Outwardly, Brahms's life was uneventful. His father was a

contrabass-player in the theatre orchestra of Hamburg. In him his son's

positiveness of character seems to have been foreshadowed, for we

learn that when the conductor once directed him not to play so loud,

he replied with dignity: «Herr Capellmeister, this is my contrabass, I

want you to understand, and I shall play on it as loud as I please.»

Brahms was born at Hamburg in 1833, and from his earliest years was

trained for music as a matter of course. His early acquaintance with

the best works was of incalculable value to him. Mr. Hadow points out

that the eclecticism and solidity of his style was doubtless largely

due to the study of Bach and Beethoven that he made in youth under

Marxsen. He had the advantage, too, of early practical experience. When

he was only twenty he made a concert tour with Reményi, the Hungarian

violinist, during which he gained much training and confidence. A feat

he performed during this trip showed even more virtuosity than that of

«le petit Saint-Saëns» already recorded. Having to play the Kreutzer

Sonata on a piano too low in pitch to suit Reményi, who disliked to

tune down his violin, he transposed it up a semi-tone, and though

playing without notes, performed it accurately and with spirit. To

this feat, which aroused the admiration of Joachim, Brahms owed his

acquaintance with the great violinist, and through him with Liszt and

Schumann. His experience with the former, then in the height of his

fame, was unfortunate, but characteristic. Brahms, who was worn out

with travel, fell asleep during one of the most moving parts of Liszt's

Sonata, which the great virtuoso was so condescending as to play.

Though Brahms was only a boy at the time, he was evidently, even then,

undazzled by worldly glory.

His meeting with Schumann was much more happy; indeed, it was one of

the important events of his life. Probably no young composer ever

received such a hearty welcome into the musical world as Schumann

extended to Brahms in his famous article, «New Paths.» «In sure and

unfaltering accents,» writes Mr. Hadow, «he proclaimed the advent of

a genius in whom the spirit of the age should find its consummation

and its fulfilment; a master by whose teaching the broken phrases

should grow articulate, and the vague aspirations gather into form and

substance. The five-and-twenty years of wandering were over; at last

a leader had arisen who should direct the art into 'new paths,' and

carry it a stage nearer to its appointed place.» It is not surprising

that Schumann, whose generous enthusiasm often led him to praise

worthless work, should have received the early compositions of Brahms

so cordially. Their qualities were such as to affect profoundly the

great romanticist. Although the essential character of his mature works

is their classical balance and restraint, these first compositions

show an exuberance, a wayward fertility of invention, thoroughly

romantic. His first ten opuses, or at any rate the three sonatas and

the four ballades for piano, are frequently turgid in emotion, and

ill-considered in form. The massive vigor of his later work here

appears in the guise of a cyclopean violence. It is small wonder that

Schumann, dazzled, delighted, overwhelmed, gave his ardent support

to the young man. Brahms now found himself suddenly famous. He was

discussed everywhere, his pieces were readily accepted by publishers,

and his new compositions were awaited with interest.

But fortunate as all this was for Brahms, it might easily, but for his

own good sense and self-control, have turned out the most unfortunate

thing that could happen to him. For consider his position. He was a

brilliant young composer who had been publicly proclaimed by one of the

highest musical authorities. He was expected to go on producing works;

he was almost under obligation to justify his impressive introduction.

Not to do so would be much worse than to remain a nonentity; it would

be to become one. And he had meanwhile every internal reason for

meeting people's demands. He was full of ideas, conscious of power,

under inward as well as outward compulsion to express himself. Yet

for all that, he was in reality immature, unformed, and callow. His

work, for all its brilliancy, was whimsical and subjective. If he

had followed out the path he was on, as any contemporary observer

would have expected, he would have become one of the most radical of

romanticists. At thirty he would have been a bright star in the musical

firmament, at forty he would have been one of several bright stars,

at fifty he would have been clever and disappointed. It required rare

insight in so young a man, suddenly successful, to realize the danger,

rare courage to avert it. When we consider the temptation it must have

been to him to continue these easy triumphs, when we imagine the inward

enthusiasm of creation with which he must have been on fire, we are

ready to appreciate the next event of the drama.

