When I sought to probe these matters with J. F. McCarthy, I found a

kindred spirit. From the inception of the company, Fred Rentschler

had brought Mac into every business discussion and decision; it had

been his idea that finance should walk hand in hand with operations

rather than bring up the rear with a truck load of old ledgers. He

had, therefore, given Mac a high degree of autonomy in financial

matters especially in the subsidiaries and Mac had used this so

skillfully that everyone in the organization respected his business

judgment and admired his integrity.

As time passed, and my responsibilities in United widened, Mac and

I expanded our viewpoints together. Shortly after completing the

physical consolidation at Pittsburgh, I was made president of the

Sikorsky company at Bridgeport. A year later, after Chance Vought

had died suddenly, I became head of his company in East Hartford.

In less than a year, I, the least experienced businessman in United

had fallen heir to its three problem children. As the depression

deepened, and vast social changes began to take place, I sensed

the far-reaching responsibilities that attach to the head of a

manufacturing organization. Aside from the normal headaches incident

to managing a competitive enterprise during a period of world-wide

depression, there were heavy responsibilities imposed by strange

forces unleashed by politicians prying open Pandora’s Box. This was

an era when American business was placed on trial for its very life.

Our difficulty at Pittsburgh sprang primarily from the fact that

the consolidation of the two manufacturers of metal propellers

had created a potential monopoly; and there is no business more

vulnerable than a monopoly. Our two steady customers, the Army and

the Navy, wasted no time in slapping us down; they turned their

propeller business over to fly-by-night competitors, and worse

still, to government arsenals. My first venture in business was

now threatened by unfair competition from sources that contributed

nothing to engineering and development and charged their overhead to

a government appropriation.

It was somewhat as if Uncle Sam had pirated a manuscript of a best

seller and had had it printed in the Government Printing Office or a

sweat shop at public expense, and then left the author to starve. The

policy is hardly designed to advance the writing art and, in the long

run, is sure to prove bad medicine for the government, that is the

people, itself.

This fact we endeavored to point out to both Army and Navy, urging

that it was to their interest that we continue to live. After all,

we were the only organization in the world capable of continuing

the development of metal propellers; foreign aircraft still clung

to their archaic wooden props, and foreigners were still convinced

of their superiority. We tried to point out that the consolidation

had been forced by patent considerations and for no other reason,

that the new management had been drawn from Army and Navy and had

no intention of monopolizing anything but was determined to foster

progress in new design. Their reply was to ask to see the color of

our new designs.

With survival dependent upon the creation of something new and

better, I went upstairs to the engineering department to put the

problem before its chief, Frank Caldwell. Frank, a big cinnamon bear

of a fellow with a slow Tennessee drawl, had forgotten more about

aircraft propellers than most engineers would ever know. While Chief

of the Army Propeller Branch at Dayton, he had suggested to Harry

Kraeling, then a salesman of the steel alloy Vanadium, that he give

up trying to build propeller blades out of welded-steel sheets, and

use instead the new aluminum alloy, duralumin. When I put the problem

up to Frank, he hoisted his bulk out of his chair and ambled toward a

drawing table in the corner of his office. Pushing aside a T square,

he peeled the cover back from a large drawing and looked at the black

lines with modest pride.

At that time, the Hamilton-Standard duralumin blades were clamped

into the sockets of steel hubs in such a way that when an airplane

stood on the ground, the blades might be adjusted to whatever setting

was desired. However, once set, the blades were not adjustable in the

air. This gave the airplane a handicap such as a motor car would have

if deprived of its gearshift. The propeller shown in Frank’s drawing,

however, had a mechanism for adjusting the propeller blade setting in

the air. The pilot might use one setting, corresponding to low gear,

when taking off, and another corresponding to high, for cruising.

Frank visualized his “controllable pitch propeller” as the “gearshift

of the air.”

