The _Monarchia_ is comprised in three Books. In the First, Dante sets

himself to prove that the office of “Monarch” is necessary to the

well-being of the world, developing his theory of “Monarchy” as such. In

the Second, which is a long panegyric of the Roman Power, conceived as

one and continuous from the days of Aeneas son of Anchises, he points

to Rome as a providential instrument in God’s hand for the governing

of the world and the well-being of mankind.[47] He establishes to his

own satisfaction the thesis that the Holy Roman Empire, and it alone,

provides the “Monarchy” he is seeking. In the Third he argues that,

notwithstanding all that has been said and done by Popes, who (since

Gregory VII—and notably in the person of the Poet’s contemporary,

Boniface VIII)—claimed authority over all earthly potentates, the Secular

Authority is, in its own sphere, not derived from, or subject to the

Spiritual, but is independent; that the “Roman Prince” derives his

authority and his inalienable responsibility direct from God Himself.

This last is the most original part of Dante’s treatise, and that of most

general importance. For it saps the false temporal pretensions of the

Papacy, the rottenness of which Dante was clever enough to discern long

before the famous “Donation of Constantine” had been proved a forgery.

But this subject need not detain us now. Our interest will be focussed

mainly on the theme of the First Book; in a lesser degree on that of

the Second, and we shall consider them both in the light of the _Divina

Commedia_.

* * * * *

Dante’s reverence for the Roman Empire dates probably from his first

study of the _Aeneid_, and is bound up with his passionate devotion

to Virgil,[48] whom he addresses in the opening Canto of the _Divina

Commedia_[49]

O degli altri poeti onore e lume

Vagliami il lungo studio e ’l grande amore

Che m’ ha fatto cercar lo tuo volume!

For him, as we have said, the Roman Power is continuous—from Aeneas,

through Julius Caesar, and through Charlemagne to his own day. In the

Second Book of the _Monarchia_ he sets forth first the nobility of its

origin, then the attestation of its divine character by “miracles”; he

substantiates the claim of the Roman People to rule by the evidence of

their “public spirit” and rightness of aim, and their unique faculty for

governing; by their success against all competitors for world-empire—the

prize sought so keenly by Cyrus, Xerxes, Alexander and the rest was

attained by Rome alone. Finally, he adduces Christ Himself as a witness.

Did He not choose to be born and to die for the world’s salvation under

the authority of the Roman Empire?

In the Divine Comedy the theme of Rome’s glory receives an equally

enthusiastic and a more poetic treatment. Its echoes ring all through

the great poem, they become clamant and compelling in the Sixth Canto

of the _Paradiso_, where, from the mouth of Justinian, in the Heaven

of the world’s Workers, flows the story of the majestic flight of that

“Uccel di Dio,” the Roman Eagle, through the centuries from Aeneas to

Charlemagne.[50]

But the atmosphere of serene satisfaction which pervades the _Monarchia_

is not maintained here. The opening Paean of triumph gives place to a

more mournful note when the great Lawgiver turns to denounce the factions

of later times: “the Guelphs striving to Frenchify Italy, the Ghibellines

to Germanise it.”[51] Bitterly he assails the unworthy partisans of the

Empire. The Eagle stands for Justice; let them practise their intrigues

under some other standard[52]—

Faccian li Ghibellin, faccian lor arte

Sott’altro segno....

Here practice comes to blows with theory. The Roman “Monarchy” was,

in Dante’s days, a failure. This failure was partly due to negligence

of individual occupants of the throne of the Caesars, like Rudolf

and Albert of Hapsburg,[53] partly to the usurping pretensions of the

Papacy,[54] partly, again, to the turbulent, anarchic, and self-seeking

spirit of cities and states.[55]

It was Dante’s misfortune to be born into a world seething with political

faction, and into an Italy and a Florence in which the fever of faction

was at its hottest.[56] The two most potent influences in Christendom—the

Papacy and the Holy Roman Empire—were at feud; and half the people of

Italy (largely, if the truth must be told, to justify their existing

group-enmities) sided with the Papacy, and called themselves “Guelfs,”

half with the Empire, and called themselves “Ghibellines.” It is a mark

of Dante’s greatness that, unlike most of his contemporaries, he was able

to hold the balance true; to realise the immense value of each Authority,

the Spiritual and the Temporal, if rightly wielded; to discern the

God-given responsibility of each, and their mutual independence.

