Every case is to be decided by the tribunal before which it is brought
for adjudication upon the evidence, and upon the principles of law
applicable to the facts as they appear upon the evidence. No court or
jury are invested with any arbitrary discretion to determine a cause
according to their mere notions of justice. Such a discretion vested in
any body of men would constitute the most appalling of despotisms. Law,
and justice according to law--this is the only secure principle upon
which the controversies of men can be decided. It is better on the whole
that a few particular cases of hardship and injustice, arising from
defect of evidence or the unbending character of some strict rule of
law, should be endured, than that general insecurity should pervade the
community from the arbitrary discretion of the judge. It is this which
has blighted the countries of the East as much as cruel laws or despotic
executives. Thus the legislature has seen fit in certain cases to assign
a limit to the period within which actions shall be brought; in order to
urge men to vigilance, and to prevent stale claims from being suddenly
revived against men whose vouchers are destroyed or whose witnesses are
dead. It is true, _in foro conscientiae_, a defendant, who knows that he
honestly owes the debt sued for and that the delay has been caused by
indulgence or confidence on the part of his creditor, ought not to plead
the statute. But if he does plead it, the judgment of the court must be
in his favor.
Now the lawyer is not merely the agent of the party; he is an officer of
the court. The party has a right to have his case decided upon the law
and the evidence, and to have every view presented to the minds of his
judges, which can legitimately bear upon that question. This is the
office which the advocate performs. He is not morally responsible for
the act of the party in maintaining an unjust cause, nor for the error
of the court, if they fall into error, in deciding it in his favor. The
court or jury ought certainly to hear and weigh both sides; and the
office of the counsel is to assist them by doing that, which the client
in person, from want of learning, experience, and address, is unable to
do in a proper manner. The lawyer, who refuses his professional
assistance because in his judgment the case is unjust and indefensible,
usurps the functions of both judge and jury.
As an answer to any sweeping objection made to the profession in
general, the view thus presented may be quite satisfactory. It by no
means follows, however, as a principle of private action for the
advocate, that all causes are to be taken by him indiscriminately and
conducted with a view to one single end, _success_. It is much to be
feared, however, that the prevailing tone of professional ethics leads
practically to this result. He has an undoubted right to refuse a
retainer, and decline to be concerned in any cause, at his discretion.
It is a discretion to be wisely and justly exercised. When he has once
embarked in a case, he cannot retire from it without the consent of his
client or the approbation of the court.[10] To come before the court
with a revelation of facts, damning to his client's case, as a ground
for retiring from it, would be a plain breach of the confidence reposed
in him, and the law would seal his lips.[11] How then is he to acquit
himself? Lord Brougham, in his justly celebrated defence of the Queen,
went to very extravagant lengths upon this subject; no doubt he was led
by the excitement of so great an occasion to say what cool reflection
and sober reason certainly never can approve. "An advocate," said he,
"in the discharge of his duty knows but one person in all the world, and
that person is his client. To save that client by all means and
expedients, and at all hazards and costs to other persons, and among
them to himself, is his first and only duty; and in performing this
duty he must not regard the alarm, the torments, the destruction he may
bring upon others. Separating the duty of a patriot from that of an
advocate, he must go on reckless of consequences; though it should be
his unhappy lot to involve his country in confusion."
On the other hand, and as illustrative of the practical difficulty,
which this question presented to a man, with as nice a perception of
moral duty as perhaps ever lived, it is said by Bishop Burnet, of Sir
Matthew Hale: "If he saw a cause was unjust, he for a great while would
not meddle further in it, but to give his advice that _it was so_; if
the parties after that would go on, they were to seek another
counsellor, for he would assist none in acts of injustice; if he found
the cause doubtful or weak in point of law, he always advised his
clients to agree their business. Yet afterwards he abated much of the
scrupulosity he had about causes that appeared at first unjust, upon
this occasion; there were two causes brought him, which by the ignorance
of the party or their attorney, were so ill-represented to him that they
seemed to be very bad; but he inquiring more narrowly into them, found
they were really very good and just; so after this he slackened much of
his former strictness of refusing to meddle in causes upon the ill
circumstances that appeared in them at first."[12]
It may be delicate and dangerous ground to tread upon to undertake to
descend to particulars upon such a subject. Every case must, to a great
degree, depend upon its own circumstances, known, peradventure, to the
counsel alone; and it will often be hazardous to condemn either client
or counsel upon what appears only. A hard plea--a sharp point--may
subserve what is at bottom an honest claim, or just defence; though the
evidence may not be within the power of the parties, which would make it
manifest.
There are a few propositions, however, which appear to me to be sound in
themselves, and calculated to solve this problem practically in the
majority of cases: at least to assist the mind in coming to a safe
conclusion _in foro conscientiae_, in the discharge of professional duty.
There is a distinction to be made between the case of prosecution and
defence for crimes; between appearing for a plaintiff in pursuit of an
unjust claim, and for a defendant in resisting what appears to be a just
one.
Every man, accused of an offence, has a constitutional right to a trial
according to law: even if guilty, he ought not to be convicted and
undergo punishment unless upon legal evidence; and with all the forms
which have been devised for the security of life and liberty. These are
the panoply of innocence when unjustly arraigned; and guilt cannot be
deprived of it, without removing it from innocence. He is entitled,
therefore, to the benefit of counsel to conduct his defence, to
cross-examine the witnesses for the State, to scan, with legal
knowledge, the forms of the proceeding against him, to present his
defence in an intelligible shape, to suggest all those reasonable doubts
which may arise from the evidence as to his guilt, and to see that if he
is convicted, it is according to law. A circumstance the celebrated Lord
Shaftesbury once so finely turned to his purpose must often happen to a
prisoner at his trial. Attempting to speak on the bill for granting
counsel to prisoners in cases of high treason, he was confounded, and
for some time could not proceed, but recovering himself, he said, "What
now happened to him would serve to fortify the arguments for the bill.
If he innocent and pleading for others was daunted at the augustness of
such an assembly, what must a man be who should plead before them for
his life?"[13] The courts are in the habit of assigning counsel to
prisoners who are destitute, and who request it; and counsel thus named
by the court cannot decline the office.[14] It is not to be termed
screening the guilty from punishment, for the advocate to exert all his
ability, learning, and ingenuity, in such a defence, even if he should
be perfectly assured in his own mind of the actual guilt of the
prisoner.[15]
It is a different thing to engage as private counsel in a prosecution
against a man whom he knows or believes to be innocent. Public
prosecutions are carried on by a public officer, the Attorney-General,
or those who act in his place; and it ought to be a clear case to induce
gentlemen to engage on behalf of private interests or feelings, in such
a prosecution. It ought never to be done against the counsel's own
opinion of its merits. There is no call of professional duty to balance
the scale, as there is in the case of a defendant. It is in every case
but an act of courtesy in the Attorney-General to allow private counsel
to take part for the Commonwealth; such a favor ought not to be asked,
unless in a cause believed to be manifestly just. The same remarks apply
to mere assistance in preparing such a cause for trial out of court, by
getting ready and arranging the evidence and other matters connected
with it: as the Commonwealth has its own officers, it may well, in
general, be left to them. There is no obligation on an attorney to
minister to the bad passions of his client; it is but rarely that a
criminal prosecution is pursued for a valuable private end, the
restoration of goods, the maintenance of the good name of the
prosecutor, or closing the mouth of a man who has perjured himself in a
court of justice. The office of Attorney-General is a public trust,
which involves in the discharge of it, the exertion of an almost
boundless discretion, by an officer who stands as impartial as a judge.
"The professional assistant, with the regular deputy, exercises not his
own discretion, but that of the Attorney-General, whose _locum tenens_
at sufferance, he is; and he consequently does so under the obligation
of the official oath."[16] On the other hand, if it were considered that
a lawyer was bound or even had a right to refuse to undertake the
defence of a man because he thought him guilty, if the rule were
universally adopted, the effect would be to deprive a defendant, in such
cases, of the benefit of counsel altogether.
The same course of remark applies to civil causes. A defendant has a
legal right to require that the plaintiffs demand against him should be
proved and proceeded with according to law. If it were thrown upon the
parties themselves, there would he a very great inequality between them,
according to their intelligence, education, and experience,
respectively. Indeed, it is one of the most striking advantages of
having a learned profession, who engage as a business in representing
parties in courts of justice, that men are thus brought nearer to a
condition of equality, that causes are tried and decided upon their
merits, and do not depend upon the personal characters and
qualifications of the immediate parties.[17] Thus, too, if a suit be
instituted against a man to recover damages for a tort, the defendant
has a right to all the ingenuity and eloquence he can command in his
defence, that even if he has committed a wrong, the amount of the
damages may not exceed what the plaintiff is justly entitled to recover.
