front during the whole period covered.
These biographies are by no means confined to virtuous statesmen or
heroic generals, as we might very reasonably have expected. The Chinese
historian took a much broader view of his responsibilities to future
ages, and along with the above virtuous statesmen and heroic generals
he included lives of famous assassins, of tyrannical officials, of
courtiers, of flatterers, of men with nothing beyond the gift of the
gab, of politicians, of fortune-tellers, and the like.
This principle seems now to be widely recognised in the compilation of
biographical collections. It was initiated by a Chinese historian one
hundred years B.C.
His great work has come down to us as near as possible intact. To the
Chinese it is, and always has been, a priceless treasure; so much so
that every succeeding Dynastic History has been modelled pretty much
upon the same lines.
The custom has always been for the incoming dynasty to issue the history
of the dynasty it has overthrown, based upon materials which have been
gathered daily during the latter's lease of power. At this moment the
Historiographer's Department in Peking should be noting down current
events for the use of posterity, in the established belief that all
dynasties, even the most powerful, come to an end some day.
In addition to the Dynastic History proper, a custom has grown up of
compiling what is called the "Veritable Record" of the life of the
reigning Emperor. This is supposed to be written up every day, and with
an absolute fidelity which it is unnecessary to suspect, since the
Emperors are never allowed under any circumstances to cast an eye over
their own records.
When the Hanlin College was burnt down, in 1900, some said that the
"Veritable Records" of the present dynasty were destroyed. Others
alleged that they had been carted away several days previously. However
this may be, the "Veritable Records" of the great Ming dynasty, which
came to a close in 1644, after three hundred years of power, are safe in
Division B of the Cambridge Library, filling eighty-four large volumes
of manuscript.
The next historical epoch is that of Ssu-ma Kuang, a leading statesman
and scholar of the eleventh century A.D., who, after nineteen years of
continuous labour, produced a general history of China, in the form of
a chronological narrative, beginning with the fourth century B.C. and
ending with the middle of the tenth century A.D. This work, which is
popularly known as _The Mirror of History_, and is quite independent
of the dynastic histories, fills thirty-three of our large bound-up
volumes.
There is a quaint passage in the old man's Preface, dated 1084, and
addressed to the Emperor:--
"Your servant's physical strength is now relaxed; his eyes are
short-sighted and dim; of his teeth but a few remain. His memory is so
impaired that the events of the moment are forgotten as he turns away
from them, his energies having been wholly exhausted in the production
of this book. He therefore hopes that your Majesty will pardon his vain
attempt for the sake of his loyal intention, and in moments of leisure
will deign to cast the Sacred Glance over this work, so as to learn from
the rise and fall of former dynasties the secret of the successes and
failures of the present hour. Then, if such knowledge shall be applied
for the advantage of the Empire, even though your servant may lay his
bones in the Yellow Springs, the aim and ambition of his life will be
fulfilled."
Biography, as we have already seen, is to some extent provided for under
the dynastic histories. Its scope, however, has been limited in later
times, so far as the Historiographer's Department is concerned, to such
officials as have been named by Imperial edict for inclusion in the
national records. Consequently, there has always been a vast output of
private biographical literature, dealing with the lives of poets,
painters, priests, hermits, villains, and others, whose good and evil
deeds would have been long since forgotten, like those of the heroes
before Agamemnon, but for the care of some enthusiastic biographer.
Among our eight or ten collections of this kind, there is one which
deserves a special notice. This work is entitled _Biographies of
Eminent Women_, and it fills four extra-large volumes, containing 310
lives in all. The idea of thus immortalising the most deserving of his
countrywomen first occurred to a writer named Liu Hsiang, who flourished
just before the Christian era. I am not aware that his original work is
still procurable; the present work was based upon one by another writer,
of the third century A.D., and is brought down to modern times, being
published in 1779. Each biography is accompanied by a full-page
illustration of some scene in which the lady distinguished herself,--all
from the pencil of a well-known artist.
Three good-sized encyclopaedias, uniformly bound up in ninety-eight large
volumes, may fairly claim a moment's notice, not only as evidencing the
persistent literary industry of the Chinese, but because they are all
three perfect mines of information on subjects of interest to the
foreign student.
The first dates from the very beginning of the ninth century, and deals
chiefly with the Administration of Government, Political Economy, and
National Defences, besides Rites, Music, and subordinate questions.
The second dates from the twelfth century, and deals with the same
subjects, having additional sections on History and Chronology, Writing,
Pronunciation, Astronomy, Bibliography, Prodigies, Fauna and Flora,
Foreign Nations, etc.
The third, and best known to foreign scholars, is the encyclopaedia of
Ma Tuan-lin of the fourteenth century. It is on much the same lines as
the other two, being actually based upon the first, but has of course
the advantage of being some centuries later.
The above three works are in a uniform edition, published in the middle
of the eighteenth century under orders from the Emperor Ch'ien Lung.
There are also several other encyclopaedias of information on general
topics, extending to a good many volumes in each case.
One of these contains interesting extracts on all manner of subjects
taken from the lighter literature of China, such as Dreams, Palmistry,
Reminiscences of a Previous State of Existence, and even Resurrection
after Death. It was cut on blocks for printing in A.D. 981, only fifty
years after the first edition of the Confucian Canon was printed. The
Cambridge copy cannot claim to date from 981, but it does date from
1566.
Another work of the same kind was the _San Ts'ai T'u Hui_, issued in
1609, which is bound up in seventeen thick volumes. It is especially
interesting for the variety of topics on which information is given, and
also because it is profusely illustrated with full-page woodcuts. It has
chapters on Geography, with maps; on Ethnology, Language, the Arts and
Sciences, and even on various forms of Athletics, including the feats of
rope-dancers and acrobats, sword-play, boxing, wrestling, and foot-ball.
Under Tricks and Magic we see a man swallowing a sword, or walking
through fire, while hard by an acrobat is bending backward and drinking
from cups arranged upon the ground.
The chapters on Drawing are exceptionally good; they contain some
specimen landscapes of almost faultless perspective, and also clever
examples of free-hand drawing. Portrait-painting is dealt with, and ten
illustrations are given of the ten angles at which a face may be drawn.
The first shows one-tenth of the face from the right side, the second
two-tenths, and so on, waxing to full-face five-tenths; then waning sets
in on the left side, four, three, and two-tenths, until ten-tenths shows
nothing more than the back of the sitter's head.
There is a well-known Chinese story which tells how a very stingy man
took a paltry sum of money to an artist--payment is always exacted in
advance--and asked him to paint his portrait. The artist at once complied
with his request, but in an hour or so, when the portrait was finished,
nothing was visible save the back of the sitter's head. "What does this
mean?" cried the latter, indignantly. "Oh," replied the artist, "I
thought a man who paid so little as you wouldn't care to show his face!"
* * * * *
Perhaps some one may wonder how it is possible to arrange an
encyclopaedia for reference when the language in which it is written
happens to possess no alphabet.
Arrangement under Categories is the favourite method, and it is employed
in the following way:--
A number of such words as Heaven, Earth, Time, Man, Plants, Beasts,
Birds, Fishes, Minerals, and others are chosen, and the subjects are
grouped under these headings. Thus, Eclipses would come under Heaven,
Geomancy under Earth, the Passions under Man, though all classification
is not quite so simple as these specimens, and search is often prolonged
by failing to hit upon the right Category. Even when the Category is the
right one, many pages of Index have frequently to be turned over; but
once fix the reference in the Index, and the rest is easy, the
catch-word in each case being printed on the margin of each page, just
where the finger comes when turning the pages rapidly over.
The Chinese are very fond of collections of reprints, published in
uniform editions and often extending to several hundred volumes. My
earliest acquaintance with literature is associated with such a
collection in English. It was called _The Family Library_, and ran to
over a hundred volumes, if I recollect rightly, and included the works
of Washington Irving and the immortal story of _Rip Van Winkle_. There
is also a Chinese Rip Van Winkle, a tale of a man who, wandering one day
in the mountains, came upon two boys playing checkers; and after
watching them for some time, and eating some dates they gave him, he
discovered that the handle of an axe he was carrying had mouldered into
dust. Returning home, he found, as the Chinese poet puts it,
"City and suburb as of old,
But hearts that loved him long since cold."
Seven generations had passed away in the interim.
The Cambridge Library possesses several of these collections of
reprints. One of them is perhaps extra valuable because the wooden
blocks from which it was printed were destroyed during the T'ai-p'ing
Rebellion, some forty years ago.
I may mention here, though not properly belonging to this section, that
we possess a good collection of the curious pamphlets issued by the
T'ai-p'ing rebels.
Other interesting works to be found in Division B are the Statutes of
the present dynasty, which began in 1644, and even those of the previous
dynasty, the latter being an edition of 1576.
Then there is the Penal Code of this dynasty, in several editions;
various collections of precedents; handbooks for magistrates, with
recorded decisions and illustrative cases.
A magistrate or judge in China is not expected to know anything about
law.
Attached to the office of every official who may be called upon to try
criminal cases is a law expert, to whom the judge or magistrate may
refer, when he has any doubt, in private, just as our unpaid justices of
the peace in England refer for guidance to the qualified official
attached to the court.
Before passing on to the next section, one last volume, taken at
haphazard, bears the weird title, _A Record in Dark Blood_. This work
contains notices of eminent statesmen and others, who met violent
deaths, each accompanied by a telling illustration of the tragic scene.
Some of the incidents go far to dispose of the belief that patriotism is
quite unknown to the Chinese.
* * * * *
Division C is devoted to Geography and to Topography. Here stands the
Imperial Geography of the Empire, in twenty-four large volumes, with
maps, in the edition of 1745. Here, too, stand many of the Topographies
for which China is justly celebrated. Every Prefecture and every
District, or Department,--and the latter number about fifteen
hundred,--has its Topography, a kind of local history, with all the
noticeable features of the District, its bridges, temples, and like
buildings, duly described, together with biographies of all natives of
the District who have risen to distinction in any way. Each Topography
would occupy about two feet of shelf; consequently a complete collection
of all the Topographies of China, piled one upon the other, would form a
vertical column as high as the Eiffel Tower. Yet Topography is only an
outlying branch of Chinese literature.
Division C further contains the oldest printed book in the Cambridge
University Library, and a very interesting one to boot. It is entitled
_An Account of Strange Nations_, and was published between 1368 and
1398. Its contents consist of short notices of about 150 nationalities
known more or less to the Chinese, and the value of these is much
enhanced by the woodcuts which accompany each notice.
Among the rest we find Koreans, Japanese, Hsiung-nu (the forefathers of
the Huns), Kitan Tartars, tribes of Central Asia, Arabs, Persians, and
even Portuguese, Jean de Montecorvino, who had been appointed archbishop
of Peking in 1308, having died there in 1330. Of course there are a few
pictures of legendary peoples, such as the Long-armed Nation, the
One-eyed Nation, the Dog-headed Nation, the Anthropophagi,
"and men whose heads
Do grow beneath their shoulders."
There is also an account of Fusang, the country where grew the famous
plant which some have tried to identify with the Mexican aloe, thus
securing the discovery of America for the Chinese.
The existence of many of these nations is duly recorded by Pliny in his
_Natural History_, in words curiously identical with those we find in
the Chinese records.
Some strange birds and animals are given at the end of this book, the
most interesting of all being an accurate picture of the zebra, here
called the _Fu-lu_, which means "Deer of Happiness," but which is
undoubtedly a rough attempt at _fara_, an old Arabic term for the wild
ass. Now, the zebra being quite unknown in Asia, the puzzle is, how the
Chinese came to be so well acquainted with it at that early date.
The condition of the book is as good as could be expected, after six
hundred years of wear and tear. Each leaf, here and there defective, is
carefully mounted on sheets of stiff paper, and all together very few
characters are really illegible, though sometimes the paper has slipped
upon the printing-block, and has thus given, in several cases, a double
outline.
