THE UNITED STATES

=Harriet Beecher Stowe and the Civil War=

_Uncle Tom’s Cabin_ is a prime example of the novel as political

instrument both in intent and effect. Harriet Beecher Stowe declared in

her preface that

The object of these sketches is to awaken sympathy and feeling for

the African race, as they exist among us; to show their wrongs

and sorrows, under a system so necessarily cruel and unjust as

to defeat and do away with the good effects of all that can be

attempted for them....

The book did more than awaken sympathy; its millions of copies helped

rouse the growing anti-slavery sentiment in the North, creating in part

the political climate out of which the Civil War grew and mustering

moral support for its prosecution. But the novel’s effects were not

confined to America. In _Literary History of the United States_ Dixon

Wecter called it “the most influential novel in all history,” and

Harold Blodgett noted that it was used in the campaign that secured

England’s Reform Act of 1867. Raymond Weaver, in his introduction to

the Modern Library edition, notes that half a million Englishwomen

signed an address of thanks to the author, and that Russians were said

to have emancipated their serfs after reading the book. The hero of

Edgar Lee Masters’ _Children of the Market Place_ says the book “was

not really true,” but he records the praise it won from Macaulay,

Longfellow, George Sand, and Heine, and adds, “The winds of destiny

previously let loose were blowing madly now.”

Translated into nineteen languages, the novel was also dramatized.

Eliza’s flight across the ice and Simon Legree’s cruelty have become

hackneyed, but the author did not rely exclusively on such melodrama

and tugging at the heartstrings. The plot is interlarded with case

histories of slavery--mothers whose children were taken from them,

women sold for “breeders,” men taken from their families and sent down

into the deep South. The reader may feel that Legree is a villain so

fiendish as to be unbelievable; he may find the angelic Little Eva’s

death scene, in which she cuts off golden curls and distributes them

to the sobbing family and retainers, cloying or emetic. There are

other characters, though, worth observing. Senator Bird of Ohio, who

had formerly supported the Fugitive Slave Act, shelters Eliza before

sending her to a Kentuckian who had freed his slaves and now runs a

stop on the Underground Railway. Artistically the novel is very bad.

Its structure sprawls, its melodrama creaks, and its sentiment oozes

over hundreds of pages peopled more often by cardboard figures than

believable human beings. This is another case, however, in which the

reading public paid no attention to critical standards. Mrs. Stowe

concluded her novel with the warning that

not surer is the eternal law by which the millstone sinks in the

ocean, than that stronger law, by which injustice and cruelty shall

bring on nations the wrath of Almighty God!

Her words were prophetic, and her book helped to bring about the dies

irae of which she spoke.

=Albion Tourgée: The Blunders of Reconstruction=

Just as the political novel helped to prepare the way for the Civil

War, so it commented upon the events which followed it. In _A Fool’s

Errand_ (1879) and _Bricks Without Straw_ (1880), two awkward but

intensely felt books, Albion Tourgée criticized the tremendous blunders

of the federal government in the Reconstruction era. Using the same

techniques of case history, pathos, and melodrama as did Mrs. Stowe,

Tourgée applauds the intent of the federal Reconstruction program but

is outraged and cynical at the way it was carried out. He praises

the work of the Freedmen’s Bureau but laments its dissolution and

the government’s virtual abandonment of the Negro. Like Mrs. Stowe,

Tourgée states the problem as dramatically and appealingly as he can;

then he offers his solution: education. Both of Tourgée’s novels close

with appeals for federal aid to education in the South. The Negro is

obviously in greatest need, but the aid is meant to be spread over

the entire educational system. Discarding all pretense at fiction and

writing directly to the reader, Tourgée concludes _A Fool’s Errand_ by

telling him that “Poor-Whites, Freedmen, Ku-Klux and Bulldozers are all

alike the harvest of ignorance. The Nation can not afford to grow such

a crop.”

=Perennial Theme: Corruption=

In the 1880s the American political novel began to shift from the Civil

War and Reconstruction to the theme of corruption. This subject was

explored extensively during the next five decades. Whether the scene

was the national capitol, as in Henry Adams’ _Democracy_ (1880), or a

ward in New York City, as in James L. Ford’s _Hot Corn Ike_ (1923),

the theme was the same--the betrayal of public trust for private ends.

Although many of these novels were written in the resurgent school

of Realism, all of them, in their depiction of pervasive corruption,

were capable of being political instruments through the nature of the

material which they treated if not through their author’s intent.

Whether the writer declaims through his hero against public robbery or

simply tries to present dispassionately what he sees, the revulsion of

the reader at the travesty of American political ideals is likely to be

the same.

