THE ORIGIN AND FIRST APPEARANCES OF CHIVALRY IN EUROPE.

_General Nature of Chivalry ... Military and Moral Chivalry ... Origin

of Chivalry ... Usages of the Germans ... Election of Soldiers ...

Fraternity ... Dignity of Obedience ... Gallantry ... The Age of

Charlemagne ... Chivalry modified by Religion ... Ceremonies of

Anglo-Saxon Inauguration ... Chivalry sanctioned by Councils, and

regarded as a Form of Christianity ... Nature of Chivalric Nobility

... Its Degrees ... Knight Banneret ... His Qualifications ... By whom

created ... His Privileges ... His relation to the Baron ... And

incidentally of the War-Cry and the Escutcheon ... The Knight ...

Qualifications for Knighthood ... By whom created ... The Squirehood

... General View of the other Chapters on the Institutions of

Chivalry._

There is little to charm the imagination in the first ages of Chivalry. No

plumed steeds, no warrior bearing on his crested helm the favour of his

lady bright, graced those early times. All was rudeness and gloom. But

the subject is not altogether without interest, as it must ever be curious

to mark the causes and the first appearances in conduct of any widely

spread system of opinions.

[Sidenote: Nature of Chivalry.]

The martial force of the people who occupied northern and central Europe

in the time of the Romans, was chiefly composed of infantry[8]; but

afterwards a great though imperceptible change took place, and, during all

the long period which forms, in historic phrase, the middle ages, cavalry

was the strongest arm of military power. Terms, expressive of this martial

array, were sought for in its distinguishing circumstances. Among the

ruins of the Latin language, _caballus_ signified a horse, _caballarius_ a

horseman, and _caballicare_, to ride; and from these words all the

languages that were formed on a Latin basis, derived their phrases

descriptive of military duties on horseback. In all languages of Teutonic

origin, the same circumstance was expressed by words literally signifying

service. The German _knight_, the Saxon _cnight_, are synonymous to the

French _cavalier_, the Italian _cavaliere_, and the Spanish _caballero_.

The word _rider_ also designated the same person, preceded by, or standing

without, the word _knight_.

[Sidenote: Military and Moral Chivalry.]

In the kingdoms which sprang from the ruins of the Roman empire, every

king, baron, and person of estate was a knight; and therefore the whole

face of Europe was overspread with cavalry. Considered in this aspect, the

knighthood and the feudalism of Europe were synonymous and coexistent. But

there was a chivalry within this chivalry; a moral and personal

knighthood; not the well-ordered assemblage of the instruments of

ambition, but a military barrier against oppression and tyranny, a

corrective of feudal despotism and injustice. Something like this

description of knighthood may be said to have existed in all ages and

countries. Its generousness may be paralleled in Homeric times, and vice

has never reigned entirely without control. But the chivalry, the gallant

and Christian chivalry of Europe, was purer and brighter than any

preceding condition of society; for it established woman in her just rank

in the moral world, and many of its principles of action proceeded from a

divine source, which the classical ancients could not boast of.

[Sidenote: Origin of Chivalry.]

[Sidenote: Usages of the Germans.]

[Sidenote: Election of Soldiers.]

Some of the rules and maxims of chivalry had their origin in that state of

society in which the feudal system arose; and regarded particularly in a

military light, we find chivalry a part of the earliest condition of a

considerable part of the European world. The bearing of arms was never a

matter of mere private choice. Among the Germans, it rested with the

state to declare a man qualified to serve his country in arms. In an

assembly of the chiefs of his nation, his father, or a near relation,

presented a shield and a javelin to a young and approved candidate for

martial honours, who from that moment was considered as a member of the

commonwealth, and ranked as a citizen. In northern as well as in central

Europe, both in Scandinavia and Germany, the same principle was observed;

and a young man at the age of fifteen became an independent agent, by

receiving a sword, a buckler, and a lance, at some public meeting.[9]

[Sidenote: Fraternity.]