Alongside of this stands the modern work of the kind, published in 1761,
with an introductory poem from the pen of the Emperor Ch'ien Lung. It
contains a much longer list of nations, including the British, French,
Spanish, Dutch, Russians, Swedes, and others, and the illustrations--a
man and woman of each country--are perfect triumphs of the block-cutter's
art, the lines being inconceivably fine.
* * * * *
Division D contains Poetry, Novels, and Plays. Under Poetry, in addition
to collections of the works of this or that writer, there are numerous
anthologies, to which the Chinese are very partial. The mass of Chinese
poetry is so vast, that it is hopeless for the general reader to do much
more than familiarise himself with the best specimens of the greatest
poets. It is interesting to note that all the more extensive anthologies
include a considerable number of poems by women, some of quite a high
order.
Two years ago, an eminent scientist at Cambridge said to me, "Have the
Chinese anything in the nature of poetry in their language?" In reply to
this, I told him of a question once put to me by a friendly Mandarin in
China: "Have you foreigners got books in your honourable country?" We
are apt to smile at Chinese ignorance of Western institutions; but if we
were Chinamen, the smile perhaps would sometimes be the other way about.
Such novels as we have in our library belong entirely to what may be
called the classical school, and may from many points of view be
regarded as genuine works of art. Besides these, there is in the market
a huge quantity of fiction which appeals to the less highly educated
classes, and even to those who are absolutely unable to read. For the
latter, there are professional readers and story-tellers, who may often
be seen at some convenient point in a Chinese town, delighting large
audiences of coolies with tales of love, and war, and heroism, and
self-sacrifice. These readers do not read the actual words of the book,
which no coolie would understand, but transpose the book-language into
the colloquial as they go along.
_A propos_ of novels, I should like just to mention one, a romantic
novel of war and adventure, based upon the _History of the Three
Kingdoms_, third century A.D., an epoch when China was split up under
three separate sovereigns, who fought one another very much after the
style of the Wars of the Roses in English history. This novel, a very
long one, occupies perhaps the warmest corner in the hearts of the
Chinese people. They never tire of listening to its stirring episodes,
its hair-breadth escapes, its successful ruses, and its appalling
combats.
Some twelve years ago, a friend of mine undertook to translate it into
English. After writing out a complete translation,--a gigantic task,--he
rewrote the whole from beginning to end, revising every page thoroughly.
In the spring of 1900, after ten years of toil, it was ready for the
press; three months later it had been reduced to ashes by the Boxers at
Peking.
"Sunt lacrymae rerum ..."
Chinese plays in the acting editions may be bought singly at
street-stalls for less than a cent apiece. For the library, many good
collections have been made, and published in handsome editions.
This class of literature, however, does not stand upon a high level, but
corresponds with the low social status of the actor; and it is a curious
fact--true also of novels--that many of the best efforts are anonymous.
Plays by women are also to be found; but I have never yet come across,
either on the stage or in literature, any of those remarkable dramas
which are supposed to run on month after month, even into years.
* * * * *
Division E is a very important one for students of the Chinese language.
Here we find a number of works of reference, most of which may be
characterised as indispensable, and the great majority of which are
easily procurable at the present day.
Beginning with dictionaries, we have the famous work of Hsue Shen, who
died about A.D. 120. There was at that date no such thing as a Chinese
dictionary, although the language had already been for some centuries
ripe for such a production, and accordingly Hsue Shen set to work to fill
the void. He collected 9353 written characters,--presumably all that
were in existence at the time,--to which he added 1163 duplicates,
_i.e._ various forms of writing the same character, and then arranged
them in groups under those parts which, as we have already seen in the
preceding Lecture, are indicators of the direction in which the sense of
a character is to be looked for. Thus, all characters containing the
element [CJK:72AD] "dog" were brought together; all those containing
[CJK:8279] "vegetation," [chuang] "disease," etc.
So far as we know, this system originated with him; and we are therefore
not surprised to find that in his hands it was on a clumsier scale than
that in vogue to-day. Hsue Shen uses no fewer than 540 of these
indicators, and even when the indicator to a character is satisfactorily
ascertained, it still remains to search through all the characters under
that particular group. Printing from movable types would have been
impossible under such a system.
In the modern standard dictionary, published in 1716, under the
direction of the Emperor K'ang Hsi, there are only 214 indicators
employed, and there is a further sub-arrangement of these groups
according to the number of strokes in the other, the phonetic portion of
the character. Thus, the indicators "hand," "wood," "fire," "water," or
whatever it may be, settle the group in which a given character will be
found, and the number of strokes in the remaining portion will refer it
to a comparatively small sub-group, from which it can be readily picked
out. For instance, [song] "a fir tree" will be found under the indicator
[mu] "tree," sub-group No. 4, because the remaining portion [gong]
consists of four strokes in writing.
Good copies of this dictionary are not too easily obtained nowadays. The
"Palace" edition, as it is called, is on beautifully white paper, and is
a splendid specimen of typography.
A most wonderful literary feat was achieved under the direction of
the before-mentioned Emperor K'ang Hsi, when a general Concordance
to the phraseology of all literature was compiled and published for
general use. Word-concordances to the Bible and to Shakespeare are
generally looked upon as no small undertakings, but what about
a phrase-concordance to all literature? Well, in 1711 this was
successfully carried out, and remains to-day as a monument of the
literary enterprise of the great Manchu-Tartar monarch with whose name
it is inseparably associated.
The term "literature" here means serious literature, the classics,
histories, poetry, and the works of philosophers, of recognised
authorities, and of brilliant writers generally.
It was not possible, for obvious reasons, to arrange this collection of
phrases according to the 214 indicators, as in a dictionary of words. It
is arranged according to the Tones and Rhymes.
Let me try to express all this in terms of English literature. Reading
a famous poem, I come across the lines
"And every shepherd tells his tale
Under the hawthorn in the dale."
Now suppose that I do not know the meaning of "tells his tale." [I
recollect perfectly that as a boy I thought it meant "whispered the old
story into the ear of a shepherdess."] I determine to hunt it up in the
Concordance. First of all, I find out from the Dictionary, if I do not
know, to what Tone _tale_, always the last word of the phrase, belongs.
Under that tone will be found various groups of words, each with a
key-word which is called the Rhyme, that is to say, a key-word with
which all the words in this group rhyme. There are only 106 of these
key-words all together distributed over the Tones, and every word in the
Chinese language must rhyme with one of them.
The question of rhyme in Chinese is a curious one, and before going any
farther it may be as well to try to clear it up a little. All Chinese
poetry is in rhyme; there is no such thing as blank verse. The _Odes_,
collected and edited by Confucius, provide the standard of rhyme. Any
words which are found to rhyme there may be used as rhymes anywhere
else, and no others. The result is, that the number of rhyme-groups is
restricted to 106; and not only that, but of course words which rhymed
to the ear five hundred years B.C. do so no longer in 1902. Yet such are
the only authorised rhymes to be used in poetry, and any attempt to
ignore the rule would insure disastrous failure at the public
examinations.
This point may to some extent be illustrated in English. The first two
lines of the _Canterbury Tales_, which I will take to represent the
_Odes_, run thus in modern speech:--
"When that Aprilis with his showers sweet,
The drought of March hath pierced to the root."
No one nowadays rhymes _sweet_ with _root_. Neither did Chaucer; the two
words, _sote_ and _rote_, were in his days perfect rhymes. But if we
were Chinese, we should now rhyme _sweet_ with _root_, because, so to
speak, Chaucer did so.
When the Tone of a word is known, it is also known in which quarter of
the whole work to look; and when the Rhyme is known, it is also known
in which part of that quarter the key-word, or rhyme, will be found.
Suppose the key-word to be _gale_, it might be necessary to turn over
a good many pages before finding, neatly printed in the margin, the
required word, _tale_. Under _tale_ I should first of all find phrases
of two words, _e.g._ "traveller's tale," "fairy-tale"; and I should have
to look on until I came to groups of three characters, _e.g._ "old
wife's tale," "tells his tale," and so forth. Finally, under "tells his
tale" I should still not find, what all students would like so much, a
plain explanation of what the phrase means, but only a collection of the
chief passages in literature in which "tells his tale" occurs. In one
of these there would probably be some allusion to sheep, and in another
to counting, and so it would become pretty plain that when a shepherd
"tells his tale," he does not whisper soft nothings into the ear of a
shepherdess, but is much more prosaically engaged in counting the number
of his sheep.
Our Cambridge copy of the Concordance is bound up in 44 thick volumes.
Each volume contains on an average 840 pages, and each page about 400
characters. This gives a sum total of about 37,000 pages, and about
15,000,000 characters. Translated into English, this work would be
one-third as large again, 100 pages of Chinese text being equal to about
130 of English.
In the year 1772 the enlightened Emperor Ch'ien Lung, who then sat upon
the throne, gave orders that a descriptive Catalogue should be prepared
of the books in the Imperial Library. And in order to enhance its
literary value, his Majesty issued invitations to the leading provincial
officials to take part in the enterprise by securing and forwarding to
Peking any rare books they might be able to come across.
The scheme proved in every way successful. Many old works were rescued
from oblivion and ultimate destruction, and in 1795 a very wonderful
Catalogue was laid before the world in print. It fills twenty-six octavo
volumes of about five hundred pages to each, the works enumerated being
divided into four classes,--the Confucian Canon, History, Philosophy, and
General Literature. Under each work we have first of all an historical
sketch of its origin, with date of publication, etc., when known; and
secondly, a careful critique dealing with its merits and defects. All
together, some eight thousand to ten thousand works are entered and
examined as above, and the names of those officials who responded to the
Imperial call are always scrupulously recorded in connection with the
books they supplied.
Among many illustrated books, there is a curious volume in the Library
published about twenty-five years ago, which contains short notices of
all the Senior Classics of the Ming dynasty, A.D. 1368-1644. They number
only seventy-six in all, because the triennial examination had not then
come into force; whereas during the present dynasty, between 1644 and
twenty-five years ago, a shorter period, there have been no fewer than
one hundred Senior Classics, whose names are all duly recorded in a
Supplement.
The pictures which accompany the letterpress are sometimes of quite
pathetic interest.
In one instance, the candidate, after his journey to Peking, where the
examination is held, has gone home to await the result, and is sitting
at dinner with his friends, when suddenly the much-longed-for messenger
bursts in with the astounding news. In the old days this news was
carried to all parts of the country by trained runners; nowadays the
telegraph wires do the business at a great saving of time and muscle,
with the usual sacrifice of romance.
Another student has gone home, and settled down to work again, not
daring even to hope for success; but overcome with fatigue and anxiety,
he falls asleep over his books. In the accompanying picture we see his
dream,--a thin curl, as it were of vapour, coming forth from the top of
his head and broadening out as it goes, until wide enough to contain the
representation of a man, in feature like himself, surrounded by an
admiring crowd, who acclaim him Senior Classic. With a start the
illusion is dispelled, and the dreamer awakes to find himself famous.
To those who have followed me so far, it must, I hope, be clear that,
whatever else the Chinese may be, they are above all a literary people.
They have cultivated literature as no other people ever has done, and
they cultivate it still.
Literary merit leads to an official career, the only career worth
anything in the eyes of the Chinese nation.
From his earliest school days the Chinese boy is taught that men without
education are but horses or cows in coats and trousers, and that success
at the public examinations is the greatest prize this world has to
offer.
To be among the fortunate three hundred out of about twelve thousand
candidates, who contend once every three years for the highest degree,
is to be enrolled among the Immortals for ever; while the Senior Classic
at a final competition before the Emperor not only covers himself, but
even his remote ancestors, his native village, his district, his
prefecture, and even his province, with a glory almost of celestial
splendour.