There was one notable exception to this trend. It was Jack London’s

_The Iron Heel_ (1908). Projecting his story into the future, he wrote

of an America under the dictatorship of an Oligarchy serving the

interests of the large corporate and industrial groups. The reader

learns that the Oligarchy was eventually overthrown, but the book

concentrates upon a fictitious era of horrors unequalled until the

appearance of Orwell’s _1984_ forty years later. In his introduction to

the novel, Anatole France called London a Revolutionary Socialist. This

he was, and--in the novel, at least--a devoted Marxist as well. The

book was clearly meant to be a political instrument. Its fulfillment

of this aim may be judged by a comment of Stephen Spender in his

contribution to _The God That Failed_ (1950). He remarks that Harry

Pollitt, a high official of the English Communist Party, had told him

that in his opinion _The Iron Heel_ was “the best revolutionary novel.”

The Communist view of the propaganda value of literature makes the

comment significant.

=Upton Sinclair: Corruption Plus Radicalism.= Upton Sinclair’s books

were among those which marked the beginning of a transitional phase in

the American political novel. In them a new theme was added to that of

political corruption: the rise of leftist and radical forces. _Oil!_

(1926) focuses on Bunny Ross’s political journey to the far Left.

Bunny’s father, J. Arnold Ross, is one of the tycoons who selects,

pays for, and elects an American president. Naming names and placing

places, Sinclair sends his characters into the campaign of 1920. Verne

Roscoe says that he is negotiating with Barney Brockway of “the Ohio

gang.” Sinclair writes that “he made exactly the right offers, and paid

his certified checks to exactly the right men,” and Warren Harding

was nominated. The fifty million dollars poured into the campaign by

the oil interests (according to Sinclair) helped to finish the job.

The account of the naval reserve oil lease scandals which follows

makes Sinclair’s position on the activities of a powerful lobby very

clear. More an exposé than a work of art, the novel describes attempts

to hinder the organization of the oil workers and the strikes and

strike-breaking which follow. The book ends with an attack upon

an evil power which roams the earth, crippling the bodies of men

and women, and luring the nations to destruction by visions of

unearned wealth, and the opportunity to enslave and exploit labor.

Two years later Sinclair threw himself into a vindication of the

characters and lives of Nicola Sacco and Bartolomeo Vanzetti. The cast

of _Boston_ (1928) includes the fictitious Thornewell family, but they

are all dwarfed by the two Italians whose careers ended in the electric

chair. Sinclair presents the case as an effort by the city and state

governments to dispose of two representatives of the anarchist movement

which was thought to threaten society’s foundations. He maintains that

the government was supported in its attempt by representatives of

organized religion as well as the socially prominent and economically

powerful classes. Although the author said that he had tried to be a

historian, that he had not “written a brief for the Sacco-Vanzetti

defense,” the novel is precisely that. It is also an indictment of most

of the immediate society in which the events took place. He accuses the

prosecution of carefully building an illegal, trumped-up case heard by

the violently prejudiced Judge Thayer. He declares that the Commission

which investigated the case, made up of Cardinal O’Connell, Bishop

Lawrence, and President Lowell of Harvard, rendered an endorsement of

the state’s actions which amounted to a whitewash. Running parallel

to the story of the Italians is that of Jerry Walker, parvenu tycoon

of the New England felt industry who is legally plundered by the old

commercial and banking interests of Boston and New York. Mr. Sinclair’s

intentions to be impartial may have been sincere, but like the

exclamation points in his prose, they got away from him.

=Growing Political Consciousness: 1930 to 1954=

The great wave of political consciousness which struck America in

the 1930s surged over into the novel. It took several forms. There

was the novel which advocated liberal reforms in government, and the

novel which, presenting the Communist point of view, necessarily went

farther. The proletarian novel emerged. Sympathetically describing the

privations of the so-called proletariat to stimulate betterment of its

living conditions, these novels sometimes cleaved to the Communist

Party line but were often the work of non-Communist authors writing

from genuine concern for their subjects. The Communists regarded this

art form as another weapon in the class struggle. Paul Drummond, a

fanatical Communist writer in James T. Farrell’s _Yet Other Waters_

(1952), shouts that “now the time has come for Party literature.” Moses

Kallisch, leader of a front organization starting a Left Wing Book

Club, declares, “The day is not far off when we’ll overwhelm bourgeois

culture in America!” Increasing consciousness of the political

malignancy of Fascism and Nazism appeared in the novel. With the

descriptions of these dangers came appeals for the strengthening and

defense of the best in the American political system.