Exiled himself from Florence by political faction, victim of the ruthless

partisan spirit which ruled in his native city, he felt keenly the need

of a supreme controlling power, a generally accepted and incorruptible

Court of Appeal; and he looked forward to the descent into Italy of the

Emperor Henry VII in 1311 as to the return of a Golden Age[57]—of a Peace

long wept for, and still delayed:[58]

Della molt’ anni lagrimata pace.

Many think that the _Monarchia_ was written to celebrate this advent of

one to whom he is not afraid to address the sacred words: “_Ecce Agnus

Dei, ecce qui tollit peccata mundi!_”[59]

Dante’s hopes in Henry VII were doomed to disappointment. The

disappointment did not shake his faith in the Holy Roman Empire as

a panacea for all the temporal ills of a Christendom distracted by

individual and national self-seeking and aggression.

If we turn to the First Book of the _Monarchia_, wherein Dante develops

his Political Theory, we shall find that, at first reading, the actual

person of the Emperor seems essential; just as, at first sight, he

seems to rule out Democracy, together with Oligarchy and Tyranny, as

a “perverted form of Government.”[60] Here we must remember Dante’s

environment. His personal experience of the chances of freedom and

justice in his native city would give him an instinctive bias against

a non-monarchial form of government. Whether the system by which

Florence ruled itself in the opening years of the fourteenth century is

technically to be styled Democracy or Oligarchy, or a compound of the

two, it was certainly, in practice, for Dante, a Hydra-headed Tyranny

of the worst description. Further, it may be well to realise that

_personal_ authority was the only type of Suzerainty, the only form in

which a paramount and impartial Sway, or a world-wide Court of Appeal had

appeared on his mental horizon.

It has been said of Mazzini’s Republicanism that it did not rule

out “Imperialism” in the sense familiar to British minds, of “The

White’s Man’s Burden.” He approved of the British _Raj_ in India, and

pictured his own free Italy of the future as possibly destined to

spread the blessings of her own historic civilisation by a similar

rule over pupil-peoples. May it be claimed in like manner for Dante,

whose writings so profoundly inspired Mazzini and his fellow patriots

of the _Risorgimento_, that though he is in a sense a thorough-going

Imperialist, yet his Imperialism is, at bottom, not inconsistent with a

more modern aspiration for a “World made safe for Democracy,” and kept

safe by a “League of Nations”?

Dante is Imperialist; but if we enquire of him what is the

_raison-d’-être_ of Empire, he will answer: “It is the temporal

well-being of mankind.” This “well-being” consists in the fulfilment

of the purpose of man’s earthly life; the true and unobstructed

self-expression of that personal freedom of choice—that prerogative of

self-determination—which God has given to man as His divinest gift:

unique and universal endowment of His intelligent creatures—that “Liberty

of Will” which is so nobly hymned by Beatrice in the _Paradiso_ (v.

19-24)—

Lo maggior don che Dio per sua larghezza

Fesse creando, ed a la sua bontate

Più conformato, e quel ch’ e’ più apprezza,

Fu de la volontà la libertate,

Di che le creature intelligenti,

E tutte e sole, fuoro e son dotate.

In his Political Theory, as in his Mystic Pilgrimage, Dante is the

Apostle of Liberty.

Libertà va cercando, ch ’è si cara,

Come sa chi per lei vita rifiuta.

This noble couplet, which has moved the hearts of countless heroes and

martyrs of the _Risorgimento_, even as our English Poetess was moved in

’48 at the sound of a child’s voice singing beneath her window “O bella

Libertà, O bella ...!”—this couplet bears with it, as we have seen, a

reference which has puzzled all the commentators, because it links with

Dante’s quest of spiritual liberty the deed of Cato of Utica: the suicide

by which that intransigent republican escaped submission to the founder

of the Empire. And not only is Cato given an honourable place at the

foot of the Mountain of Purgatory, and assured that, at the Great Day,

his self-slain body shall be glorified[61]; but in the _Monarchia_,[62]

Dante actually quotes with approval Cicero’s dictum in the _De Officiis_

that for Cato “it was more fitting to die than to look upon the face of

a _tyrant_!” There may be other reasons for this strange discrepancy in

Dante’s scheme; but one is clear. Liberty ranks so high in the Poet’s

mind that it over-rides all other considerations: its typical votary may

win most extraordinary and exceptional treatment!

Well, an essential condition of this all-precious Liberty, this full and

unobstructed self-expression and self-determination among nations, is

Peace.