LECTURE III
DEMOCRATIC CHINA
DEMOCRATIC CHINA
Theoretically speaking, the Empire of China is ruled by an autocratic
monarch, responsible only to God, whose representative he is on earth.
Once every year the Emperor prays at the Temple of Heaven, and
sacrifices in solemn state upon its altar. He puts himself, as it were,
into communication with the Supreme Being, and reports upon the fidelity
with which he has carried out his Imperial trust.
If the Emperor rules wisely and well, with only the happiness of his
people at heart, there will be no sign from above, beyond peace and
plenty in the Empire, and now and then a double ear of corn in the
fields--a phenomenon which will be duly recorded in the _Peking Gazette_.
But should there be anything like laxness or incapacity, or still worse,
degradation and vice, then a comet may perhaps appear, a pestilence may
rage, or a famine, to warn the erring ruler to give up his evil ways.
And just as the Emperor is responsible to Heaven, so are the viceroys
and governors of the eighteen provinces--to speak only of China
proper--nominally responsible to him, in reality to the six departments
of state at Peking, which constitute the central government, and to
which a seventh has recently been added--a department for foreign
affairs.
So long as all goes well--and in ordinary times that "all" is confined
to a regular and sufficient supply of revenue paid into the Imperial
Treasury--viceroys and governors of provinces are, as nearly as can be,
independent rulers, each in his own domain.
For purposes of government, in the ordinary sense of the term, the 18
provinces are subdivided into 80 areas known as "circuits," and over
each of these is set a high official, who is called an intendant of
circuit, or in Chinese a _Tao-t'ai_. His circuit consists of 2 or more
prefectures, of which there are in all 282 distributed among the 80
circuits, or about an average of 3 prefectures to each.
Every prefecture is in turn subdivided into several magistracies, of
which there are 1477 in all, distributed among the 282 prefectures,
or about an average of 5 magistracies to each.
Immediately below the magistrates may be said to come the people; though
naturally an official who rules over an area as big as an average
English county can scarcely be brought into personal touch with all
those under his jurisdiction. This difficulty is bridged over by the
appointment of a number of head men, or headboroughs, who are furnished
with wooden seals, and who are held responsible for the peace and good
order of the wards or boroughs over which they are set. The post is
considered an honourable one, involving as it does a quasi-official
status. It is also more or less lucrative, as it is necessary that all
petitions to the magistrate, all conveyances of land, and other legal
instruments, should bear the seal of the head man, as a guarantee of
good faith, a small fee being payable on each notarial act.
On the other hand, the post is occasionally burdensome and trying in the
extreme. For instance, if a head man fails to produce any criminals or
accused persons, either belonging to, or known to be, in his district,
he is liable to be bambooed or otherwise severely punished.
In ordinary life the head man is not distinguishable from the masses of
his fellow-countrymen. He may often be seen working like the rest, and
even walking about with bare legs and bare feet.
Thus in a descending scale we have the Emperor, the viceroys and
governors of the 18 provinces, the intendants, or _Tao-t'ais_, of the 80
circuits, the prefects of the 282 prefectures, the magistrates of the
1477 magistracies, the myriad headboroughs, and the people.
The district magistrates, so far as officials are concerned, are the
real rulers of China, and in conjunction with the prefects are popularly
called "father-and-mother" officials, as though they stood _in loco
parentium_ to the people, whom, by the way, they in turn often speak of,
even in official documents, as "the babies."
The ranks of these magistrates are replenished by drafts of those
_literati_ who have succeeded in taking the third, or highest, degree.
Thus, the first step on the ladder is open to all who can win their way
by successful competition at certain literary examinations, so long as
each candidate can show that none of his ancestors for three generations
have been either actors, barbers and chiropodists, priests,
executioners, or official servants.
Want of means may be said to offer no obstacle in China to ambition and
desire for advancement. The slightest aptitude in a boy for learning
would be carefully noted, and if found to be the genuine article, would
be still more carefully fostered. Not only are there plenty of free
schools in China, but there are plenty of persons ready to help in so
good a cause. Many a high official has risen from the furrowed fields,
his educational expenses as a student, and his travelling expenses as a
candidate, being paid by subscription in his native place. Once
successful, he can easily find a professional money-lender who will
provide the comparatively large sums required for his outfit and journey
to his post, whither this worthy actually accompanies him, to remain
until he is repaid in full, with interest.
A successful candidate, however, is not usually sent straight from
the examination-hall to occupy the important position of district
magistrate. He is attached to some magistracy as an expectant official,
and from time to time his capacity is tested by a case, more or less
important, which is entrusted to his management as deputy.
The duties of a district magistrate are so numerous and so varied that
one man could not possibly cope with them all. At the same time he is
fully responsible. In addition to presiding over a court of first
instance for all criminal trials in his district, he has to act as
coroner (without a jury) at all inquests, collect and remit the
land-tax, register all conveyances of land and house-property, act as
preliminary examiner of candidates for literary degrees, and perform a
host of miscellaneous offices, even to praying for rain or fine weather
in cases of drought or inundation. He is up, if anything, before the
lark; and at night, often late at night, he is listening to the
protestations of prisoners or bambooing recalcitrant witnesses.
But inasmuch as the district may often be a large one, and two inquests
may be going on in two different directions on the same day, or there
may be other conflicting claims upon his time, he has constantly to
depute his duties to a subordinate, whose usual duties, if he has any,
have to be taken by some one else, and so on. Thus it is that the
expectant official every now and then gets his chance.
This scheme leaves out of consideration a number of provincial
officials, who preside over departments which branch, as it were, from
the main trunk, and of whom a few words only need now be said.
There are several "commissioners," as they are sometimes called; for
instance, the commissioner of finance, otherwise known as the provincial
treasurer, who is charged with the fiscal administration of his
particular province, and who controls the nomination of nearly all the
minor appointments in the civil service, subject to the approval of the
governor.
Then there is the commissioner of justice, or provincial judge,
responsible for the due administration of justice in his province.
There is also the salt commissioner, who collects the revenue derived
from the government monopoly of the salt trade; and the grain
commissioner, who looks after the grain-tax, and sees that the tribute
rice is annually forwarded to Peking, for the use of the Imperial Court.
There are also military officials, belonging to two separate and
distinct army organisations.
The Manchus, when they conquered the Empire, placed garrisons of their
own troops, under the command of Manchu generals, at various important
strategic points; and the Tartar generals, as they are called, still
remain, ranking nominally just above the viceroy of the province, over
whose actions they are supposed to keep a careful watch.
Then there is a provincial army, with a provincial commander-in-chief,
etc.
Now let us return to the main trunk, working upward by way of
recapitulation.
We have reached the people and their head men, or headboroughs, over
whom is set the magistrate, with a nominal salary which would be quite
insufficient for his needs, even if he were ever to draw it. For he has
a large staff to keep up; some few of whom, no doubt, keep themselves by
fees and _douceurs_ of various kinds obtained from litigants and others
who have business to transact.
The income on which the magistrate lives, and from which, after a life
of incessant toil, he saves a moderate competence for the requirements
of his family, is deducted from the gross revenues of his magistracy,
leaving a net amount to be forwarded to the Imperial Treasury. So long
as his superiors are satisfied with what he remits, no questions are
asked as to original totals. It is recognised that he must live, and the
value of every magistracy is known within a few hundred ounces of silver
one way or the other.
Above the magistrate, and in control of several magistracies, comes the
prefect, who has to satisfy his superiors in the same way. He has the
general supervision of all civil business in his prefecture, and to him
must be referred every appeal case from the magistracies under his
jurisdiction, before it can be filed in a higher court.
Above him comes the intendant of circuit, or _Tao-t'ai_, in control of
several prefectures, to whom the same rule applies as to satisfying
demands of superiors; and above him come the governor and viceroy, who
must also satisfy the demands of the state departments in Peking.
It would now appear, from what has been already stated, that all a
viceroy or governor has to do is to exact sufficient revenue from
immediate subordinates, and leave them to exact the amounts necessary
from _their_ subordinates, and so on down the scale until we reach the
people. The whole question therefore resolves itself into this, What can
the people be made to pay?
The answer to that question will be somewhat of a staggerer to those who
from distance, or from want of close observation, regard the Chinese as
a down-trodden people, on a level with the Fellahin of Egypt in past
times. For the answer, so far as my own experience goes, is that only so
much can be got out of the Chinese people as the people themselves are
ready and willing to pay. In other words, with all their show of an
autocratic ruler and a paternal government, the people of China tax
themselves.
I am now about to do more than state this opinion; I am going to try to
prove it.
The philosopher Mencius, who flourished about one hundred years after
Confucius, and who is mainly responsible for the final triumph of the
Confucian doctrine, was himself not so much a teacher of ethics as
a teacher of political science. He spent a great part of his life
wandering from feudal state to feudal state, advising the various vassal
nobles how to order their dominions with the maximum of peace and
prosperity and the minimum of misery and bloodshed.
One of these nobles, Duke Wen, asked Mencius concerning the proper way
to govern a state.
"The affairs of the people," replied the philosopher, "must not be
neglected. For the way of the people is thus: If they have a fixed
livelihood, their hearts will also be fixed; but if they have not a
fixed livelihood, neither will their hearts be fixed. And if they have
not fixed hearts, there is nothing in the way of crime which they will
not commit. Then, when they have involved themselves in guilt, to follow
up and punish them,--this is but to ensnare them."
In another passage Mencius says: "The tyrants of the last two dynasties,
Chieh and Chou, lost the Empire because they lost the people, by which I
mean that they lost the hearts of the people. There is a way to get the
Empire;--get the people, and you have the Empire. There is a way to get
the people;--get their hearts, and you have them. There is a way to get
their hearts;--do for them what they wish, and avoid doing what they do
not wish."
Those are strong words, especially when we consider that they come from
one of China's most sacred books, regarded by the Chinese with as much
veneration as the Bible by us,--a portion of that Confucian Canon, the
principles of which it is the object of every student to master, and
should be the object of every Chinese official to carry into practice.
But those words are mild compared with another utterance by Mencius in
the same direction.
"The people are the most important element in a nation; the gods come
next; the sovereign is the least important of all."
We have here, in Chinese dress, wherein indeed much of Western wisdom
will be found, if students will only look for it, very much the same
sentiment as in the familiar lines by Oliver Goldsmith:--
"Princes and lords may flourish or may fade,--
A breath can make them, as a breath has made;
But a bold peasantry, their country's pride
When once destroyed, can never be supplied."
The question now arises, Are all these solemn sayings of Mencius to be
regarded as nothing more than mere literary rodomontade, wherewith to
beguile an enslaved people? Do the mandarins keep the word of promise to
the ear and break it to the hope? Or do the Chinese people enjoy in real
life the recognition which should be accorded to them by the terms of
the Confucian Canon?
Every one who has lived in China, and has kept his eyes open, must have
noticed what a large measure of personal freedom is enjoyed by even the
meanest subject of the Son of Heaven. Any Chinaman may travel all over
China without asking any one's leave to start, and without having to
report himself, or be reported by his innkeeper, at any place at which
he may choose to stop. He requires no passport. He may set up any
legitimate business at any place. He is not even obliged to be educated,
or to follow any particular calling. He is not obliged to serve as a
soldier or sailor. There are no sumptuary laws, nor even any municipal
laws. Outside the penal code, which has been pronounced by competent
Western lawyers to be a very ably constructed instrument of government,
there is nothing at all in the way of law, civil law being altogether
absent as a state institution. Even the penal code is not too rigidly
enforced. So long as a man keeps clear of secret societies and remains a
decent and respectable member of his family and of his clan, he has very
little to fear from the officials. The old ballad of the husbandman,
which has come down to us from a very early date indeed, already hints
at some such satisfactory state of things. It runs thus:--
"Work, work,--from the rising sun
Till sunset comes and the day is done
I plough the sod,
And harrow the clod,
And meat and drink both come to me,--
Ah, what care I for the powers that be?"
