In estimating the influence of Flexible Constitutions in forming the

political character of a nation, in stimulating its intelligence and

training its judgement, it was remarked that only the governing class, a

very small part of the nation even in democratic countries, are directly

affected. This is less true of a Rigid Constitution. While a Flexible

Constitution like the Roman or English requires much knowledge, tact and

courage to work it, and develops these qualities in those who bear a

part in the working of it, as legislators or officials or magistrates, a

Rigid Constitution tends rather to elicit ingenuity, subtlety and

logical acumen among the corresponding class of persons. It is apt to

give a legal cast to most questions, and sets a high, perhaps too high,

premium on legal knowledge and legal capacity. But it goes further. It

affects a much larger part of the community than the Flexible

Constitution does. Few even of the governing class can be expected to

understand the latter. The average Roman voter in the _comitia_ in the

days of Cicero, like the average English voter at the polls to-day,

probably knew but little about the legal structure of the government he

lived under. But the average Swiss voter, like the average native

American voter (for the recent immigrant is a different sort of

creature), understands his government, can explain it, and has received

a great deal of education from it. Talk to a Swiss peasant in Solothurn

or Glarus, and you will be astonished at his mastery of principles as

well as his knowledge of details. Very likely he has a copy of the

Federal Constitution at home. He has almost certainly learnt it at

school. It disciplines his mind much as the Shorter Catechism trained

the Presbyterian peasantry of Scotland. As there is no mystery about a

scheme of government so set forth, it may be thought that he will have

little reverence for that which he comprehends. It is, however, his own.

He feels himself a part of the Government, and seems to be usually

imbued with a respect even for the letter of the instrument, a wholesome

feeling, which helps to form that law-abiding spirit which a democracy

needs.

A documentary Constitution appears to the people as the immediate

outcome of their power, the visible image of their sovereignty. It is

commended by a simplicity which contrasts favourably with the obscure

technicalities of an old common law Constitution. The taste of the

multitude, and especially of that class which outnumbers all other

classes, the thinly-educated persons whose book-knowledge is drawn from

dry manuals in mechanically-taught elementary schools, and who in after

life read nothing but newspapers, or penny weeklies, or cheap novels—the

taste of this class, and that not merely in Europe but perhaps even more

in the new countries, such as Western America and the British Colonies,

is a taste for ideas level with their comprehension, sentiments which

need no subtlety to be appreciated, propositions which can be expressed

in unmistakable positives and negatives. Thus the democratic man (as

Plato would call him) is pleased to read and know his Constitution for

himself. The more plain and straightforward it is the better, for so he

will not need to ask explanations from any one more skilled. And a good

reason for this love of plainness and directness may be found in the

fact that the twilight of the older Constitutions permitted abuses of

executive power against which the express enactments of a Rigid

Constitution protect the people. Magna Charta, the Bill of Rights, the

Twelve Tables, were all fragments, or rather instalments, of such a

Constitution, rightly dear to the commons, for they represented an

advance towards liberty and order[88].

-----

Footnote 88:

The ‘People’s Charter’ of 1848 was called for as another such onward

step. Its Six Points were to be the basis of a democratic

reconstruction of the government.

-----

The theory of democracy assumes that the multitude are both competent

and interested; competent to understand the structure of their

government and their own functions and duties as ultimately sovereign in

it, interested as valuing those functions, and alive to the

responsibility of those duties. A Constitution set out in black and

white, contained in a concise document which can be expounded and

remembered more easily than a Constitution growing out of a long series

of controversies and compromises, seems specially fitted for a country

where the multitude is called to rule. Only memory and common sense are

needed to master it. It can lay down general principles in a series of

broad, plain, authoritative propositions, while in the case of the

‘historical Constitution’ they have to be gathered from various sources,

and expressed, if they are to be expressed correctly, in a guarded and

qualified form. Now the average man, if intelligent enough to comprehend

politics at all, likes general principles. Even if, as some think, he

overvalues them, yet his capacity for absorbing them gives him a sort of

comprehension of his government and attachment to it which are solid

advantages in a large democracy.