Such a peace must needs embrace harmony within the individual life, in

the home circle, in smaller local and municipal units, and, finally,

harmony between the various nations of Christendom, over all of

which, ideally, the mantle of the one Empire would be spread. Such a

Christendom, and such an Empire, for Dante, ideally embraces the whole

of mankind. This all-embracing character is, in fact, essential to it;

and it is important for our purpose to note that this complete world-wide

embrace (the antidote to personal ambition) never has been, and is never

likely to be, achieved by any _personal_ sovereignty.

In this teaching the Monarchic Principle is, on the surface at least,

more than an abstraction. It is everywhere personified, though it claims

to exclude, as far as may be, the characteristically individual element

of greed and self-assertion.[63] To Dante it is self-evident that peace

in any of the concentric rings of human life—family, municipal, national,

international—can only be secured by the recognised dominance of a

single person in each circle.[64] In illustration of this principle he

quotes (from Aristotle) Homer’s verse about the Cyclops[65]: “Each of

them lays down the law for his own children and wives”; but he ignores

the anarchic conclusion of the sentence ... “and they take no heed of

each other.”[66] Nor does he follow Aristotle[67] in characterising this

as “an uncivilised form of government”; otherwise, he might have adduced

the Cyclops rather as an _abuse_ of the Monarchic Principle. The fact

is, that in each of the concentric circles the principle is only too

liable to abuse; and Dante knows it, else he would not have strewn the

realms of his _Inferno_ with the tormented shades of those who have been

guilty of such abuse—have been brutal tyrants in the home, in the city,

on the throne. If we would gauge the depth of indignation which such

abuse can rouse in Dante, we have only to turn to Hugh Capet’s speech in

_Purg._ xx. 40-96, where the denunciation of the savagely self-assertive

Royal House of France, with its infamous record of oppression, fraud,

treachery, murder, and sacrilege, might be applied directly, with scarce

a change of phrase, to the Hohenzollerns of to-day.

No doubt the personal guidance—even forceful guidance—may be necessary

in early stages, as we have found it necessary among the child-races of

Africa. Even the Hohenzollern style of rule, in our day so monstrous an

anachronism, might have had its justification in far-back ages. It would

perhaps compare favourably with its true antecedents, the Nineveh and

Babylon of Old Testament times. “The Mailed Fist” may have its place, ere

men have learnt—

... how to fill a breach

With olive branches—how to quench a lie

With truth, and smite a foe upon the cheek

With Christ’s most conquering kiss....

...

... We needed Caesars to assist

Man’s justice, and Napoleons to explain

God’s counsel, when a point was nearly missed

Until our generations should attain

Christ’s stature nearer....

—_E. B. Browning_: “_Casa Guidi Windows._”

But now we are beginning to realise that it is a thing—

Worth a great nation’s finding, to prove weak

The “glorious arms” of military kings.

Ultimately, it is a Supreme Tribunal that Dante yearns for, albeit

he conceives that Tribunal as personified—incarnate in the “Roman

Prince”.[68] It is impartiality,[69] above all, that Dante looks for;

an impartiality to be guaranteed by that absence of ambition which an

undisputed, world-wide supremacy might carry with it, “leaving nothing

to be desired.” The authority that is free from taint of greed and

self-interest, and so from the temptation to use human lives as means for

its own ends, will most effectually display that “charity or love which

gives vigour to justice.” For “Charity, scorning all other things, seeks

God and man, and, consequently, the good of man.”

Surely such impartiality and such human consideration might be looked

for in a representative tribunal at least as hopefully as in a fallible

individual like that Henry VII, on whom, in life, he built such soaring

hopes,[70] and for whom, beyond death, he prepared so high a seat in

Heaven?[71]

That it is a _Tribunal_ that Dante is really seeking, is clear from

the Tenth chapter of the First Book of the _Monarchia_. And it may be

permissible to adduce in this connection a note on that chapter by an

eminent Dante scholar (to whom not a few of the thoughts in this Essay

are indirectly due), written at least ten years before the outbreak of

the World-War.