The spirit of clanship, or fraternity, which ran through the chivalry of

the middle ages, is of the remotest antiquity. It existed in Germany, in

Scandinavia, and also in Gaul.[10] In all these countries, every young

man, when adorned with his military weapons, entered the train of some

chief; but he was rather his companion than his follower; for, however

numerous were the steps and distinctions of service, a noble spirit of

equality ran through them all. These generous youths formed the bulwark of

their leader in war, and were his ornament in peace. This spirit of

companionship shewed itself in all its power and beauty in the field. It

was disgraceful for a prince to be surpassed in valour by his companions;

their military deeds were to be heroic, but the lustre of them was never

to dim the brightness of his own fame. The chief fought for victory, the

followers fought for their chief. The defence of the leader in battle, to

die with him rather than to leave him, were, in the minds of the military

fathers of Europe, obvious and necessary corollaries of these principles.

The spirit of companionship burnt more fiercely in remote ages, than in

times commonly called chivalric; for if, by the chance of war, a person

was thrown into the hands of an enemy, his military companions would

surrender themselves prisoners, thinking it disgraceful to live in

security and indolence, when their chief and associate was in misery.[11]

And to bring the matter home to English readers, it may be mentioned, that

in the history of our Anglo-Saxon ancestors, many instances are recorded

where vassals refused to survive their lord. Cyneheard, brother of the

deposed king Sigebyrcht, slew the usurper Cynewulf; and though he offered

freedom to the attendants of the slain, yet they all preferred death to

submission to a new lord, and they died in a vain and wild endeavour to

revenge him. Immediately afterwards fortune frowned on Cyneheard, and his

eighty-four companions, save one, were slain, though liberty had been

offered to them; but declaring that their generosity was not inferior to

the generosity of the attendants of Cynewulf, they perished in a hopeless

battle.[12]

[Sidenote: Dignity of obedience.]

The feeling which, in chivalric times, became designated as the dignity of

obedience, may be traced in these circumstances, but it is more clearly

shewn in a singular record of the domestic manners of ancient Europe; for

we learn from Athenæus, in his treatise of the suppers of the Celts, that

it was the custom of the Gaulish youths to stand behind the seats, and to

attend upon their fathers during the principal daily meal.[13] Here we see

the germ, if not of the duties of the squire to the knight, yet of the

feeling which suggested their performance. The beautiful subordination of

chivalry had its origin in the domestic relations of life; obedience

became virtuous when nature sanctioned it, and there could be no loss of

personal consideration in a youth performing services which his own father

had performed, and which, as years and circumstances advanced, would be

rendered to himself.

[Sidenote: Gallantry.]

The gallantry of knighthood, that quality which distinguishes, and

distinguishes so much to its advantage, the modern from the ancient world,

was not created by any chivalric institution. We know indeed that it was

cradled in the same sentiments which nursed the other principles of

chivalry, but its birth is lost in the remoteness of ages; and I would

rather dwell in my ignorance of the precise period of its antiquity, than

think with Plutarch that the feeling arose from a judicious opinion

delivered by some women on occasion of a particular dispute between a few

of the Celtic tribes.[14] It was in truth the virtue of the sex, and not

any occasional or accidental opinion, that raised them to their high and

respectful consideration. The Roman historian marked it as a peculiarity

among the Germans, that marriage was considered by them as a sacred

institution[15], and that a man confined himself to the society of one

wife. The mind of Tacitus was filled with respect for the virtuous though

unpolished people of the north; and, reverting his eyes to Rome, the

describer of manners becomes the indignant satirist, and he exclaims, that

no one in Germany dares to ridicule the holy ordinance of marriage, or to

call an infringement of its laws a compliance with the manners of the

age.[16] In earlier times, when the Cimbri invaded Italy, and were

worsted by Marius, the female Teutonic captives wished to be placed among

the vestal virgins, binding themselves to perpetual chastity, but the

Romans could not admire or sympathize with such lofty-mindedness, and the

women had recourse to death, the last sad refuge of their virtue. Strabo

picturesquely describes venerable and hoary-headed prophetesses seated at

the council of the Cimbri, dressed in long linen vestments of shining

white. They were not only embassadresses, but were often entrusted with

the charge of governing kingdoms.[17] The courage of the knight of

chivalry was inspired by the lady of his affections, a feature of

character clearly deducible from the practice among the German nations, of

women mingling in the field of battle with their armed brothers, fathers,

and husbands. Women were always regarded as incentives to valour, and when

warring with a nation of different manners, the German general could

congratulate his soldiers on having motives to courage, which the enemy

did not possess.[18] The warrior of the north, like the hero of chivalry,

hoped for female smiles from his skill in athletic and martial exercises;

