upon that belief, does that relieve her from the penalty? It is
argued that the knowledge referred to in the act relates to her
knowledge of the illegality of the act, and not to the act of
voting; for it is said that she must know that she voted. Two
principles apply here: First, ignorance of the law excuses no
one; second, every person is presumed to understand and to intend
the necessary effects of his own acts. Miss Anthony knew that she
was a woman, and that the Constitution of this State prohibits
her from voting. She intended to violate that provision--intended
to test it, perhaps, but certainly intended to violate it. The
necessary effect of her act was to violate it, and this she is
presumed to have intended. There was no ignorance of any fact,
but all the facts being known, she undertook to settle a
principle in her own person. She takes the risk, and she can not
escape the consequences. It is said, and authorities are cited to
sustain the position, that there can be no crime unless there is
a culpable intent; to render one criminally responsible a vicious
will must be present. A. commits a trespass on the land of B.,
and B., thinking and believing that he has a right to shoot an
intruder on his premises, kills A. on the spot. Does B.'s
misapprehension of his rights justify his act? Would a Judge be
justified in charging the jury that if satisfied that B. supposed
he had a right to shoot A he was justified, and they should find
a verdict of not guilty? No Judge would make such a charge. To
constitute a crime, it is true that there must be a criminal
intent, but it is equally true that knowledge of the facts of the
case is always held to supply this intent. An intentional killing
bears with it evidence of malice in law. Whoever, without
justifiable cause, intentionally kills his neighbor, is guilty of
a crime. The principle is the same in the case before us, and in
all criminal cases. The precise question now before me has been
several times decided, viz: That one illegally voting was bound
and was assumed to know the law, and that a belief that he had a
right to vote gave no defense, if there was no mistake of fact.
(Hamilton against The People, 57th of Barbour, p. 625; State
against Boyet, 10th of Iredell, p. 336; State against Hart, 6th
Jones, 389; McGuire against State, 7 Humphrey, 54; 15th of Iowa
reports, 404.) No system of criminal jurisprudence can be
sustained upon any other principle. Assuming that Miss Anthony
believed she had a right to vote, that fact constitutes no
defense if in truth she had not the right. She voluntarily gave a
vote which was illegal, and thus is subject to the penalty of the
law.
The Judge directed the jury to find a verdict of guilty.
Judge SELDEN: I submit that on the view which your honor has
taken, that the right to vote and the regulation of it is solely
a State matter. That this whole law is out of the jurisdiction of
the United States Courts and of Congress. The whole law upon that
basis, as I understand it, is not within the constitutional power
of the General Government, but is one which applies to the
States. I suppose that it is for the jury to determine whether
the defendant is guilty of a crime or not. And I therefore ask
your honor to submit to the jury these propositions:
First.--If the defendant, at the time of voting, believed that
she had a right to vote and voted in good faith in that belief,
she is not guilty of the offense charged.
Second.--In determining the question whether she did or did not
believe that she had a right to vote, the jury may take into
consideration, as bearing upon that question, the advice which
she received from the counsel to whom she applied.
Third.--That they may also take into consideration, as bearing
upon the same question, the fact that the inspectors considered
the question and came to the conclusion that she had a right to
vote.
Fourth.--That the jury have a right to find a general verdict of
guilty or not guilty as they shall believe that she has or has
not committed the offense described in the statute.
A professional friend sitting by has made this suggestion which I
take leave to avail myself of as bearing upon this question: "The
Court has listened for many hours to an argument in order to
decide whether the defendant has a right to vote. The arguments
show the same question has engaged the best minds of the country
as an open question. Can it be possible that the defendant is to
be convicted for acting upon such advice as she could obtain
while the question is an open and undecided one?"
THE COURT.--You have made a much better argument than that, sir.
JUDGE SELDEN.--As long as it is an open question, I submit that
she has not been guilty of an offense. At all events, it is for
the jury.
THE COURT.--I can not charge these propositions of course. The
question, gentlemen of the jury, in the form it finally takes, is
wholly a question or questions of law, and I have decided as a
question of law, in the first place, that under the XIV.