“Nothing,” says Mr. Wicksteed, (_ad loc._ p. 149), “could better help

the student to distinguish between the substance and the form of the _De

Monarchia_, or to free himself from slavery to words, than reflection

upon this chapter. He will see that Dante’s ‘imperialism’ does not mean

the supremacy of one nation over others, but the existence of a supreme

law that can hold all national passions in check; so that the development

of international law and the establishment of arbitration are its nearest

modern equivalents; and the main difficulty is found in the want of any

power of compulsion by which the nations can be made to refer their

quarrels to the supreme tribunal and accept its awards, whether it sits

at Rome or at the Hague.”[72]

What shape, we may ask, would Dante’s theory of the Temporal and

Spiritual Authority have assumed, had it seen the light in the Twentieth

Century instead of the Fourteenth? How would he shape it now?... How,

perchance, _does_ he shape it now if he looks down from “an eternal

place” upon this “little plot” of an earth which has so often been the

cockpit of international ferocity—

L’ aiuola che ci fa tanto feroci.[73]

He would see a world that has for generations clean forgotten that Holy

Roman Empire which loomed so large in his day, and is just giving the

_coup-de-grace_ to two unholy Empires that were playing a _rôle_ exactly

the opposite of that of Dante’s ideal Roman Prince, whose chief care is

to see that “in areola ista mortalium libere cum pace vivatur;”[74] a

world in which a bastard Roman Empire, seeking not peace and freedom for

the nations, but living for war, has striven for four long years with all

its might to crush the rest of the world under an iron heel.

He would see a world in which the Papacy is no longer paramount

in Western Christendom; in which its spiritual claims are largely

challenged, and its temporal pretensions reduced to the shadow of a

sham. A world in which industrialism and the fruits of applied science

have transfigured at once the material and the social landscape. With

the passing of German Military Autocracy, the last traces of Feudalism

are like to disappear.... A world in which the development of national

self-consciousness, in its infancy during his lifetime, has increased and

multiplied. He would see a world, in short, both inwardly and outwardly

utterly different from that for which he legislated in the _Monarchia_,

save for the two permanent factors—the identity of human nature, and the

continuity of Divine guidance, by Him “qui est omnium spiritualium et

temporalium gubernator” (_loc. cit._)

Would he not acclaim the passion for justice and freedom which has

inspired the nations of the _Entente_ to pile up their enormous

sacrifices in a five years’ struggle? Had he compared the conduct of each

side—had he compared merely their treatment of prisoners of war—could

he have doubted for a moment which side exhibited the princely spirit

of Charity “which gives vigour to justice:” _caritas maxime justitiam

vigorabit_.[75]

Would he not see in the actions and aims of Italy—“Redeemed Italy”—and

her victorious allies, a surer hope for the stable peace of mankind than

ever his “Romanus Princeps” could have furnished? Would he not have found

his own aspirations for a just and impartial and supra-national Tribunal

embodied in that arbitrament which the “League of Nations” carries with

it?

Would he not turn to individual nations (in the spirit of _Mon._ i. 5)

and say: “See to it that this principle of freedom and justice rules

throughout; that the spirit which looks ‘only to God and the good

of man’[76] inspires all your life-circles: the Home, the City, the

Province, the entire Nation. See to it that the brotherly, unselfish,

co-operating spirit has sway not only between the members of the various

classes and groups and interests of which your nation is composed,

but that it dominates also the relations of class to class and group

to group? What can better guarantee internal peace in a composite,

democratic community, than that each of the elements of which it is

composed shall be dominated by a single spirit—the spirit of free

fellowship, which is the surest antidote[77] to the anti-social poison of

greed and self-assertion?”

Would he not also see that the maintenance of such a spirit demands also

a Spiritual Authority, one and forceful?

The “Sun and Moon” of Spiritual and Temporal Authority of the

_Monarchia_,[78] which in the _Purgatorio_ have become “two Suns,” to

light men on the earthly and the heavenly path, he would find still

essential in a “World made safe for Democracy.” In 1300, he found the

Spiritual Sun usurping the powers of the Temporal, and so putting them

out of gear.[79] The Roman Prelate had annexed the Roman Prince’s sword

and united it incongruously with his own pastoral staff—

Soleva Roma, che ’l buon mondo feo

Due soli aver, che l’ una e l’ altra strada

Facean vedere, e del mondo e di Deo:

L’ un l’ altro ha spento; ed è giunta la spada

Col pasturale, e l’ un con l’ altro insieme

Per viva forza mal convien che vada;

Pero che, giunti, l’ un l’ altro non teme.

To-day he might rather see the Spiritual Sun eclipsed by the Temporal.

Religious sanctions will be needed to inspire and elevate the democratic

and multi-personal successor of the “Roman Prince” as the guardian of the

world’s Justice and Freedom. God Himself is the “Living Justice,”[80] and

He alone can wean human hearts from envy and that to which envy leads—

... Addolcisce la viva giustizia

In noi l’ affetto sì che non si puote

Torcer già mai ad alcuna nequizia.