The idea of such a propeller was not new. Many people had tried

the device and found it sound in conception; the problem was that

no one had been able to build one of the things strong enough to

stand up under the extremely high centrifugal and vibratory stresses

found in propeller blades. The novelty of Frank’s design lay in

its simple hydraulic control mechanism, in which oil pressure on a

piston rotated the blades and locked them in either of two positions,

the best setting for cruising or for take-off. Judged by the old

engineering adage, “to be good it must look good,” Frank’s propeller

looked to me like the answer to a maiden’s prayer.

Now Frank Caldwell was no overenthusiastic salesman. The best he

would say for his brain child was to express the quiet hope that it

might amount to something some day—provided we could make it hang

together. But to me there was no use fooling around; here was just

the kind of gadget we needed to pull us out of the hole. I gave

orders to shoot the works and rush the development of the “gearshift

of the air.”

Fifteen years later, after we had become more conscious of the need

for corporate social security and after we had got ourselves all

bound up in our own red tape, I doubt if United Aircraft would ever

have undertaken such a project.

For the problem was not so simple as I have so far stated it. The new

propeller must of necessity prove more costly than the old type, and

there was no proof that the increase in performance would justify

the increased costs. This question did not lend itself to precise

calculation, nor could we solve it by trying the propeller on an

existing airplane. In order to realize the advantages of the new type

we must build a new airplane designed to exploit it, and in those

days people just didn’t haul off and build airplanes to sell other

people’s propellers.

The point is that at the moment the controllable-pitch propeller, one

day to be recognized as the most revolutionary device in aeronautics,

was not then something that men demanded. In fact, current opinion

was bearish on the idea just as it had been on the air-cooled engine

and still was on reduction gears. In the judgment of the wise men,

such devices were bound to be so heavy or so costly that their

advantages might at best balance out their disadvantages, so why

bother with the complication? Frank Caldwell had thought it through,

but, being modest and conservative, he did not try to sell the device

to me. My own reaction was intuitive rather than rational.

Though I reported my decision to Fred Rentschler at the New York

office, he naturally took little notice of it until our financial

statement began showing red ink. Lacking profitable production to

support an expensive development, we had begun to show serious

losses. Since there was no flight experience available to support

my venture, Fred was all for canceling the project to avoid further

losses. The sole argument I could bring to bear was the fact that I

had installed an experimental prop equipped with magnesium blades in

one of the small Sikorsky amphibians, an S-39, which had astonished

me with its quick take-off and improved cruising characteristics.

Behind my decision, however, had lain the whole background of

aviation development. One device after another had been proposed

and rejected on the basis of engineering judgment, only to be later

perfected by some zealot who refused to recognize handicaps. I

expressed confidence in the outcome and offered to gamble my job on

it. Fred shook his head in doubt.

“Well,” he said sourly, “it had better pan out or it will be just too

bad for you.”

Now there remained one process by which I might recover some of our

investment. The propeller had been developed to the point where we

might offer a few of them to the Army and Navy at experimental

prices on experimental contracts, a practice long used to foster new

and expensive developments. But when I went down to BUAERO I ran into

a cold front that iced me up like nothing I had ever before seen. The

Plans Division of BUAERO seemed now to have usurped the functions of

the Engine Section in developments of this kind, and the head of that

division was now Comdr. Richmond Kelly Turner, USN, a Naval Academy

classmate of mine and a friend of long standing. “Spuds” Turner was a

tough egg, something the Japs were to learn at Tarawa and other South

Pacific actions some fifteen years later; I didn’t have to wait that

long.

Kelly Turner seemed to think that controllable-pitch propellers were

no good in general, and to suspect that the one I was trying to

sell was probably the least useful of them all. If I had wasted my

company’s money chasing a will-o’-the-wisp, he had no intention of

sending any of Uncle Sam’s hard earned cash on a wild-goose chase

to try to bail me out of my business mistakes. “Spuds” did not

confine his opinions to me in a confidential chat, but took pains

to broadcast them all through the corridors of BUAERO in a loud

stentorian voice.