But the claim of a plaintiff stands upon a somewhat different footing.
Counsel have an undoubted right, and are in duty bound, to refuse to be
concerned for a plaintiff in the legal pursuit of a demand, which
offends his sense of what is just and right. The courts are open to the
party in person to prosecute his own claim, and plead his own cause;
and although he ought to examine and be well-satisfied before he refuses
to a suitor the benefit of his professional skill and learning, yet it
would be on his part an immoral act to afford that assistance, when his
conscience told him that the client was aiming to perpetrate a wrong
through the means of some advantage the law may have afforded him. "It
is a popular but gross mistake," says the late Chief Justice Gibson, "to
suppose that a lawyer owes no fidelity to any one except his client, and
that the latter is the keeper of his professional conscience. He is
expressly bound by his official oath to behave himself, in his office of
attorney, with all fidelity to the court as well as the client; and he
violates it when he consciously presses for an unjust judgment, much
more so when he presses for the conviction of an innocent man.... The
high and honorable office of a counsel would be degraded to that of a
mercenary, were he compelled to do the biddings of his client against
the dictates of his conscience."[18] The sentiment has been expressed
in flowing numbers by our great commentator, Sir William Blackstone:--
"To Virtue and her friends a friend,
Still may my voice the weak defend:
Ne'er may my prostituted tongue
Protect the oppressor in his wrong;
Nor wrest the spirit of the laws,
To sanctify the villain's cause."
Another proposition which may be advanced upon this subject is, that
there may and ought to be a difference made in the mode of conducting a
defence against what is believed to be a righteous, and what is believed
to be an unrighteous claim. A defence in the former case should be
conducted upon the most liberal principles. When he is contending
against the claim of one, who is seeking, as he believes, through the
forms of law, to do his client an injury, the advocate may justifiably
avail himself of every honorable ground to defeat him. He may begin at
once by declaring to his opponent or his professional adviser, that he
holds him at arm's length, and he may keep him so during the whole
contest. He may fall back upon the instructions of his client, and
refuse to yield any legal vantage ground, which may have been gained
through the ignorance or inadvertence of his opponent. Counsel, however,
may and even ought to refuse to act under instructions from a client to
defeat what he believes to be an honest and just claim, by insisting
upon the slips of the opposite party, by sharp practice, or special
pleading--in short, by any other means than a fair trial on the merits
in open court. There is no professional duty, no virtual engagement with
the client, which compels an advocate to resort to such measures, to
secure success in any cause, just or unjust; and when so instructed, if
he believes it to be intended to gain an unrighteous object, he ought
to throw up the cause, and retire from all connection with it, rather
than thus he a participator in other men's sins.
Moreover, no counsel can with propriety and a good conscience express to
court or jury his belief in the justice of his client's cause, contrary
to the fact. Indeed, the occasions are very rare in which he ought to
throw the weight of his own private opinion into the scales in favor of
the side he has espoused. If that opinion has been formed on a statement
of facts not in evidence, it ought not to be heard,--it would be illegal
and improper in the tribunal to allow any force whatever to it; if on
the evidence only, it is enough to show from that the legal and moral
grounds on which such opinion rests. Some very sound and judicious
observations have been made by Mr. Whewell in a recent work on the
Elements of Moral and Political Science, which deserve to be quoted at
length;--
"Some moralists," says he, "have ranked with the cases in which
convention supersedes the general rule of truth, an advocate asserting
the justice, or his belief in the justice, of his client's cause. Those
who contend for such indulgence argue that the profession is an
instrument for the administration of justice: he is to do all he can for
his client: the application of laws is a matter of great complexity and
difficulty: that the right administration of them in doubtful cases is
best provided for if the arguments on each side are urged with the
utmost force. The advocate is not the judge.
"This may be all well, if the advocate let it be so understood. But if
in pleading he assert his belief that his cause is just when he believes
it unjust, he offends against truth, as any other man would do who in
like manner made a like assertion.
"Every man, when he advocates a case in which morality is concerned, has
an influence upon his hearers, which arises from the belief that he
shares the moral sentiments of all mankind. This influence of his
supposed morality is one of his possessions, which, like all his
possessions, he is bound to use for moral ends. If he mix up his
character as an advocate with his character as a moral agent, using his
moral influence for the advocate's purpose, he acts immorally. He makes
the moral rule subordinate to the professional rule. He sells to his
client not only his skill and learning, but himself. He makes it the
supreme object of his life to be not a good man, but a successful
lawyer.
"There belong to him, moreover, moral ends which regard his profession;
namely, to make it an institution fitted to promote morality. To raise
and purify the character of the profession, so that it may answer the
ends of justice without requiring insincerity in the advocate, is a
proper end for a good man who is a lawyer; a purpose on which he may
well and worthily employ his efforts and influence."[19]
Nothing need be added to enforce what has been so well said. The remark,
however, may be permitted, that the expression of private opinion as to
the merits of a controversy often puts the counsel at fearful odds. A
young man, unknown to the court or the jury, is trying his first case
against a veteran of standing and character: what will the asseveration
of the former weigh against that of the latter? In proportion, then, to
the age, experience, maturity of judgment, and professional character of
the man, who falsely endeavors to impress the court and jury with the
opinion of his confidence in the justice of his case, in that proportion
is there danger that injury will be done and wrong inflicted--in that
proportion is there moral delinquency in him who resorts to it.
Much interest was excited some years ago in England, by the
circumstances attending the defence of Courvoisier, indicted for the
murder of Lord William Russell. The crime was one of great atrocity. It
came out after his conviction, that during the trial he had confessed
his guilt to his counsel, of whom the eminent barrister Charles
Phillips, Esq., was one. Mr. Phillips was accused of having endeavored,
notwithstanding this confession, to fasten suspicion on the other
servants in the house, to induce the belief that the police had
conspired with them to manufacture evidence against the prisoner, and to
impress the jury with his own personal belief in the innocence of his
client. How far these accusations were just in point of fact was the
subject of lively discussion in the newspapers and periodicals of the
time.[20]
The language of counsel, on such occasions, during the excitement of the
trial, in the fervor of an address to the jury, is not to be calmly and
nicely scanned in the printed report. The testimony of such a witness as
Baron Parke, at the time and on the spot,--he, too, aware of the exact
position of Mr. Phillips--and that confirmed by Chief Justice Tindal,
is conclusive. To charge him with _acting falsehood_, that is, with
presenting the case as it appeared upon the testimony, earnestly and
confidently, means that he did not do that, which would have been worse
than retiring from his post.
The non-professional, as well as professional public in England,
however, agreed in saying that he would not have been justified in
withdrawing from the case: he was still bound to defend the accused upon
the evidence; though a knowledge of his guilt, from whatever source
derived, might and ought materially to influence the mode of the
defence. No right-minded man, professional or otherwise, will contend
that it would have been right in him to have lent himself to a defence,
which might have ended, had it been successful, in bringing down an
unjust suspicion upon an innocent person; or even to stand up and
falsely pretend a confidence in the truth and justice of his cause,
which he did not feel. But there were those on this side of the
Atlantic, who demurred to the conclusion, that an advocate is under a
moral obligation to maintain the defence of a man who has admitted to
him his guilt. Men have been known, however, under the influence of some
delusion, to confess themselves guilty of crimes which they had not
committed: and hence, to decline acting as counsel in such a case, is a
dangerous refinement in morals.[21] Nothing seems plainer than the
proposition, that a person accused of a crime is to be tried and
convicted, if convicted at all, _upon evidence_, and _whether guilty or
not guilty_, if the evidence is insufficient to convict him, he has _a
legal right_ to be acquitted. The tribunal that convicts without
sufficient evidence may decide according to the fact; but the next jury,
acting on the same principle, may condemn an innocent man. If this be
so, is not the prisoner in every case entitled to have the evidence
carefully sifted, the weak points of the prosecution exposed, the
reasonable doubts presented which should weigh in his favor? And what
offence to truth or morality does his advocate commit in discharging
that duty to the best of his learning and ability? What apology can he
make for throwing up his brief? The truth he cannot disclose; the law
seals his lips as to what has thus been communicated to him in
confidence by his client. He has no alternative, then, but to perform
his duty. It is his duty, however, as an advocate merely, as Baron Parke
has well expressed it, to use ALL FAIR ARGUMENTS ARISING ON THE
EVIDENCE. Beyond that, he is not bound to go in any case; in a case in
which he is satisfied in his own mind of the guilt of the accused, he is
not justified in going.