=John Steinbeck: The Party Organizer.= Appearing in 1936, Steinbeck’s

_In Dubious Battle_ sociologically described the violent course

and tragic end of a Communist-organized strike of apple pickers in

California’s Torgas Valley. Shortly after he applies for membership in

the Party, young Jim Nolan is taken down into the valley by McLeod,

a hard-shelled, veteran Communist organizer. The underpaid pickers,

living in squalor, follow Mac when he helps precipitate the strike. As

the apprentice, Jim follows each move carefully, learning both theory

and practice from Mac, who wants violence and a prolonged strike in

order to gain wide attention and pave the way for organizing subsequent

picking operations. Adept and devoted, Jim learns quickly despite

a gunshot wound and increasing hunger. He even assumes temporary

leadership over Mac when the latter’s vitality momentarily sags. At

the book’s end, with the strike failing, Jim falls into a trap and

his face is blown off by a shotgun blast. Mac carries his body to the

strikers’ camp platform. The book’s last line is Mac’s funeral oration

for Jim: “Comrades! He didn’t want nothing for himself.” The novel may

be considered a social and political study; the picture that emerges

is one of economic oppression, embattled workers, and hard but devoted

organizers.

=Sinclair Lewis: Native Fascism.= Sinclair Lewis’s fifteenth book also

appeared in 1936, and its title is an indication of the jolt it was

meant to give to American complacency. _It Can’t Happen Here_ is the

story of the American republic transformed into a Fascist corporate

state through a military coup d’état made possible by an electorate

which was attracted by share-the-wealth schemes, anti-minority

agitation, and primitive emotionalism. The methods of the Nazis and

Fascists are applied to eradicate the democratic system and even the

boundaries of states. The country is divided into eight provinces,

concentration camps devour the dissenters and the suspect, and all

of American life is harshly regimented. Lewis’s hero is “bourgeois

intellectual” Doremus Jessup. After he has lost his newspaper,

his daughter, and his son-in-law, he becomes a member of the New

Underground. When revolution wins back only half the country, he enters

the other half as a secret agent. This novel has most of the faults

and virtues of Lewis’s other books: character merging into caricature,

complete lack of subtlety, and embarrassingly awkward dialogue; but

with this there is accurate social criticism, a genuine if crude

vitality, and--particularly in this novel--a very earnest concern for

American traditions. Lewis’s point is made clear as Jessup reflects

that

the tyranny of the dictatorship isn’t primarily the fault of Big

Business, nor of the demagogues who do their dirty work. It’s the

fault of Doremus Jessup! Of all the conscientious, respectable,

lazy-minded Doremus Jessups who have let the demagogue wriggle in,

without fierce enough protest.

=John Dos Passos and Ernest Hemingway: Liberal Causes Abroad.= Glenn

Spotswood’s geographical and political odyssey, abruptly ended by a

rebel bullet in the Spanish Civil War, forms the central theme of Dos

Passos’ _Adventures of a Young Man_ (1938). Politically conscious even

as a boy, Glenn becomes successively a transient worker, a cum laude

college graduate, a Communist labor organizer, and a disillusioned

member of a splinter group. Clearly and dispassionately, Dos Passos

allows his story to unfold. There are unsavory, dislikable characters

such as fierce but noncombatant Comrade Irving Silverstone and sinister

Jed Farrington, an American Communist who, as a Spanish loyalist

colonel, divides his lethal attentions between the rebels and political

unreliables. But one has the feeling that the author is not leaning in

any direction. In the prose poems interspersed throughout the novel,

however, Dos Passos lectures his reader. The concluding paragraph

analyzes the growth of the American Communist Party and explains the

gullibility of the Americans deceived by it. The last lines tell the

reader that

only a people suspicious of self-serving exhortations willing to

risk decisions, each man making his own, dare call themselves

free, and that when we say the people, ... we mean every suffering

citizen, and more particularly you and me.

A little less obvious was the position of Ernest Hemingway in his fine

novel _For Whom the Bell Tolls_ (1943). Hemingway would very probably

disclaim any intent to write a political novel, but his book teaches a

lesson in one of the oldest and surest ways--by example. Robert Jordan

has left his instructorship in Spanish at the University of Montana to

go to Spain as a demolition expert for the loyalists. Although he has

placed himself under Communist discipline for military reasons, he is

not a Communist. He is a teacher who has taken a most un-sabbatical

leave to fight Fascism in a country he loves. Following the pattern

of most of these books, Hemingway sums up a few pages from the end.

Badly injured and unable to make his escape, Jordan lies waiting in the

forest to fight a fatal rearguard action which will buy time for his

escaping friends. He thinks:

I have fought for what I believed in for a year now. If we win here

we will win everywhere. The world is a fine place and worth the

fighting and I hate very much to leave it.