Amendment, which Miss Anthony claims protects her, she was not
protected in a right to vote. And I have decided also that her
belief and the advice which she took do not protect her in the
act which she committed. If I am right in this, the result must
be a verdict on your part of guilty, and I therefore direct that
you find a verdict of guilty.
JUDGE SELDEN.--That is a direction no Court has power to make in
a criminal case.
THE COURT.--Take the verdict, Mr. Clerk.
THE CLERK.--Gentlemen of the jury, hearken to your verdict as the
Court has recorded it. You say you find the defendant guilty of
the offense whereof she stands indicted, and so say you all?
JUDGE SELDEN.--I don't know whether an exception is available,
but I certainly must except to the refusal of the Court to submit
those propositions, and especially to the direction of the Court
that the jury should find a verdict of guilty. I claim that it is
a power that is not given to any Court in a criminal case. Will
the Clerk poll the jury? THE COURT.--No. Gentlemen of the jury,
you are discharged.
On the next day a motion for a new trial was made and argued by Judge
Selden, as follows:
_May it please the Court:_--The trial of this case commenced with
a question of very great magnitude--whether by the Constitution
of the United States the right of suffrage was secured to female
equally with male citizens. It is likely to close with a question
of much greater magnitude--whether the right of trial by jury is
absolutely secured by the Federal Constitution to persons charged
with crime before the Federal Courts.
I assume, without attempting to produce any authority on the
subject, that this Court has power to grant to the defendant a
new trial in case it should appear that in the haste and in the
lack of opportunity for examination which necessarily attend a
jury trial, any material error should have been committed
prejudicial to the defendant, as otherwise no means whatever are
provided by the law for the correction of such errors.
The defendant was indicted under the nineteenth section of the
act of Congress of May 31, 1870, entitled, "An act to enforce the
right of citizens of the United States to vote in the several
States of this Union, and for other purposes," and was charged
with having knowingly voted, without having a lawful right to
vote, at the Congressional election in the Eighth Ward of the
City of Rochester, in November last; the only ground of
illegality being that the defendant was a woman.
The provisions of the act of Congress, so far as they bear upon
the present case, are as follows:
Section 19. If at any election for representative or
delegate in the Congress of the United States, any person
shall knowingly personate and vote, or attempt to vote, in
the name of any other person, whether living, dead, or
fictitious, or vote more than once at the same election for
any candidate for the same office, or vote at a place where
he may not be lawfully entitled to vote, or vote without
having a lawful right to vote, ... every such person shall
be deemed guilty of a crime, and shall for such crime be
liable to prosecution in any court of the United States, of
competent jurisdiction, and on conviction thereof, shall be
punished by a fine not exceeding $500 or by imprisonment for
a term not exceeding three years, or both, in the discretion
of the Court, and shall pay the costs of prosecution.
It appeared on the trial that before voting the defendant called
upon a respectable lawyer, and asked his opinion whether she had
a right to vote, and he advised her that she had such right, and
the lawyer was examined as a witness in her behalf, and testified
that he gave her such advice, and that he gave it in good faith,
believing that she had such right.
It also appeared that when she offered to vote, the question
whether as a woman she had a right to vote, was raised by the
inspectors, and considered by them in her presence, and they
decided that she had a right to vote, and received her vote
accordingly.
It was also shown on the part of the Government, that on the
examination of the defendant before the commissioner on whose
warrant she was arrested, she stated that she should have voted,
if allowed to vote, without reference to the advice she had
received from the attorney whose opinion she had asked; that she
was not influenced to vote by that opinion; that she had before
determined to offer her vote, and had no doubt about her right to
vote.
At the close of the testimony the defendant's counsel proceeded
to address the jury, and stated that he desired to present for
consideration three propositions, two of law and one of fact:
First.--That the defendant had a lawful right to vote.
Second.--That whether she had a lawful right to vote or not, if
she honestly believed that she had that right and voted in good
faith in that belief, she was guilty of no crime.
Third.--That when she gave her vote she gave it in good faith,
believing that it was her right to do so.
That the first two propositions presented questions for the Court
to decide, and the last for the jury.