Under all circumstances, the utmost candor should be used towards the
client. This is imperatively demanded alike by considerations of duty
and interest. It is much better for a man occasionally to lose a good
client, than to fail in so plain a matter. It is nothing but selfishness
that can operate upon a lawyer when consulted to conceal from the party
his candid opinion of the merits, and the probable result. It is fair
that he should know it; for he may not choose to employ a man whose
views may operate to check his resorting to all lawful means to effect
success. Besides, most men, when they consult an attorney, wish a candid
opinion; it is what they ask and pay for. It is true, that it is often
very hard to persuade a man that he has not the best side of a lawsuit:
his interest blinds his judgment: his passion will not allow him to
reflect calmly, and give due weight to opposing considerations. There
are many persons who will go from lawyer to lawyer with a case, until
they find one who is willing to express an opinion which tallies with
their own. Such a client the lawyer, who acts firmly upon the principle
to which I have adverted, will now and then lose; but even such an one,
when finally unsuccessful, as the great probability is that he will be,
when he comes to sit down and calculate all that he has lost in time,
money, and character, by acting contrary to the advice first given, will
revert to the candid and honest opinion he then received, and determine,
if ever he gets into another difficulty of the kind, to resort to that
attorney, and abide by his advice. Thus may a man build up for himself a
character far outweighing, even in pecuniary value, all such paltry
particular losses; it is to such men that the best clients resort; they
have the most important and interesting lawsuits, and enjoy by far the
most lucrative practice.
A very important part of the advocate's duty is to moderate the passions
of the party, and where the case is of a character to justify it, to
encourage an amicable compromise of the controversy. It happens too
often at the close of a protracted litigation that it is discovered,
when too late, that the play has not been worth the candle, and that it
would have been better, calculating everything, for the successful party
never to have embarked in it--to have paid the claim, if defendant, or
to have relinquished it, if he was plaintiff. Counsel can very soon
discover whether such is likely to be the case, and it cannot be doubted
what their plain duty is under such circumstances.
Besides this, the advocate is bound in honor, as well as duty, to
disclose to the client at the time of the retainer, every circumstance
of his own connection with the parties or prior relation to the
controversy, which can or may influence his determination in the
selection of him for the office. An attorney is bound to disclose to his
client every adverse retainer, and even every prior retainer, which may
affect the discretion of the latter. No man can be supposed to be
indifferent to the knowledge of facts, which work directly on his
interests, or bear on the freedom of his choice of counsel. When a
client employs an attorney, he has a right to presume, if the latter be
silent on the point, that he has no engagements which interfere, in any
degree, with his exclusive devotion to the cause confided to him; that
he has no interest which may betray his judgment or endanger his
fidelity.[22]
It is in some measure the duty of counsel to be the keeper of the
conscience of the client; not to suffer him, through the influence of
his feelings or interest, to do or say anything wrong in itself, and of
which he would himself afterwards repent. This guardianship may be
carefully, and at the same time kindly exerted. One particular will be
mentioned in which its exercise is frequently called for. The client
will be often required, in the course of a cause, to make affidavits of
various kinds. There is no part of his business with his client, in
which a lawyer should be more cautious, or even punctilious, than this.
He should be careful lest he incur the moral guilt of subornation of
perjury, if not the legal offence. An attorney may have communications
with his client in such a way, in instructing him as to what the law
requires him to state under oath or affirmation, in order to accomplish
any particular object in view, as to offer an almost irresistible
temptation and persuasion to stretch the conscience of the affiant up to
the required point. Instead of drawing affidavits, and permitting them
to be sworn to as a matter of course, as it is to be feared is too often
the case, counsel should on all occasions take care to treat an oath
with great solemnity, as a transaction to be very scrupulously watched,
because involving great moral peril as well as liability to public
disgrace and infamy. It lies especially in the way of the profession to
give a high tone to public sentiment upon this all-important subject,
the sacredness of an oath. It is always the wisest and best course, to
have an interview with the client, and draw from him by questions,
whether he knows the facts which you know he is required to state, so
that you may judge whether, as a conscientious man, he ought to make
such affidavit.
Another particular may be adverted to: the attempt to cover property
from the just demands of creditors. It is to be feared that gentlemen
of the Bar sometimes shut their eyes and, under the influence of
feelings of commiseration for an unfortunate client, feign not to see
what is really very palpable to everybody else. Surely they ought never
to sanction, directly or indirectly such shams, especially when the
machinery of a judicial sale is introduced more securely to accomplish
the object. A purchase is made in the name of a friend for the debtor's
benefit and with the debtor's money, though it may be hard to make that
appear by legal evidence. When advice is asked, as it sometimes is, how
such a thing may be safely and legally done, the idea held prominently
before the party by his counsel should be, that his estate is the
property of his creditors, and that nothing but their consent will
justify an appropriation of any part of it to his benefit.
Lawyers too may very materially assist in giving a high tone to public
sentiment in the matter of stay and exemption laws. It is not every case
in which a man has a legal that he has a moral right to claim the
benefit of such laws. When a debtor with ample means to pay only wants
to harass and worry his creditor, who has resorted to legal process and
obtained a judgment, by keeping him out of his money, as it is often
expressed, as long as he can; or where he wishes to take advantage of
hard times to make more than legal interest, or with concealed means
unknown to the execution plaintiff, claims the exemption: these are
cases which counsel ought to hold up in their proper light to those whom
they advise, and wash their hands of the responsibility of them.
According to the Jewish law, the cloak or outer garment, which was
generally used by the poorer classes as a covering during sleep, could
not be retained by the creditor to whom it had been given in pledge, and
of course was exempt by law from seizure for debt; and our blessed
Saviour, in his sermon on the mount, has been supposed to refer to this
exemption law, when he said: "And if any man will sue thee at the law
and take away thy coat, let him have thy cloak also;" that is, confine
not yourself in your transactions with your fellow-men to giving them
simply the strict measure of their legal rights: give them all that is
honestly theirs as far as you have ability, whether the law affords them
a remedy or not. There have been some noble instances of bankrupts who,
upon subsequently retrieving their fortunes, have fully discharged all
their old debts, principal and interest, though released or barred by
the Statute of Limitations; but such instances would be more common if
the spirit of the high and pure morality, which breathes through the
sermon on the mount, prevailed more extensively.
An important clause in the official oath is "to delay no man's cause for
lucre or malice." It refers, no doubt, primarily, to the cause intrusted
to the attorney, and prohibits him from resorting to such means for the
purpose of procuring more fees, or of indulging any feeling he may have
against his client personally. Such conduct would be a clear case of a
violation of the oath. But it is a question, also, whether the case
generally, in which he is retained, is not comprehended.[23] How far,
then, can he safely go in delaying the cause for the benefit of, and in
pursuance of the instructions of his client? A man comes to him and
says: "I have no defence to this claim; it is just and due, but I have
not the means to pay it; I want all the time you can get for me." The
best plan in such instances, is, no doubt, at once frankly to address
his opponent, and he will generally be willing to grant all the delay
which he knows, in the ordinary course can be gained, and perhaps more,
as a consideration for his own time and trouble saved. If, however, that
be impracticable, it would seem that the suitor has a right to all the
delay, which is incident to the ordinary course of justice. The counsel
may take all means for this purpose, which do not involve artifice or
falsehood in himself or the party. The formal pleas put in are not to be
considered as false in this aspect, except such as are required to be
sustained by oath. In an ejectment, for example, an appearance need not
be entered until the second term, the legislature having seen fit to
give that much respite to the unjust possessor of real estate. But to
stand by and see a client swear off a case on account of the absence of
a material witness, when he knows that no witness can be material; or
further to make affidavit that his appeal or writ of error is not
intended for delay, when he knows that it is intended for nothing else,
no high-minded man will be privy or consent to such actions, much less
have any active participation in them.
Subject, however, to the qualifications which have been stated, when a
cause is undertaken, the great duty which the counsel owes to his
client, is an immovable fidelity. Every consideration should induce an
honest and honorable man to regard himself, as far as the cause is
concerned, as completely identified with his client. The criminal and
disgraceful offence of taking fees of two adversaries, of allowing
himself to be approached corruptly, whether directly or indirectly, with
a view to conciliation, ought, like parricide in the Athenian law, to be
passed over in silence in a code of professional ethics.[24] All
considerations of self should be sunk by the lawyer in his duty to the
cause. The adversary may be a man of station, wealth, and influence; his
good will may be highly valuable to him; his enmity may do him great
injury. He should not permit such thoughts to arise in his mind. He
should do his duty manfully, without fear, favor, or affection.