In _Number One_ (1943), Dos Passos shifted from dictatorship abroad to

dictatorship at home. Chuck Crawford is reminiscent of the late Huey

Long of Louisiana. Magnetic, dynamic, and unscrupulous, Chuck wins

the governorship and then goes on to the United States Senate. His

personal aide is the alcoholic Tyler Spotswood, Glenn’s older brother.

Served up as the goat in an oil lease scandal which breaks about

Chuck’s head, Tyler allows himself to remain silent and be convicted.

This is primarily because of Glenn’s last letter from Spain exhorting

Tyler not to let them “sell out” the people at home. Tyler apparently

feels that his conviction is an atonement for failure to accept the

responsibility which Sinclair Lewis also said devolved upon each

citizen. In the novel’s last three lines Dos Passos looks the reader

squarely in the eye: “weak as the weakest, strong as the strongest, the

people are the republic, the people are you.”

_The Grand Design_ appeared in 1949 to complete the _District of

Columbia_ trilogy. In this third novel, Dos Passos’ style remains

the same--detached and impersonal, straightforward and clear. His

politics (in the prose poems) seem unchanged. He appears to be liberal,

to retain his sympathy for the smaller people having a difficult

time economically. Since the book covers the war years, the danger

represented by the Axis powers is evident, but the equally pernicious

influence of militant international Communism is equally clear.

Although the book is jammed with characters from many political strata,

its primary focus is the career of Millard Carroll, who leaves his

Texarcola business to join the New Deal Farm Economy Administration. As

the war progresses, Carroll comes to feel that the Four Freedoms are

being forgotten in its prosecution. He sees personal jealousies and

conflicts within the administration. By implication, the program which

produced relocation camps for Japanese-Americans helps to complete his

disillusionment. Finally, crushed by personal tragedy, he resigns. The

last line of the last prose poem tells the reader, “Today we must learn

to found again in freedom our republic.”

=George Weller: International Communism.= In 1949 George Weller’s _The

Crack in the Column_ drew attention to one of the widespread areas

in which the Comintern was trying to extend Russian domination. The

scene is Greece. The novel reaches its climax when ELAS, the army of

the Communist-dominated EAM popular front group, fights the British in

the streets of Athens while the American army contains the Germans’

last great effort in the Ardennes. Shot down earlier on a mission,

American bomber pilot Tommy McPhail decides not to be evacuated by

the underground net of British Major Walker. He remains to engage in

similar behind-the-lines work. Walker becomes McPhail’s tutor in global

politics as well as espionage. His primary subject is the need for

the United States to accept responsibility for creating international

conditions favorable to the West, as he says Britain has done. Walker

tells McPhail that the United States must learn to recognize Soviet

strategy and combat it by such means as permanent American bases in

the Middle East. Once again, the most explicit statement of the book’s

message is saved for the end:

You Americans just pay your way out of the positions of the last

war, then [help] your way back into the same positions in the next.

You forget that war is continuous and this everlasting series of

visits to the strategic pawnshop a wasteful streak of postponement

of the eventual showdown.

Like many other novels which can be regarded accurately as political

instruments, this one, with its accomplished delineation of a complex

situation, tangled relationships, and deep cross-currents, contains

no direct appeals to the reader. Neither does it have any scowling

villains or radiant heroes. But the portrayal of the growing political

maturity of the naïve American under the tutelage of the able but weary

Englishman may perhaps achieve the same effect, and do it better.

=Norman Mailer: The Extreme Left.= The voice of the extreme Left,

rarely heard in recent American novels, sounded in Norman Mailer’s

_Barbary Shore_, a murky mixture of obscure symbolism, endless

conversation, and political theory disguised as dialogue. Published in

1951, the novel met with a generally unfavorable critical reception.

A reading bears out this verdict. McLeod, apparently speaking for the

author as his _raisonneur_, discusses what he calls revolutionary

socialism at great length. Rejecting Russian Communism as state

capitalism, McLoed’s two-thousand-word, non-stop lecture envisions a

mutually destructive war between “the Colossi.” The Lenin of tomorrow,

with the surviving theorists and proletariat, must be ready to spring

to the barricades of the rubble-strewn “hundred Lilliputs” which

survive. Before he is killed, McLoed passes his concept of Marxian

revolutionary socialism like a Grail or a sword to Mikey Lovett. He

is to keep it in readiness for the day when it can be used. This

novel is intensely political. Despite its ambiguousness and withheld

secrets, its essential point emerges: the first socialist revolution

was betrayed; the true revolutionary socialism must make the second one

successful.

