CHAPTER IV.

CHARACTERISTIC MOODS OF BEETHOVEN.

LUDVIG VAN BEETHOVEN.

Born December 16, 1770, at Bonn.

Died March 26, 1827, in Vienna.

Beethoven was the son of a very dissipated tenor singer of the chapel

of the Elector of Cologne, and the family had been musical for several

generations. The boy learned to play the viola and violin as well as

the piano while he was still very young indeed, and by the age of

eleven was regularly engaged as viola player in the orchestra and had

gained such proficiency upon the piano that it was popularly said of

him that he could have played a good part of Bach's "Well-tempered

Clavier" by heart. While still but a lad he succeeded informally to

the post of assistant conductor of the orchestra, and it was his duty

to prepare the music for the men, making the abridgments, emendations,

and rearrangements that might be advisable to adapt old music to the

then modern orchestra. In this way he gained, no doubt, much of his

marvelous acquaintance with orchestral effect. When he was fifteen he

was regularly appointed organist to the private chapel of the Elector,

and he was left in charge of the orchestra for months together in the

absence of the head director, Neefe.

[Illustration: Ludwig van Beethoven]

He began to compose by the time he was ten, but he did not manifest any

especial precocity in this direction: his published compositions with

opus number contain only one movement, it is believed, which he wrote

before he was twenty or twenty-one years of age. After the death of

his father he was left, as he had been practically for some years

before, the responsible head of the family, with the care of his mother

and his younger brothers. He remained in Bonn, with one visit to

Vienna in 1787, until he was about twenty-two years of age, when he

left Bonn definitely and took up his abode in Vienna. Here he studied

with the best masters attainable--Haydn, then in his prime, Salieri,

and others. His first published compositions with opus numbers--three

trios--date from the Vienna time.

In Vienna he lived all the remainder of his life--about thirty-five

years. In the earlier part of this period he was considered one of the

great pianoforte virtuosi of his time; his playing was distinguished

for force, strong contrasts, musical quality, and, above all, pathetic

expression. Czerny states that it was not unusual for a company of the

Viennese aristocracy to be affected to tears by the playing of this

master. His published works were generally criticized as being too

bold and unconventional.

As Beethoven had the fortune to live to quite a good age, he gradually

established his position with regard to the earlier compositions,

inasmuch as by repeated hearings they sooner or later commended

themselves to the critics as well as to the public; but by the time

this had come to pass with the works of a certain period, he had

advanced and composed others, which now in turn succeeded to the charge

of being too advanced and forced. These in turn were later on

accepted, only to leave a still later stratum of his compositions under

the same condemnation which had been the portion of the earlier works.

Nevertheless, the want of recognition of Beethoven by his

contemporaries has been greatly overrated. He enjoyed a fairly

comfortable income, as such things went among the middle-class Viennese

of his time, and during most of his career he was esteemed to be

probably the most eminent composer living.

As compared with the works of Händel or Bach, those of Beethoven do not

make a great display in volume. Nevertheless, there are thirty-two

piano sonatas, ten violin sonatas, nine symphonies for full orchestra,

five pianoforte concertos, twenty-one sets of variations for piano

alone, sixteen string quartets, and a very large mass of chamber music

of other sorts. There are two masses, one opera, and above one hundred

songs.

* * * * *

As generally stated, the characteristic point of difference between

what we call the classical and the romantic in the art of music lies in

the feeling actuating the composer, and consequently embodied more or

less successfully in his music. In the older practice, especially that

of the Netherlandish contrapuntal composers of the sixteenth century,

the motive of composition was that of producing a musical piece more

elaborate, more imposing, or more sonorous than previous works; or,

perhaps, the more commonplace conception of producing a piece as good

as previous works. The purely musical (conceived from a technical

standpoint) remained the moving principle with the composer. With the

invention of opera, about 1597, A. D., and the active development which

followed for a century after, a new principle came into operation,

namely, the expression of dramatic contrasts and situations, and so at

length the expression of intense individuality--the working of strong

individualities under the clash of tragic situations.