At the same time, let it be observed, that no man ought to allow himself
to be hired to abuse the opposite party. It is not a desirable
professional reputation to live and die with, that of a rough tongue,
which makes a man to be sought out, and retained to gratify the
malevolent feelings of a suitor in hearing the other side well lashed
and vilified. An opponent should always be treated with civility and
courtesy, and if it be necessary to say severe things of him or his
witnesses, let it be done in the language, and with the bearing, of a
gentleman. There is no point in which it becomes an advocate to be more
cautious, than in his treatment of the witnesses. In general, fierce
assaults upon them, unnecessary trifling with their feelings, rough and
uncivil behavior towards them in cross-examination, whilst it may
sometimes exasperate them to such a pitch, that they will perjure
themselves in the drunkenness of their passion, still, most generally
tells badly on the jury. They are apt to sympathize with a witness under
such circumstances.[25] It is as well unwise as unprofessional, in
counsel, to accuse a witness of having forsworn himself, unless some
good ground, other than the mere instruction of the client, is present
in the evidence to justify it. He may sift most searchingly, and yet
with a manner and courtesy which affords no ground for irritation,
either in witness or opponent; and in such case, if his questions
produce irritation, it is a circumstance which will weigh in his favor.
The practitioner owes to his client, with unshaken fidelity, the
exertion of all the industry and application of which he is capable to
become perfect master of the questions at issue, to look at them in all
their bearings, to place himself in the opposite interest, and to
consider and be prepared as far as possible, for all that may be said or
done on the contrary part. The duty of full and constant preparation, is
too evident to require much elaboration. It is better, whenever it is
possible to do so, to make this examination immediately upon the
retainer, and not to postpone it to later stages in the proceedings. The
opportunity is often lost, of ascertaining facts, and securing evidence,
from putting off till too late, the business of understanding thoroughly
all that it will be necessary to adduce on the trial. In this way, a
lawyer will attain what is very important, that his client may be always
prepared, as well as himself, have his attention alive to his case, know
what witnesses are important, and keep a watch upon them, so that their
testimony may not be lost, and upon the movements of his adversary, lest
he should at any time be taken by surprise. It would be an excellent
rule for him, at short stated periods, to make an examination of the
record of every case which he has under his charge. It always operates
disadvantageously to an attorney in the eyes of those who employ him, as
well as the public, when he fails in consequence of some neglect or
oversight. Frequent applications to the court, to relieve him from the
consequences of his inattention, tell badly on his character and
business. He may be able to make very plausible excuses; but the public
take notice, that some men with large business never have occasion to
make such excuses, and that other men with less, are constantly making
them. Every instance of the kind helps to make up such a character. A
young man should be particularly cautious, and dread such occurrences as
highly injurious to his prospects. If he escapes the notice and
animadversion of his constituent, and the legal consequences of his
neglect, by the intervention of the court, or the indulgence of his
opponent, the members of the Bar are lynx-eyed in observing such things.
It may appear like digressing from our subject, to speak of such
qualities as attention, accuracy, and punctuality, but like the minor
morals of common life, they are little rills which at times unite and
form great rivers. A life of dishonor and obscurity, if not ignominy,
has often taken its rise from the fountain of a little habit of
inattention and procrastination. System is everything. It can accomplish
wonders. By this alone, as by a magic talisman, may time be so
economized that business can be attended to and opportunities saved for
study, general reading, exercise, recreation, and society. "A man that
is young in years," says Lord Bacon, "may be old in hours, if he has
lost no time." Hurry and confusion result from the want of system; and
the mind can never be clear when a man's papers and business are in
disorder. It is recorded of the pensionary De Witt, of the United
Provinces, who fell a victim to the fury of the populace in the year
1672, that he did the whole business of the republic, and yet had time
left for relaxation and study in the evenings. When he was asked how he
could possibly bring this to pass, his answer was, that "nothing was so
easy; for that it was only doing one thing at a time, and never putting
off anything till to-morrow that could he done to-day." "This steady and
undissipated attention to one object," remarks Lord Chesterfield, in
relating this anecdote, "is a sure mark of a superior genius." It is of
the highest importance, also, that a lawyer should in early professional
life, cultivate the habit of accuracy. It is a great advantage over
opposing counsel,--a great recommendation in the eyes of intelligent
mercantile and business men. A professional note to a merchant
carelessly written will often of itself produce an unfavorable
impression on his mind; and that impression he may communicate to many
others. The importance of a good handwriting cannot be overrated. A
plain legible hand every man can write who chooses to take the pains. A
good handwriting is a passport to the favor of clients, and to the good
graces of judges, when papers come to be submitted to them. It would be
a good rule for a young lawyer, though at first perhaps irksome and
inconvenient, never to suffer a letter or paper to pass from his hands
with an erasure or interlineation. The time and trouble it may cost at
the outset will be repaid in the end by the habit he will thereby
acquire of transacting his business with care, neatness, and accuracy.
He cannot be faithful to his clients unless he continues to be a hard
student of the learning of his profession. Not merely that he should
thoroughly investigate the law applicable to every case which may be
intrusted to him; though that, besides its paramount necessity to enable
him to meet the responsibility he has assumed to that particular client,
will be the subsidiary means of important progress in his professional
acquisitions. "Let any person," says Mr. Preston, "study one or two
heads of the law fully and minutely, and he will have laid the
foundation or acquired the aptitude for comprehending other heads of
the law."[26] But, besides this, he should pursue the systematic study
of his profession upon some well-matured plan. When admitted to the Bar,
a young man has but just begun, not finished, his legal education. If he
have mastered some of the most general elementary principles, and has
acquired a taste for the study, it is as much as can be expected from
his clerkship. There are few young men who come to the Bar, who cannot
find ample time in the first five or seven years of their novitiate, to
devote to a complete acquisition of the science they profess, if they
truly feel the need of it, and resolve to attain it. The danger is great
that from a faulty preparation,--from not being made to see and
appreciate the depth, extent, and variety of the knowledge they are to
seek, they will mistake the smattering they have acquired for profound
attainments. The anxiety of the young lawyer is a natural one at once to
get business--as much business as he can. Throwing aside his books, he
resorts to the many means at hand of gaining notoriety and attracting
public attention, with a view of bringing clients to his office. Such an
one in time never fails to learn much by his mistakes, but at a sad
expense of character, feeling, and conscience. He at last finds that in
law, as in every branch of knowledge, "a little learning is a dangerous
thing;" that what he does not know falsifies often in its actual
application that which he supposed he certainly did know; and after the
most valuable portion of his life has been frittered away upon objects
unworthy of his ambition, he is too apt to conclude that it is now too
late to redeem his time; he finds that he has lost all relish for
systematic study, and when he is driven to the investigation of
particular questions, is confounded and embarrassed--unable to thread
his way through the mazes of authorities, to reconcile apparently
conflicting cases, or deduce any satisfactory conclusion from them--in
short, he has no greater aptitude, accuracy, and discrimination than
when he set out in the beginning of his studies. No better advice can
be given to a young practitioner, than to confine himself generally to
his office and books, even if this should require self-denial and
privation, to map out for himself a course of regular studies, more or
less extended, according to circumstances, to aim at mastering the works
of the great luminaries of the science, Coke, Fearne, Preston, Powell,
Sugden, and others, not forgetting the maxim, _melius est petere fontes
quam sectari rivulos_, and to investigate for himself the most important
and interesting questions, by an examination and research of the
original authorities. "He that reacheth deepest seeth the amiable and
admirable, secrets of the law,"[27] and thus may the student "proceed in
his reading with alacrity, and set upon and know how to work into with
delight these rough mines of hidden treasure."[28]
It may be allowed here to commend to most serious consideration, the
remarks of one of the most eminent of the profession--Horace Binney--a
gentleman of our own Bar, whose example enforces and illustrates their
value: "There are two very different methods of acquiring a knowledge of
the laws of England, and by each of them, men have succeeded in public
estimation to an almost equal extent. One of them, which may be called
the old way, is a methodical study of the general system of law, and of
its grounds and reasons, beginning with the fundamental law of estates
and tenures, and pursuing the derivative branches in logical succession,
and the collateral subjects in due order; by which the student acquires
a knowledge of principles that rule in all departments of the science,
and learns to feel as much as to know what is in harmony with the system
and what not. The other is, to get an outline of the system, by the aid
of commentaries, and to fill it up by the desultory reading of treatises
and reports, according to the bent of the student, without much shape or
certainty in the knowledge so acquired, until it is given by
investigation in the course of practice. A good deal of law may be put
together by a facile or flexible man, in the second of these modes, and
the public are often satisfied; but the profession itself knows the
first, by its fruits, to be the most effectual way of making a great
lawyer."[29]
Such a course of study as is here recommended, is not the work of a day
or a year. In the meantime let business seek the young attorney; and
though it may come in slowly, and at intervals, and promise in its
character neither fame nor profit, still, if he bears in mind that it is
an important part of his training, that he should understand the
business he does thoroughly, that he should especially cultivate, in
transacting it, habits of neatness, accuracy, punctuality, and despatch,
candor towards his client, and strict honor towards his adversary, it
may be safely prophesied that his business will grow as fast as it is
good for him that it should grow; while he gradually becomes able to
sustain the largest practice, without being bewildered and overwhelmed.