Meanwhile, after taking over the Sikorsky job, I had felt the need of

a new assistant in Hamilton-Standard and had learned through George

Wheat, our public relations counsel, that Raycroft Walsh, a former

major in the Air Corps who had resigned to go into business, might

be interested. Ray had had an active Army career and, during the

Mitchell controversy, had served in the Office of the Chief of Air

Corps, Maj. Gen. Mason M. Patrick, as Finance Officer where he had

performed some of the functions I had performed for Admiral Moffett.

I liked him the moment I met him, and immediately recommended that he

be brought into the company.

When Ray took the new propeller to the Army, he encountered a similar

lack of interest. Even though he carried his case to the Assistant

Secretary of War for Air, Mr. F. Trubee Davison, and finally to his

friend Pat Hurley, Secretary of War, stressing the fact that refusal

to help develop the new propeller would prove disastrous to the Army

and fatal to Hamilton-Standard, he made no more progress than had I

with my friend “Spuds” Turner. It was a kind providence which, taking

us by the hand, led us out to Cheyenne, Wyoming, and a new milepost

in history.

For prior to the crisis in the affairs of Hamilton-Standard,

United Aircraft and Transport Corporation, having in mind the need

for building new transport aircraft designed to carry passengers

and mail on a profitable basis, had initiated a joint airplane

development headed up by Boeing. Based upon the performance of the

Boeing “Monomail,” a single-engined low-wing monoplane itself partly

derived from the earlier work of Jack Northrup, Boeing had taken in

hand its new ten-passenger, twin-engined, low-wing monoplane to be

called the “Boeing 247.” Designed around a new Pratt and Whitney

Wasp engine and equipped with Hamilton-Standard propellers, it was

intended as a replacement for all other assorted models in use on

the line. Boeing, confident of its engineering ability, had released

for production a full order of some sixty airplanes without first

testing out a prototype. This procedure, if successful, would put

the airplane company far ahead of any competitor and would give the

transport company a big jump on other airlines such as it had earned

by creating the earlier model, 40-B.

At first everything had gone swimmingly, but the day the first

ship to fly over the lines essayed to take off with full load from

the high-altitude field at Cheyenne, serious trouble developed;

the airplane just could not handle full load satisfactorily from

such elevations. At first, Boeing had been inclined to blame Pratt

and Whitney and the Wasp engine for insufficient horsepower, but

when that attempt failed, both parties shifted the blame onto

Hamilton-Standard propellers, claiming faulty propeller design.

This was the old Indian game of passing the buck around the

eternal triangle of engine, propeller, and airplane. When we sent

Frank Caldwell to Cheyenne to investigate he went quietly about a

demonstration that, we hoped, would prove convincing.

First he adjusted the duralumin blades at best setting for take-off

to show how well the ship would perform even at high altitude. This

setting, however, was so inefficient at cruising speeds that the

nearby mountain peaks echoed and reechoed the whining complaint of

whirring blades. To meet this defect, Frank reset the blades to the

best angle for cruising, where the airplane, its load having been

reduced for take-off, performed perfectly. After this convincing

demonstration, he unwrapped his drawings of a controllable-pitch

propeller for the 247. While no such prop had yet been air-tested,

Boeing brushed the objection aside, confident now that between the

two companies, the airplane could be salvaged.

So it was that Frank Caldwell’s controllable-pitch propeller not only

saved the whole string of Boeing 247’s, but in doing so, it opened up

the new era of “three-mile-a-minute” air passenger travel and started

air transport on its way. After that, even the Army and Navy began to

recognize the potentialities of the new propeller; it paved the way

for low-wing monoplanes with their high-wing loadings and thus marked

the passing of the biplanes.

