CHAPTER XI

_SURPRISE AND DISAPPOINTMENT, EMOTION OF_

_NOVELTY_

To anticipate what is to occur is plainly one of the most useful

achievements of mind, for all providence implies apprehension and

emotion therewith. But to look before and after is certainly not the

prerogative of man alone, but anticipatory power is found throughout the

realm of mind, and constitutes the larger portion of all cognition. To

know a thing means, in general, to appreciate its potentiality; and all

science is really prescience. Knowledge is not the immediate sensation,

but the meaning of it for life; it is the ideal translation from one

sense to another in feeling tendency. Thus, to scent is by itself a

useless acquirement, but the connecting it with desired food is of the

utmost service. The psychism gradually attains the power to interpret by

various _media_ the nature, that is, the experienceability, of the

environment.

To foresee is then one of the commonest events in mind, and according to

the painfulness or pleasurability foreseen is felt anger or fear, hope

or desire, or allied emotions. But the foreseen does not always come to

pass, and hence there results a new order of intellectual and emotional

reaction. That what we had in mind would happen comes not, or is other

than foreseen; this has a disturbing effect on cognition and emotion.

Prescience defeated becomes not merely nescience, but there is the

positive definite shock of surprise, and the emotion of disappointment

or some correlated form. Surprise as the sense of contrast of real and

ideal, involving personal sense of limitation and error, is, as we have

noted (pp. 50 ff.), a painful experience. But where there is no

preconceived notion, no expectation, there is no surprise, as Lumholtz

remarks of the Australian savages, that they are not surprised at the

railway and other wonders of civilization; they do not know enough to be

surprised. The full apprehension and understanding of the gap between

ideal and real is but very slowly attained. At first the thwarting is

naturally and easily attributed to an enemy, and there is anger and

pertinacious violence, but ultimately, by sad and repeated experience,

mind is led to notice its own insufficiency, to feel that the conflict

between the actual and the expected is due to subjective error rather

than objective interference. Genuine surprise, as distinct from mere

nervous shock, is then, I think, a later phenomenon than is generally

supposed. What is often taken for surprise with animals and children is

really eager attention. Again, certain modes of fright are often taken

for surprise. But experience must have made a considerable advance in

apprehension of experienceability before a real surprise can be

manifested, which is always the correlative of a sudden contrariness of

experience to what was preconceived. Surprise involves a certain measure

of a theory of experience; in short, a more or less definite body of

knowledge. One who has framed no ideas of what experience should be can

never be really surprised at whatever may happen. However, to be able to

feel surprise is obviously very advantageous, to have a painful and

sharp sense of the incongruity of real and ideal often conducts to that

investigation which results in being prepared against being surprised in

the same way again. The imperfectness of adaptation is thus consciously

and intelligently remedied. The man of large resources, cautious nature,

and keen insight and foresight, is little liable to be surprised, for in

all circumstances he accurately forecasts a very wide range of

possibilities.

When the good expected comes in less measure than was foreseen, or not

at all, or some real evil instead, there is not merely surprise, but

disappointment as well. When what is confidently expected does not

happen, the emotional reaction is surprise; when what is eagerly hoped

for does not occur, disappointment is the result. I am disappointed in

not receiving a certain remittance I had hoped for. Here the ought to

be, the expected, is ranged over against the actual not, as in surprise,

as a sudden and painful change in cognition, but solely for the personal

advantage missed. Disappointment is bound up with the sense of personal

loss and detriment from the happening contrary to expectation. Feeling

of disappointment is thus emotional reaction from cognizance of evil

result where good is looked for. The more it was hoped for, the more

bitter the disappointment. This disappointment has its function as an

emphatic protest against impracticality; the lessons of experience are

thus brought home and made memorable. Disappointment turns life from

false dreams to stern realities; it prompts to an investigation of

causes, and rouses cognition to a full understanding of the situation.

Hope thereby becomes more and more rational and realizable.