That event was withdrawal from the musical world and the initiation

of a long course of the severest study. When he was a little over

twenty-one, Brahms imposed upon himself this arduous training,

and commanded himself to forego for a while the eloquent but

ill-controlled expression hitherto his, in order to acquire a

broader, firmer, purer, and stronger style. For four or five years,

to borrow Stevenson's expression, he «played the sedulous ape» to

Bach and Beethoven, and in a minor degree to Haydn and Mozart. The

complex harmonies of his first period gave place to simple, strong

successions of triads; for an emotional and often vague type of melody

he substituted clearly crystallized, fluent, and gracious phrases,

frequently devoid of any particular expression; the whimsical rhythms

of the piano sonatas were followed by the square-cut sections of

the Serenade, opus 11. Of course the immediate effect of all this

was a great sacrifice of what is called originality; had Brahms

not had complete faith in the vitality of his genius he could not

have surrendered so much of immediate attainment for the sake of an

ultimately greater mastery. It is a profound lesson in the ethics of

art that a man who could write the fourth of the Ballades, opus 10,

should have been willing to follow it up with this Serenade, opus 11.

Yet Brahms knew what he was about, and his first large work, the Piano

Concerto, opus 15, shows his individuality of expression entirely

regained, and now with immensely increased power and resource.

Nothing could exhibit better than this dissatisfaction with his early

work and withdrawal from the world for study, that intellectual breadth

which we have noted as characteristic of Brahms. He was not a man who

could be content with a narrow personal expression. No subjective

heaven could satisfy him. His wide human sympathy and his passion

for artistic perfection alike, compelled him to study unremittingly,

to widen his ideals as his powers increased. No fate could seem to

him so horrible as that «setting» of the mind which is the æsthetic

analogue of selfishness. Originality, which so often degenerates into

idiosyncrasy, was much less an object to him than universality, which

is after all the best means of being serviceably original. Dr. Deiters,

in his reminiscences, after describing this period of study, continues:

«Henceforth we find him striving after moderation, endeavoring to

place himself more in touch with the public, and to conquer all

subjectiveness. To arrive at perspicuity and precision of invention,

clear design and form, careful elaboration and accurate balancing of

effect, now became with him essential and established principles.»

From this time until the end of his life, in fact, a period of only a

little less than forty years--he died in 1897--Brahms never departed

from the modes of work and the ideals of attainment he had now set

himself. He labored indefatigably, but with no haste or impatience. He

was too painstaking and conscientious a workman to botch his products

by hurrying them. He thus described to his friend, Mr. Henschel, his

method of composing: «There is no real _creating_ without hard work.

That which you would call invention, that is to say, a thought, is

simply an inspiration from above, for which I am not responsible,

which is no merit of mine. Yes, it is a present, a gift, which I ought

even to despise until I have made it my own by right of hard work.

And there need be no hurry about that either. It is as with the seed

corn: it germinates unconsciously and in spite of ourselves. When I,

for instance, have found the first phrase of a song, I might shut the

book there and then, go for a walk, do some other work, and perhaps not

think of it again for months. Nothing, however, is lost. If afterward

I approach the subject again, it is sure to have taken shape; I can

now really begin to work at it.» Another inkling of the severity of

his standard we have in a remark he made after pointing out certain

imperfections in a song of Mr. Henschel's. «Whether it is beautiful

also,» he said, «is an entirely different matter; but perfect it must

be.» With such a standard, we need not be surprised that he imposed so

severe a training upon himself at twenty-one, or that he continued all

his life the practice of writing each day a contrapuntal exercise, or

that he wrought for ten years over his first symphony, that Titanic

work. Thus laboring always with the same calm persistence, returning

upon his ideas until he could present them with perfect clarity, caring

little for the indifference or the applause of the public, but much

for the approval of his own fastidious taste, he produced year by year

an astonishing series of masterpieces. No one has better described the

kind of work that made Brahms great than Matthew Arnold in those lines

about labor

«which in lasting fruit outgrows

Far noisier schemes; accomplished in repose;

Too great for haste, too high for rivalry.»