and we may take the anecdote as an instance of the general manners of

European antiquity, that the chief anxiety of a Danish champion, who had

lost his chin and one of his cheeks by a single stroke of a sword, was,

how he should be received by the Danish maidens, when his personal

features had been thus dreadfully marred.--"The Danish girls will not now

willingly or easily give me kisses, if I should perhaps return home," was

his complaint.

Harald the Valiant was one of the most eminent adventurers of his age. He

had slain mighty men; and after sweeping the seas of the north as a

conqueror, he descended to the Mediterranean, and the shores of Africa.

But a greater power now opposed him, and he was taken prisoner, and

detained for some time at Constantinople. He endeavoured to beguile his

gloomy solitude by song; but his muse gave him no joy, for he complains

that the reputation he had acquired by so many hazardous exploits, by his

skill in single combat, riding, swimming, gliding along the ice, darting,

rowing, and guiding a ship through the rocks, had not been able to make

any impression on Elissiff, or Elizabeth, the beautiful daughter of

Yarilas, king of Russia.[19]

[Sidenote: The Age of Charlemagne.]

Such were the features of the ancient character of Europe, that formed the

basis of the chivalry of the middle ages; such was chivalry in its rude,

unpolished state, the general character of the whole people, rather than

the moral chastener of turbulence and ferocity. From receiving his weapons

in an assembly of the nation; associating in clans; protecting and

revering women; performing acts of service, when affection and duty

commanded them: from these simple circumstances and qualities, the most

beautiful form of manners arose, that has ever adorned the history of man.

It is impossible to mark the exact time when these elements were framed

into that system of thought and action which we call Chivalry. Knighthood

was certainly a feature and distinction of society before the days of

Charlemagne, and its general prevalence in his time is very curiously

proved, by the permission which he gave to the governor of Friesland to

make knights, by girding them with a sword, and giving them a blow.[20]

[Sidenote: Chivalry modified by Religion.]

But the key-stone of the arch was wanting, and religion alone could

furnish it. A new world of principles and objects was introduced. The

defence of the church was one great apparent aim of knightly enterprise,

and on this principle, narrow and selfish as it was, many of the

charities of Christianity were established. The sword was blessed by the

priest, before it was delivered to the young warrior. By what means this

amalgamation was effected, we know not; the less interesting matter, the

date of the circumstance can be more easily ascertained. It was somewhere

between the ninth and the eleventh centuries. It surely was not the custom

in the days of Charlemagne, for he girt the military sword on his son

Louis the Good, agreeably to the rude principles of ancient Germanic

chivalry[21], without any religious ceremonies; and a century afterwards

we read of the Saxon monarch of England, Edward the Elder, cloathing

Athelstan in a soldier's dress of scarlet, and fastening round him a

girdle ornamented with precious stones, in which a Saxon sword in a sheath

of gold was inserted.[22] In the century following, however, during the

reign of Edward the Confessor, we meet with the story of Hereward, a very

noble Anglo-Saxon youth, being knighted by the Abbot of Peterborough. He

made confession of his sins, and, after he had received absolution, he

earnestly prayed to be made a legitimate _miles_ or knight.

[Sidenote: Ceremonies of Anglo-Saxon inauguration.]

It was the custom of the English, continues the historian, for every one

who wished to be consecrated into the legitimate militia, to confess his

sins to a bishop, abbot, monk, or other priest, in the evening that

preceded the day of his consecration, and to pass the night in the church,

in prayer, devotion, and mortifications. On the next morning it was his

duty to hear mass, to offer his sword on the altar, and then, after the

Gospel had been read, the priest blessed the sword, and placed it on the

neck of the _miles_, with his benediction. The sacrament of the Lord's

Supper was then communicated to the knight.[23] This passage, though

professedly descriptive only of the military customs of England, may be

applied to the general state of Europe, with the exception of Normandy,

whose people despised the religious part of the ceremony. But this feeling

of dislike did not endure through all ages, for there is abundant evidence

to prove, that in the reign of the Norman dynasty in England, the

ceremonies of knighthood were religious as well as military; and in the

same, the eleventh, century, the usage was similar over all Continental

Europe.