In all disappointment we note that the feeling is not about the past as

such, but is with reference to the immediately actual in its unexpected

bearing on life. Thus it is not strictly retrospective emotion. Though

often initial to regret and grief, it should not be confounded with

these.

A curiously illogical remark, and one not uncommonly heard, is, “I hope

you will succeed, but do not be disappointed if you don’t.” This is

really a psychological Hibernicism. Hope is the foundation of

disappointment, and one cannot say, “hope, but do not be disappointed,”

in the same breath with definite meaning. We cannot escape the painful

implications of unfulfilled desire: we cannot both have our cake and eat

it too. Some measure of expectation of success is implied in all

futuritive effort, hence a like measure of disappointment. The real

sense of any such admonition can only be for moderating desire, and so

tempering possible reaction. The expression in question amounts to

little else than a phrase of well-wishing, but with little confidence in

the actual result.

From the feeling of surprise and its congener, disappointment, it is

natural to turn to the feeling for novelty. Surprise and novelty both

relate, but in different ways, to the character of the experience in

relation to other experiences. The strangeness, however, in what is

surprising, and which makes it surprising, is not intrinsic, but wholly

relative to a preconception. Thunder is familiar to me, but it may

surprise me if it occur in January, and also totally out of my

preconceived order; but a friend who has neither heard, nor heard of,

thunder, will not be surprised by the sound in January, though he may be

startled, and may feel the novelty of the phenomenon. The novel, purely

as such, cannot surprise, for there is no field for the expectation

which is the foundation of surprise. The surprising is always contrary

to expectation, but the novel is simply unexpected, not in the range of

thought and conception in any manner. A novel experience is one which

has previously been unexperienced, and the feeling of novelty is the

feeling of it as such, while a surprising experience goes quite against

all we look for, and is often familiar and common enough, though

sometimes it is novel, as when the absolutely new experience and not

some familiar experience comes in place of the expected experience. If

the man to whom thunder is novel is awaiting merely the pattering of

rain, the crash of thunder will excite both feelings of surprise and

novelty. In this case he is surprised before he feels the novelty of the

surprising event.

A feeling for the novelty of an experience implies sense of experience

and experienceable, and is thus debarred from primitive consciousness,

which is merely a series of disconnected flashes, occurring a few times

at the critical moments in an organism’s life. It is probable that in

the origin of mind the first consciousness was the last, an entirely

unique and isolated phenomenon in the animal’s life, hence supremely

novel. However, at first, and undoubtedly also in later mind,

consciousness but slowly rises to the sense of novelty of consciousness

as such. After a long period of unconsciousness from any cause we do not

appreciate returning consciousness as _per se_ a comparatively novel

phenomenon. In early mind every experience is practically a new

experience, and so novel, but as there is no cognizance of experience in

any light, and least of all in this light which is rather remote from

immediate practicality, the feeling for novelty does not occur. Sense of

novelty implies a comparison of experience purely for its own sake,

certainly a very late acquirement. Thus in primitive mind, though all

experiences are uniformly fresh, yet they are not appreciated as such.

The feeling for novelty must always rest upon a considerable body of

experience unified by ego-sense and apprehended as such, that is,

consciousness of novelty implies both consciousness of consciousness and

self-consciousness. The consciousness of novelty is thus far from being

equivalent to novel consciousness. Whenever, even in advanced mind, a

novel consciousness occurs, we should be over hasty if we at once

concluded that feeling of novelty was also experienced.