Along with the invention and development of opera, during the period

here mentioned, the mastery of the violin was carried forward with

great results to the art of music. About 1685, Archangelo Corelli

published his first collection of pieces for the violin, and in these

are found what are practically about the first examples of a

well-developed lyric melody, of the kind we now mean when we speak of

"bel canto"--the type of melody made the very crux of the art of

Italian singing. This impassioned, sustained, and expressive melody

took with wonderful rapidity and was almost immediately adopted into

opera, the ideal of which in the beginning had been that of an artistic

and dramatically expressive delivery of the text. Now, melody as such

has little to do with the dramatic delivery of the text. In a

sustained melody--as in "Home, Sweet Home," to quote a simple type--it

is first of all a question of sustained sentiment; whereas in a

well-determined declamation it is first of all a matter of effective

delivery of the words and phrases from an elocutionary standpoint,

allowing the voice all the stops, interruptions, shocks, and variations

of intensity requisite for effective delivery. But by the time this

sustained melody had been introduced into high art (it seems to have

made a beginning earlier in folk-song, although we have no precise

indications upon the subject) the mere delivery of a text, somewhat

after the manner of a liturgical intoning, no longer satisfied the

demands of opera.

Music grew by what it fed upon. The violin, which Monteverde had

placed in the position of honor at the head of the orchestra in 1608,

had grown upon the ears of the people; and there was a need felt for

something more impassioned, but at the same time more distinctively

musical, than the mere declamation of the first opera, no matter how

sing-song that delivery might be made. Hence arose the aria, which

practically is a prolongation of a single moment of the dramatic

situation. The Arias, at first and for quite a long time later, had

very few words, and these were repeated over and over, as we find still

in the well-known arias from Händel's "Messiah." Thus opera came into

possession of a simple and sustained melody, patterned after the

cantilena of the violin; and it was employed for marking the successive

points of the dramatic action. That is to say, as the drama unfolded,

one new situation after another developed itself. Each new entrance of

a dramatic person made a new complication and a new situation, brought

to the attention of the hearer by means of the lines and then enforced

by the aria, which the singer of greatest momentary importance had to

sing. That these arias very soon degenerated into show pieces for

virtuoso singers was an accident due to the popularity of the operatic

stage, the development of the new art of singing, and a delight in the

human voice as a musical instrument. It has no concern with our

present subject.

Moreover, it inevitably happened that as composers multiplied and

competed for the favor of the public, they tried more and more to bring

out in their music the very innermost passions and passing feelings of

the leading individuals in the play; hence the art of expressive music

was greatly developed, and the ears of the public learned gradually to

feel after and enjoy the human heart-beat in the music. Thus music

passed beyond the stage of working for itself as a development of

musical forms or science of construction, and became more and more, in

opera, the expression of individualities and moods. At the same time

that this tendency was working for making the music more expressive,

the necessity of pleasing the public tended also in the opposite

direction of pleasing the hearer by means of agreeable combinations of

tone-colors, delightful symmetries of tone-forms, and the like. So at

the very time when composers of one class were laboring in opera for

the development of deep expression, those of another class were working

no less effectually for making the music merely shallow and pleasing.

Light operas dealing with shallow situations--comedy, farce, expressed

by means of light and pleasing music--came to occupy more and more the

operatic stage, where, after all, the question of amusement will always

prevail.

All of these different tendencies came later on to their expression in

music purely instrumental. We have seen already how Bach managed to

compose truly expressive music which, nevertheless, is first of all

strong music, yet highly humoristic and fanciful. Then Haydn and

Mozart introduced various types of pleasing and simply expressive

melody, but it is only in occasional moments that their music touches

the deeper feelings of the heart. It is music to admire for its

cleverness, to enjoy at times for its sweetness and tenderness, and its

fresh melodic symmetry; but it is only in very rare moments that the

accent of emotional individuality is given.

