Filing Fees[1]

Footnote 1:

Please Note: The fees are current as of the revision date. Fees are

subject to change in October of each year and should therefore be

verified before submission to the PTO. A fee schedule may be obtained

by writing to Commissioner of Patents and Trademarks, Washington, D.C.

20231—Attention: General Information Services or by calling the

General Information Services at 800–786–9199 or 703–308–4357 or from

the PTO Web site at _http://www.uspto.gov_.

The filing fee of a non-provisional application, except in design and

plant cases, consists of a basic fee and additional fees. The basic fee

entitles the applicant to present twenty (20) claims, including not more

than three (3) in independent form. An additional fee is required for

each claim in independent form which is in excess of three (3) and an

additional fee is required for each claim (whether independent or

dependent) which is in excess of a total of twenty (20) claims. If the

application contains multiple dependent claims, additional fees are

required.

If the owner of the invention is a small entity, (an independent

inventor, a small business concern or a non-profit organization), the

filing fees are reduced by half if the small entity files a verified

statement claiming small entity status.

To avoid errors in the payment of fees it is suggested that the table in

the enclosed patent application transmittal letter be utilized to

calculate the fee payment.

In calculating fees, a claim is in singularly dependent form if it

incorporates by reference a single preceding claim which may be an

independent or a dependent claim. A multiple dependent claim or any

claim depending therefrom shall be considered as separate dependent

claims in accordance with the number of claims to which reference is

made.

The law also provides for the payment of additional fees on presentation

of additional claims after the application is filed. When an amendment

is filed which presents additional claims over the total number already

paid for, or additional independent claims over the number of

independent claims already accounted for, it must be accompanied by any

additional fees due.

Specification

(Description and Claims)

The following order of arrangement should be observed in framing the

application:

(a) Application transmittal form.

(b) Fee transmittal form.

(c) Title of the Invention.

(d) Cross Reference to related applications (if any).

(e) Statement of federally sponsored research/development (if any).

(f) Reference to a microfiche appendix (if any).

(g) Background of the Invention.

(h) Brief Summary of the Invention.

(i) Brief description of the several views of the drawing (if any).

(j) Detailed Description of the Invention.

(k) Claim or claims.

(1) Abstract of the disclosure.

(m) Drawings (if any).

(n) Executed oath or declaration.

(o) Sequence listing (if any).

(p) Plant Color Coding Sheet (applicable in plant patent applications).

The specification must include a written description of the invention

and of the manner and process of making and using it, and is required to

be in such full, clear, concise, and exact terms as to enable any person

skilled in the technological area to which the invention pertains, or

with which it is most nearly connected, to make and use the same.

The specification must set forth the precise invention for which a

patent is solicited, in such manner as to distinguish it from other

inventions and from what is old. It must describe completely a specific

embodiment of the process, machine, manufacture, composition of matter,

or improvement invented, and must explain the mode of operation or

principle whenever applicable. The best mode contemplated by the

inventor for carrying out the invention must be set forth.

In the case of an improvement, the specification must particularly point

out the part or parts of the process, machine, manufacture, or

composition of matter to which the improvement relates, and the

description should be confined to the specific improvement and to such

parts as necessarily cooperate with it or as may be necessary to a

complete understanding or description of it.

The title of the invention, which should be as short and specific as

possible, should appear as a heading on the first page of the

specification, if it does not otherwise appear at the beginning of the

application.

A brief abstract of the technical disclosure in the specification

including that which is new in the art to which the invention pertains,

must be set forth on a separate page immediately following the claims.

The abstract should be in the form of a single paragraph of 250 words or

less, under the heading “Abstract of the Disclosure.”

A brief summary of the invention indicating its nature and substance,

which may include a statement of the object of the invention should

precede the detailed description. The summary should be commensurate

with the invention as claimed and any object recited should be that of

the invention as claimed.

When there are drawings, there shall be a brief description of the

several views of the drawings, and the detailed description of the

invention shall refer to the different views by specifying the numbers

of the figures, and to the different parts by use of reference numerals.

The specification must conclude with a claim or claims particularly

pointing out and distinctly claiming the subject matter which the

applicant regards as the invention. The portion of the application in

which the applicant sets forth the claim or claims is an important part

of the application, as it is the claims that define the scope of the

protection afforded by the patent and which questions of infringement

are judged by the courts.

More than one claim may be presented provided they differ substantially

from each other and are not unduly multiplied. One or more claims may be

presented in dependent form, referring back to and further limiting

another claim or claims in the same application. Any dependent claim

which refers back to more than one other claim is considered a “multiple

dependent claim.”

Multiple dependent claims shall refer to such other claims in the

alternative only. A multiple dependent claim shall not serve as a basis

for any other multiple dependent claim. Claims in dependent form shall

be construed to include all of the limitations of the claim incorporated

by reference into the dependent claim. A multiple dependent claim shall

be construed to incorporate all the limitations of each of the

particular claims in relation to which it is being considered.

The claim or claims must conform to the invention as set forth in the

remainder of the specification and the terms and phrases used in the

claims must find clear support or antecedent basis in the description so

that the meaning of the terms in the claims may be ascertainable by

reference to the description.

Patents and How to Get One: A Practical Handbook · 第 20 / 44 题