The first step in life is to get an experience, to struggle into a

consciousness which may be immediately valuable, and which is at once

emotional and motor in its action; the second step is to compare and

identify the experience gained so as to ascertain its meaning for life

with greater certainty. Recognition thus comes early into play, but

while the sphere of the sense of the novel lies in that of the

unrecognised, it does not in any wise occupy the whole, for much that is

unrecognised still is far from conveying feeling of novelty, because

this feeling is, as we have said, far from being experienced on every

presentation of the novel. The novel is equivalent rather to the

unrecognisable. A dog may lose in a few months the power of recognising

its master, yet the master after such a lapse of time cannot be said to

awaken sense of novel. Though not recognised for master he is recognised

as one of many familiar objects, he is known to be a man, and that is as

far as the identification goes. The experience then is in reality not a

fresh one. Here is a new man but there is nothing novel in the

experience, much less is there a feeling of novelty. I doubt much if a

dog or any lower animal notices and appreciates pleasurably or painfully

the novel as such. The unrecognisable and unclassifiable presented to

them may agitate them in various ways, as contrast a horse and a

courageous dog on first seeing a locomotive, but there is no evidence of

real feeling of the novelty of the experience as such. The enjoyment of

the novel for its own sake is probably wholly confined to late human

psychism.

It must, indeed, be granted that change from monotonous or confining

circumstances is appreciated and appreciated pleasurably by lower

animals, though they may not know enough to seek change for its own

sake. Animals certainly suffer from _ennui_, and enjoy variety within

certain limits, but change is not newness, and absolute change or

novelty in strict sense hardly appeals to them, that is, they do not

appreciate the novelty of a situation. The really novel disturbs them,

they do not desire it nor are pleased with it. It is only in fact in the

higher ranges of human mind that experience of any kind, novel or

various, comes to be sought for its own sake. To say, “this is a novel

sensation,” or “how novel and delightful,” and all similar expressions,

denotes a frame of mind which is artificial, that is, lies away from and

beyond the common course of psychism under natural selection. The

changefulness of experience and the novelty of an experience are in

reality two distinct elements. One who has been ill in bed for weeks

enjoys the change in sitting up in his arm chair, but there is no real

novelty or sense of novelty. Everything, we say, is novel and

interesting to the child, tiresome and a bore to the blasé man of the

world. The world is, in truth, fresh and new to the child, but the sense

of the novel _per se_ is very slowly developed, and the rarer the novel

becomes, the more keen our appreciation of it. Where all is novel, there

can be no sense of novelty, for this is purely a contrast type of

psychosis. The zest and eagerness of the child proceeds from radically

other sentiments than the feeling for novelty; it is absorbed in things

for themselves and what they directly give, and does not stop to reflect

and feel about the relations of experiences, and so feel the novel as

such. Further we note that pleasing novelties are far from being equally

pleasing as such. It may be as novel to carry a potato in my pocket as a

double eagle, but not equally pleasing. The real value of novelty for

emotion must always be carefully determined by subtracting accessory

feelings.

With regard to the relation of novelty to pleasure and pain, the novel

and the sense of the novel is always in its inception under evolution by

natural selection unpleasant and painful. A novel experience is one

which can only originate in painful struggle, and the new is always _per

se_ distasteful to early mind, which is ever conservative in its

instincts and tendencies. A perfect life, biologically speaking, is one

which is perfectly adapted to its environment, and so goes through its

evolution with mechanically exact adjustment to circumstances; and the

novel would break in upon the unconscious rhythm which is here

perfected. Habituation becomes so iron fast that the novel, even when

distinctly pleasurable in itself, is resented, much less is the novel

sought for its own sake. However, so far as a novel experience may come

rather by way of regressiveness than progressiveness, it may delight us

by its novelty whenever the mind becomes capable of appreciating

novelty. Thus purely hereditary tendencies, which we do not accomplish

but which are accomplished in us during youth, as, for instance, the

sexual evolution, may charm, not only in themselves, but for their

novelty as well. But this experience which is not merely novel to the

individual as springing up spontaneously by _impetus_ from the past, but

which is novel for the race, and requires effort to assimilate, and so

is in the distinct line of higher evolution, as, the achieving a high

spiritual sentimentality in love; this, the real novel, is inevitably

and naturally painful. The first time the emotion of humility—a

comparatively recent evolution—was experienced by a human being was a

truly novel experience, though it is quite uncertain whether there was

with it either sense or sentiment of novelty.