Let him be careful, however, not to settle down into a mere lawyer. To
reach the highest walks of the profession, something more is needed. Let
polite literature be cultivated in hours of relaxation. Let him lose not
his acquaintance with the models of ancient taste and eloquence. He
should study languages, as well from their practical utility in a
country so full of foreigners, as from the mental discipline, and the
rich stores they furnish. He should cultivate a pleasing style, and an
easy and graceful address. It may be true, that in a "court of justice,
the veriest dolt that ever stammered a sentence, would be more attended
to, with a case in point, than Cicero with all his eloquence,
unsupported by authorities,"[30] yet even an argument on a dry point of
law, produces a better impression, secures a more attentive auditor in
the judge, when it is constructed and put together with attention to the
rules of the rhetorical art; when it is delivered, not stammeringly, but
fluently; when facts and principles, drawn from other fields of
knowledge, are invoked to support and adorn it; when voice, and gesture,
and animation, give it all that attraction which earnestness always and
alone imparts. There is great danger that law reading, pursued to the
exclusion of everything else, will cramp and dwarf the mind, shackle it
by the technicalities with which it has become so familiar, and disable
it from taking enlarged and comprehensive views even of topics falling
within its compass as well as of those lying beyond its legitimate
domain. An amusing instance of this is said to have occurred in the
debate in the House of Commons, on the great question as to the right of
the Parliament of Great Britain to tax the Colonies. At the close of the
discussion, in which Fox and Burke, as well as others, had distinguished
themselves, a learned lawyer arose and said that the real point on which
the whole matter turned, had been unaccountably overlooked. In the midst
of deep silence and anxious expectation from all quarters of the House,
he proceeded to show that the lands of the Colonies had been originally
granted by the Crown, and were held _ut de honore_, as of the Manor of
Greenwich, in the county of Kent; and thence he concluded that as the
Manor of Greenwich was represented in Parliament, so the lands of the
North American Colonies (by tenure, a part of the Manor) were
represented by the knights of the shire for Kent.[31]
Let me remark, too, before hastening to another topic more immediately
connected with the duties of active professional life, that the
cultivation of a taste for polite literature has other importance
besides its value as a preparation and qualification for practice and
forensic contests. Nothing is so well adapted to fill up the interstices
of business with rational enjoyment, to make even a solitary life
agreeable, and to smooth pleasantly and honorably the downward path of
age. The mental vigor of one who is fond of reading, other things being
equal, becomes impaired at a much later period of life. The lover of
books has faithful companions and friends, who will never forsake him
under the most adverse circumstances. "As soon as I found," said Sir
Samuel Romilly, "that I was to be a busy lawyer for life, I strenuously
resolved to keep up my habit of non-professional reading; for I had
witnessed so much misery in the last years of many great lawyers, whom I
had known, from their loss of all taste for books, that I regarded their
fate as my warning." Mr. Gibbon was wont to say that he would not
exchange his love of reading for the wealth of the Indies. It is indeed
a fortune, of which the world's reverses can never deprive us. It
fortifies the soul against the calamities of life. It moderates, if it
is not strong enough to govern and control the passions. It favors not
the association of the cup, the dice-box, or the debauch. The atmosphere
of a library is uncongenial with them. It clings to home, nourishes the
domestic affections, and the hopes and consolations of religion.
Another very delicate and often embarrassing question in the relation of
attorney and client is in regard to the subject of compensation for
professional services.
In all countries advanced in civilization, and whose laws and manners
have attained any degree of refinement, there has arisen an order of
advocates devoted to prosecuting or defending the lawsuits of others.
Before the tribunals of Athens, although the party pleaded his own
cause, it was usual to have the oration prepared by one of an order of
men devoted to this business, and to compensate him liberally for his
skill and learning. Many of the orations of Isocrates, which have been
handed down to us, are but private pleadings of this character. He is
said to have received one fee of twenty talents, about eighteen
thousand dollars of our money, for a speech that he wrote for Nicocles,
king of Cyprus. Still, from all that appears, the compensation thus
received was honorary or gratuitous merely. Among the early institutions
of Rome, the relation of patron and client, which existed between the
patrician and plebeian, bound the former to render the latter assistance
and protection in his lawsuits, with no other return than the general
duty, which the client owed to his patron. As every patrician could not
be a sufficiently profound lawyer to resolve all difficulties, which
might arise in the progress of a complex system of government and laws,
though he still might accomplish himself in the art of eloquence, there
arose soon a new order of men, the jurisconsults. They also received no
compensation. On the public days of market, or assembly, the masters of
the art were seen walking in the forum, ready to impart the needful
advice to the meanest of their fellow-citizens, from whose votes on a
future occasion, they might solicit a grateful return. As their years
and honors increased, they seated themselves at home, on a chair or
throne, to expect with patient gravity the visits of their clients, who
at the dawn of day, from the town and country, began to thunder at their
doors.[32] Often, indeed, the patron was able in his own person to
exercise the office both of advocate and counsellor. It was only in the
more glorious, because the more virtuous, period of the republic, that
the relation was sustained upon so honorable a foundation. In the
progress of society, the business of advocating causes became a distinct
profession; and then it was usual to pay a fee in advance, which was
called a gratuity or present. As this was a mere honorary recompense,
the client was under no legal obligation to pay it. But the result
necessarily was, that if the usual present was not given, the advocate
did not consider himself bound in honor to undertake the advocation of
the cause before the courts. Afterwards, Marcus Cincius Alimentus, the
tribune of the people, procured the passage of the law known as the
_Cincian_ law, prohibiting the patron or advocate from receiving any
money or other present for any cause; and annulling all gratuities or
presents made by the client to the patron or advocate. But as no penalty
was prescribed for the breach of the law, it of course became a dead
letter. The Emperor Augustus afterwards re-enacted the Cincian law, and
prescribed penalties for its breach. But towards the end of his reign,
the advocates were again authorized to receive fees or presents from
their clients. The Emperor Tiberius also permitted them to receive such
forced gratuities. This led to the abuse referred to by Tacitus, and
induced the Senate to insist upon the enforcement of the re-enactment of
the Cincian law, or rather a law limiting the amount of the fees of
advocates.[33] Nero revoked the law of Claudian, which was subsequently
re-enacted by the Emperor Trajan, with the additional restriction that
the advocate should not be permitted to receive his fee or gratuity,
until the cause was decided. The younger Pliny mentions a law, which
authorized the advocate, after the pleadings in the cause had been made
and the judgment had been given, to receive the fee, which might be
voluntarily offered by the client, either in money or a promise to pay.
Erskine, in his Institutes of the Law of Scotland, understands the law
in the Digest _De Extraordinariis Cognitionibus_ as authorizing a suit
for the fee of a physician or advocate without a previous agreement for
a specific sum.[34]
The consequences may be best told in the impressive language of the
historian of the Decline and Fall of the Empire: "The noble art, which
had once been preserved as the sacred inheritance of the patricians, was
fallen into the hands of freedmen and plebeians, who, with cunning
rather than with skill, exercised a sordid and pernicious trade. Some of
them procured admittance into families for the purpose of fomenting
differences, of encouraging suits, and of preparing a harvest of gain
for themselves or their brethren. Others, recluse in their chambers,
maintained the dignity of legal professors, by furnishing a rich client
with subtleties to confound the plainest truth, and with arguments to
color the most unjustifiable pretensions. The splendid and popular class
was composed of the advocates, who filled the Forum with the sound of
their turgid and loquacious rhetoric. Careless of fame and of justice,
they are described for the most part, as ignorant and rapacious guides,
who conducted their clients through a maze of expense, of delay, and of
disappointment; from whence, after a tedious series of years, they were
at length dismissed when their patience and fortune were almost
exhausted."[35] Is not this probably the history of the decline of the
profession in all countries from an honorable office to a money-making
trade?