A just conception of this broad scheme of Brahms's ideal and of his

thoroughness in working it out is necessary, we must insist, not only

to appreciation of the man himself, but to any true understanding of

his relation and service to music. Brahms was enabled, by the tireless

training to which he subjected his fertile and many-sided genius, to

couch romantic feeling in classic form. In order to grasp the full

significance of such a work, it is necessary to bear in mind those

fundamental principles of musical effect and facts of musical history

which have been presented in the Introduction. Music has resulted from

the gradual formal definition, by time and pitch relations, of those

vague gestures and utterances by which men expressed their primitive

feelings. It has been, in a word, the product of two human instincts,

neither of which alone would have sufficed to produce it--the instinct

for expression and the instinct for beauty. But these instincts have

not worked with precisely equal efficacy at all times. In fact, so

limited is human attention, so few things can men attend to at once,

every great development of expression has generally disturbed the

equilibrium requisite to beauty, and every great advance in beauty has

generally, for the time being, restrained the eloquence of expression.

Musical history is a series of reactions between man's primal emotional

impulse and his desire for intelligibility. First, urgency of feeling

drives him to a formless cry; then the wish to be understood and the

love of beauty induce him to formulate this cry; finally, as soon as

the formula is felt to be inadequate to further expression, it is

discarded in favor of one more elastic and complex. The conventions

that are helpful at one stage prove hindrances in the next. The same

forms that subserve growth up to a certain point, beyond that point

hamper it. Accordingly, in the history of music, formulation has always

been followed by relaxation of the formulæ to admit of new expression;

and when new expression has been thus evolved, a new and more complex

form has had to be worked out to regulate and fix it.

Such a period of relaxation was that which intervened between Beethoven

and Brahms. The romanticists, headed by Schumann, seized upon the

possibilities of poignant expression that they were quick to recognize

in their heritage from Beethoven, and developed an extraordinarily

mobile and eloquent instrument for voicing personal emotion. At the

same time they inevitably lost the perfect control of form, the

transparent lucidity of structure, that had characterized Beethoven. In

some respects more moving, they were on the whole less intelligible.

They were enriching their art, and must leave the perfect subordination

of the new material to their successors. It is most interesting to

trace the analogy between this development of musical expression and

the growth of emotional life in the individual, and to observe how in

both the period of experience, in which emotion is felt in all its

immediate stress, inhibiting all else and being therefore conceived in

no relations, but merely as a single and ultimate fact, is followed by

the period of meditation and self-inspection, when the whole emotional

life is grouped into order, and the man learns to see the significance

and the spiritual value of his feelings. With the romanticists music

necessarily became more and more the medium of personal passion, less

and less the revealer of universal order.

Browning, himself a romanticist through and through, has summed up

the spirit of romanticism in a single stanza of his «Old Pictures in

Florence»:

«On which I conclude, that the early painters,

To cries of 'Greek art and what more wish you?'

Replied, 'To become now self-acquainters,

And paint man, man, whatever the issue!

Make new hopes shine through the flesh they fray,

New fears aggrandize the rags and tatters:

To bring the invisible full into play!

Let the visible go to the dogs--what matters?'»

The individualism, the subjectivity, the mystical distrust of definite

forms, so stirringly championed in these lines, are vital principles

in the work of all the composers of the generation after Beethoven.