But prior to the Cheyenne demonstration, Hamilton-Standard propellers

dragged bottom. Ray Walsh, who had taken over its management, closed

the Pittsburgh plant, reduced the organization to a handful of the

ablest men, and moved the shop into a corner of Pratt and Whitney’s

ample building in East Hartford. Later, when success acclaimed the

genius of Frank Caldwell, Ray began expanding his organization to

meet new demands and finally built an additional wing on the Pratt

and Whitney building to house his new shop. Still later, we moved

Chance Vought Aircraft down to Stratford to bunk in with a much

deflated Sikorsky, and turned the whole Vought shop over to Hamilton.

Meanwhile, when Ray undertook to sell the rights to manufacture the

new propellers in England, he encountered problems both at home and

abroad. The British Air Ministry, like our own services, discounted

the propeller—this was a time when most Britishers discounted

everything American—and our own armed forces threatened to refuse us

the right to license them under our patents. Since our government had

contributed precisely nothing to the development, and especially

since my classmate, Kelly Turner, had broadcast his decision to the

whole aeronautic establishment, they were hardly in position to claim

much equity or any right to control a device of such obvious interest

to commercial air transport.

However, it was in a totally different role that the

Hamilton-Standard controllable-pitch propeller attained immortality.

The manager of the propeller branch of the de Havilland Aircraft

Company, Ltd., our English licensees, was John Parkes, himself

a fighter pilot, an Englishmen who retained some of the ancient

enterprise and love of innovation. Today he is managing director of

Alvis Limited, Coventry, but then he was the moving spirit in the

adaptation of the Hamilton-Standard propeller to the British Spitfire

fighters, the planes that helped win the Battle of Britain. The

Germans had developed their own controllable-pitch propellers and,

save for the curious chain of circumstances outlined here, would have

hopelessly outclassed the British. When Mr. Churchill paid tribute to

the “so few” to whom Britain owed so much, he probably had in mind

the courageous fighter pilots but behind them stood, among others,

Ray Walsh, Frank Caldwell, and John Parkes.

And so we trace the living process through which our struggle to

survive created new devices and exercised profound influences that no

human mind could have imagined. The miscalculation of one engineer

saved the creation of another engineer just in time to give air

transport the necessary fillip, and to provide British fighters with

the winning punch. And there is a final point to keep in mind: it was

the performance of Hamilton-Standard’s controllable-pitch propellers

in Boeing transports copied by the Germans that impelled them to

develop their own propellers. The moral seems to be that leadership

in scientific research and technological development is the key to

military security. A laggard faces extinction.

CHAPTER TWENTY

Igor Sikorsky Spans Two Gaps

On the ninth floor of the New York Central Building, at 230 Park

Avenue in the city of New York, Frederick B. Rentschler, president of

the United Aircraft and Transport Corporation, sat behind his desk in

a corner office that looked out on the Biltmore Hotel, and welcomed

me with a grin. It was a May day in 1930.

“We’ve got a problem in Bridgeport,” he began. “It’s Sikorsky

Aviation Corporation. They need management, and I thought you might

like to take it on in addition to Hamilton-Standard.”

United Aircraft and Transport, it seemed, had been originally

conceived as a consolidation of outstanding manufacturers for

military and air transport. However, back in 1928 when it was being

set up, Fred had encountered considerable pressure from certain

ones “downtown” to include some outstanding private commercial

manufacturers as well. Some in Wall Street had become convinced that

the day of private flying had already dawned, and they had drawn the

analogy with the automobile somewhat closer, it had seemed to Fred,

than was warranted by the facts. While he resisted their pressure,

he did agree to take over a few outstanding commercial manufacturers

like Stearman in Wichita and Sikorsky in Bridgeport.

And when the bottom had dropped out of the stock market, and the

fool’s paradise that characterized the late ’twenties had faded into

the deep depression now steeping the country in gloom and fear,

Fred’s judgment had been vindicated. At Sikorsky, a flock of “firm

orders,” with down payments from Curtiss-Wright Flying Service, had

been transformed into a big inventory surplus. Somebody must now

liquidate that to get enough cash to continue, and somebody must

create something to sell to the Army and Navy, the only remaining

users of aircraft. That somebody could be me.