When the counsel had proceeded thus far, the Court suggested that
the counsel had better discuss in the first place the questions
of law; which the counsel proceeded to do, and having discussed
the two legal questions at length, asked leave then to say a few
words to the jury on the question of fact. The Court then said to
the counsel that he thought that had better be left until the
views of the Court upon the legal question should be made known.
The District Attorney thereupon addressed the Court at length
upon the legal questions, and at the close of his argument the
Court delivered an opinion adverse to the positions of the
defendant's counsel upon both of the legal questions presented,
holding that the defendant was not entitled to vote; and that if
she voted in good faith in the belief in fact that she had a
right to vote, it would constitute no defense--the grounds of the
decision on the last point being that she was bound to know that
by law she was not a legal voter, and that even if she voted in
good faith in the contrary belief, it constituted no defense to
the crime with which she was charged. The decision of the court
upon these questions was read from a written document.
At the close of the reading, the Court said that the decision of
these questions disposed of the case and left no question of fact
for the jury, and that he should therefore direct the jury to
find a verdict of guilty, and proceeded to say to the jury that
the decision of the Court had disposed of all there was in the
case, and that he directed them to find a verdict of guilty, and
he instructed the clerk to enter a verdict of guilty.
At this point, before any entry had been made by the clerk, the
defendant's counsel asked the Court to submit the case to the
jury, and to give to the jury the following several instructions:
[Here Judge Selden repeated the instructions. See page 665.]
The Court declined to submit the case to the jury upon any
question whatever, and directed them to render a verdict of
guilty against the defendant. The defendant's counsel excepted to
the decision of the Court upon the legal questions--to its
refusal to submit the case to the jury; to its refusal to give
the instructions asked; and to its direction to the jury to find
a verdict of guilty against the defendant--the counsel insisting
that it was a direction which no Court had a right to give in a
criminal case.
The Court then instructed the clerk to take the verdict, and the
clerk said, "Gentlemen of the jury, hearken to the verdict as the
Court hath recorded it. You say you find the defendant guilty of
the offense charged. So say you all." No response whatever was
made by the jury, either by word or sign. They had not consulted
together in their seats or otherwise. None of them had spoken a
word. Nor had they been asked whether they had or had not agreed
upon a verdict. The defendant's counsel then asked that the clerk
be requested to poll the jury. The Court said, "That can not be
allowed. Gentlemen of the jury, you are discharged," and the
jurors left the box. No juror spoke a word during the trial, from
the time they were impaneled to the time of their discharge.
Now I respectfully submit, that in these proceedings the
defendant has been substantially denied her constitutional right
of trial by jury. The jurors composing the panel have been merely
silent spectators of the conviction of the defendant by the
Court. They have had no more share in her trial and conviction
than any other twelve members of the jury summoned to attend this
Court, or any twelve spectators who have sat by during the trial.
If such course is allowable in this case, it must be equally
allowable in all criminal cases, whether the charge be for
treason, murder, or any minor grade of offense which can come
under the jurisdiction of a United States Court; and as I
understand it, if correct, substantially abolishes the right of
trial by jury.
It certainly does so in all those cases where the judge shall be
of the opinion that the facts which he may regard as clearly
proved, lead necessarily to the guilt of the defendant. Of course
by refusing to submit any question to the jury, the judge refuses
to allow counsel to address the jury in the defendant's behalf.
The constitutional provisions which I insist are violated by this
proceeding are the following:
Constitution of the United States, article 3, section 2. The
trial of all crimes, except in cases of impeachment, shall
be by jury.
Amendments to Constitution, article 6. In all criminal
prosecutions, the accused shall enjoy the right to a speedy
and public trial, by an impartial jury of the State and
District wherein the crime shall have been committed, which
district shall have been previously ascertained by law; and
to be informed of the nature and cause of the accusation; to
be confronted with the witnesses against him; to have
compulsory process for obtaining witnesses in his favor, and
to have the assistance of counsel for his defense.
In accordance with these provisions, I insist that in every
criminal case, where the party has pleaded not guilty, whether
upon the trial the guilt of such party appears to the judge to be
clear or not, the response to the question, guilty or not guilty,
must come from the jury, must be their voluntary act, and can not
be imposed upon them by the Court.