Constitutions of this type have usually arisen when the mass of the

people were anxious to secure their rights against the invasions of

power, and to construct a frame of government in which their voices

should be sure to prevail. They furnish a valuable protection for

minorities which, if not liable to be overborne by the tyranny of the

mass, are at any rate liable to be disheartened into silence by superior

numbers, and so need all the protection which legal safeguards can give

them. Thus they have generally been accounted as institutions

characteristic of democracy, though the cases of Germany and Japan show

that this is not necessarily true.

A change of view has, however, become noticeable within the last few

years. In the new democracies of the United States and the British

self-governing Colonies—and the same thing is true of popularly governed

countries in Europe—the multitude no longer fears abuses of power by its

rulers. It is itself the ruler, accustomed to be coaxed and flattered.

It feels no need for the protection which Rigid Constitutions give. And

in the United States it chafes under those restrictions on legislative

power, embodied in the Federal Constitution or State Constitution (as

the case may be), which have surrounded the rights of property and the

obligation of subsisting contracts with safeguards obnoxious, not only

to the party called Socialist, but to reformers of other types. As these

safeguards are sometimes thought to prevent the application of needed

remedies and to secure impunity for abuses which have become entrenched

behind them, the aforesaid constitutional provisions have incurred

criticism and censure from various sections, and many attempts have been

made by State Legislatures, acting at the bidding of those who profess

to control the votes of working men, to disregard or evade the

restrictions. These attempts are usually defeated by the action of the

Courts, whence it happens that both the Federal Constitution and the

functions of the Judiciary are often attacked in the country which was

so extravagantly proud of both institutions half a century ago. This

strife between the Bench as the defender of old-fashioned doctrines

(embodied in the provisions of a Rigid Constitution (Federal or State))

and a State Legislature acting at the bidding of a large section of the

voters is a remarkable feature of contemporary America.

The significance of this change in the tendency of opinion is enhanced

when we find that a similar change has been operative in the opposite

camp. The very considerations which have made odious to some American

reformers those restrictions on popular power, behind which the great

corporations and the so-called ‘Trusts’ (and capitalistic interests

generally) have entrenched themselves, have led not a few in England to

applaud the same restrictions as invaluable safeguards to property.

Realizing, a little late in the day, that political power has in England

passed from the Few to the Many, fearing the use which the Many may make

of it, and alarmed by the precedents which land legislation in Ireland

has set, they are anxious to tie down the British Legislature, while yet

there is time, by provisions which shall prevent interference with a

man’s control over what he calls his own, shall restrict the taking of

private property for public uses, shall secure complete liberty of

contracting, and forbid interference with contracts already made. Others

in England, in their desire to save political institutions which they

think in danger, propose to arrest any sudden popular action by placing

those institutions in a class by themselves, out of the reach of the

regular action of Parliament. In other words, the establishment in

Britain of a species of Rigid Constitution has begun to be advocated,

and advocated by the persons least inclined to trust democracy. ‘Imagine

a country’—so they argue—‘with immense accumulated wealth, and a great

inequality of fortunes, a country which rules a vast and distant Empire,

a country which depends for her prosperity upon manufactures liable to

be injured by bad legislation, and upon a commerce liable to be

imperilled by unskilful diplomacy, and suppose that such a country

should admit to power a great mass of new and untrained voters, to whose

cupidity demagogues will appeal, and upon whose ignorance charlatans

will practise. Will not such a country need something better for her

security than a complicated and delicately-poised Constitution resting

largely on mere tradition, a Constitution which can at any moment be

fundamentally altered by a majority, acting in a revolutionary transient

spirit, yet in a perfectly legal way? Ought not such a country to place

at least the foundations of her system and the vital principles of her

government out of the reach of an irresponsible parliamentary majority,

making the procedure for altering them so slow and so difficult that

there will be time for the conservative forces to rally to their defence

before any fatal changes can be carried through?’