In Beethoven we find this quality for the first time illustrated in

instrumental music; and, along with this occasional accent of

intensity, we have also a great and inexhaustible variety of moods and

manners appertaining to the different sides of the mighty individuality

of this great tone-poet. Along with this variety of moods, which in

their inner nature must be regarded as representing different facets of

individuality, we have also in Beethoven a certain comprehensive

element. Everything that he says to us belongs somehow to a larger

whole, and that larger whole is the entire man of the composer. It is

like the conversation of some highly gifted person, which, while

lasting perhaps for only a few minutes, nevertheless affords us a

glimpse into a remarkable personality, and appears in our memory as a

chapter accidentally revealed out of the entire soul of the talker.

Hence in trying to form an idea of the individuality of Beethoven and

of the range and peculiar beauty of his music, we have to learn his

most characteristic moods in order to get the range of his genius; and

then to see how he combines these widely different moods into a

whole--as he does in his sonatas and symphonies. Accordingly, this

first program begins with several pieces, comparatively small in

compass, but directly illustrating the variety of his humoristic

tendencies. All of these little pieces, moreover, have that accent of

intense individuality mentioned above--an accent very much more

observable in Beethoven than in any of his predecessors, and surpassed

only by Schubert and Schumann later. The latter, it may be

anticipated, is the most humoristic of all composers of instrumental

music.

There are certain conditions of largeness in a piece of music intended

to say something without words, and to work up to an imposing climax,

which give it a different form from what is practicable in pieces

having a text for doing a part of the talking. In order to reach a

great effect, an instrumental music piece has to last for some time,

and to continue quite a while in the same movement, as to rate of

pulsation and frequency of measure accent. It has to work within a

single tonality--remain in one key or revolve around one key in such a

manner as to preserve its own unity as a single being. Hence arise the

long movements of the sonata and symphony. It is not possible to

arrive at similar impressions upon hearers by the use of shorter,

disjointed movements. Only by carrying a movement on for some time,

and so developing it as to impress some one idea as central, and at the

same time to arrive eventually at some kind of a climax or goal, can a

serious instrumental movement become expressive and effective.

In Mozart these long movements have nothing like the unity of those of

Beethoven. A beautiful variety prevails, and the main ideas are

repeated a sufficient number of times; but it is for beauty rather than

for completing a cycle of moods or a cycle of soul-experiences. Or if

a cycle, then a cycle of pleasant and youthful experiences. In

Beethoven this is not the case. When he is much in earnest he takes

plenty of time for saying his say, and says it so thoroughly that you

are quite sure of what he is at. This will be shown in the present

program by means of the Sonate Pathetique, and phases of the manner

will appear in all the selections.

PROGRAM.

Selections of a quasi-lyric character:

Menuetto in E-flat. Opus 31, No. 3.

Menuetto in D major. Opus 10, No. 3.

Subject from Allegretto from Sonata, opus 90. Thirty-two measures.

Andante from Sonata, opus 27, No. 1.

Formal Variations:

Andante and Variations. Sonata in G major. Opus 14, No. 2.

Andante, from Sonata Appassionata. Opus 57.

Humoristic Variations and Moods;

Theme and Variations. Opus 26.

Scherzo in C, Sonata in C. Opus 2, No. 3.

Allegretto from "Moonlight Sonata." Opus 27, No. 2.

Scherzo in A-flat, Sonata. Opus 31, No. 2.

Sonata-piece:

Allegro (first movement), from Sonata in G. Opus 14, No. 2.

Allegro (first movement), Sonata in F minor. Opus 2, No. 1.

Sonata-piece, Impassioned;

Introduction and Allegro (first movement), Sonate Pathetique.

Opus 13.

