All these _denials_ that absolute necessity can be established and

absolute chance refuted by experiential evidence, mixed with as clear

_assertions_ of the same things, when taken together, have the appearance

of an attempt, as the politicians say, to “straddle” the question.

§13. But the ingenious Doctor seeks to bolster up necessity by

introducing the confused notion of “causation.”

I do not know where the idea originated that a cause is an instantaneous

state of things, perfectly determinative of every subsequent state. It

seems to be at the bottom of Kant’s discourse on the subject; yet it

accords neither with the original conception of a cause, nor with the

principles of mechanics. The original idea of an efficient cause is

that of an agent, more or less like a man. It is prior to the effect,

in the sense of having come into being before the latter; but it is not

transformed into the effect. In this sense, it may happen that an event

is a cause of a subsequent event; seldom, however, is it the principal

cause. Far less are events the only causes. The modern mechanical

conception, on the other hand, is that the relative positions of

particles determine their accelerations at the instants when they occupy

those positions. In other words, if the positions of all the particles

are given at _two_ instants (together with the law of force), then

the positions at all other instants may be deduced.[109] This doctrine

conflicts with Kant’s second analogy of experience, as interpreted by

him, in no less than four essential particulars. In the first place, far

from involving any principle that could properly be termed generation, or

_Erzeugung_, which is Kant’s word for the sequence of effect from cause,

the modern mechanical doctrine is a doctrine of persistence, and, as I

have repeatedly explained, positively prohibits any real growth. In the

second place, one state of things (i. e. one configuration of the system)

is not sufficient to determine a second, it is two that determine a

third. To whomsoever may think that this is an inconsiderable divergence

of opinions, let me say, study the logic of relatives, and you will think

so no longer. In the third place, the two determining configurations,

according to mechanics, may be taken at almost any two instants, and the

determined configuration be taken at any third instant we like. _There is

no mechanical truth in saying that the past determines the future, rather

than the future the past._ We habitually follow tradition in continuing

to use that form of expression, but every mathematician knows that it is

nothing but a form of expression. We continue, for convenience, to talk

of mechanical phenomena as if they were regulated, in the same manner

in which our intentions regulate our actions (which is essentially a

determination of the future by the past), although we are quite aware

that it is not really so. Remark how Kant reasons:

“If it is a necessary law of our sensibility, and consequently

a _formal condition_ of all perceptions, that the preceding

time determines the following, (since I can only come to

the following through the preceding,) then is it also an

indispensable _law of the empirical representation_ of the

time-series that the appearances of the preceding time

determine every occurrence in the following.”

What this leads to is a causality like that of mental phenomena, where it

_is_ the past which determines the future, and _not_ (in the same sense)

the reverse; but the doctrine of the conservation of energy consists

precisely in the denial that anything like this occurs in the domain of

physics. Had Kant studied the psychological phenomena more attentively

and generalised them more broadly, he would have seen that in the mind

causation is not absolute, but follows such a curve as is traced in my

essay towards “The Law of Mind” (_The Monist_, Vol. II, 550). Does our

judicious editor deem it ungracious to find fault with Kant for not doing

so much more than he did, considering what that hero-like achievement

was? We must seem to carp, as long as thinkers can hold that achievement

for sufficient. In the fourth place, Kant’s “Analogy” ignores that

continuity which is the life-blood of mathematical thought. He deals

with those awkward chunks of phenomenon, called “events.” He represents

one such “event” as determined by certain others, definitely, while

the rest have nothing to do with it. It is impossible to cement such

thought as this into hermetic continuity with the refined conceptions of

modern dynamics. The statement that every instantaneous state of things

determines precisely all subsequent states, and not at all any previous

states, could, I rather think, be shown to involve a contradiction.

The notion which Dr. Carus holds of a cause seems to be that it is a

state, embracing all the positions and velocities of all the masses at

one instant, the effect being a similar state for any subsequent instant.

(¶¶ 21, 24.) This breaks at once with common parlance, with dynamics,

and with philosophical logic. In common parlance, we do not say that

the position and upward velocity of a missile is the cause of its being

at a subsequent instant lower down and moving with a greater downward

velocity.[110] In dynamics, it is the fixed force, gravitation, or

whatever else, together with those relative positions of the bodies that

determine the intensity and direction of the forces, that is regarded

as the cause. But these causes are not previous to, but simultaneous

with, their effects, which are the instantaneous accelerations. Finally,

logic opposes our calling one of two states which equally determine one

another (as any two states of a system do, if the velocities are taken to

be included in these states) _the_ determinator, or cause, simply because

of the circumstance that it precedes the other in time,—a circumstance

that is upon the principles of dynamics plainly insignificant and

irrelevant.