I refer to these arguments, which were frequently heard in England

during some years after the extension of the suffrage in 1884[89], with

no intention of discussing their soundness, for that belongs to

politics, but solely for the sake of illustrating how different are the

aspects which the same institution may come to wear. A century ago

revolutionists were the apostles, conservatives the enemies, of Rigid

Constitutions. Even forty years ago it was the Flexibility of the

historical British Constitution that was its glory in the eyes of

admirers of the British system, its Rigidity that was the glory of the

American Constitution in the eyes of fervent democrats.

-----

Footnote 89:

They are much less heard now (1900), partly because the public mind is

occupied with matters of a different order, partly because the

political party which professes to be opposed to innovation has

latterly commanded a large majority in the British Legislature.

-----

XV. THE FUTURE OF THE FLEXIBLE AND RIGID TYPES.

A few concluding reflections may be devoted to the probable future of

the two types that have been occupying our minds. Are both likely to

survive? or if not, which of the two will prevail and outlast the other?

Two reasons suggest themselves for predicting the prevalence of the

Rigid type. One is that no new Flexible Constitutions have been born

into the world for many years past, unless we refer to this class those

of some of the British self-governing Colonies[90]. The other is that no

country now possessing a Rigid Constitution seems likely to change it

for a Flexible one. The footsteps are all the other way. Flexible

Constitutions have been turned into Rigid ones. No Rigid one has become

Flexible[91]. Even those who complain of the undue conservatism of the

American Constitution do not propose to abolish that Constitution

altogether, nor to place it at the mercy of Congress, but merely to

expunge parts of it, though no doubt parts which (such as the powers of

the Judiciary) have been vital to its working.

-----

Footnote 90:

The British self-governing Colonies (except the two great federations,

see ante, pp. 198-9) have constitutions which may be changed in all or

nearly all points by their respective legislatures, but they are not

independent States, and the power of the legislatures to alter the

constitutions is therefore not complete.

Footnote 91:

The Constitution of Italy, already referred to, is scarcely an

exception.

-----

Against these two arguments may be set the fact that popular power has

in most countries made great advances, and does not need the protection

of an instrument controlling the legislature and the executive, which

are already only too eager to bend to every breeze of popular opinion.

If we lived in a time of small States, as the ancients did, the people

would themselves legislate in primary assemblies. Why then, it may be

asked, should they care to limit the powers of legislatures which are

completely at their bidding? The old reasons for holding legislatures

and executives in check have disappeared. Why should the people, safe

and self-confident, impose a check on themselves? In this there may be

some truth. But it must be remembered that since modern States are

larger than those of former times, and tend to grow larger by the

absorption of the small ones, legislatures are necessary, for business

could not be carried on by primary popular assemblies, even with the aid

of ‘plébiscites.’ Now legislatures are nowhere rising in the respect and

confidence of the people, and it is therefore improbable that any nation

which has a documentary Constitution, holding its legislature in

subjection, will abolish it for the benefit of the legislature, although

it may wish to do more and more of its legislation by the direct action

of the people, as it does in Switzerland and in some of the States of

the American Union. On the whole, therefore, it seems probable that

Rigid Constitutions will survive in countries where they already exist.

Two other questions remain. Will existing Flexible Constitutions remain?

Are such new States as may arise likely to adopt Constitutions of the

Rigid or of the Flexible type?

An inquiry whether countries which, like Hungary and Britain, now live

under ancient Flexible Constitutions will exchange them for new

documentary ones would resolve itself into a general study of the

political prospects of those countries. All that can be said, apart from

such a study, is that our age shows no such general tendency to change

in this respect as did the revolutionary and post-revolutionary era of

the first sixty years of the nineteenth century. Still, a few lines may

be given to considering whether any such alteration of form is likely to

pass on the Constitution which has long had the unquestioned

pre-eminence in age and honour, that, namely, of the United Kingdom,

which is really the ancient Constitution of England so expanded as to

include Scotland and Ireland.