It is the established law of England, that a counsellor or barrister
cannot maintain a suit for his fees.[36] There is in that country a
class of mere attorneys, who attend to legal business out of court, who
bring suits and conduct them up to issue; but who are not allowed to
speak in court. This latter privilege is confined to serjeants and
barristers. Attorneys are regulated by statute, and are subject to many
restrictions; having a rate of fees, settled either by statute or
established usage; and required to be fixed by the taxation of an
officer of the court before a suit can be brought for them. Barristers
are admitted only under the regulations established by the various inns
of court; and the serjeants, who long had the monopoly of the Bar of the
Common Pleas, are appointed by patent from the king. A barrister cannot
be an attorney.[37]
In this country, there is in general no distinction between attorneys
and counsellors. The same persons fulfil the duties of both. Hence no
difference is made between their right to recover compensation for
services in the one capacity or the other.[38] In Pennsylvania, it was
held at one time that an attorney could not recover, without an express
promise, anything beyond the trifling and totally inadequate sum
provided in the fee-bill. That pure and eminent jurist Chief Justice
Tilghman thought that the policy of refusing a legal remedy for anything
beyond that had not been adopted without great consideration.[39] He
stands not alone in the opinion that it has been neither for the honor
nor profit of the Bar to depart from the ancient rule.[40] It has been
departed from in this State, and the early decision overruled, however;
and it must be frankly admitted, that the current of decisions in our
sister States is in the same way.[41]
It is supposed that the ancient rule was artificial in its structure,
and practically unjust,--that it is wholly inconsistent with our ideas
of equality to suppose that the business or profession, by which any one
earns the daily bread of himself or of his family, is so much more
honorable than the business of other members of the community as to
prevent him from receiving a fair compensation for his services on that
account.[42] It has been pronounced ridiculous to attempt to perpetuate
a monstrous legal fiction, by which the hard-working lawyers of our day,
toiling till midnight in their offices, are to be regarded in the eye of
the law in the light of the patrician jurisconsults of ancient Rome,
when
---- dulce diu fuit et solemne, reclusa
Mane domo vigilare, clienti promere jura,--
and who at daybreak received the early visits of their humble and
dependent clients, and pronounced with mysterious brevity the oracles of
the law.[43]
These are arguments which are more plausible than sound: they are
imposing, but not solid. The question really is, what is best for the
people at large,--what will be most likely to secure them a high-minded,
honorable Bar? It is all-important that the profession should have and
deserve that character. A horde of pettifogging, barratrous,
custom-seeking, money-making lawyers, is one of the greatest curses
with which any state or community can be visited. What more likely to
bring about such a result than a decision, which strips the Bar of its
character as a learned profession, on the principle avowed by one court,
that it is now a calling as much as any mechanical art,--or by another,
in effect, that the order of things is in the present condition of
society reversed, and clients are really the _patrons_ of their
attorneys? A more plausible reason is that the client is safer from the
oppression of extortionate counsel, by putting both upon the equal
footing of legal right and obligation. It would appear, however, better
that the parties should make an express agreement before or at the time
of retainer, or that the amount should be left to the justice of the
counsel, and the honor and liberality of the client subsequently. Every
judge, who has ever tried a case between attorney and client, has felt
the delicacy and difficulty of saying what is the measure of just
compensation. It is to be graduated, according to a high legal
authority, with a proper reference to the nature of the business
performed by the counsel for the client, and his standing in his
profession for learning and skill; whereby the value of his services is
enhanced to his client.[44] Is then the standing and character of the
counsel in his profession for learning and skill to be a question of
fact to be determined by the jury in every case in which a lawyer sues
his client? How determined, if necessary to the decision of the
question? Not surely by the crude opinions of the jurors; but by
testimony of members of the same profession on the subject. This never
is done; it would be a very difficult as well as delicate question for a
lawyer to pronounce upon the standing of a professional brother. The
most that can be done is to call gentlemen to say what they would have
considered reasonable for such services, had they been performed by
themselves. Some may testify up to a very high point, from an excusable,
though foolish vanity; others to a very low one, from the despicable,
desire of attracting custom to a cheap shop.[45] No one can ever have
seen such a cause tried without feeling, that the Bar had received by it
an impulse downwards in the eyes of bystanders and the community. The
case is thrown into the jury-box, to be decided at haphazard, according
as the twelve men may chance to think or feel. He, who narrowly watches
such controversies, cannot fail to see that the right of a counsel to
enforce his claim for legal compensation is far from being calculated to
protect the client from oppression and extortion.
It is not worth while, however, to quarrel with the decision. Let us
inquire rather what should be the course of counsel, without regard to
it. He certainly owes it to his profession, as well as himself, that
when the client has the ability, his services should be recompensed; and
that according to a liberal standard.[46] There are many cases, in which
it will be his duty, perhaps more properly his privilege, to work for
nothing. It is to be hoped, that the time will never come, at this or
any other Bar in this country, when a poor man with an honest cause,
though without a fee, cannot obtain the services of honorable counsel,
in the prosecution or defence of his rights. But it must be an
extraordinary--a very peculiar case--that will justify an attorney in
resorting to legal proceedings, to enforce the payment of fees. It is
better that he should be a loser, than have a public contest upon the
subject with a client. The enlightened Bar of Paris, have justly
considered the character of their order involved in such proceedings;
and although by the law of France, an advocate may recover for his fees
by suit, yet they regard it as dishonorable, and those who should
attempt to do it, would be immediately stricken from the roll of
attorneys.[47]
Regard should be had to the general usage of the profession, especially
as to the rates of commission to be charged for the collection of
undefended claims. Except in this class of cases, agreements between
counsel and client that the compensation of the former shall depend upon
final success in the lawsuit--in other words contingent fees--however
common such agreements may be, are of a very dangerous tendency, and to
be declined in all ordinary cases. In making his charge, after the
business committed to him has been completed, as an attorney may well
take into consideration the general ability of his client to pay, so he
may also consider the pecuniary benefit, which may have been derived
from his services. For a poor man, who is unable to pay at all, there
may be a general understanding that the attorney is to be liberally
compensated in case of success. What is objected to, is an agreement to
receive a certain part or proportion of the sum, or subject-matter, in
the event of a recovery, and nothing otherwise.
It is unnecessary to inquire here whether such a contract is void as
champertous, and contrary to public policy. None of the English statutes
on the subject of champerty have been reported as in force here; but it
was once a question whether it was not an offence at common law,
independently altogether, of any statute enactment. Enlightened judges
in several of our sister States have so considered it. "The purchase of
a lawsuit," says Chancellor Kent, "by an attorney, is champerty in its
most odious form; and it ought equally to be condemned on principles of
public policy. It would lead to fraud, oppression, and corruption. As a
sworn minister of the courts of justice, the attorney ought not to be
permitted to avail himself of the knowledge he acquires in his
professional character, to speculate in lawsuits. The precedent would
tend to corrupt the profession, and produce lasting mischief to the
community."[48] "This is not the time nor place," says Chief Justice
Gibson, "to discuss the legality of contingent fees; though it be clear
that if the British statutes of champerty were in force here, such fees
would be prohibited by them. But a contract of the sort is certainly not
to be encouraged by implication, from a questionable usage, nor
established by less than a positive stipulation."[49] A contract to
allow a compensation for services in procuring the passage of a private
Act of Assembly, has been held to be unlawful and void, as against
public policy.[50] "The practice," said Judge Rogers, in delivering the
opinion of the court, "which has generally obtained in this State, to
allow a contingent compensation for legal services, has been a subject
of regret; nor am I aware of any direct decision by which the practice
has received judicial sanction in our courts." The case of _Ex parte
Plitt_,[51] however, recognizes fully the lawfulness of contingent fees,
though in his opinion Judge Kane says: "It is not a practice to be
generally commended, exposing honorable men not unfrequently to
misapprehension and illiberal remark, and giving the apparent sanction
of their example to conduct, which they would be among the foremost to
reprehend. Such contracts may sometimes be necessary in a community such
as that of Pennsylvania has been, and perhaps as it is yet; and when
they have been made in abundant good faith--_uberrima fide_--without
suppression or reserve of fact or exaggeration of apprehended
difficulties, or under influence of any sort or degree; and when the
compensation bargained for is absolutely just and fair, so that the
transaction is characterized throughout by 'all good fidelity to the
client,' the court will hold such contracts to be valid. But it is
unnecessary to say, that such contracts, as they can scarcely be
excepted from the general rule, which denounces as suspicious the
dealings of fiduciaries with those under their protection, must undergo
the most exact and jealous scrutiny before they can expect the judicial
ratification." Finally, the question of law may be considered as at rest
in Pennsylvania by the decision of the Supreme Court in Patten _v._
Wilson,[52] which recognized an agreement between counsel and client to
pay him out of the verdict as an equitable assignment, and gave effect
to it as against an attaching creditor.
It is not, however, with the lawfulness, but with the policy and
morality of the practice, that we are now dealing. Admitting its
legality, is it consistent with that high standard of moral excellence,
which the members of this profession should ever propose to themselves?
Let us look at what would be the results of such a practice, if it
became general. If these are bad, if its tendency is to corrupt and
degrade the character of the profession, then, however confident any man
may feel in his moral power to ward off its evil influences from his own
character and conduct, he should be careful not to encourage and give
countenance to it by his example.