Everybody will make slips in the use of words that have been on his lips

from before the time when he learned to think; but the practice which

I endeavor to follow in regard to the word _cause_, is to use it in

the Aristotelian sense of an _efficient cause_, in all its crudeness.

In short, I refuse to use it at all as a philosophical word. When my

conception is of a dynamical character, I endeavor to employ the accepted

terminology of dynamics;[111] and when my idea is a more general and

logical one, I prefer to speak of the _explanation_.

§ 14. Dr. Carus thinks the element of necessity in causation can be

demonstrated by considering the process as a transformation. “It is a

sequence of two states which belong together as an initial and final

aspect of one and the same event.” (¶ 21. Compare ¶¶ 20, 24.) He neglects

to explain how he brings under this formula the inward causation of the

will and character, as set forth by him in ¶¶ 163-167.

It is unnecessary for me to reply, at length, to an argument so

manifestly inconclusive. On the one hand, it conflicts with the principle

that absolute necessity cannot be proved from experience; and on the

other hand, it leaves room for an imperfect necessity.

Professor Tait has done an ill office to thought in countenancing the

idea that the conservation of energy is of the same nature as the

“conservation,” or rather perduration, of matter. Dr. Carus says (¶ 121)

that

“The law of the conservation of matter and energy rests upon

the experience (corroborated by experiments) that causation

is transformation. It states that the total amount of matter

and the total amount of energy remain constant. There is no

creation out of nothing and no conversion of something into

nothing.”

The historical part of this statement contains only a small grain of

truth; but that I will not stop to criticise. The point I wish to make

is that the law of the conservation of energy is here represented under

a false aspect. The true substance of the law is that the accelerations,

or rates of change, of the motions of the particles at any instant depend

solely on their relative positions at those instants. The equation which

expresses the law under this form is a differential equation of the

second order; that is, it involves the rates of change of the rates of

change of positions, together with the positions themselves. Now, because

of the purely analytic proposition of the differential calculus that

Dₜ²s = ½Dₛ(Dₜs)²,

the first integral of the differential equation of the second order, that

is, the differential equation of the first order which expresses the same

state of things, equates half the sum of the masses, each multiplied by

the square of its velocity, to a function of the relative positions of

the particles _plus_ an arbitrary constant.[112] In order to fix our

ideas, let us take a very simple example, that of a single particle

accelerated towards an infinite plane, at a rate proportional to the

_n_ᵗʰ power of its distance from the plane. In this case, if _s_ be the

distance, the second differential equation will be

Dₜ²s = -asⁿ,

and the first integral of it will be

(Dₜs)² = -(²ᵃ⁄ₙ₊₁)sⁿ⁺¹ + C.

By the first law of motion, and the Pythagorean proposition, the part

of the velocity-square depending on the horizontal component is also

constant.

The arbitrary constant, _C_, plainly has its genesis in the fact that

forces do not determine velocities, but only accelerations. Its value

will be fixed as soon as the velocity at any instant is known. This

quantity would exist, just the same, and be independent of the time, and

would therefore be “conserved” whether the forces were “conservative,”

that is, simply positional, or not. Now, this constant is the energy;

or rather, the energy is composed of this constant increased by another

which is absolutely indeterminable, being merely supposed large enough to

make the sum positive.

Thus, the law of energy does not prescribe that the total amount of

energy shall remain constant; for this would be so in any case by virtue

of the second law of motion; but what it prescribes is that the total

energy diminished by the living force shall give a remainder which

depends upon the relative positions of the particles and not upon the

time or the velocities. It is also to be noticed that the energy has

no particular magnitude, or quantity. Furthermore, in transformations

of kinetical energy into positional energy, and the reverse, the

different portions of energy do not retain their identity, any more

than, in book-keeping, the identity of the amounts of different items

is preserved. In short, the conservation of energy, (I do not mean the

_law_ of conservation,) is a mere result of algebra. Very different is

it with the “conservation” of matter. For, in the first place, the total

mass is a perfectly definite quantity; and, in the second place, in all

its transformations, not only is the _total_ amount constant, but all the

different parts preserve their identity. To speak, therefore, of “the

conservation of matter and energy,” is to assimilate facts of essentially

contrary natures; and to say that the law of the conservation of energy

makes the total amount of energy constant is to attribute to this law

a phenomenon really due to another law, and to overlook what this law

really does determine, namely, _that the total energy less the kinetic

energy gives a remainder which is exclusively positional_.

§ 15. Dr. Carus does not make it clear what he means by _chance_. He

does, indeed, say (¶¶ 145, 146):

“What is chance?

“Chance is any event not especially intended, either not

calculated, or, with a given and limited stock of knowledge,

incalculable.”

This defines what he means by a chance event, in the concrete; what he

understands by probability, we are left to conjecture. But from what he

says in ¶ 147, I infer that he regards it as dependent upon the state of

our ignorance, and therefore nothing real.