So far as internal causes and forces are concerned, this seems

improbable. The people are not likely, despite the alarms felt and the

advice tendered by the uneasy persons to whom reference has already been

made, to part with the free play and elastic power of their historical

Cabinet and Parliamentary system. England has never yet made any

constitutional change either on grounds of theory or from a fear of

evils that might arise in the future. All the modifications of the frame

of government have been gradual, and induced by actually urgent needs.

But there is another set of causes and forces at work which may, as some

think, affect the question. It has already been noted that Rigid

Constitutions have arisen where States originally independent or

semi-independent have formed Confederations. These States, finding the

kind of connexion which treaties had created insufficient for their

needs, have united themselves into one Federal State, and expressed

their new and closer relation in the form of a documentary Constitution.

Such a Constitution has invariably been raised above the legislature it

was creating, because the States which were uniting wished to guard

jealously such autonomy as they respectively retained, and would not

leave those rights at the mercy of the legislature. This happened in the

United States in 1787-9, in Switzerland after the fall of Napoleon, in

Germany when the North German Confederation and German Empire were

created in 1866 and 1870-71. It has happened also in Canada and in

Australia.

Two proposals of a federalizing nature have recently been made regarding

the United Kingdom, one to split it up into a Federation of four States,

the other to make it a member of a large Federation. Neither seems

likely to be carried out at present, but both are worth mentioning,

because they illustrate the occasions on which, and methods by which,

constitutions may be transformed. The United Kingdom stands to its

self-governing Colonies in what is practically a permanent alliance as

regards all foreign relations, these relations being managed by the

mother country, with complete local legislative and administrative

autonomy both for each Colony and for the mother country[92]. Many think

that this alliance is not a satisfactory, and cannot well be a

permanent, form of connexion, because at present almost the whole

burden—and it is a heavy one—of naval and military defence falls upon

Britain, while the Colonies have no share in the control of foreign

relations, and may find themselves engaged in a war, or bound by a

treaty, regarding which they have not been consulted. Thus the idea has

grown up that some sort of confederation ought to be established, in

which there would be a Federal Assembly, containing representatives of

the (at present seven) component States[93], and controlling those

matters, such as foreign relations and a system of military and naval

armaments, which would be common to the whole body. If this idea were

ever to take practical shape, it would probably be carried out by a

statute establishing a new Constitution for the desired Confederation,

and creating the Federal Assembly. Such a statute would be passed by the

Parliament of the United Kingdom, and (being expressed to be operative

over the whole Empire) would have full legal effect for the Colonies as

well as for the mother country. Now if such a statute assigned to the

Federal Assembly certain specified matters, as for instance the control

of imperial defence and expenditure or (let us say) legislation

regarding merchant shipping and copyright, taking them away from the

present and future British Parliament as well as from the parliaments of

the several Colonies, and therewith debarring the British Parliament

from recalling or varying the grant except by the consent of the several

Colonies (or perhaps of the Federal Assembly itself), it is clear that

the now unlimited powers of the British Parliament would have been

reduced. A part of the future British Constitution would have been

placed beyond its control: and to that extent the British Constitution

would have ceased to be a Flexible one within the terms of the

definition already given[94]. Parliament would not be fully sovereign;

and if either the British or a Colonial Parliament passed laws

inconsistent with statutes passed by the Federal Assembly in matters

assigned to the latter, the Courts would have to hold the transgressing

laws invalid.

-----

Footnote 92:

This autonomy is, however, not legally complete as regards the

Colonies, for the mother country may, though she rarely does, disallow

colonial legislation. In Canada the Dominion Legislature cannot affect

the rights of the several Provinces, the power to do so remaining with

the Imperial Parliament which passed the Confederation Act of 1867. So

too under the Constitution of the Australian Commonwealth the rights

of each colony are protected by the instrument of federation.

Footnote 93:

Viz. the United Kingdom, the two great Colonial Federations (Canada

and Australia), and four comparatively small self-governing Colonies,

viz. New Zealand, Cape Colony, Natal, and Newfoundland.