If the novel and the novel experience—and these terms are practically

identical—are essentially painful, whence and how arises the peculiar

pleasure which we undeniably may experience in connection with the novel

appreciated as such? Must all such pleasure be placed to the account of

regressiveness? But pleasure of this kind is intrinsic in the act itself

and not for its novelty _per se_. There is a wide variety of experience

intrinsically either pleasurable or painful, which may be pleasurable to

us solely by reason of its novelty. I may enjoy the novel experience of

tasting a pomegranate, be the actual experience agreeable or

disagreeable, merely enjoying the novelty as such. What is this novelty,

why is it noticed, and why does it give occasion to pleasure or pain in

emotional form?

As we have already pointed out, the sense of the novel and emotion about

it cannot be said to arise with novel experiences in general. The novel

in the objective sense is the first occurrence of any given definite

kind of psychosis, as humility or pity, in the history of mind, and this

novelty is probably not at first appreciated.

Bain says that novelty is not an emotion, but “merely expresses the

superior force of all stimulants on being first applied.” But from the

point of view of psychic history the initial force of stimulants is

always very inferior and slight. For example, to taste and to

qualitatively distinguish tastes is an extremely slow growth in the

race, and by no means suddenly completed even in the offspring of the

most advanced individuals. Place a drop of wormwood extract on an

infant’s tongue and it may have a novel sensation and a disagreeable

one, as evidenced by the reaction, yet the real force of the sensation

is certainly quite inferior to that of a ten year old child in the given

case. The absolutely new impression is always slight, for mind is, in

the natural course of evolution, always slow at fully experiencing

things, it is by effort and by effort alone that it attains the several

orders of sensation and perception, and it is only by effort that they

are realized with greater and greater force and clearness. By the very

nature of psychic evolution as a progressive process toward helping

adjustability the novel exercises at the first but a slight reaction.

However, in the exigencies of existence the most wide awake, those most

susceptible to perceiving novelties and new circumstances and to being

suitably affected by them, have the advantage. Hence the apprehension,

interpretation, and application, of novelties is the path of progress

which finally culminates in the achievements of human invention. An

openness to the novel is thus of prime importance in a practical way,

though this is quite distinct from the pleasing sense of novelty.

However, the novel is not primarily attractive and interesting in and

for itself, but this must be accounted a late evolution in an artificial

period. The novel is at the first anything but charming. The absolutely

novel is never pleasant for its own sake.

It is only in a relative way that the objectively novel pleases, that

is, in the way of variety and change. Where overflowing mental energy by

reason of habituation finds no full and easy diverse activity the mind

is hampered and constrained. Thus youth in particular finds delight and

relief in new sights and sounds, in fresh experiences of all kinds.

Quickly wearied and exhausted in one channel and yet full of active

power, the mind springs rapidly from object to object along those lines

which ancestral experience has rendered the lines of least resistance,

thus especially in the plays and sports of childhood.

While the novel in this way as change pleases, yet there is no pleasing

sense of novelty. Sensations, sights, sounds, tastes, etc., please by

their novelty, there is a pleasure in the sensations not merely

intrinsic but relative to previous experiences, but the mind is not yet

capable of the emotion of novelty which belongs to reflective

consciousness. The child may be pleased by the novel, but is not

consciously charmed by the novelty. The sense of experience as novel,

and as such pleasing, belongs to a higher grade of consciousness than

the naïve direct consciousness of the child. Novelty consciously known,

appreciated, and sought for its own sake is a decidedly late evolution.

There is an emotion and emotion of pleasure which we may feel in view of

the novel _per se_. Not merely the new object becomes the stimulant of a

new and refreshing experience, but this experience being known as novel

by the reflecting consciousness, and contrasted with other experiences,

there comes therewith a peculiar ripple of pleasurable emotion, the

emotion of the novel. The first emotion of novelty is itself thereby a

novel consciousness which might be, to a very reflective self-conscious

mind, an object for another emotion of novelty. In touching upon the

emotion of novelty we have thus risen beyond the common course of

natural selection, to the point where experience values itself for its

own sake.