=Novels of the Cold War.= As wartime cooperation with the Russians

was superseded by a growing awareness of the nature of militant

Communism and the Moscow-oriented loyalties of American Communists,

the novel chronicled this awakening. In _The Grand Design_ Paul

Graves had told Millard Carroll that a Russian purchasing commission

or a Russian-controlled political party meant “espionage and

counter-espionage and counter-counterespionage ad infinitum....” Novels

like Irwin Shaw’s _The Troubled Air_ (1951) and William Shirer’s

_Stranger Come Home_ (1954) recorded the violence of this reaction.

The function of these novels as political instruments was to rouse

indignation against the forces which, in seeking to destroy American

Communism, use methods as authoritarian and undemocratic as those of

the Soviets themselves. Both novels enlist the reader’s sympathies on

the side of loyal, non-Communist Americans who are unjustly attacked

by self-appointed judges using lies and questionable methods. These

courageous protagonists are virtually ruined professionally and

economically, for their integrity forbids them salvation through

conformity forced upon them by fanatical groups. _The Troubled Air_

embodies the problem in the efforts of director Clement Archer to

keep his radio actors employed until they can defend themselves

against charges of Communism made by _Blueprint_. This magazine,

like some which have appeared on the American scene, specializes in

allegations of Communist Party membership or sympathies on the part

of entertainers. Archer’s actions, exceedingly dangerous to his own

position through his lack of awareness of the nature of his opponents,

cost him his job. This novel is less a _roman à clef_, more complex,

and far more accomplished than Shirer’s book. Archer is victimized not

only by _Blueprint_ and the people who surrender to it, but by two

of the people he defends. Frances Motherwell renounces Communism and

denounces Archer. Vic Herres, an old friend and secretly a fanatical

Communist, has acted for his cell in selecting Archer as a “convenient

point of attack,” one who would fight the Communists’ battle for them.

The novel thus records the painful education of an honorable man whose

naïveté about American Communists is matched by his ignorance of their

opponents who borrow Communist methods. The book is very well done, and

in the reader-association with Archer which it produces, it provides a

vicarious ordeal of arbitrarily assumed guilt-by-association with no

recourse to conventional legal relief.

_Stranger Come Home_ is a fictionalized account of a group of similar

cases familiar to most newspaper readers. Here the spark is ignited by

a publication called _Red Airwaves_. Commentator Raymond Whitehead has

been blacklisted after his defense of Foreign Service officer Stephen

Burnett, accused of Communist sympathies before the investigating

committee of Senator O’Brien. Burnett is charged with conspiring to

give China to the Communists. He has actually done nothing more than

follow the foreign policy of the Roosevelt and Truman administrations

and criticize the corruption he saw in the regime of Chiang Kai-shek.

Whitehead successively loses his sponsor, his air time, and his job.

While he is in Europe he is accused by Senator O’Brien of being

a Soviet agent. This charge is based upon the testimony of two

ex-Communists who have become professional witnesses against people

like Burnett and Whitehead. To give immediacy and the personal impact

of the experience, the book is written in diary form. Although its

fidelity to actual events makes it seem a transcription and though its

quality as a work of art is not outstanding, the novel succeeds in

driving its point home. The villains are quite black and the heroes are

quite white despite the peccadillo here and there meant apparently to

humanize them. Nevertheless, the reader who grants belief and sympathy

to Burnett and Whitehead will be hard put to suppress indignation and

fear at the people, methods, and events which combine to bring near

ruin to two intelligent and patriotic United States citizens.

In 1952 Paul Gallico’s _Trial by Terror_ chronicled the ordeal of

Jimmy Race, reporter for the Paris edition of the _Chicago Sentinel_.

Slipping into Hungary to unearth the story behind the conviction and

twenty-year sentence meted out to an American named Frobisher, Race

is arrested. Brainwashed and tortured into a false confession at a

propaganda trial, Race is sentenced to prison. When his release is

eventually secured, he is a fear-ridden, completely disorganized

personality, an animal conditioned to confession as completely as

Pavlov’s dog was to salivation. But his destruction is not the only

cause for anger. His liberation was not achieved by his government, but

by his editor, who was able to blackmail the Hungarian Minister of

Affairs because of Titoist activities. The feeling throughout the book

is that the United States embassy played a diplomatic game in which

the deadliest weapons were strongly worded notes. The final irony is

that the release was accomplished by a private citizen forced to use

Communist methods of blackmail and intimidation. This novel graphically

indicts Soviet brutality. It also criticizes American policy in a

dramatic aspect of the cold war.

The political novel · 第 25 / 51 题