I am, therefore, much puzzled when I find him expressing a conviction

(¶¶ 88, 156) that chance plays an important part in the real world. He

explains very distinctly that “when we call a throw of the dice pure

chance, we mean that the incidents which condition the turning up of

these or those special faces of the dice have not been, or cannot be,

calculated.” (¶ 147.) This is the commonest, because the shallowest,

philosophy of chance. Even Venn might teach him better than that.

However, according to that view, when he writes of “the important part

that chance plays in the world,—not absolute chance ... but that same

chance of which the throw of the die is a typical instance” (¶ 88), he

can be understood to mean no more than that many things happen which we

are not in condition to calculate or predict. This is not playing a part

_in the world_, one would say—at least, not in the natural world; it is

only playing a part in our ignorance.

Dr. Carus frequently uses phrases which make us suspect he penetrates

deeper. Thus, he says, “we do not believe in absolute chance, but we

believe in chance” (¶ 144); and again, “Every man is the architect of

his own fortune—but not entirely. There are sometimes coincidences

determining the fates of men.” (¶ 161.) But when we remark the

consecution of ¶¶ 137-162, we feel pretty sure he really sees no

further. To do so would have been to perceive that indefinitely varied

specificalness _is_ chance.

For a long time, I myself strove to make chance that diversity in the

universe which laws leave room for, instead of a violation of law, or

lawlessness. That was truly believing in chance that was not absolute

chance. It was recognising that chance does play a part in the real

world, apart from what we may know or be ignorant of. But it was a

transitional belief which I have passed through, while Dr. Carus seems

not to have reached it.

As for absolute chance, Dr. Carus makes the momentous admission that

it is “not unimaginable” (¶ 150). If so, its negation, or absolute

necessity, cannot be a formal principle.

§ 16. But it is time for me to leave the consideration of Dr. Carus’s

system and to take up his strictures upon mine. His philosophy is one

eminently enlightened by modern ideas, which it synthetises to an

unusual extent. It is distinguished for its freedom from the vice of

one-sidedness, and displays every facet of the gem of philosophical

inquiry, except the one on which it rests, the question of absolute

law. Its prominent faults, which I feel sure must have struck every

competent reader, are that it shows little trace of meditation upon the

thoughts of the great idealists, and that there is a certain want of

congruity between different elements of it. How strangely it sounds,

for instance, to find an apriorian, and one who is dinging “formal

laws” so perpetually into our ears, one who holds that “in order to

weave the woof of the _a posteriori_ elements into coherent cloth, we

want the warp of the _a priori_” (¶ 15), to find this man declaring for

a positivism “which accepts no doctrine, theory, or law, unless it be

a formulation of facts,” and proclaiming that “the whole business of

science is to systematise the samenesses of experience, and to present

them in convenient formulas” (¶ 120). Now there is just one way of

bringing such warring elements into harmony, and curing the greatest

defect of the system,—and it is a way which would also bring the whole

into far better concordance with natural science. It is to lop off the

heads of all absolute propositions Whose subject is not the Absolute,

and reduce them to the level of probable and approximate statements.

Were that defalcation performed, Dr. Carus’s philosophy would, in its

general features, offer no violent opposition to my opinions. Moreover,

the Doctor has at heart the conciliation of religion and science. I

confess such serious concern makes me smile; for I think the atonement

he desires is a thing which will come to pass of itself when time is

ripe, and that our efforts to hasten it have just that slight effect

that our efforts to hasten the ripening of apples on a tree may have.

Besides, natural ripening is the best. Let science and religion each have

stout faith in itself, and refuse to compromise with alien and secondary

purposes, but push the development of its own thought on its own line;

and then, when reconcilement comes,—as come it surely will,—it will have

a positive value, and be an unmixed good. But since our accomplished

editor thinks himself called upon to assist in this birth of time, let

me ask him whether of all the conditions of such peace, the first is not

that religious thought should abandon that extravagant absoluteness of

assertion which is proper to the state of intellectual infancy, but which

it has so long been too timid to let go? This pragmatical and unneeded

absoluteness it is which is most deeply contrary to the method, the

results, and the whole spirit of science; and no error can be greater

than to fancy that science, or scientific men, rest upon it or readily

tolerate it.