In contrast to the emotion of novelty is the emotion of familiarity.

This might be discussed in a strictly parallel way to our discussion of

the emotion of novelty. It is founded upon likeness, being the sentiment

of likeness. An absolute novelty, the perfectly new, is of course

imperceptible as such, and by the law of continuity cannot occur in

nature. Some correlation with past experience is required to make the

thing cognizable at all, as is also some measure of unlikeness to make

it distinguishable and so familiar. The emotion of familiarity is much

neglected by psychologists, yet it forms a more important and a larger

element in the pleasures of advanced mind than the emotion of novelty.

Many of the delights of home and domestic life are tinged by it. The

pleasing sense of familiarity is, of course, most felt in contrast after

some long experience of novelties, as when the traveller returns home

from a prolonged journey. Delight in the familiar for its own sake often

largely prompts to the revisiting old scenes and renewing old habits.

The emotions of novelty and familiarity have a constant contrasting play

in many men. The familiar which is painful in itself may yet, like the

novel painful in itself, be pleasurable. We often welcome the familiar

and novel purely for their own sake whatever be their actual

hedonalgic[C] content.

[Footnote C: This adjective, which I used before seeing Mr. Marshall’s

“algedonic,” more exactly expresses pleasure—pain quality.]

Noticed familiarity like novelty may be painful. The disgusting emotion

by which we may meet the unwelcome novelty, has its correlate in the

wearing sense of monotony from the regular return of the familiar even

though it be intrinsically pleasurable.

In the reflective emotions we have touched upon but a single group, the

novelty-familiarity, which is certainly a complex but interesting kind

of psychoses. In all this field we have rightly to separate mere

sensitiveness to likeness and unlikeness—a tolerably early

phenomenon—from sense of relatedness and unrelatedness of experiences in

and for themselves. Consciousness of experience as such is the mark of a

radically new type of consciousness, quite set off from the naïve

unreflecting consciousness under the primitive conditions of natural

selection and the struggle for existence. The significance of this, by

which experience rests purely upon itself and is for itself, leads into

a wide region. It is enough that we have instanced one of these later

emotions in contrast to the directly serviceable emotions which have

most concerned us in our present discussions, without inquiring closely

into its function. It is evident that in the ordinary course of

evolution the character of the situation as affecting life determines

the serviceable emotion, thus different kinds of harmful situations

determine fear, anger, hate, etc. If a situation is really interesting

for life, it ultimately will be both known and felt in the progress of

the struggle for existence just as surely as light, colour, sound, etc.,

are gradually appreciated. Hence we might predict that the novel

situation and the incongruous situation would receive some advantageous

cognitive and feeling response, and that even emotions of novelty,

familiarity, congruity, and incongruity, would arise, as well as the

feelings for these things, if this were useful; that is, experience may

ultimately consciously react upon itself in these ways as well as

directly sense mere objects. Now the pleasure in novelty for its own

sake, while not consciously in the region of natural selection, yet

indirectly may be favoured by it as propædeutic to progressiveness. It

would, indeed, from one standpoint seem possible to deduce according to

the law of serviceability the whole course of experience past, present

and future, and we might as assuredly predict particular feelings as we

may predict the evolution of the wing or the hoof or the four-ventricled

heart in the course of a physical biologic evolution. The psychic

biologic evolution is to a certain point as strictly interpretable by

the principle of advantageous natural selection as the physical, for the

two are really co-ordinated. In the near future of psychology every

psychosis in its origin and development will be as clearly traceable as

any purely physiological organ, though this can never be accomplished in

the purely objective manner, but will require a subjective manipulation

which is now quite beyond us.

Studies in the Evolutionary Psychology of Feeling · 第 11 / 21 章