And “Where the Spirit of the Lord is, there is Liberty.”[81] For

Freedom’s sake and Justice’s sake, Dante would demand some independence

still, of the Sword and the Pastoral Staff. He would demand (to modify

Cavour’s famous phrase) “a free Church in a league of free States”—a

unified Church to match the union of Peoples; a democratic Church to

inspire a democratic World, no longer an Ecclesiastical Autocracy, but

a Federation (shall we say?) of free National Churches, parallel to the

Temporal Authority of the future—the United States of the World.

A democratic world, indeed, yet an “Empire” too, after all; gladly

submissive to the perfect sway, over Church and State alike, of the King

of Kings[82]—

... Quello imperador che là su regna:

A God whose influence, though more resplendently manifest in some spheres

than in others, interpenetrates the whole of His universe, as in the

magnificent opening words of the _Paradiso_—

La gloria di colui che tutto move

Per l’ universo penetra, e risplende

In una parte più, e meno altrove;

A human world which reflects the peace of that wider creation which

“works like a giant and sleeps like a picture”—a peace built on the only

sure foundation, namely, the harmonious co-operation of mighty, God-given

forces, working together under the hand of God Himself.[83]

With his last breath, as it were, the great Poet reminds us, to look up

to the Eternal Love that sways the constellations ... and the hearts of

men[84]—

L’amor che move il sole e l’altre stelle.

III

WIT AND HUMOUR IN DANTE

Che è ridere, se non una corruscazione della dilettazione

dell’ anima, cioè un lume apparente di fuori secondo che sta

dentro?—_Conv._ iii. 8.[85]

Freedom of spirit—that freedom wherewith the Truth can make us free—is

man’s rightful heritage indeed; but a heritage into the full enjoyment of

which he often needs must pass through suffering and strenuous struggle.

It is not a light, trivial, superficial thing. As Tasso sings—

... In cima all’ erto e faticoso colle

Della virtù riposto è nostro bene.[86]

There is an easy shallowness that apes freedom, and looks like tolerance

which is the full recognition of other men’s right to Freedom. But the

Freedom which Dante “goes seeking” through “an eternal place”—through

the horror and murk of Hell, and by the steep ascent of the Mountain of

Hope, “l’erto e faticoso colle”—is a stern and noble guerdon, and can

only be enjoyed in its fulness by one who has attained to the fulness

of an ordered and disciplined humanity. It is deep conviction alone, as

Bishop Creighton taught us, that can beget true tolerance; the conviction

that the Truth is so sacred and so precious that it were impious to try

to force any soul to accept it (even were such a thing conceivable) by

external pressure.

The spirit of “Education by Frightfulness” which devastated the

civilised world for five long years cannot, however, be accused of want

of conviction. The mission of Teutonic _Kultur_ was taken only too

seriously. It is no burst of shallow lightheartedness that has driven

a whole people—nay, a group of peoples—forth upon this gruesome and

devilish crusade. They have shewn themselves, throughout, in deadly

earnest.[87]

What is it, then, that has brought forth from the womb of an earnestness

that breathes incredible industry and ingenuity and unsurpassed readiness

for individual sacrifice, this misbegotten offspring of a cruelly narrow

outlook and a ludicrous intolerance?

The answer proposed by one of our brilliant essayists in the first months

of the war was nothing more or less than “the lack of a saving sense of

humour.” It is only a partial answer, perhaps, but it is surely true

as far as it goes. The want of “the power to see ourselves as others

see us,” the power to put ourselves in another’s place and see how our

actions would look to him, would affect him, is very close to that

tragic blindness—blindness to the fact that others have a like claim

with ourselves to just and reverent treatment, a like right to peace and

prosperity, to self-government and self-determination. These, who would

set the world right by violently upsetting it and forcibly conforming it

to their own pattern, have not the grace to see how ugly and ungainly

that pattern looks to other eyes. Indeed, self looms so large with them

that it fills the entire foreground, and even obliterates all trace of

background and middle distance.

Life, as its Creator clearly intended it to be, with all the rich

variety and diversity in which alone its unity can find adequate

expression, is impossible on such terms. Freedom of self-development

and self-expression, which is of the essence of true life, is as likely

to flourish in such an atmosphere as is an “open-air” English girl in

the atmosphere of a stuffy German Wohnzimmer. Civilisation, under such

hegemony, would lose all the beauty of its spontaneity, all the romance

and mystery of its movement; its expansive forces would be imprisoned in

a minute and deadening code of regulations.

Dante Alighieri, Apostle of Freedom: War-time and Peace-time Essays · 第 2 / 13 段