The minuet proper, in the first selection, is a simply expressive

folk-song throughout its first period. It is only at the beginning of

the second period, with the dissonant C-flat, that something different

comes to illustration. The distinction of the mood is further

illustrated in the trio which follows, where the chords by their skips

and their delightful changes afford a most agreeable and charming

contrast with the main subject. (It is upon this trio that Saint-Saëns

has written his lovely variations for two pianos, four hands.)

The minuet in D, from the very strong Sonata in D major, opus 10,

affords very strong contrasts before we pass beyond the minuet proper.

The first period (eight measures repeated) is purely lyric and very

lovely. The second period starts out with an imitative bit, quite in

the manner of fugue, one voice after another responding in a vigorous

and spirited manner. When this is completed by the delightful return

of the principal subject, we are led to a trio in the related key of G

major, which is in a totally different style. It goes like a scherzo,

and when it in turn has been completed the main minuet returns with

most agreeable effect. At the end, a short coda. Both these

selections contain much which is not purely lyric, but rather thematic.

This occurs always in the trios, and in the second period of the minuet

in D.

The next selection is the beginning of the beautiful closing movement

of the Sonata, opus 90. This movement takes the place of a slow

movement in this sonata, and it is entirely in lyric style, except

where the imperative need of relief has led to the introduction of less

connected and sustained matter. The melody itself is one of the best

of Beethoven's. The illustration comprises the first thirty-two

measures.

In the next division of selections we come upon the Beethoven faculty

of diversifying a musical theme in the form of variations. The

examples here given represent certain of the simpler phases of this

part of his art, and if the student is ambitious in this direction he

might read for himself the variations upon the waltz in C, or the

famous thirty-two variations, in which endless varieties are obtained

from a very simple theme. A still more highly developed example of

this art is found in the last sonata of all, opus 111; but these are

too difficult for our present use.

The theme and variations in C, from the Sonata in G, opus 14, are easy

and pleasing. The theme itself affords a very pretty contrast between

the staccato of the first period and the close legato of the second

period. Then the sweetness of it is relieved by the strong

syncopations which break it up, toward the end (measures 17 and 18).

The first variation has the melody in the tenor, unchanged excepting to

make it legato. The right hand deals mainly with syncopated repeated

notes.

The second variation is much more broken. The left hand plays the bass

upon the beat, while the right hand comes in with a chord containing

the melody at the half beat. The third variation brings the melody

again in the bass, with an accompaniment figure in sixteenths for the

right hand. At the end there is a lovely coda of six measures.

Throughout these variations the harmony and the melody have not been

changed. Only the place of the melody and the rhythm of the accessory

accompanying figures have been changed.

A still more remarkable illustration of this phase of the Beethoven

genius is found in the andante and variations which form the second

movement of the Sonata Appassionata, opus 57. Here the variations are

not indicated in the notation, but the player has to find them for

himself, which is easy enough, because the two periods of the theme,

each of eight measures, are exactly repeated in the following

variations.

The theme itself has a church-like character, almost "sacred." This is

due to the first harmonic step from tonic to subdominant and back

again, in the manner of the "Amen" cadence so well known in anthems.

In the second period there is an intense and almost strained expression

due to the chord of 4-2, the seventh low in the bass. The first

variation plays the melody in the same place as in the theme, and in

the same chords; but the bass enters a half beat later and holds over,

so that a restless and searching expression results. The second

variation, again, is very reposeful. The melody is only suggested in

the upper tones of the right-hand part, and the sixteenth motion is

intended to have a certain chord-like character; meanwhile the bass has

a part somewhat like a melody suitable for 'cello. The third variation

brings the melody high in the treble (later changing again to the left

hand in the middle range of the piano), while the left hand performs an

arpeggio figure in thirty-seconds. At the end a lovely coda of sixteen

measures, recalling the theme in its original form. Throughout these

variations not only is the harmony and melody of the theme never

varied, excepting in time of coming in, but the spirit of the theme is

everywhere retained. Observe that the coda is not concluded, but

interrupted by the entrance of a diminished chord, leading into the key

of F minor. In place of this chord, end with a chord of D-flat,

directly after the dominant chord preceding the diminished chord, when

the finale is not to be played.