It is one of that class of actions, which in particular instances may be
indifferent; but their morality is to be tested by considering what
would be the consequences of their general prevalence.
It is to be observed, then, that such a contract changes entirely the
relation of counsel, to the cause. It reduces him from his high position
of an officer of the court and a minister of justice, to that of a party
litigating his own claim. Having now a deep personal interest in the
event of the controversy, he will cease to consider himself subject to
the ordinary rules of professional conduct. He is tempted to make
success, at all hazards and by all means, the sole end of his exertions.
He becomes blind to the merits of the case, and would find it difficult
to persuade himself, no matter what state of facts might be developed in
the progress of the proceedings, as to the true character of the
transaction, that it was his duty to retire from it.
It places his client and himself in a new and dangerous relation. They
are no longer attorney and client, but partners. He has now an interest,
which gives him a right to speak as principal, not merely to advise as
to the law, and abide by instructions. It is either unfair to him or
unfair to the client. If he thinks the result doubtful, he throws all
his time, learning, and skill away upon what, in his estimation, is an
uncertain chance. He cannot work with the proper spirit in such a case.
If he believes that the result will be success, he secures in this way a
higher compensation than he is justly entitled to receive.
It is an undue encouragement to litigation. Men, who would not think of
entering on a lawsuit, if they knew that they must compensate their
lawyer whether they win or lose, are ready upon such a contingent
agreement to try their chances with any kind of a claim. It makes the
law more of a lottery than it is.
The worst consequence is yet to be told,--its effect upon, professional
character. It turns lawyers into higglers with their clients. Of course
it is not meant that these are always its actual results; but they are
its inevitable tendencies,--in many instances its practical working. To
drive a favorable bargain with the suitor in the first place, the
difficulties of the case are magnified and multiplied, and advantage
taken of that very confidence, which led him to intrust his interests to
the protection of the advocate.[53] The parties are necessarily not on
an equal footing in making such a bargain. A high sense of honor may
prevent counsel from abusing his position and knowledge; but all have
not such high and nice sense of honor. If our example goes towards
making the practice of agreements for contingent fees general, we assist
in placing such temptations in the way of our professional brethren of
all degrees--the young, the inexperienced, and the unwary, as well as
those whose age and experience have taught them that a lawyer's honor is
his brightest jewel, and to be guarded from being sullied, even by the
breath of suspicion, with the most sedulous care.
A gentleman of the largest experience and highest character for
integrity and learning at the Philadelphia Bar, thus strongly confirms
the views which have been here expressed on the subject of contingent
fees: "And further," says Mr. Price in his concluding advice to
students, at the close of his Essay on Limitation and Lien, "permit me
to advise and earnestly to admonish you, for the preservation of
professional honor and integrity, to avoid the temptation of bargaining
for fees or shares of any estate or other claim, contingent upon a
successful recovery. The practice directly leads to a disturbance of the
peace of society and to an infidelity to the professional obligation
promised to the court, in which is implied an absence of desire or
effort of one in the ministry of the Temple of Justice, to obtain a
success that is not just as well as lawful. It is true, as a just
equivalent for many cases honorably advocated and incompetently paid by
the poor, a compensation may and will be received, the more liberal
because of the ability produced by success; but let it be the result of
no bargain, exacted as a price before the service is rendered, but
rather the grateful return for benefits already conferred. If rigid in
your terms, in protection of the right of the profession to a just and
honorable compensation, let it rather be in the amount of the required
retainer, when it will have its proper influence in the discouragement
of litigation."
A lawyer should avoid, as far as possible, all transactions of business
with his clients, not only in regard to matters in suit in his hands,
but in relation to other matters. He should avoid standing toward them,
either in the relation of borrower or lender. A young practitioner
should especially avoid borrowing of any one. Let him retrench, seek the
humblest employment of drudgery rather than do it; but, if borrow he
must, let it be of any one else than a client. All transactions of
business between attorney and client are looked upon with eyes of
suspicion and disfavor, in courts of justice.
It is a settled doctrine of equity, in England, that an attorney cannot,
while the business is unfinished in which he had been employed, receive
any gift from his client, or bind his client in any mode to make him
greater compensation for his services than he would have a right to
demand if no contract should be made during the relation. If an attorney
accept a gift from one thus connected with him, it may be recovered in a
court of chancery, by the donor or his creditors, should it be necessary
for them to assert a right to it to satisfy their demands. When the
relation of solicitor and client exists, and a security is taken by the
solicitor from his client, the presumption is that the transaction is
unfair; and the onus of proving its fairness is upon the solicitor.[54]
A man ought to be very careful of placing himself in a position to have
any of his transactions regarded in that light. If it should ever come
to be canvassed in court, the bandying of the phrases, fraud and
presumption of fraud, as applied to him, may, and probably will, have an
unfavorable effect on his reputation. Most emphatically should it be
said, let nothing tempt him, not even the knowledge and consent of the
client, to keep the money, which may have come to his hands
professionally, one single instant longer than is absolutely necessary.
The consequences of any difficulty arising upon this head, will be fatal
to his professional character and prospects.
The official oath, to which reference has already more than once been
made, obliges the attorney "to use no falsehood." It seems scarcely
necessary to enforce this topic. Truth in all its simplicity--truth to
the court, client, and adversary--should be indeed the polar star of the
lawyer. The influence of only slight deviations from truth, upon
professional character, is very observable. A man may as well be
detected in a great as a little lie. A single discovery, among
professional brethren, of a failure of truthfulness, makes a man the
object of distrust, subjects him to constant mortification, and soon
this want of confidence extends itself beyond the Bar to those who
employ the Bar. That lawyer's case is truly pitiable, upon the
escutcheon of whose honesty or truth, rests the slightest tarnish.
Let it be remembered and treasured in the heart of every student, that
no man can ever be a truly great lawyer, who is not in every sense of
the word, a good man. A lawyer, without the most sterling integrity, may
shine for a while with meteoric splendor; but his light will soon go out
in blackness of darkness. It is not in every man's power to rise to
eminence by distinguished abilities. It is in every man's power, with
few exceptions, to attain respectability, competence, and usefulness.
The temptations which beset a young man in the outset of his
professional life, especially if he is in absolute dependence upon
business for his subsistence, are very great. The strictest principles
of integrity and honor, are his only safety. Let him begin by swerving
from truth or fairness, in small particulars, he will find his character
gone--whispered away, before he knows it. Such an one may not indeed be
irrecoverably lost; but it will be years before he will be able to
regain a firm foothold. There is no profession, in which moral character
is so soon fixed, as in that of the law; there is none in which it is
subjected to severer scrutiny by the public. It is well, that it is so.
The things we hold dearest on earth,--our fortunes, reputations,
domestic peace, the future of those dearest to us, nay, our liberty and
life itself, we confide to the integrity of our legal counsellors and
advocates. Their character must be not only without a stain, but without
suspicion. From the very commencement of a lawyer's career, let him
cultivate, above all things, truth, simplicity, and candor: they are the
cardinal virtues of a lawyer. Let him always seek to have a clear
understanding of his object: be sure it is honest and right, and then
march directly to it. The covert, indirect, and insidious way of doing
anything, is always the wrong way. It gradually hardens the moral
faculties, renders obtuse the perception of right and wrong in human
actions, weighs everything in the balances of worldly policy, and ends
most generally, in the practical adoption of the vile maxim, "that the
end sanctifies the means." If it be true, as he has said, who, more than
any mere man, before or since his day, understood the depths of human
character, that one even may,
"By telling of it,
Make such a sinner of his memory;
To credit his own lie:"--
we should be careful never to speak or act, without regard to the
_morale_ of our words or actions. A habit may and will grow to be a
second nature.
"That monster, custom, who all sense doth eat,
Of habit's devil, is angel yet in this:
That to the use of actions fair and good
He likewise gives a frock or livery
That aptly is put on."
There is no class of men among whom moral delinquency is more marked and
disgraceful than among lawyers. Among merchants, so many honest men
become involved through misfortune, that the rogue may hope to take
shelter in the crowd, and be screened from observation. Not so the
lawyer. If he continues to seek business, he must find his employment in
lower and still lower grades; and will soon come to verify and
illustrate the remark of Lord Bolingbroke, that "the profession of the
law, in its nature the noblest and most beneficial to mankind, is in its
abuse and abasement, the most sordid and pernicious."
