kind or other, and of airs and graces which, if I may

say so, profess themselves to be such. The steps, gestures, and

motions which, as it were, avow the intention of exhibiting a

succession of such airs and graces, are the steps, the gestures, and

the motions which are peculiar to Dancing, and when these are

performed to the time and the measure of Music, they constitute what

is properly called a Dance.

The Essays of Adam Smith · 第 17 / 18 章