Thus in Schumann's music, for example, the generality of the emotional

burden of classical music is changed to something far more individual

and introspective. Expression is more tinged by temperament; the work

of art exhales a personal fragrance. Schumann tells us not merely of

love, longing, and passion, but of Robert Schumann's love, longing,

and passion. His work, for all its beauty, is much less inclusive and

complete than the classical masterpieces. In the same way Chopin filled

his nocturnes and preludes with the lovely but often unhealthy poetry

of the isolated dreamer, and Wagner, separating the passion of love

from the other interests of the heart, and thus throwing out of balance

the spiritual economy, sacrificed as much in health as he gained in

potency. And of the men we have been studying, Grieg, Franck, and

Tschaïkowsky also illustrate in various ways the tendency to «paint

man, man, whatever the issue,» to let the «flesh be frayed» and the

«visible go to the dogs.» It is hardly necessary to say that all these

men have their legitimate place. Their message of passion and unrest,

already audible in Beethoven, was the inevitable and indispensable

expression of one of those self-conscious phases in man's growth when

he freshly realizes his finitude. Their utterances make a deeply

pathetic appeal to us, because they reveal all the terrible sadness of

personal life which as yet finds no resting-place in the universal.

Aspiration and disappointment, bitter grief and blind pain, speak in

their fragmentary loveliness. The romanticists will never want for our

love, since they interpret to us a part of our own experience.

But, as we have said, after man suffers emotion he reflects upon it;

after he feels the parts he learns the whole; after musicians have

developed new capabilities of expression they proceed to subordinate

them to plastic beauty. Adjustment follows discovery, and the romantic

takes on classical perfection. The chaos of one age is thus the order

of the next; and after Schumann and his fellows had enriched the world

with their beautiful but fragmentary and wayward feelings, it remained

for Brahms to essay a further conquest; to commence at least (and

perhaps he has not done more) the task of making these new feelings

more intelligible, of clarifying their turgidity, of subordinating

their conflicts in a more complex harmony. Or, to state his function in

more specifically musical terms, he had to discover how rugged melodic

outlines, bold harmonic progressions, and the large-spanned phrases of

modern musical thought could be organized and brought into that unity

in variety which is beauty.

We are now in a position to grasp the full significance of that severe

training to which Brahms subjected himself in his youth. Without it he

would have gone on doing brilliant work of the romantic order, like his

first compositions, but he would never have attained the grasp and

self-control that raised him above all his contemporaries and that made

possible his peculiar service to music. That period of training was

the artistic counterpart of what many men undergo when they discover

how many sacrifices and how long a labor are necessary to him who

would find a spiritual dwelling-place on earth. Many pleasures must be

renounced before happiness will abide; evil and suffering are opaque

save to the steadfast eye. So, in music, effects and eloquences and

crises must be the handmaids of orderly beauty, and tones are stubborn

material until one has learned by hard work to make them transmit

thoughts. Technic is in the musician what character is in the man. It

is the power to stamp matter with spirit. Brahms's long apprenticeship

was therefore needed in the first place to make him master of his

materials; in the second place to teach him the deeper lesson that

the part must be subordinated to the whole, or, in musical language,

expression to beauty.

He achieved this subordination, however, not by the negative process of

suppression, but by conquest and co-ordination. In his music emotion

is not excluded, it is regulated; his work is not a reversion to an

earlier and simpler type, it is the gathering and fusing together of

fragmentary new elements, resulting in a more complex organism. Thus

it is a very superficial view to say that he «went back» to Beethoven.

He drew guidance from the same natural laws that had guided Beethoven,

but he applied these laws to a material of novel thought and emotion

that had come into being after Beethoven. Had he repudiated the new

material, even for the reason that he considered it incapable of

organization, he would have been a pedant, which is to say a musical

Pharisee. One masters by recognizing and using, not by repudiating.

And just as a wise man will not become ascetical merely because his

passions give him trouble, but will study to find out their true

relation to _him_ and then keep them in it, so Brahms recognized the

wayward beauties of romanticism, and studied how to make them ancillary

to that order and fair proportion which is the soul of music.