Footnote 94:

It may of course be observed (see p. 207, ante) that the British

Parliament, while it continues to be elected as now, may be unable to

divest itself of its general power of legislating for the whole

Empire, and might therefore repeal the Act by which it had resigned

certain matters to the Federal Assembly and resume them for itself.

This is one of those _apices iuris_ of which the Romans say _non sunt

iura_; and in point of fact no Parliament can be supposed capable of

the breach of faith which such a repeal would involve. The supposed

legal difficulty might, however, be avoided by some such expedient as

that previously suggested.

-----

Doubtless, if such a Federal Constitution were established, a Supreme

Court of Appeal on which some colonial judges should sit would be

thought essential to it, and questions arising under the Federation Act

(as to the extent of the powers of the Federal Assembly and otherwise)

would go before it, sometimes in the first instance, sometimes by way of

appeal from inferior Courts.

The other proposal is to turn the United Kingdom itself into a

Federation by erecting England, Scotland, Ireland, and Wales into four

States, each with a local legislature and ministry controlling local

affairs, while retaining the Imperial Parliament as a Central or Federal

Legislature for such common affairs as belong in the United States to

Congress, and in Canada to the Dominion Parliament, and in Australia to

the Commonwealth Parliament. If such a scheme provided, as it probably

would provide, for an exclusive assignment to the local legislatures of

local affairs, so as to debar the Imperial Parliament from interfering

therewith, it would destroy the present Flexible British Constitution

and substitute a Rigid one for it. Care would have to be taken to use

proper legal means of extinguishing the general sovereign authority of

the present Parliament, as for instance by directing the elections for

the new Federal Legislature to be held in such a way as to effect a

breach of continuity between it and the old Imperial Parliament, so that

the latter should absolutely cease and determine when the new

Constitution came into force. Upon this scheme also it would be for the

Courts of Law to determine whether in any given case either the Federal

or one of the Local Legislatures had exceeded its powers.

Some persons have proposed to combine both these proposals so as to make

the four parts of the United Kingdom each return members, along with the

Colonies, to a Pan-Britannic Federal Legislature, and to place the local

legislatures of Scotland, for instance, or Wales, in a line with those

of the Australian Commonwealth or New Zealand. On this plan also—a

highly inconvenient one—the British Constitution would become Rigid.

The difficulties, both legal and practical, with which these proposals,

taken either separately or in conjunction, are surrounded, are greater

than those who advocate them have as yet generally perceived.

XVI. ARE NEW CONSTITUTIONS LIKELY TO ARISE?

The remaining question, also somewhat speculative, relates to the

prospects the future holds out to us of seeing new States with new

Constitutions arise.

New States may arise in one of two ways, either by their establishment

in new countries where settled and civilized government has been

hitherto unknown, or by the breaking up of existing States into smaller

ones, fragments of the old.

The opportunities for the former process have now been sadly curtailed

through the recent appropriation by a few great civilized States of some

two-thirds of the surface of the globe outside Europe. North America is

in the hands of three such States. Central and South America, though the

States are all weak and most of them small in population, are so far

occupied that no space is left. The last chance disappeared when the

Argentine Republic asserted a claim to Patagonia, where it would have

been better that some North European race should have developed a new

colony, as the Welsh settlers were doing on a small scale. Australia is

occupied. Asia, excluding China and Japan in the East, and the two dying

Musulman powers in the West, is virtually partitioned between Britain

and Russia, with France holding a bit of the south-east corner. So

Africa has now been (with trifling exceptions) divided between five

European Powers (Portugal, England, France, Germany, Italy). Thus there

is hardly a spot of earth left on which a new independent community can

establish itself, as the Greeks founded a multitude of new commonwealths

in the eighth and seventh centuries B.C., and as the Teutonic invaders

founded kingdoms during the dissolution of the Roman Empire.

Studies in history and jurisprudence, volume 1 (of 2) · 第 18 / 40 段