While such are the depths to which a lawyer may sink, look, on the other
hand, at the noble eminence of honor, usefulness, and virtue, to which
he may rise. Where is the profession, which, in this world, holds out
brighter rewards? Genius, indeed, will leave its mark in whatever sphere
it may move. But learning, industry, and integrity, stand nowhere on
safer or higher ground, than in the walks of the law. In all free
countries, it is the avenue not only to wealth, but to political
influence and distinction. In England, a large proportion of the house
of peers, owe their seats and dignities, as well as their possessions,
either to their own professional success, or to that of some one of
their ancestors.[55] In this country, all our Presidents but three, have
been educated to the Bar. Of the men who have distinguished themselves
in the cabinet, in the halls of legislation, and in foreign diplomacy,
how large is the proportion of lawyers! How powerful has always been the
profession in guiding the popular mind, in forming that greatest of all
counterchecks to bad laws and bad administration,--public opinion! It is
the school of eloquence--that, which more than all else besides, has
swayed, still sways, and always will sway, the destinies of free
peoples. Let a man, to the possession of this noble faculty, add the
high character of purity and justice, integrity and honor, and where are
to be found the limits of his moral power over his fellow-citizens?[56]
It is well to read carefully and frequently, the biographies of eminent
lawyers. It is good to rise from the perusal of the studies and labors,
the trials and conflicts, the difficulties and triumphs, of such men, in
the actual battle of life, with the secret feeling of dissatisfaction
with ourselves. Such a sadness in the bosom of a young student, is like
the tears of Thucydides, when he heard Herodotus read his history at the
Olympic Games, and receive the plaudits of assembled Greece. It is the
natural prelude to severer self-denial, to more assiduous study, to more
self-sustaining confidence. Some one has recommended that Middleton's
Life of Cicero should be perused, at frequent intervals, as the vivid
picture of a truly great mind, in the midst of the most stirring scenes,
ever intent upon its own cultivation and advancement, as its only true
glory; and that in effect sketched by his own master hand.[57] The
autobiography of Edward Gibbon will rouse an ambitious student like the
sound of a trumpet. But of English biographies, there is no one, it
occurs to me, better adapted to the purpose mentioned, than the Life of
Sir William Jones, by Lord Teignmouth. It exhibits the wonders, which
unremitted study, upheld by the pure and noble ambition of doing good,
can accomplish in the space of a short life. He was a man of the most
varied knowledge. An extensive and indeed extraordinary acquaintance
with ancient and modern languages, was perhaps his chief accomplishment.
Although he engaged very late in life in the study of the law, such was
his industry and success, that he soon occupied the highest judicial
station, in British India; and the profession are indebted to his pen,
for one of the most beautiful of the elementary treatises, which adorn
the lawyer's library. "In his early days," says his biographer, "he
seems to have entered upon his career of study, with this maxim strongly
impressed upon his mind, that whatever had been attained, was attainable
by him; and it has been remarked, that he never neglected nor overlooked
any opportunity of improving his intellectual faculties, or of acquiring
esteemed accomplishments." Notwithstanding his numerous occupations at
the Bar at home, the onerous duties of his station in India, and his
premature death, before he had attained his forty-eighth year, he has
left behind many learned works, which illustrate Oriental languages and
history, and attest the extent of his labors and acquisitions. Indeed,
it might be regarded as impossible, were we not informed of the regular
allotment which he made of his time to particular occupations, and his
scrupulous adherence to the distribution he had thus made. The moral
character of this eminent man, was no less exemplary. It is the
testimony of one of his contemporaries: "He had more virtues and less
faults, than I ever yet knew in any human being; and the goodness of his
head, admirable as it was, was exceeded by that of his heart." His own
measure of true greatness, humanly speaking, he has left behind him, in
very emphatic words: "If I am asked, who is the greatest man? I answer,
the best. And if I am required to say, who is the best? I reply, he that
has deserved most of his fellow-creatures."[58]
This department of English literature has been recently much enriched
by the labors of the present Lord High Chancellor of England, Lord
Campbell. In America we have a few well written and instructive legal
biographies, among which ought especially to be named, Mr. Wheaton's
Life of William Pinkney, and Professor Parsons' interesting Memoir of
his distinguished father, Chief Justice Parsons. Mr. Binney, at the
close of his honored and honorable life, is paying the debt, which every
man owes to his profession, in animated spirit-stirring sketches of his
great and good contemporaries. How forcibly does this distinguished
jurist illustrate the remark of Cicero in his Treatise on Old Age: "Sed
videtis, ut senectus non modo languida atque iners non sit, verum etiam
sit operosa, et semper agens aliquid et moliens; tale scilicet, quod
cujusque studium in superiore vita fuit." What a noble example might be
held up, in the life and character of Chief Justice Marshall! His
biography, while it will be the record of active patriotism and
humanity, will exhibit a course of arduous self-training, for the great
conflicts of opinion, in which it was his lot afterwards to appear, with
so much lustre. He had not the usual advantages of a collegiate
education. The war of the Revolution, in which his ardent love of
country, and of the principles of rational liberty, led him to enlist,
and where he distinguished himself in the field, materially interfered
with, and retarded his earlier professional studies; yet, the lofty
eminence to which he attained in the opinion of his compatriots, even of
those who could not concur in some of his views of the Constitution, the
enduring monuments of his greatness in the decisions of the Supreme
Court of the United States, bespeak an intellect of the very first
order, mental power naturally vigorous, but brought, by proper exercise,
to a degree of strength that made it tower above the general level of
educated men. His opinions do not abound in displays of learning. His
simplicity, a character so conspicuous in all his writings and
actions--that first and highest characteristic of true greatness--led
him to say and do just what was necessary and proper to the purpose in
hand. Its reflected consequences on his own fame as a scholar, a
statesman, or a jurist, seem never once to have occurred to him. As a
judge, the Old World may be fairly challenged to produce his superior.
His style is a model--simple and masculine. His reasoning--direct,
cogent, demonstrative, advancing with a giant's pace and power, and yet
withal so easy evidently to him, as to show clearly, a mind in the
constant habit of such strong efforts. Though he filled for so many
years the highest judicial position in this country, how much was his
walk like the quiet and unobtrusive step of a private citizen, conscious
of heavy responsibilities, and anxious to fulfil them; but unaware that
the eyes of a nation--of many nations--were upon him! There was around
him none of the glare, which dazzles; but he was clothed in that pure
mellow light of declining evening, upon which we love to look. Where is
the trust to society more sacred, where are duties more important, or
consequences more extended, for individual or social weal or woe, than
those which attach to the office he held? How apt, and aptly said, is
that prayer of Wolsey, when he is informed of the promotion of Sir
Thomas More to the place of Lord Chancellor:
"May he ... do justice,
For truth's sake and his conscience; that his bones,
When he has run his course, and sleeps in blessings,
May have a tomb of orphans' tears wept on him."
It is surely a just subject of national, as well as professional pride,
that an American lawyer can thus, pointing to the example of such a man
as JOHN MARSHALL, hold up his character, his reputation, his usefulness,
his greatness, as incentives to high and honorable ambition; and
especially, his life of unblemished virtue, and single-hearted
purity,--after all, his highest praise, for, as old Shirley says,
"When our souls shall leave this dwelling,
The glory of one fair and virtuous action
Is above all the scutcheons on our tomb."
Is it possible that a being so fearfully and wonderfully made as man,
and animated by a spirit still more fearful and incomprehensible, was
created for the brief term of a few revolutions of the planet he lives
on? Shall his own physical and intellectual productions so long survive
him? The massive piles of Egypt have endured for thousands of years:
fluted column and sculptured architrave have stood for generations,
monuments of his labor and skill. A poem of Homer, an oration of
Demosthenes, an ode of Horace, a letter of Cicero, carry down to the
remotest posterity the memorial of their names. Men found empires,
establish constitutions, promulgate codes of laws; there have been
Solons, Alexanders, Justinians, and Napoleons. There have been those
justly called Fathers of their country, and benefactors of their race.
Have they, too, sunk to become clods of the valley? The mind, which can
look so far before and after--can subdue to its mastery the savages of
the forests, and the fiercer elements of Nature--can stamp the creation
of its genius upon the living canvas, or the almost breathing, speaking
marble--can marshal the invisible vibrations of air into soul-stirring
or soul-subduing music--can pour forth an eloquence of words, with magic
power to lash the passions of many hearts into a raging whirlwind, or
command them with a "peace, be still"--can make a book, a little book,
which shall outlive pyramids and temples, cities and empires--can
perceive and love beauty, in all its forms, and above all, moral beauty,
and God, the infinite perfection of moral beauty,--no, this mind can
never die. Its moral progress must go on in an unending existence, of
which its life of fourscore years on earth is scarce the childhood. Let
us beware then of raising these objects of ambition, wealth, learning,
honor, and influence, worthy though they be, into an undue importance;
nor in the too ardent pursuit of what are only means, lose sight of the
great end of our being.