Many petty offences which are often dealt with very harshly in England,
pass in China almost unnoticed. No shopkeeper or farmer would be fool
enough to charge a hungry man with stealing food, for the simple reason
that no magistrate would convict. It is the shopkeeper's or farmer's
business to see that such petty thefts cannot occur. Various other
points might be noticed; but we must get back to taxation, which is
really the _crux_ of the whole position.
All together the Chinese people may be said to be lightly taxed. There
is the land-tax, in money and in kind; a tax on salt; and various
_octroi_ and customs-duties, all of which are more or less fixed
quantities, so that the approximate amount which each province should
contribute to the central government is well known at Peking, just as it
is well known in each province what amounts, approximately speaking,
should be handed up by the various grades of territorial officials.
I have already stated that municipal government is unknown; consequently
there are no municipal rates to be paid, no water-rate, no poor-rate,
and not a cent for either sanitation or education. And so long as the
Imperial taxes are such as the people have grown accustomed to, they are
paid cheerfully, even if sometimes with difficulty, and nothing is said.
A curious instance of this conservative spirit in the Chinese people,
even when operating against their own interests, may be found in the tax
known as _likin_, against which foreign governments have struggled so
long in vain. This tax, originally one-tenth per cent on all sales, was
voluntarily imposed upon themselves by the people, among whom it was at
first very popular, with a view of making up the deficiency in the
land-tax of China caused by the T'ai-p'ing Rebellion and subsequent
troubles. It was to be set apart for military purposes only,--hence its
common name "war-tax,"--and was alleged by the Tsung-li Yamen to be
adopted merely as a temporary measure. Yet, though forty years have
elapsed, it still continues to be collected as if it were one of the
fundamental taxes of the Empire, and the objections to it are raised,
not by the people of China, but by foreign merchants with whose trade
it interferes.
Here we have already one instance of voluntary self-taxation on the part
of the people; what I have yet to show is that all taxation, even though
not initiated as in this case by the people, must still receive the
stamp of popular approval before being put into force. On this point I
took a good many notes during a fairly long residence in China, leading
to conclusions which seem to me irresistible.
Let us suppose that the high authorities of a province have determined,
for pressing reasons, to make certain changes in the incidence of
taxation, or have called upon their subordinates to devise means for
causing larger sums to find their way into the provincial treasury.
The invariable usage, previous to the imposition of a new tax, or
change in the old, is for the magistrate concerned to send for the
leading merchants whose interests may be involved, or for the headboroughs
and village elders, according to the circumstances in each case, and to
discuss the proposition in private. Over an informal entertainment, over
tea and pipes, the magistrate pleads the necessities of the case, and
the peremptory orders of his superiors; the merchants or village elders,
feeling that, as in the case of _likin_ above mentioned, when taxes
come they come to stay, resist on principle the new departure by every
argument at their control. The negotiation ends, in ninety-nine
instances out of a hundred, in a compromise. In the hundredth instance
the people may think it right to give way, or the mandarin may give way,
in which case things remain _in statu quo_, and nothing further is heard
of the matter.
There occur cases, however, happily rare, in which neither will give
way--at first. Then comes the tug of war. A proclamation is issued,
describing the tax, or the change, or whatever it may be, and the
people, if their interests are sufficiently involved, prepare to resist.
Combination has been raised in China to the level of a fine art. Nowhere
on earth can be found such perfect cohesion of units against forces
which would crush each unit, taken individually, beyond recognition.
Every trade, every calling, even the meanest, has its guild, or
association, the members of which are ever ready to protect one another
with perfect unanimity, and often great self-sacrifice. And combination
is the weapon with which the people resist, and successfully resist, any
attempt on the part of the governing classes to lay upon them loads
greater than they can or will bear. The Chinese are withal an
exceptionally law-abiding people, and entertain a deep-seated respect
for authority. But their obedience and their deference have pecuniary
limits.
I will now pass from the abstract to the concrete, and draw upon my
note-book for illustrations of this theory that the Chinese are a
self-taxing and self-governing people.
Under date October 10, 1880, from Chung-king in the province of
Ssuch'uan, the following story will be found in the _North China
Herald_, told by a correspondent:--
"Yesterday the Pah-shien magistrate issued a proclamation, saying that
he was going to raise a tax of 200 _cash_ on each pig killed by the
pork-butchers of this city, and the butchers were to reimburse
themselves by adding 2 _cash_ per _pound_ to the price of pork. The
butchers, who had already refused to pay 100 _cash_ per hog, under the
late magistrate, were not likely to submit to the payment of 200 under
this one, and so resolved not to kill pigs until the grievance was
removed; and this morning a party of them went about the town and seized
all the pork they saw exposed for sale. Then the whole of the butchers,
over five hundred at least, shut themselves up in their guild, where the
magistrate tried to force an entry with two hundred or three hundred of
his runners. The butchers, however, refused to open the door, and the
magistrate had to retire very much excited, threatening to bring them to
terms. People are inclined to think the magistrate acted wrongly in
taking a large force with him, saying he ought to have gone alone."
Three days later, October 13:--
"There is great excitement throughout the city, and I am told that the
troops are under arms. I have heard several volleys of small arms being
fired off, as if in platoon exercise. All the shops are shut, people
being afraid that the authorities may deal severely with the butchers,
and that bad characters will profit by the excitement to rob and plunder
the shops."
Two days later, October 15:--
"The pork-butchers are still holding out in their guild-house, and
refuse to recommence business until the officials have promised that the
tax on pigs will not be enforced now or hereafter. The prefect has been
going the rounds of the city calling on the good people of his
prefecture to open their shops and transact business as usual, saying
that the tax on pigs did not concern other people, but only the
butchers."
One day later, October 16:--
"The Pah-shien magistrate has issued a proclamation apologising to the
people generally, and to the butchers particularly, for his share of the
work in trying to increase the obnoxious tax on pigs. So the officials
have all miserably failed in squeezing a _cash_ out of the 'sovereign
people' of Ssuch'uan."
I have a similar story from Hangchow, in Chehkiang, under date April 10,
1889, which begins as follows:--
"The great city of Hangchow is extremely dry. There are probably seven
hundred thousand people here, but not a drop of tea can be bought in any
of the public tea-houses. There is a strike in tea. The tea-houses are
all closed by common agreement, to resist a tax, imposed in the
beginning of the year, to raise money for the sufferers by famine."
In the next communication from this correspondent, we read, "The strike
of the keepers of tea-shops ended very quietly a few days after it
began, by the officials agreeing to accept the sum of fifteen hundred
dollars once for all, and release tea from taxation."
This is what happened recently in Pakhoi, in the province of
Kuangtung:--
"Without the consent of the dealers, a new local tax was imposed on the
raw opium in preparation for use in the opium shops. The imposition of
this tax brought to light the fact, hitherto kept secret, that of the
opium consumed in Pakhoi and its district, only sixty-two per cent was
imported drug, the remaining third being native opium, which was
smuggled into Pakhoi, and avoided all taxation. The new tax brought this
smuggled opium under contribution, and this was more than the local
opium interest would stand. The opium dealers adopted the usual tactics
of shutting their shops, thus transferring the _onus_ of opposition to
their customers. These last paid a threatening visit to the chief
authority of Pakhoi, and then wrecked the newly established tax-office.
This indication of popular feeling was enough for the local authorities
at Lien-chou, the district city, and the tax was changed so as to fall
on the foreign opium, the illicit native supply being discreetly
ignored, and all rioters forgiven."
So much for taxation. Let us take an instance of interference with
prescriptive rights, in connection with the great incorruptible viceroy,
Chang Chih-tung, to whom we are all so much indebted for his attitude
during the Siege of the Legations in 1900.
Ten years ago, when starting his iron-works at Wuchang, in the province
of Hupeh, he ordered the substitution of a drawbridge over a creek for
the old bridge which had stood there from time immemorial, the object
being to let steamers pass freely up and down. Unfortunately, the old
bridge was destroyed before the new one was ready. What was the result?
"The people rushed to the Yamen, and insisted by deputation and
mass-brawling on the restoration of the bridge.
"Finally, the viceroy thought it worth his while to issue a rhyming
proclamation, assuring the people that what he was doing was for their
good, and justifying his several schemes."
Yet Chang Chih-tung always has been, and is still, one of the strongest
officials who ever sat upon a viceroy's throne.
In November, 1882, there was a very serious military riot in Hankow, on
the opposite side of the Yang-tsze to Wuchang. It arose out of a report
that four soldiers had been arrested and were to be secretly beheaded
the same night. This rising might have assumed very serious dimensions,
but for the prompt submission of the viceroy to the soldiers' demands.
As it was, the whole city was thrown into a state of the utmost alarm.
Few of the inhabitants slept through the night. The streets were filled
with a terror-stricken population, expecting at any moment to hear that
the prison doors had been forced, and the criminals let loose to join
the soldiers in their determination to kill the officials, plunder the
treasury, and sack the city. Many citizens are said to have fled from
the place; and the sudden rush upon the _cash_ shops, to convert paper
notes into silver, brought some of them to the verge of bankruptcy.
I have recorded, under March, 1891, a case in which several Manchus were
sentenced by the magistrate of Chinkiang, at the instance of the local
general, to a bambooing for rowdy behaviour. This is what followed:--
"The friends of the prisoners, to the number of about three hundred,
assembled at the city temple, vowing vengeance on the magistrate and
general. They proceeded to the yamen of the general, wrecked the wall
and part of the premises, and put the city in an uproar. The magistrate
fled with his family to the Tao-t'ai's yamen, where two hundred regular
troops were sent to protect him against the fury of the Manchus, who
threatened his life."
This is what happened to another magistrate in Kiangsu. He had
imprisoned a tax-collector for being in arrears with his money; and the
tax-collector's wife, frantic with rage, rushed to the magistracy and
demanded his release. Unfortunately, she was suffering from severe
asthma; and this, coupled with her anger, caused her death actually in
the magistrate's court. The people then smashed and wrecked the
magistracy, and pummelled and bruised the magistrate himself, who
ultimately effected his escape in disguise and hid himself in a private
dwelling.
Every one who has lived in China knows how dangerous are the periods
when vast numbers of students congregate for the public examinations.
Here is an example.
At Canton, in June, 1880, a student took back a coat he had purchased
for half a dollar at a second-hand clothes shop, and wished to have
it changed. The shopkeeper gave him rather an impatient answer, and
thereupon the student called in a band of his brother B.A.'s to claim
justice for literature. They seized a reckoning-board, or abacus, that
lay on the counter, struck one of the assistants in the shop, and drew
blood. The shopkeeper then beat an alarm on his gong, and summoned
friends and neighbours to the rescue. Word was at once passed to bands
of students in the neighbourhood, who promptly obeyed the call of a
distressed comrade, and blows were delivered right and left. The
shopkeepers summoned the district magistrate to the scene. Upon his
arrival he ordered several of the literary ringleaders, who had been
seized and bound by the shopkeepers, to be carried off and impounded.
In the course of the evening he sentenced them to be beaten. A body
of more than a hundred students then went to his yamen and demanded the
immediate release of the prisoners. The magistrate grew nervous, yielded
to their threats, and sent several of the offending students home in
sedan-chairs. The magistrate then seized the assistants in the shop
where the row began and sentenced them to be beaten on the mouth.
Next morning ten thousand shops were closed in the city and suburbs. The
shopkeepers said they could not do business under such an administration
of law. In the course of the morning a large meeting of the students
was held in a college adjoining the examination hall. The district
magistrate went out to confer with them. The students cracked his gong,
and shattered his sedan-chair with showers of stones, and then prodded
him with their fans and umbrellas, and bespattered him with dirt as his
followers tried to carry him away on their shoulders. He was quite
seriously hurt.