“When you get up to Stratford,” Fred told me, “you’ll find an

organization that is unique to say the least.”

Practically every one in the company was a Russian—a White Russian

refugee who, “come the revolution,” had made his precarious way to

the United States. They were all talented, artistic, intellectual,

and by our standards at least, wholly impractical.

Igor Sikorsky was their guiding genius, a man around whom all had

rallied when the going was tough. Over on College Point, Long Island,

at an abandoned chicken farm, they had pooled their resources for

the common good and built their first twin-engined bomber. And so

successful had this ship been that Arnold Dickinson, an enterprising

fellow from Fitchburg, Massachusetts, who had been greatly attracted

to the fascinating Russians and much impressed by their cleverness,

had advanced them large sums of money. Then came the Sikorsky

twin-engined amphibian, one of the first American aircraft to control

and maneuver well on either of its two engines, and with its success,

United Aircraft became interested in taking the company into the

fold. By that time, Sikorsky’s backers had built a modern plant for

him at Stratford on the Housatonic River, and things had looked

promising indeed up until that Black Friday of October, 1929, when

the bottom dropped out of the stock market.

It happened that I had flown the Sikorsky amphibian and had met Mr.

Sikorsky. He had called on me in BUAERO and left with us a vivid

impression of his charm of manner, his intellectual honesty, his

resourceful mind, and—unique in our experience—a most becoming

modesty. For at a time when fast-talking promoters had beaten paths

to our doorway, in the hope of high pressuring us into buying their

mousetraps, the Russian designer alone had shown humility with

respect to his art and respect for the judgment of others. And with

it all, being himself without guile, Mr. Igor Sikorsky had proved

himself the most convincing salesman in our rather wide experience.

For sitting as we had at the crossroads, we had had the advantage of

a good view along all highways.

Now I learned from Fred Rentschler that there was another

complication of the kind Mr. Sikorsky later sometimes referred to,

in his delightful accent and his literal-English translation of an

old American saying—“Somewhere there is a Negro sawing wood.” Pan

American Airways, during the boom, had advertised a competition

calling for large flying boats or amphibians, to be flown on its

Caribbean and South American air routes, where practically no

airports were available. Sikorsky Aviation, it appeared, had won the

award and had agreed to build three of the giant craft at an average

price of $125,000 each. After having spent at least that much on

engineering alone, they had decided to throw the drawings away and

start anew with a clean sheet of paper. Fred Rentschler had been a

member of the Pan American Airways board of directors during the

competition, and now felt that United was committed to go on with the

project. He had reconciled himself to the fact that it would cost

United upwards of a million dollars, and had even concluded that the

money could be looked upon as an investment. If the planes proved

successful, we might get back our money and more too, by selling

airplanes, propellers, and engines to the new commercial airline. In

a way, one might persuade himself that it was United’s duty to make

such a contribution to the art.

This idea, while commendable in spirit, seemed to me somewhat

fantastic in practice. Some years earlier, “Captain Dick” Richardson,

a naval constructor, designer and pilot for the giant NC boats that

had crossed the Atlantic, and himself a pioneer pilot, had carefully

analyzed the economics of commercial operations and solemnly

concluded that airplanes in excess of thirty thousand pounds gross

weight could not possibly pay their freight, let alone produce

revenue. At that time there had been no controllable-pitch propellers

in sight, nor had wing flaps appeared on the horizon; Captain Dick’s

dictum had become an axiom. In view of this, it seemed to me wise for

us to attempt to dissuade Juan Trippe, President of Pan American,

from his foolhardy undertaking. When, later on, we tried to do so,

Juan could not be sold. He, like Igor Sikorsky, had that intuitive

something that motivates the pioneer.

Meanwhile, back there in the New York office, Fred Rentschler

continued to explain the complexities of the Sikorsky problem. At

this point, J. F. McCarthy, United’s controller, who had sat through

the whole discussion, began unrolling several of those long yellow

ruled sheets of paper on which accountants were accustomed to line up

their figures.

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