To this great artistic service he was fitted by both the qualities

which have been pointed out above as co-operating to form his

unique nature. His deep and simple human feeling, which put him in

sympathy with the aims of the romanticists and enabled him to grasp

their meaning, would not have sufficed alone; but fortunately it was

associated with an almost unprecedented scope of intellect and power

of synthesis. Brahms's assimilative faculty was enormous. Like a fine

tree that draws the materials of its beauty through a thousand roots

that reach into distant pockets of earth, he gathered the materials

of his perfectly unified and transparent style from all sorts of

forgotten nooks and crannies of mediæval music. Spitta remarks his

use of the old Dorian and Phrygian modes; of complex rhythms that had

long fallen into disuse; of those means of thematic development, such

as augmentation and diminution, which flourished in the fifteenth

and sixteenth centuries; of «the _basso ostinato_ with the styles

pertaining to it--the Passacaglia and the Ciaconna;» and of the old

style of variations, in which the bass rather than the melody is the

feature retained. «No musician,» Spitta concludes, «was more well read

in his art or more constantly disposed to appropriate all that was new,

especially all newly discovered treasures of the past. His passion

for learning wandered, indeed, into every field, and resulted in a

rich and most original culture of mind, for his knowledge was not mere

acquirement, but became a living and fruitful thing.»

The vitality of his relation with the past is nowhere more strikingly

shown than in his indebtedness to the two greatest masters of pure

music, Bach and Beethoven. He has gathered up the threads of their

dissimilar styles, and knitted them into one solid fabric. The great

glory of Bach, as is well-known, was his wonderful polyphony. In his

work every voice is a melody, everything sings, there is no dead wood,

no flaccid filling. Beethoven, on the other hand, turning to new

problems, to problems of structure which demanded a new sort of control

of key-relationship and the thematic development of single «subjects»

or tunes, necessarily paid less attention to the subordinate voices.

His style is homophonic or one-voiced rather than polyphonic. The

interest centres in one melody and its evolutions, while the others

fall into the subordinate position of accompaniment. But Brahms,

retaining and extending the complexity of structure, the architectural

variety and solidity, that was Beethoven's great achievement, has

succeeded in giving new melodic life also to the inner parts, so that

the significance and interest of the whole web remind one of Bach. His

skill as a contrapuntist is as notable as his command of structure.

Thanks to his wonderful power of assimilating methods, of adapting

them to the needs of his own expression, so that he remains personal

and genuine while becoming universal in scope, he is the true heir and

comrade of Bach and Beethoven.

It was, perhaps, inevitable that in his great work of synthesis and

formulation he should sometimes be led into dry formalism. One who

concerns himself so indefatigably with the technic of construction

naturally comes to take a keen joy in the exercise of his skill;

and this may easily result, when thought halts, in the fabrication

of ingenuities and Chinese puzzles. Some pages of Brahms consist of

infinitely dexterous manipulations of meaningless phrases. And though

one must guard against assuming that he is dry whenever one does not

readily follow him, it certainly must be confessed that sometimes

he seems to write merely for the sake of writing. This occasional

over-intellectualism, moreover, is unfortunately aggravated by a lack

of feeling for the purely sensuous side of music, for clear, rich

tone-combination, to which Brahms must plead guilty. His orchestra is

often muddy and hoarse, his piano style often shows neglect of the

necessities of sonority and clearness. Dr. William Mason testifies that

his touch was hard and unsympathetic, and it is rather significant of

insensibility or indifference to tone color that his Piano Quintet was

at first written for strings alone, and that the Variations on a Theme

of Haydn exist in two forms, one for orchestra and the other for two

pianos, neither of which is announced as the original version. There is

danger of exaggerating the importance of such facts, however. Austere

and somber as Brahms's scoring generally is, it may be held that so

it should be to be in keeping with the musical conception. And if his

piano style is novel it is not really unidiomatic or without its own

peculiar effects.

From Grieg to Brahms: Studies of Some Modern Composers and Their Art · 第 8 / 10 段