The prefect then met a large deputation of the shopkeepers in their
guild-house in the course of the day, and expressed his dissatisfaction
at the way in which the district magistrate had acted. A settlement was
thus reached, which included fireworks for the students, and business
was resumed.
* * * * *
Any individual who is aggrieved by the action, or inaction, of a Chinese
official may have immediate recourse to the following method for
obtaining justice, witnessed by me twice during my residence in China,
and known as "crying one's wrongs."
Dressed in the grey sackcloth garb of a mourner, the injured party,
accompanied by as many friends as he or she can collect together, will
proceed to the public residence of the offending mandarin, and there
howl and be otherwise objectionable, day and night, until some relief is
given. The populace is invariably on the side of the wronged person; and
if the wrong is deep, or the delay in righting it too long, there is
always great risk of an outbreak, with the usual scene of house-wrecking
and general violence.
It may now well be asked, how justice can ever be administered under
such circumstances, which seem enough to paralyse authority in the
presence of any evil-doer who can bring up his friends to the rescue.
To begin with, there is in China, certainly at all great centres, a
large criminal population without friends,--men who have fallen from
their high estate through inveterate gambling, indulgence in
opium-smoking, or more rarely alcohol. No one raises a finger to protect
these from the utmost vengeance of the law.
Then again, the Chinese, just as they tax themselves, so do they
administer justice to themselves. Trade disputes, petty and great alike,
are never carried into court, there being no recognised civil law in
China beyond custom; they are settled by the guilds or trades-unions,
as a rule to the satisfaction of all parties. Many criminal cases are
equally settled out of court, and the offender is punished by agreement
of the clan-elders or heads of families, and nothing is said; for
compounding a felony is not a crime, but a virtue, in the eyes of the
Chinese, who look on all litigation with aversion and contempt.
In the case of murder, however, and some forms of manslaughter, the
ingrained conviction that a life should always be given for a life often
outweighs any money value that could be offered, and the majesty of the
law is upheld at any sacrifice.
It is not uncommon for an accused person to challenge his accuser to a
kind of trial by ordeal, at the local temple.
Kneeling before the altar, at midnight, in the presence of a crowd of
witnesses, the accused man will solemnly burn a sheet of paper, on which
he has written, or caused to be written, an oath, totally denying his
guilt, and calling upon the gods to strike him dead upon the spot, or
his accuser, if either one is deviating in the slightest degree from the
actual truth.
This is indeed a severe ordeal to a superstitious people, whatever it
may seem to us. Even the mandarins avail themselves of similar devices
in cases where they are unable to clear up a mystery in the ordinary
way.
In a well-known case of a murder by a gang of ruffians, the magistrate,
being unable to fix the guilt of the fatal blow upon any one of the
gang, told them that he was going to apply to the gods. He then caused
them all to be dressed in black coats, as is usual with condemned
criminals, and arranged them in a dark shed, with their faces to the
wall, saying that, in response to his prayers, a demon would be sent to
mark the back of the guilty man. When at length the accused were brought
out of the shed, one of them actually had a white mark on his back, and
he at once confessed. In order to outwit the demon he had slily placed
his back against the wall, which by the magistrate's secret orders had
previously received a coat of whitewash.
I will conclude with a case which came under my own personal
observation, and which first set me definitely on the track of
democratic government in China.
In 1882 I was vice-consul at Pagoda Anchorage, a port near the famous
Foochow Arsenal which was bombarded by Admiral Courbet in 1884. My house
and garden were on an eminence overlooking the arsenal, which was about
half a mile distant. One morning, after breakfast, the head official
servant came to tell me there was trouble at the arsenal. A military
mandarin, employed there as superintendent of some department, had that
morning early kicked his cook, a boy of seventeen, in the stomach, and
the boy, a weakly lad, had died within an hour. The boy's widowed mother
was sitting by the body in the mandarin's house, and a large crowd of
workmen had formed a complete ring outside, quietly awaiting the arrival
and decision of the authorities.
By five o'clock in the afternoon, a deputy had arrived from the
magistracy at Foochow, twelve miles distant, empowered to hold the usual
inquest on behalf of the magistrate. The inquest was duly held, and the
verdict was "accidental homicide."
In shorter time than it takes me to tell the story, the deputy's
sedan-chair and paraphernalia of office were smashed to atoms. He
himself was seized, his official hat and robe were torn to shreds, and
he was bundled unceremoniously, not altogether unbruised, through the
back door and through the ring of onlookers, into the paddy-fields
beyond. Then the ring closed up again, and a low, threatening murmur
broke out which I could plainly hear from my garden. There was no
violence, no attempt to lynch the man; the crowd merely waited for
justice. That crowd remained there all night, encircling the murderer,
the victim, and the mother. Bulletins were brought to me every hour,
and no one went to bed.
Meanwhile the news had reached the viceroy, and by half-past nine next
morning the smoke of a steam-launch was seen away up the bends of the
river. This time it bore the district magistrate himself, with
instructions from the viceroy to hold a new inquest.
At about ten o'clock he landed, and was received with respectful
silence. By eleven o'clock the murderer's head was off and the crowd had
dispersed.
LECTURE IV
CHINA AND ANCIENT GREECE
CHINA AND ANCIENT GREECE
The study of Chinese presents at least one advantage over the study of
the Greek and Roman classics; I might add, of Hebrew, of Syriac, and
even of Sanskrit. It may be pursued for two distinct objects. The first,
and most important object to many, is to acquire a practical
acquaintance with a _living_ language, spoken and written by about
one-third of the existing population of the earth, with a view to the
extension of commercial enterprise, and to the profits and benefits
which may legitimately accrue therefrom. The second is precisely that
object in pursuit of which we apply ourselves so steadily to the
literatures and civilisations of Greece and Rome.
Sir Richard Jebb, in his essay on "Humanism in Education," points out
that even less than a hundred years ago the classics still held a
virtual monopoly, so far as literary studies were concerned, in the
public schools and universities of England. "The culture which they
supplied," he argues, "while limited in the sphere of its operation,
had long been an efficient and vital influence, not only in forming
men of letters and learning, but in training men who afterwards gained
distinction in public life and in various active careers."
Long centuries had fixed so firmly in the minds of our forefathers a
belief, and no doubt to some extent a justifiable belief, in the perfect
character of the languages, the literatures, the arts, and some of the
social and political institutions of ancient Greece and Rome, that a
century or so ago there seemed to be nothing else worth the attention of
an intellectual man. The comparatively recent introduction of Sanskrit
was received in the classical world, not merely with coldness, but with
strenuous opposition; and all the genius of its pioneer scholars was
needed to secure the meed of recognition which it now enjoys as an
important field of research. The Regius Professorship of Greek in the
University of Cambridge, England, was founded in 1540; but it was not
until 1867, more than three centuries later, that Sanskrit was admitted
into the university curriculum. It is still impossible to gain a degree
through the medium of Chinese, but signs are not wanting that the
necessity for such a step will be more widely recognised in the near
future.
All the material lies ready to hand. There is a written language, which
for difficulty is unrivalled, polished and perfected by centuries of the
minutest scholarship, until it is impossible to conceive anything more
subtly artistic as a vehicle of human thought. Those mental gymnastics,
of such importance in the training of youth, which were once claimed
exclusively for the languages of Greece and Rome, may be performed
equally well in the Chinese language. The educated classes in China
would be recognised anywhere as men of trained minds, able to carry on
sustained and complex arguments without violating any of the
Aristotelian canons, although as a matter of fact they never heard of
Aristotle and possess no such work in all their extensive literature as
a treatise on logic. The affairs of their huge empire are carried on,
and in my opinion very successfully carried on--with some reservations,
of course--by men who have had to get their mental gymnastics wholly and
solely out of Chinese.
I am not aware that their diplomatists suffer by comparison with ours.
The Marquis Tseng and Li Hung-chang, for instance, representing opposite
schools, were admitted masters of their craft, and made not a few of our
own diplomatists look rather small beside them.
Speaking further of the study of the Greek and Roman classics, Sir
Richard Jebb says: "There can be no better proof that such a discipline
has penetrated the mind, and has been assimilated, than if, in the
crises of life, a man recurs to the great thoughts and images of the
literature in which he has been trained, and finds there what braces and
fortifies him, a comfort, an inspiration, an utterance for his deeper
feelings."
Sir Richard Jebb then quotes a touching story of Lord Granville, who was
President of the Council in 1762, and whose last hours were rapidly
approaching. In reply to a suggestion that, considering his state
of health, some important work should be postponed, he uttered the
following impassioned words from the Iliad, spoken by Sarpedon to
Glaucus: "Ah, friend, if, once escaped from this battle, we were for
ever to be ageless and immortal, I would not myself fight in the
foremost ranks, nor would I send thee into the war that giveth men
renown; but now,--since ten thousand fates of death beset us every day,
and these no mortal may escape or avoid,--now let us go forward."
Such was the discipline of the Greek and Roman classics upon the mind of
Lord Granville at a great crisis in his life.
Let us now turn to the story of a Chinese statesman, nourished only upon
what has been too hastily stigmatised as "the dry bones of Chinese
literature."
Wen T'ien-hsiang was born in A.D. 1236. At the age of twenty-one he came
out first on the list of successful candidates for the highest literary
degree. Upon the draft-list submitted to the Emperor he had been placed
seventh; but his Majesty, after looking over the essays, drew the grand
examiner's attention to the originality and excellence of that of Wen
T'ien-hsiang, and the examiner--himself a great scholar and no
sycophant--saw that the Emperor was right, and altered the places
accordingly.
Four or five years later Wen T'ien-hsiang attracted attention by
demanding the execution of a statesman who had advised that the Court
should quit the capital and flee before the advance of the victorious
Mongols. Then followed many years of hard fighting, in the course of
which his raw levies were several times severely defeated, and he
himself was once taken prisoner by the Mongol general, Bayan, mentioned
by Marco Polo. He managed to escape on that occasion; but in 1278 the
plague broke out in his camp, and he was again defeated and taken
prisoner. He was sent to Peking, and every effort was made to induce him
to own allegiance to the Mongol conqueror, but without success. He was
kept several years in prison. Here is a well-known poem which he wrote
while in captivity:--
"There is in the universe an _Aura_, an influence which permeates all
things, and makes them what they are. Below, it shapes forth land and
water; above, the sun and the stars. In man it is called spirit; and
there is nowhere where it is not.
"In times of national tranquillity, this spirit lies hidden in the
harmony which prevails. Only at some great epoch is it manifested widely
abroad."
Here Wen T'ien-hsiang recalls, and dwells lovingly upon, a number of
historical examples of loyalty and devotion. He then proceeds:--
"Such is this grand and glorious spirit which endureth for all
generations; and which, linked with the sun and moon, knows neither
beginning nor end. The foundation of all that is great and good in
heaven and earth, it is itself born from the everlasting obligations
which are due by man to man.
"Alas! the fates were against me; I was without resource. Bound with
fetters, hurried away toward the north, death would have been sweet
indeed; but that boon was refused.
"My dungeon is lighted by the will-o'-the-wisp alone: no breath of
spring cheers the murky solitude in which I dwell. The ox and the barb
herd together in one stall: the rooster and the phoenix feed together
from one dish. Exposed to mist and dew, I had many times thought to die;
and yet, through the seasons of two revolving years, disease hovered
around me in vain. The dark, unhealthy soil to me became Paradise
itself. For there was that within me which misfortune could not steal
away. And so I remained firm, gazing at the white clouds floating
over my head, and bearing in my heart a sorrow boundless as the sky.
"The sun of those dead heroes has long since set, but their record is
before me still. And, while the wind whistles under the eaves, I open my
books and read; and lo! in their presence my heart glows with a borrowed
fire."