[Sidenote: Chivalry sanctioned by Councils, and regarded as a form of

Christianity.]

The eleventh century is a very important epoch in the history of chivalry;

for it was declared by the celebrated Council of Clermont, (which

authorised the first Crusade) that every person of noble birth, on

attaining twelve years of age, should take a solemn oath before the bishop

of his diocese, to defend to the uttermost the oppressed, the widows, and

orphans; that women of noble birth, both married and single, should enjoy

his especial care; and that nothing should be wanting in him to render

travelling safe, and to destroy tyranny. In this decree we observe, that

all the humanities of chivalry were sanctioned by legal and ecclesiastical

power; and that it was intended they should be spread over the whole face

of Christendom, in order to check the barbarism and ferocity of the times.

The form of chivalry was martial; but its objects were both religious and

social, and the definition of the word from military circumstances ceased

to express its character. The power of the clergy was shewn in a singular

manner. Chivalry was no longer a soldierly array, but it was called the

Order, the Holy Order, and a character of seriousness and solemnity was

given to it.[24] It was accounted an honourable office, above all offices,

orders, and acts of the world, except the order of priesthood, for that

order appertained to the holy sacrament of the altar. The knightly and

clerical characters were every where considered as convertible, and the

writers of romances faithfully reflected manners, when their hero at the

commencement of the tale was a Sir Knight, and when at the close of his

quests, we find him a Sir Priest;

"And soothly it was said by common fame,

So long as age enabled him thereto,

That he had been a man of mickle name,

Renowned much in arms and derring do.

But being aged now, and weary too

Of war's delight, and world's contentious toil,

The name of Knighthood he did disavow;

And hanging up his arms and warlike spoil,

From all this world's incumbrance did himself assoil."[25]

[Sidenote: Nature of Chivalric Nobility.]

Knighthood was an institution perfectly peculiar to the military and

social state of our ancestors. There was no analogy between the knights of

chivalry and the equites of Rome, for pecuniary estate was absolutely

necessary for the latter; whereas, though the European cavalier was

generally a man of some possessions, yet he was often a person promoted

into the order of chivalry, solely as a reward for his redoubted behaviour

in battle. The Roman equites discharged civil functions regarding the

administration of justice and the farming of the public revenue; but the

chivalry of the middle ages had no such duties to perform. Knighthood was

also distinct from nobility; for the nobility of Europe were the governors

and lords of particular districts of a country, and although originally

they held their dignities only for life, yet their title soon became

hereditary. But knighthood was essentially and always a personal

distinction. A man's chivalry died with him. It was conferred upon

noblemen and kings, not being like their other titles, the subject of

inheritance. It was not absorbed in any other title of rank, and the

common form of address, Sir[26] King, shews its high consideration. In the

writs of summons to parliament, the word _Chevalier_ sometimes followed

the baronial title, and more frequently the barons were styled by their

martial designation, than named by the titles of their baronies.[27]

[Sidenote: Its degrees.]

There were three degrees in the Chivalry of Europe, Knights-Banneret,

Knights, and Esquires.

[Sidenote: Knight-Banneret.]

[Sidenote: His qualifications.]

[Sidenote: By whom created.]

A soldier must have passed through the ranks of esquire and knight, before

he could be classed with the knights-banneret. That high dignity could

only be possessed by a knight who had served for a length of years in the

wars, and with distinction, and who had a considerable retinue of

men-at-arms, and other soldiers. To avoid the inconveniences of too minute

a division of the martial force of a country, every knight-banneret ought

to have had fifty[28] knights and squires under his command, each being

attended by one or more horse soldiers, armed with the cross-bow, or with

the long-bow and axe. Several followers on foot completed the equipment.