Quite different from the foregoing are the highly humoristic variations

of the Sonata, opus 26. These, being designated in the copy, require

only mention and characterization. The theme is three periods in

length, the second opening with a syncopation. The first variation

follows the harmony of the theme, but in a broken manner, not alone in

the cutting up into sixteenth notes, but also in changes of position

upon the keyboard. This tendency to excitement continues in the second

variation, where the melody is in the bass, in octaves broken into

sixteenth notes. The third variation changes the mode to minor, and

the musical treatment contains strong syncopations, implying much

suppressed passion. The fourth variation is a scherzo, bounding from

one point of the keyboard to another, like a musical Ariel. The fifth

variation returns to the harmony and manner of the theme, but in the

first eight measures the melody is held in reserve, suggested rather

than fully brought out, in order that the complete appearance of the

melody, legato, in the ninth measure shall be more effective. The

whole closes with a beautiful coda of fifteen measures. (Count back

from the end, if you do not find it at first.)

Still more humoristic is the scherzo from the Sonata in C, opus 2, No.

3. Here the principal subject is quite in fugue style, excepting the

order of keys. In place of answering in the fifth, it answers in the

octave.

It is unnecessary to add that this is a pure fancy-piece, the

imitations being unexpected and capricious, and never for the sake of

completing a pattern or form. The trio is a complete contrast, and

very free and effective upon the keyboard. Then, after the return of

the scherzo, we have a delightful coda of twenty-three measures.

Less pronounced, but very beautiful, is the allegretto from the

so-called "Moonlight Sonata," opus 27, No. 2. This is gentle, and

designed to mediate between the intense sadness of the first movement

and the equally intense and impassioned sorrow and longing of the

finale.

The sonata-piece is one of the most serious and diversified movements

known to music, and while continuous and characterized by great unity,

it is also rather complicated. Hence it will not be properly

appreciated except by those who observe the leading ideas as they enter

and recall them when they turn up again in the course of the treatment

and development. When a sonata is written for orchestra it becomes a

symphony, in which form the different ideas are more easily followed

because they derive a certain individuality from the tone-color of the

instrument first announcing them. When an artist plays a sonata he

seeks to intensify the individuality of the leading ideas and thus aid

the hearer in recognizing and remembering them.

The first example of sonata-piece is the rather light and pleasing

allegro which begins the Sonata in G, opus 14, No. 2. The Principal

subject lasts through twenty-four measures, the Second entering in the

key of D with the beginning of the twenty-fifth measure. The

Conclusion begins with the forty-seventh measure. Counting from the

double bar, the Elaboration lasts, including the pedal point upon the

dominant which prepares for bringing back the Principal, sixty-one

measures. There the first part begins over again.

The first movement of the Sonata in F minor, opus 2, No. 1, is shorter

and the subjects less marked than in any other sonata of Beethoven. It

also has less "stuffing," the ideas following with very little passage

work between them. The Principal lasts twenty measures, the Second

beginning with the F-flat in the soprano at the end of the twentieth

measure. The Conclusion begins with the C-flat in the soprano, in

measure forty-one. The Elaboration lasts sixty-two measures.

The "Sonate Pathetique" begins with a slow introduction, lasting ten

measures of very slow time. Then enters the headlong allegro, of which

the Principal, with its retinue of modulating sequences, lasts forty

measures. The Second enters in measure forty-one, and the Conclusion

in measure seventy-nine. The Elaboration lasts sixty-two measures,

beginning with a few measures of the introduction.

Time will not be wasted if before playing each of these movements the

subjects themselves be played through separately.

The Masters and Their Music A series of illustrative programs with biographical, esthetical, and critical annotations · 第 4 / 13 章