At length, Wen T'ien-hsiang was summoned into the presence of Kublai
Khan, who said to him, "What is it you want?" "By the grace of his late
Majesty of the Sung dynasty," he replied, "I became his Majesty's
minister. I cannot serve two masters. I only ask to die." Accordingly he
was executed, meeting his death with composure, and making a final
obeisance toward the south, as though his own sovereign was still
reigning in his capital.
May we not then plead that this Chinese statesman, equally with Lord
Granville, at a crisis of his life, recurred to the great thoughts and
images of the literature in which he had been trained, and found there
what braced and fortified him, a comfort, an inspiration, an utterance
for his deeper feelings?
Chinese history teems with the names of men who, with no higher source
of inspiration than the Confucian Canon, have yet shown that they can
nobly live and bravely die.
Han Yue of the eighth and ninth centuries was one of China's most
brilliant statesmen and writers, and rose rapidly to the highest offices
of State. When once in power, he began to attack abuses, and was
degraded and banished. Later on, when the Court, led by a weak Emperor,
was going crazy over Buddhism, he presented a scathing Memorial to the
Throne, from the effect of which it may well be said that Buddhism has
not yet recovered. The Emperor was furious, and Han Yue narrowly escaped
with his life. He was banished to the extreme wilds of Kuangtung, not
far from the now flourishing Treaty Port of Swatow, where he did so much
useful work in civilising the aborigines, that he was finally recalled.
Those wilds have long since disappeared as such, but the memory of
Han Yue remains, a treasure for ever. In a temple which contains his
portrait, and which is dedicated to him, a grateful posterity has put
up a tablet bearing the following legend, "Wherever he passed, he
purified."
The last Emperor of the Ming dynasty, which was overthrown by rebels
and then supplanted by the Manchus in 1644, was also a man who in the
Elysian fields might well hold up his head among monarchs. He seems to
have inherited with the throne a legacy of national disorder similar to
that which eventually brought about the ruin of Louis XVI of France.
With all the best intentions possible, he was unable to stem the tide.
Over-taxation brought in its train, as it always does in China, first
resistance and then rebellion. The Emperor was besieged in Peking by a
rebel army; the Treasury was empty; there were too few soldiers to man
the walls; and the capital fell.
On the previous night, the Emperor, who had refused to flee, slew the
eldest Princess, commanded the Empress to commit suicide, and sent his
three sons into hiding. At dawn the bell was struck for the Court to
assemble; but no one came. His Majesty then ascended the well-known hill
in the Palace grounds, and wrote a last decree on the lapel of his
robe:--
"Poor in virtue, and of contemptible personality, I have incurred the
wrath of high Heaven. My ministers have deceived me. I am ashamed to
meet my ancestors; and therefore I myself take off my cap of State, and
with my hair covering my face, await dismemberment at the hands of you
rebels."
Instead of the usual formula, "Respect this!" the Emperor added, "Spare
my people!"
He then hanged himself, and the great Ming dynasty was no more.
* * * * *
Chinese studies have always laboured under this disadvantage,--that the
ludicrous side of China and her civilisation was the one which first
attracted the attention of foreigners; and to a great extent it does so
still. There was a time when China was regarded as a Land of Opposites,
_i.e._ diametrically opposed to us in every imaginable direction. For
instance, in China the left hand is the place of honour; men keep their
hats on in company; use fans; mount their horses on the off side; begin
dinner with fruit and end it with soup; shake their own instead of their
friends' hands when meeting; begin at what we call the wrong end of a
book and read from right to left down vertical columns; wear white for
mourning; have huge visiting-cards instead of small ones; prevent
criminals from having their hair cut; regard the south as the standard
point of the compass; begin to build a house by putting on the roof
first; besides many other nicer distinctions, the mere enumeration of
which would occupy much of the time at my disposal.
The other side of the medal, showing the similarities, and even the
identities, has been unduly neglected; and yet it is precisely from a
study of these similarities and identities that the best results can be
expected.
A glance at any good dictionary of classical antiquities will at once
reveal the minute and painstaking care with which even the small details
of life in ancient Greece have been examined into and discussed. The
Chinese have done like work for themselves; and many of their
beautifully illustrated dictionaries of archaeology would compare not
unfavourably with anything we have to show.
There are also many details of modern everyday existence in China which
may fairly be quoted to show that Chinese civilisation is not, after
all, that comic condition of topsy-turvey-dom which the term usually
seems to connote.
The Chinese house may not be a facsimile of a Greek house,--far from it.
Still, we may note its position, facing south, in order to have as much
sun in winter and as little in summer as possible; its division into
men's and women's apartments; the fact that the doors are in two leaves
and open inward; the rings or handles on the doors; the portable
braziers used in the rooms in cold weather; and the shrines of the
household gods;--all of which characteristics are to be found equally in
the Greek house.
There are also points of resemblance between the lives led by Chinese
and Athenian ladies, beyond the fact that the former occupy a secluded
portion of the house. The Chinese do not admit their women to social
entertainments, and prefer, as we are told was the case with Athenian
husbands, to dine by themselves rather than expose their wives to the
gaze of their friends. If the Athenian dame "went out at all, it was to
see some religious procession, or to a funeral; and if sufficiently
advanced in years she might occasionally visit a female friend, and take
breakfast with her."
And so in China, it is religion which breaks the monotony of female
life, and collects within the temples, on the various festivals, an
array of painted faces and embroidered skirts that present, even to the
European eye, a not unpleasing spectacle.
That painting the face was universal among the women of Greece, much
after the fashion which we now see in China, has been placed beyond all
doubt, the pigments used in both cases being white lead and some kind of
vegetable red, with lampblack for the eyebrows.
In marriage, we find the Chinese aiming, like the Greeks, at equality of
rank and fortune between the contracting parties, or, as the Chinese put
it, in the guise of a household word, at a due correspondence between
the doorways of the betrothed couple. As in Greece, so in China, we find
the marriage arranged by the parents; the veiled bride; the ceremony of
fetching her from her father's house; the equality of man and wife; the
toleration of subordinate wives, and many other points of contact.
The same sights and scenes which are daily enacted at any of the great
Chinese centres of population seem also to have been enacted in the
Athenian market-place, with its simmering kettles of boiled peas and
other vegetables, and its chapmen and retailers of all kinds of
miscellaneous goods. In both we have the public story-teller, surrounded
by a well-packed group of fascinated and eager listeners.
The puppet-shows, agalmata neurospasta, which Herodotus tells us were
introduced into Greece from Egypt, are constantly to be seen in Chinese
cities, and date from the second century B.C.,--a suggestive period, as
I shall hope to show later on.
The Chinese say that these puppets originated in China as follows:--
The first Emperor of the Han dynasty was besieged, about 200 B.C., in a
northern city, by a vast army of Hsiung-nu, the ancestors of the Huns,
under the command of the famous chieftain, Mao-tun. One of the Chinese
generals with the besieged Emperor discovered that Mao-tun's wife, who
was in command on one side of the city, was an extremely jealous woman;
and he forthwith caused a number of wooden puppets, representing
beautiful girls and worked by strings, to be exhibited on the wall
overlooking the chieftain's camp. At this, we are told, the lady's fears
for her husband's fidelity were aroused, and she drew off her forces.
The above account may be dismissed as a tale, in which case we are left
with Punch and Judy on our hands.
To return to city sights. The tricks of street-jugglers as witnessed in
China seem to be very much those of ancient Greece. In both countries we
have such feats as jumping about amongst naked swords, spitting fire
from the mouth, and passing a sword down the throat.
Then there are the advertisements on the walls; the mule-carts and
mule-litters; the sunshades, or umbrellas, carried by women in Greece,
by both sexes in China.
The Japanese language is said to contain no terms of abuse, so refined
are the inhabitants of that earthly paradise. The Chinese language more
than makes up for this deficiency; and it is certainly curious that, as
in ancient Greece, the names of animals are not frequently used in this
connection, with the sole exception of the dog. No Chinaman will stand
being called a dog, although he really has a great regard for the
animal, as a friend whose fidelity is proof even against poverty.
In the ivory shops in China will be found many specimens of the carver's
craft which will bear comparison, for the patience and skill required,
with the greatest triumphs of Greek workmen. Both nations have
reproduced the human hand in ivory; the Greeks used it as an ornament
for a hairpin; the Chinese attach it to a slender rod about a foot and
a half in length, and use it as a back-scratcher.
The Chinese drama, which we can only trace vaguely to Central Asian
sources, and no farther back than the twelfth century of our era, has
some points of contact with the Greek drama. In Greece the plays began
at sunrise and continued all day, as they do still on the open-air
stages of rural districts in China, in both cases performed entirely
by men, without interval between the pieces, without curtain, without
prompter, and without any attempt at realism.
As formerly in Greece, so now in China, the words of the play are partly
spoken and partly sung, the voice of the actor being, in both countries,
of the highest importance. Like the Greek actor before masks were
invented, the Chinese actor paints his face, and the thick-soled boot
which raises the Chinese tragedian from the ground is very much the
counterpart of the cothurnus.
The arrangement by which the Greek gods appeared in a kind of balcony,
looking out as it were from the heights of Olympus, is well known to the
Chinese stage; while the methodical character of Greek tragic dancing,
with the chorus moving right and left, is strangely paralleled in the
dances performed at the worship of Confucius in the Confucian temples,
details of which may be seen in any illustrated Chinese encyclopaedia.
Games with dice are of a high antiquity in Greece; they date in China
only from the second century A.D., having been introduced from the West
under the name of _shu p'u_, a term which has so far defied
identification.
The custom of fighting quails was once a political institution in
Athens, and under early dynasties it was a favourite amusement at the
Imperial Court of China.
The game of "guess-fingers" is another form of amusement common to both
countries. So also is the custom of drinking by rule, under the guidance
of a toast-master, with fines of deep draughts of wine to be swallowed
by those who fail in capping verses, answering conundrums, recognising
quotations; to which may be added the custom of introducing
singing-girls toward the close of the entertainment.
At Athens, too, it was customary to begin a drinking-bout with small
cups, and resort to larger ones later on, a process which must be
familiar to all readers of Chinese novels, wherein, toward the close of
the revel, the half-drunken hero invariably calls for more capacious
goblets. Neither does the ordinary Chinaman approve of a short allowance
of wine at his banquets, as witness the following story, translated from
a Chinese book of anecdotes.
A stingy man, who had invited some guests to dinner, told his servant
not to fill up their wine-cups to the brim, as is usual. During the
meal, one of the guests said to his host, "These cups of yours are too
deep; you should have them cut down." "Why so?" inquired the host.
"Well," replied the guest, "you don't seem to use the top part for
anything."
There is another story of a man who went to dine at a house where the
wine-cups were very small, and who, on taking his seat at table,
suddenly burst out into groans and lamentations. "What is the matter
with you?" cried the host, in alarm. "Ah," replied his guest, "my
feelings overcame me. My poor father, when dining with a friend who had
cups like yours, lost his life, by accidentally swallowing one."
The water-clock, or _clepsydra_, has been known to the Chinese for
centuries. Where did it come from? Is it a mere coincidence that the
ancient Greeks used water-clocks?
Is it a coincidence that the Greeks used an abacus, or counting-board,
on which the beads slid up and down in vertical grooves, while on the
Chinese counting-board the only difference is that the beads slide up
and down on vertical rods?
Is it a mere coincidence that the olive should be associated in China,
as in Greece, with propitiation? To this day, a Chinaman who wishes to
make up a quarrel will send a piece of red paper containing an olive, in
token of friendly feeling; and the acceptance of this means that the
quarrel is at an end.
The olive was supposed by the Greeks to have been brought by Hercules
from the land of the Hyperboreans; the Chinese say it was introduced
into China in the second century B.C.
The extraordinary similarities between the Chinese and Pythagorean
systems of music place it beyond a doubt that one must have been derived
from the other. The early Jesuit fathers declared that the ancient
Greeks borrowed their music from the Chinese; but we know now that the
music in question did not exist in China until two centuries after its
appearance in Greece.