But as we often meet with instances of elevating men of very few

followers[29] to the rank of knights-banneret, it is probable that kings

usurped the right of conferring the distinction upon their favorites, or

men of fame, not chusing that any title of merit should be demanded as a

right, or that the royal name should be used only as a passive instrument;

for a knight who had proved his chivalry and power, could demand from his

sovereign the distinction of banneret. The laws and usages of the world

allowed the well-tried and nobly attended soldier to carry his emblazoned

pennon to the constable or marshal of the army before or after a battle,

and in the field of contest itself, and require leave to raise his banner.

A herald exhibited the record of his claim to the distinction, and the

leader of the forces cut off the end of the pennon, and this military

ensign then became a square banner. A brief exhortation to valiancy and

honour was generally added by the constable or herald. These were the

whole ceremonies of creation.

[Sidenote: His privileges.]

The privileges of a knight-banneret were considerable. He did not fight

under the standard of any baron, but he formed his soldiers under his

own. Like the rest of the feudal force, he was subject to the commands of

the king; but his pride was not galled by being obliged to obey the

behests of men of his own rank.

[Sidenote: His relation to the Baron.]

[Sidenote: The war-cry.]

Every Baron had his banner, and a feudal array of knights, men-at-arms,

and others, was numbered by its banners. The banneret and the baron were

therefore soldiers of equal authority. The banneret, too, like the baron,

had his words of courage, his cry of arms, which he shouted before a

battle, in order to animate his soldiers to the charge, and whose sound,

heard in the moment of direst peril, rallied the scattered troops by the

recollection of the glories of their commander's house, and their own

former achievements. The war-cry was also the underwritten ornament of the

armorial shield, and worked on the surcoat and banner, and was carved on

the tomb both of the knight-banneret and the baron. Each of these

representatives of chivalry and nobility had his square escutcheon. The

wife of a banneret was styled _une dame bannerette_, and the general title

of his family was a _hostel bannière_.

* * * * *

[Sidenote: The Knight.]

The second and most numerous class of chivalric heroes consisted of

Knights, who were originally called Bas-Chevaliers, in contradiction to

the first class, but in the course of time the word bachelor designated

rather the esquire, the candidate for chivalry, than the cavalier himself.

These knights of the second class were in Spain called _Cavalleros_, in

distinction from the _riccos hombres_, or knights-banneret; and in France,

the illiberal and degrading title of _pauvres hommes_ was sometimes

applied to them, to mark their inferiority to the bannerets.

[Sidenote: Qualifications for knighthood.]

A general qualification for knighthood was noble or gentle birth, which,

in its widest signification, expressed a state of independence. Noblemen

and gentlemen were words originally synonymous, describing the owners of

fiefs. In countries where there were other forms of tenure, some military

merit in the occupiers of land seems to have been necessary for elevation

to the class of gentlemen. The mere frankelein was certainly not entitled

to the designation of gentle; but if he became a distinguished man, an

honorary rank was given to the family, and they were esteemed noble.[30]

It is scarcely necessary to mention, that that distinction could alone be

obtained by military achievements; for in the early periods of society,

the only path to glory was stained with blood. The gentility of a father

was more regarded than that of a mother[31]; and in strictness, if a man

were not noble on his paternal side, his lord might cause his spurs to be

cut off on a dunghill.[32] The amount of estate necessary for knighthood

was not regulated by any chivalric institution. But the expence of the

order was by no means inconsiderable. His inauguration was a scene of

splendour; and liberality was one of the chiefest duties of his character.

He could not travel in quest of adventures without some charge[33], and

his squire and other personal attendants were of course maintained by him.

Though a man, says Froissart, be never so rich, men of arms and war waste

all; for he that will have service of men of war, they must be paid truly

their wages, or else they will do nothing available.[34] The knight's

harness for the working day was not without its ornaments; and the

tournament was rendered splendid by the brilliancy of his armour and his

steed's caparisons. There was always a rivalry of expence among knights

who formed an expedition; and of all the recorded instances of this

feeling, perhaps the most interesting one is furnished by Froissart.