§ 17. Dr. Carus (¶¶ 56-64) condemns my method of investigation as

contrary to that by which science has been advanced; and holds that a

radically different, and thoroughly positivistic method is requisite,—a

method so intensely positivistic as to exclude all originality. I suppose

he will not object to my forming an opinion concerning the methods of

science. I was brought up in an atmosphere of scientific inquiry, and

have all my life chiefly lived among scientific men. For the last thirty

years, the study which has constantly been before my mind has been upon

the nature, strength, and history of methods of scientific thought. I

have no space here to argue the question. In its logical aspect, I have

partly considered it in various publications; and in its historical

aspect, I have long been engaged upon a treatise about it. My critic says

(¶ 57) that 1 am “very positivistic in my logic of science.” This is a

singular misapprehension. Few of the great scientific minds with whom

I have come into personal contact, and from whom I endeavored to learn

were disposed to contemn originality or the ideal part of the mind’s work

in investigation; and those few, it was easy to see, really breathed an

atmosphere of ideas which were so incessantly present that they were

unconscious of them. Were I to name those of my teachers who were most

positivistic in theory, a smile would be excited. My own historical

studies, which have been somewhat minutely critical, have, on the whole

confirmed the views of Whewell, the only man of philosophical power

conjoined with scientific training who had made a comprehensive survey

of the whole course of science, that progress in science depends upon

the observation of the right facts by minds _furnished with appropriate

ideas_. Finally, my long investigation of the logical process, of

scientific reasoning led me many years ago to the conclusion that science

is nothing but a development of our natural instincts. So much for my

_theory_ of scientific logic. It is as totally opposed as anything can

be to Dr. Carus’s theory (¶ 69, note; and “Ursache, Grund und Zweck,” p.

2) that originality is out of place in science.

But in my _practice_ of scientific reasoning, Dr. Carus accuses me of

being what he calls a “constructionist”; that is, a theoriser unguided by

indications from observation or accepted facts. To a mind upon whom that

celebrated and splendid chapter of Kant upon the architectonical method

failed to make a deep impression, I may appear so; but _travesty_ is in

truth hardly too strong a word to describe the account of my method by

Dr. Carus.

Perhaps exaggeration is not without its value. If so, let me sum up the

method Dr. Carus recommends. Eschew originality, is its pious formula;

do not think for yourself, nor countenance results obtained by original

minds. Distrust them; they are not safe men. Leave originality to

mathematicians and their breed, to poets, and to all those who seek the

sad notoriety of having unsettled belief.[113] Flee all philosophies

which smack of this aberrant nineteenth century.[114] This theory of Dr.

Carus condemns itself; for it is highly original, and soars into the free

ether untrammelled by historic facts.

Keppler comes very close to realising my ideal of the scientific method;

and he is one of the few thinkers who have taken their readers fully into

their confidence as to what their method really has been.[115] I should

not feel justified in inflicting upon mine an autobiographical account

of my own course of thought; but some things Dr. Carus’s accusation

forces me to mention. My method of attacking all problems has ever been

to begin with an historical and rational inquiry into the special method

adapted to the special problem. This is the essence of my architectonical

proceeding upon which Dr. Carus has commented very severely. To look an

inch before one’s nose involves originality: therefore, it is wrong to

have a conscious method. But further, in regard to philosophy, not only

the methods, but the elementary ideas which are to enter into those

methods, should be subjected to careful preliminary examination. This,

especially, Dr. Carus finds very unscientific. (¶ 64, and elsewhere.)

It is, undoubtedly, the most characteristic feature of my procedure.

Certainly it was not a notion hastily or irreflectively caught up; but

is the maturest fruit of a lifetime of reflection upon the methods of

science, including those of philosophy; and if it shall be found that one

contribution to thought on my part has proved of permanent service, that,

I expect, will be the one. This method in no wise teaches that the method

and materials for thought are not to be modified in the course of the

study of the subject-matter. But instead of taking ideas at haphazard, or

being satisfied with those that have been handed down from the good old

times, as a mind keenly alive to the dangers of originality would have

done, I have undertaken to make a systematic survey of human knowledge

(a very slight sketch of which composed the substance of my paper on

the “Architecture of Theories,”) in order to find what ideas have, as a

fact, proved most fruitful, and to observe the special utilities they

have severally fulfilled. A subsidiary object of this survey was to note

what the great obstacles are to-day in the way of the further advance of

the different branches of science. In my “Architecture of Theories,” I

never professed to do more than make a slight sketch of a small portion

of my preliminary studies, devoting thirteen lines to some hints as to

the nature of the results. In the four following papers I have given

a selection of a few of these results. Among those which remain to be

reported are some of much more immediate importance than any of those

hitherto set forth. If anybody has been surprised to find my subsequent

papers developing thoughts which they were unable to foresee from my

first, it is only what I warned people from the outset that they would

find to happen. Nor have the greatest of these surprises yet been

reached.[116]

The next series of facts reviewed was that of the history of philosophy.

I waded right into this fearful slough of “originality,” in order to

gather what seemed to throw a light upon the subject. Finally, I reviewed

the general facts of the universe.

The Monist, Vol. 3, 1892-1893 · 第 54 / 65 段