The music of the Confucian age perished, books and instruments together,
at the Burning of the Books, in B.C. 212; and we read that in the first
part of the second century B.C. the hereditary music-master was
altogether ignorant of his art. Where did the new art come from? And how
are its Greek characteristics to be accounted for?
There are also equally extraordinary similarities between the Chinese
and Greek calendars.
For instance, in B.C. 104 the Chinese adopted a cycle of nineteen years,
a period which was found to bring together the solar and the lunar
years.
But this is precisely the cycle, enneakaidekaeteris, said to have been
introduced by Meton in the fifth century B.C., and adopted at Athens
about B.C. 330.
Have we here another coincidence of no particular importance?
The above list might be very much extended. Meanwhile, the question
arises: Are there any records of any kind in China which might lead us
to suppose that the Chinese ever came into contact in any way with the
civilisation of ancient Greece?
We know from Chinese history that, so far back as the second century
B.C., victorious Chinese generals carried their arms far into Central
Asia, and succeeded in annexing such distant regions as Khoten, Kokand,
and the Pamirs. About B.C. 138 a statesman named Chang Ch'ien was sent
on a mission to Bactria, but was taken prisoner by the Hsiung-nu, the
forebears of the Huns, and detained in captivity for over ten years. He
finally managed to escape, and proceeded to Fergana, and thence on to
Bactria, returning home in B.C. 126, after having been once more
captured by the Hsiung-nu and again detained for about a year.
Now Bactria was then a Greek kingdom, which had been founded by Diodotus
in B.C. 256; and it would appear to have had, already for some time,
commercial relations with China, for Chang Ch'ien reported that he had
seen Chinese merchandise exposed there in the markets for sale. We
farther learn that Chang Ch'ien brought back with him the walnut and the
grape, previously unknown in China, and taught his countrymen the art of
making wine.
The wine of the Confucian period was like the wine of to-day in China,
an ardent spirit distilled from rice. There is no grape-wine in China
now, although grapes are plentiful and good. But we know from the poetry
which has been preserved to us, as well as from the researches of
Chinese archaeologists, that grape-wine was largely used in China for
many centuries subsequent to the date of Chang Ch'ien; in fact, down to
the beginning of the fifteenth century, if not later.
One writer says it was brought, together with the "heavenly horse," from
Persia, when the extreme West was opened up, a century or so before the
Christian era, as already mentioned.
I must now make what may well appear to be an uncalled-for digression;
but it will only be a temporary digression, and will bring us back in a
few minutes to the grape, the heavenly horse, and to Persia.
Mirrors seem to have been known to the Chinese from the earliest ages.
One authority places them so far back as 2500 B.C. They are at any rate
mentioned in the _Odes_, say 800 B.C., and were made of polished copper,
being in shape, according to the earliest dictionary, like a large
basin.
About one hundred years B.C., a new kind of mirror comes into vogue,
called by an entirely new name, not before used. In common with the word
previously employed, its indicator is "metal," showing under which
kingdom it falls,--_i.e._ a mirror of metal. These new mirrors were
small disks of melted metal, highly polished on one side and profusely
decorated with carvings on the other,--a description which exactly
tallies with that of the ancient Greek mirror. Specimens survived to
comparatively recent times, and it is even alleged that many of these
old mirrors are in existence still. A large number of illustrations of
them are given in the great encyclopaedia of the eighteenth century, and
the fifth of these, in chronological order, second century B.C., is
remarkable as being ornamented with the well-known "key," or Greek
pattern, so common in Chinese decoration.
Another is covered with birds flying about among branches of pomegranate
laden with fruit cut in halves to show the seeds.
Shortly afterward we come to a mirror so lavishly decorated with bunches
of grapes and vine-leaves that the eye is arrested at once. Interspersed
with these are several animals, among others the lion, which is unknown
in China. The Chinese word for "lion," as I stated in my first lecture,
is _shih_, an imitation of the Persian _shir_. There is also a lion's
head with a bar in its mouth, recalling the door-handles to temples in
ancient Greece. Besides the snake, the tortoise, and the sea-otter,
there is what is far more remarkable than any of these, namely, a horse
with wings.
On comparing the latter with Pegasus as he appears in sculpture, it is
quite impossible to doubt that the Chinese is a copy of the Greek
animal. The former is said to have come down from heaven, and was
caught, according to tradition, on the banks of a river in B.C. 120.
The name for pomegranate in China is "the Parthian fruit," showing that
it was introduced from Parthia, the Chinese equivalent for Parthia being
[an][xi] _Ansik_, which is an easy corruption of the Greek Arsakes, the
first king of Parthia.
The term for grape is admittedly of foreign origin, like the fruit
itself. It is [pu][tao] _pu t'ou_. Here it is easy to recognise the
Greek word Botrus, a cluster, or bunch, of grapes.
Similarly, the Chinese word for "radish," [luo][bo] _lo po_, also of
foreign origin, is no doubt a corruption of raphe, it being of course
well known that the Chinese cannot pronounce an initial _r_.
There is one term, especially, in Chinese which at once carries
conviction as to its Greek origin. This is the term for watermelon.
The two Chinese characters chosen to represent the sound mean "Western
gourd," _i.e._ the gourd which came from the West. Some Chinese say, on
no authority in particular, that it was introduced by the Kitan Tartars;
others say that it was introduced by the first Emperor of the so-called
Golden Tartars. But the Chinese term is still pronounced _si kua_, which
is absolutely identical with the Greek word sikua, of which Liddell and
Scott say, "perhaps the melon." For these three words it would now
scarcely be rash to substitute "the watermelon."
We are not on quite such firm ground when we compare the Chinese kalends
and ides with similar divisions of the Roman month.
Still it is interesting to note that in ancient China, the first day of
every month was publicly proclaimed, a sheep being sacrificed on each
occasion; also, that the Latin word _kalendae_ meant the day when the
order of days was proclaimed.
Further, that the term in Chinese for ides means to look at, to see,
because on that day we can see the moon; and also that the Latin word
_idus_, the etymology of which has not been absolutely established, may
possibly come from the Greek idein "to see," just as _kalendae_ comes
from kalein "to proclaim."
As to many of the analogies, more or less interesting, to be found in
the literatures of China and of Western nations, it is not difficult to
say how they got into their Chinese setting.
For instance, we read in the History of the Ming Dynasty, A.D.
1368-1644, a full account of the method by which the Spaniards, in the
sixteenth century, managed to obtain first a footing in, and then the
sovereignty over, some islands which have now passed under the American
flag. The following words, not quite without interest at the present
day, are translated from the above-mentioned account of the
Philippines:--
"The Fulanghis (_i.e._ the Franks), who at that time had succeeded by
violence in establishing trade relations with Luzon (the old name of
the Philippines), saw that the nation was weak, and might easily be
conquered. Accordingly, they sent rich presents to the king of the
country, begging him to grant them a piece of land as big as a bull's
hide, for building houses to live in. The king, not suspecting guile,
conceded their request, whereupon the Fulanghis cut the hide into strips
and joined them together, making many hundreds of ten-foot measures in
length; and then, having surrounded with these a piece of ground, called
upon the king to stand by his promise. The king was much alarmed; but
his word had been pledged, and there was no alternative but to submit.
So he allowed them to have the ground, charging a small ground-rent as
was the custom. But no sooner had the Fulanghis got the ground than they
put up houses and ramparts and arranged their fire-weapons (cannon) and
engines of attack. Then, seizing their opportunity, they killed the
king, drove out the people, and took possession of the country."
It is scarcely credible that Chinese historians would have recorded such
an incident unless some trick of the kind had actually been carried out
by the Spaniards, in imitation of the famous classical story of the
foundation of Carthage.
A professional writer of marvellous tales who flourished in the
seventeenth century tells a similar story of the early Dutch settlers:--
"Formerly, when the Dutch were permitted to trade with China, the
officer in command of the coast defences would not allow them, on
account of their great numbers, to come ashore. The Dutch begged very
hard for the grant of a piece of land such as a carpet would cover; and
the officer above mentioned, thinking that this could not be very large,
acceded to their request. A carpet was accordingly laid down, big enough
for about two people to stand on; but by dint of stretching, it was
soon able to accommodate four or five; and so the foreigners went on,
stretching and stretching, until at last it covered about an acre, and
by and by, with the help of their knives, they had filched a piece of
ground several miles in extent."
* * * * *
These two stories must have sprung from one and the same source. It is
not, however, always so simple a matter to see how other Western
incidents found their way into Chinese literature. For instance, there
is a popular anecdote to be found in a Chinese jest-book, which is
almost word for word with another anecdote in Greek literature:--
A soldier, who was escorting a Buddhist priest, charged with some crime,
to a prison at a distance, being very anxious not to forget anything,
kept saying over and over the four things he had to think about, viz.:
himself, his bundle, his umbrella, and the priest. At night he got
drunk, and the Buddhist priest, after first shaving the soldier's head,
ran away. When the soldier awaked, he began his formula, "Myself,
bundle, umbrella--O dear!" cried he, putting his hands to his head, "the
priest has gone. Stop a moment," he added, finding his hands in contact
with a bald head, "here's the priest; it is I who have run away."
* * * * *
As found in Greek literature, the story, attributed to Hierocles, but
probably much later, says that the prisoner was a bald-headed man, a
condition which is suggested to the Chinese reader by the introduction
of a Buddhist priest.
Whether the Chinese got this story from the Greeks, or the Greeks got it
from the Chinese, I do not pretend to know. The fact is that we students
of Chinese at the present day know very little beyond the vague outlines
of what there is to be known. Students of Greek have long since divided
up their subject under such heads as pure scholarship, history,
philosophy, archaeology, and then again have made subdivisions of these.
In the Chinese field nothing of the kind has yet been done. The
consequence is that the labourers in that field, compelled to work over
a large superficies, are only able to turn out more or less superficial
work. The cry is for more students, practical students of the written
and colloquial languages, for the purposes of diplomatic intercourse
and the development of commerce; and also students of the history,
philosophy, archaeology, and religions of China, men whose contributions
to our present stock of knowledge may throw light upon many important
points, which, for lack of workmen, have hitherto remained neglected and
unexplored.
LECTURE V
TAOISM
TAOISM
China is popularly supposed to have three religions,--Confucianism,
Buddhism, and Taoism.
The first is not, and never has been, a religion, being nothing more
than a system of social and political morality; the second is indeed a
religion, but an alien religion; only the last, and the least known, is
of native growth.
The Chinese themselves get over the verbal difficulty by calling these
the Three Doctrines.
There have been, at various epochs, other religions in China, and some
still remain; the above, however, is the classification commonly in use,
all other religions having been regarded up to recent times as devoid of
spiritual importance.
Mahommedanism appeared in China in 628 A.D., and is there to this day,
having more than once threatened the stability of the Empire.
In 631 the Nestorian Christians arrived, to become later on a
flourishing sect, though all trace of them, beyond their famous Tablet,
has long since vanished.
It has also been established in recent years that the Zoroastrians, and
subsequently the Manichaeans, were in China in these early centuries,
but nothing now remains of them except the name, a specially invented
character, which was equally applied to both.
In the twelfth century the Jews had a synagogue at K'ai-feng Fu, in
Central China, but it is not absolutely certain when they first reached
the country. Some say, immediately after the Captivity; others put it
much later. In 1850 several Hebrew rolls of parts of the Pentateuch, in
the square character, with vowel-points, were obtained from the above
city. There were then no professing Jews to be found, but in recent
years a movement has been set on foot to revive the old faith.
Roman Catholicism may be said to have existed in China since the close
of the sixteenth century, though there was actually an Archbishop of
Peking, Jean de Montecorvino, who died there in 1330.
In the last year of the eighteenth century the first Protestant
missionary arrived. The first American missionaries followed in 1830.