Speaking of a projected invasion of England by the French about the year

1386, he says, that gold and silver were no more spared than though they

had rained out of the clouds, or been skimmed from the sea. The great

lords of France sent their servants to Sluse, to apparel and make ready

their provisions and ships, and to furnish them with every thing needful.

Every man garnished his ship, and painted it with his arms. Painters had

then a good season, for they had whatever they desired. They made banners,

pennons, and standards of silk so goodly, that it was a marvel to behold

them; also they painted the masts of their ships from the one end to the

other, glittering with gold, and devices, and arms; and especially the

Lord Guy de la Tremouille garnished his ship richly; the paintings cost

more than two thousand francs.[35]

[Sidenote: By whom created.]

We have seen that originally a body of soldiers was selected by the state

from the general mass of the people. Afterwards, kings and nobles in their

several jurisdictions maintained the power of creation. It was also

assumed by the clergy, but not retained long; nor were they anxious to

recover it, for, as they assisted in the religious ceremonies of

inauguration, they possessed a considerable share of power by the milder

means of influence. Knighthood never altogether lost its character of

being a distinction, a reward of merit, presumed, indeed, rather than

proved, in the original instances which have been mentioned. But though it

was often bestowed as an ornament of custom on the nobility and gentry of

a state, yet it often was the bright guerdon of achievements in arms. Of

military merit every knight was supposed to be a sufficient judge; and

therefore every knight had the power of bestowing its reward. Men-at-arms

and other soldiers were often exalted to the class of knights, and the

honour was something more than a chimera of the imagination; for the title

and consideration of a gentleman immediately accompanied the

creation.[36] Thus, in the time of Richard II., the governor of Norwich,

called Sir Robert Sale, was no gentleman born, says Froissart; but he had

the grace to be reputed sage and valiant in arms, and for his valiantness

King Edward had made him a knight. The same sovereign also knighted a

man-at-arms, who had originally been a tailor, and who, after the

conclusion of the king's wars in France, crossed the Alps into Italy, and

under the name of Sir John Hawkwood, headed the company of White or

English adventurers, so famous in the Italian wars.[37]

* * * * *

[Sidenote: Squirehood.]

The third and last class of Chivalry was the Squirehood. It was not

composed of young men who carried the shields of knights, and were

learning the art of war; but the squires were a body of efficient

soldiers, inferior in rank to the knight, and superior to the

men-at-arms.[38] They had been originally intended for the higher classes

of chivalry, but various considerations induced them to remain in the

lowest rank. It was a maxim in chivalry, that a man had better be a good

esquire than a poor knight. Many an esquire, therefore, declined the honor

of knighthood, on account of the slenderness of his revenues. Edward III.,

during his wars in France, would have knighted Collart Dambreticourte, the

esquire of his own person; but the young man declined the honor, for, to

use his own simple phrase, he could not furnish his helmet.[39] Barons,

knights, and esquires, form Froissart's frequent description of the parts

of an army; and although there were many young men in the field, who,

released from their duties on knights, were aiming at distinction, yet

there were many more who remained squires during all their military

career, and therefore became recognised as a part of the chivalric array.

Some men of small landed estate, wishing to avoid the expences and the

duties of knighthood, remained esquires. They lost nothing of real power

by their prudence, for they were entitled to lead their vassals into the

field of battle under a penoncele, or small triangular streamer, as the

knight led his under a pennon, or a banneret his under a banner. Military

honours and commands also could be reached by the squirehood, as well as

by the knighthood of a country. Both classes were considered gentle, and

were entitled to wear coat armour.

* * * * *

Such was the general form of the personal nobility of Chivalry. Some parts

of the outline varied in different countries, as will be seen when we

watch its progress through Europe; but previously to that enquiry, the

education, the duties, and the equipment of the knight require

description; and as _loyauté aux dames_ is the motto alike of the writers

and the readers of works on Chivalry, I shall make no apology for

suspending the historical investigation, while I endeavour to portray the

lady-love of the gallant cavalier, and delay my steps in that splendid

scene of beauty's power, the Tournament.

The History of Chivalry; Or, Knighthood and Its Times, Volume 1 (of 2) · 第 13 / 29 题