They found China, as it is now, nominally under the sway of the Three
Doctrines.
So much has been written on Confucianism, and so much more on Buddhism,
that I propose to confine myself entirely to Taoism, which seems to have
attracted too little the attention of the general public. In fact, a
quite recent work, which professes to deal among other things with the
history of China, omits all discussion of this particular religion.
Taoism is the religion of Tao; as to what Tao is, or what it means, we
are told upon the highest authority that it is quite impossible to say.
This does not seem a very hopeful beginning; but
"even the weariest river
Winds somewhere safe to sea,"
and I shall therefore make an effort to set before you a clue, which, I
trust, will lead toward at any rate a partial elucidation of the
mystery.
At some unknown period in remote antiquity, there appears to have lived
a philosopher, known to posterity as Lao Tzu, who taught men, among
other things, to return good for evil. His parentage, birth, and life
have been overloaded in the course of centuries with legend. Finally, he
is said to have foreseen a national cataclysm, and to have disappeared
into the West, leaving behind him a book, now called the _Tao-Te-Ching_,
which, for many reasons, he could not possibly have written.
The little we really know of Lao Tzu is gathered from traditional
utterances of his, scattered here and there in the works of later
disciples of his school. Many of these sayings, though by no means all
of them, with much other matter of a totally different character, have
been brought together in the form of a treatise, and the heterogeneous
whole has been ascribed to Lao Tzu himself.
Before proceeding with our examination of Tao, it is desirable to show
why this work may safely be regarded as a forgery of a later age.
Attempts have been made, by the simple process of interpolation in
classical texts, to prove that Lao Tzu lived in the same century as that
in which Confucius was born; and also that, when the former was a very
old man, the two sages met; and further that the interviews ended very
much to the astonishment of Confucius. All this, however, has been set
aside by the best native scholarship ever produced in China, as the work
of later hands.
Further, there was another philosopher of the same name, who really was
contemporary with Confucius, and it is held by many Chinese critics that
the two have been confused, perhaps with malice aforethought.
We can only say for certain that after Lao Tzu came Confucius--at what
interval we do not know. Now, in all the works of Confucius, whether as
writer or as editor, and throughout all his posthumously published
Discourses, there is not a single word of allusion either to Lao Tzu or
to this treatise. The alleged interviews have been left altogether
unnoticed.
One hundred years after Confucius came Mencius, China's second sage. In
all his pages of political advice to feudal nobles, and all his
conversations with his disciples, much more voluminous than the
Discourses of Confucius, there is equally no allusion to Lao Tzu, nor to
the treatise.
It has been pointed out by an eminent Chinese critic of the fifteenth
and sixteenth centuries, that Mencius spent his life chiefly in
attacking the various heterodox systems which then prevailed, such as
the extreme altruistic system of Mo Ti and the extreme egoistic system
of Yang Chu; and it is urged--in my opinion with overwhelming force--that
if the _Tao-Te-Ching_ had existed in the days of Mencius, it must
necessarily have been recognised and treated as a mischievous work,
likely to alienate men's minds from the one perfect and orthodox
teaching--Confucianism.
Chuang Tzu, a philosopher of the fourth century B.C., devoted himself to
elucidating and illuminating the teaching of Lao Tzu. His work, which
has survived to the present day, will shortly occupy our attention. For
the moment it is only necessary to say that it contains many of the
Master's traditional sayings, but never once mentions a treatise.
In the third century B.C. there lived another famous Taoist writer, Han
Fei Tzu, who devotes the best part of two whole sections of his work to
explaining and illustrating the sayings of Lao Tzu. Yet he never
mentions the treatise. He deals with many sayings of Lao Tzu now to be
found in the treatise, but he does not take them in the order in which
they now stand, and he introduces several others which do not occur at
all in the treatise, having apparently been overlooked by the compiler.
In the second century B.C. there lived another famous Taoist writer,
Huai-nan Tzu, who devotes a long chapter to illustrating the doctrines
of Lao Tzu. He never mentions a book.
One hundred years B.C. comes the historian Ssu-ma Ch'ien, whose
brilliant work, the first of the Dynastic Histories, I have already had
occasion to bring to your notice. In his brief memoir of Lao Tzu, he
does mention a book in five thousand and more characters; but he
mentions it in such a way as to make it clear beyond all doubt that he
himself could never have seen it; and moreover, in addition to the fact
that no date is given, either of the birth or death of Lao Tzu, the
account is so tinged with the supernatural as to raise a strong
suspicion that some part of it did not really come from the pen of the
great historian.
About two hundred years later appeared the first Chinese dictionary,
already alluded to in a previous lecture. This work was intended as a
collection of all the written characters known at date of publication;
and we can well imagine that, with Lao Tzu's short treatise before him,
there would be no difficulty in including all the words found therein.
Such, however, is not the case. There are many characters in the
treatise which are not to be found in the dictionary, and in one
particular instance the omission is very remarkable.
Much other internal evidence against the genuineness of this work might
here be adduced. I will content myself with a single, and a ludicrous,
item, which shows how carelessly it was pieced together.
Sentences occur in the _Tao-Te-Ching_ which positively contain, in
addition to some actual words by Lao Tzu, words from a commentator's
explanation, which have been mistaken by the forger for a part of Lao
Tzu's own utterance.
Add to this the striking fact that the great mass of Chinese critical
scholarship is entirely adverse to the claims put forward on behalf of
the treatise,--a man who believes in it as the genuine work of Lao Tzu
being generally regarded among educated Chinese as an amiable crank,
much as many people now regard any one who credits the plays of
Shakespeare to Lord Bacon,--and I think we may safely dismiss the
question without further ado.
It will be more interesting to turn to any sayings of Lao Tzu which we
can confidently regard as genuine; and those are such as occur in the
writings of some of the philosophers above-mentioned, from which they
were evidently collected by a pious impostor, and, with the aid of
unmistakable padding, were woven into the treatise, of which we may now
take a long leave.
Lao Tzu imagined the universe to be informed by an omnipresent,
omnipotent Principle, which he called _Tao_. Now this word _Tao_ means
primarily "a road," "a way"; and Lao Tzu's Principle may therefore be
conveniently translated by "the Way."
Fearing, however, some confusion from the use of this term, the
philosopher was careful to explain that "the way which can be walked
upon is not the eternal Way." But he never tells us definitely what the
Way is. In one place he says it cannot find expression in words; in
another he says, "Those who know do not tell; those who tell do not
know."
The latter saying was used by a famous poet as a weapon of ridicule
against the treatise. "If those who know," he argued, "do not tell, how
comes it that Lao Tzu put his own knowledge into a book of five thousand
and more words?"
We are assured, however, by Lao Tzu that "just as without going out of
doors we can know the whole world, so without looking out of window we
can know the Way."
Again we have, "Without moving, you shall know; without looking, you
shall see; without doing, you shall achieve."
Meanwhile, we are left to gather from isolated maxims some shadowy idea
of what Lao Tzu meant by the Way.
It seems to have been a perpetual accommodation of self to one's
surroundings, with the minimum of effort, all progress being spontaneous
and in the line of least resistance.
From this it is a mere step to doing nothing at all, the famous doctrine
of Inaction, with all its paradoxes, which is really the criterion of
Lao Tzu's philosophy and will be always associated with Lao Tzu's name.
Thus he says, "Perfect virtue does nothing, and consequently there is
nothing which it does not do."
Again, "The softest things in the world overcome the hardest; that which
has no substance enters where there is no crevice."
"Leave all things to take their natural courses, and do not interfere."
"Only he who does nothing for his life's sake can be truly said to value
his life."
"Govern a great nation as you would cook a small fish,"--do not overdo
it. Do not try to force results. The well-known Greek injunction, "not
to go beyond one's destiny," ouk huper moron, might well have fallen from
Lao Tzu's lips.
All this is the Way, which Lao Tzu tells us is "like the drawing of a
bow,--it brings down the high and exalts the low," reducing all things
to a uniform plane.
He also says that if the Way prevails on earth, horses will be used for
agricultural purposes; if the Way does not prevail, they will be used
for war.
Many of Lao Tzu's sayings are mere moral maxims for use in everyday
life.
"Put yourself behind, and the world will put you in front; put yourself
in front, and the world will put you behind."
"To the good I would be good; to the not-good I would also be good, in
order to make them good."
All together, with the comparatively few scraps of Lao Tzu's wisdom to
be found in the treatise, we should be hard put to understand the value
of Tao, and still more to find sufficient basis for a philosophical
system, were it not for his disciple, Chuang Tzu, of the fourth century
B.C., who produced a work expanding and illustrating the Way of his
great Master, so rich in thought and so brilliant from a literary point
of view that, although branded since the triumph of Confucianism with
the brand of heterodoxy, it still remains a storehouse of current
quotation and a model of composition for all time.
Let us go back to _Tao_, in which, Chuang Tzu tells us, man is born, as
fishes are born in water; for, as he says in another place, there is
nowhere where _Tao_ is not. But _Tao_ cannot be heard; heard, it is not
_Tao_. It cannot be seen; seen, it is not _Tao_. It cannot be spoken;
spoken, it is not _Tao_. Although it imparts form, it is itself
formless, and cannot therefore have a name, since form precedes name.
The unsubstantiality of _Tao_ is further dwelt upon as follows:--
"Were _Tao_ something which could be presented, there is no man but
would present it to his sovereign or to his parents. Could it be
imparted or given, there is no man but would impart it to his brother
or give it to his child. But this is impossible. For unless there is a
suitable endowment within, _Tao_ will not abide; and unless there is
outward correctness, _Tao_ will not operate."
It would seem therefore that _Tao_ is something which altogether
transcends the physical senses of man and is correspondingly difficult
of attainment. Chuang Tzu comes thus to the rescue:--
"By absence of thought, by absence of cogitation, _Tao_ may be known.
By resting in nothing, by according in nothing, _Tao_ may be approached.
By following nothing, by pursuing nothing, _Tao_ may be attained."
What there was before the universe, was _Tao_. _Tao_ makes things what
they are, but is not itself a thing. Nothing can produce _Tao_; yet
everything has Tao within it, and continues to produce it without end.
"Rest in Inaction," says Chuang Tzu, "and the world will be good of
itself. Cast your slough. Spit forth intelligence. Ignore all
differences. Become one with the Infinite. Release your mind. Free your
soul. Be vacuous. Be nothing!"
Chuang Tzu lays especial emphasis on the cultivation of the natural as
opposed to the artificial.
"Horses and oxen have four feet; that is the natural. Put a halter on a
horse's head, a string through a bullock's nose; that is the
artificial."
"A drunken man who falls out of a cart, though he may suffer, does not
die. His bones are the same as other people's; but he meets his accident
in a different way. His spirit is in a condition of security. He is not
conscious of riding in the cart; neither is he conscious of falling out
of it. Ideas of life, death, fear, etc., cannot penetrate his breast;
and so he does not suffer from contact with objective existences. And if
such security is to be got from wine, how much more is it to be got from
_Tao_?"
The doctrine of Relativity in space and time, which Chuang Tzu deduces
from Lao Tzu's teachings, is largely introduced by the disciple.
"There is nothing under the canopy of Heaven greater than an autumn
spikelet. A vast mountain is a small thing. The universe and I came into
being together; and all things therein are One.
"In the light of _Tao_, affirmative is reconciled with negative;
objective is identified with subjective. And when subjective and
objective are both without their correlates, that is the very axis of
_Tao_. And when that axis passes through the centre at which all
infinities converge, positive and negative alike blend into an infinite
One."
Thus, morally speaking, we can escape from the world and self, and can
reverse and look down upon the world's judgments; while in the
speculative region we get behind and beyond the contradictions of
ordinary thought and speech. A perfect man is the result. He becomes, as
it were, a spiritual being. As Chuang Tzu puts it:--