No opportunity has been given me to consult precedents on this
subject, but a friend has referred me to an authority strongly
supporting my position, from which I will quote, though I deem a
reference to precedents unnecessary to sustain the plain
declarations of the Constitution: I refer to the case of the
State _vs._ Shule (10 Iredell, 153), the substance of which is
stated in 2 Graham & Waterman on New Trials, page 363. Before
stating that case I quote from the text of G. & W.
The verdict is to be the result of the deliberation of the
jury upon all the evidence in the case. The Court has no
right to anticipate the verdict by an expression of opinion
calculated so to influence the jury as to take from them
their independence of action.
In the State _vs._ Shule two defendants were indicted for an
affray. The jury remaining out a considerable time, at the
request of the prosecuting attorney they were sent for by
the Court. The Court then charged them that although Jones
(the other defendant) had first commenced a battery on
Shule, yet, if the jury believed the evidence, the
defendant, Shule, was also guilty. Thereupon, one of the
jurors remarked that they had agreed to convict Jones, but
were about to acquit Shule. The Court then charged the jury
again, and told them that they could retire if they thought
proper to do so. The jury consulted together a few minutes
in the court room. The prosecuting attorney directed the
clerk to enter a verdict of guilty as to both defendants.
When the clerk had entered the verdict, the jury were asked
to attend to it, as it was about to be read by the clerk.
The clerk then read the verdict in the hearing of the jury.
The jury, upon being requested, if any of them disagreed to
the verdict to make it known by a nod, seemed to express
their unanimous assent; and no juror expressed his dissent.
In reviewing the case the Court say:
The error complained of is, that before the jury had
announced their verdict, and in fact after they had
intimated an intention to acquit the defendant, Shule, the
Court allowed the clerk to be directed to enter a verdict
finding him guilty, and after the verdict was so entered,
allowing the jury to be asked if any of them disagreed to
the verdict which had been recorded by the clerk. No juror
expressed his dissent; but by a nod which appeared to be
made by each juror, expressed their unanimous assent. The
innovation is, that instead of permitting the jury to give
their verdict, the Court allows a verdict to be entered for
them, such as it is to be presumed the Court thinks they
ought to render, and then they are asked if any of them
disagree to it; thus making a verdict for them, unless they
are bold enough to stand out against a plain intimation of
the opinion of the Court.
A _venire de novo_ was ordered. The principal difference between
this case and the one under consideration is, that in the latter
the Court directed the clerk to enter the verdict, and in the
former he was allowed to do so, and in the latter the Court
denied liberty to the jurors to dissent from the verdict, and in
the former the Court allowed such dissent.
With what jealous care the right of trial by jury in criminal
cases has been guarded by every English-speaking people from the
days of King John, indeed from the days of King Alfred, is known
to every lawyer and to every intelligent layman, and it does not
seem to me that such a limitation of that right as is presented
by the proceedings in this case, can be reconciled either with
constitutional provisions, with the practice of courts, with
public sentiment on the subject, or with safety in the
administration of justice. How the question would be regarded by
the highest Court of this State may fairly be gathered from its
decision in the case of Cancemi, 18 N. Y., 128, where, on a trial
for murder, one juror, some time after the trial commenced, being
necessarily withdrawn, a stipulation was entered into, signed by
the District Attorney, and by the defendant and his council, to
the effect that the trial should proceed before the remaining
eleven jurors, and that their verdict should have the same effect
as the verdict of a full panel would have. A verdict of guilty
having been rendered by the eleven jurors, was set aside and a
new trial ordered by the Court of Appeals, on the ground that the
defendant could not, even by his own consent, be lawfully tried
by a less number of jurors than twelve. It would seem to follow
that he could not waive the entire panel, and effectually consent
to be tried by the Court alone, and still less could the Court,
against his protest, assume the duties of the jury, and
effectually pronounce the verdict of guilty or not guilty in
their stead.
It will doubtless be insisted that there was no disputed question
of fact upon which the jury were required to pass. In regard to
that, I insist that however clear and conclusive the proof of the
facts might appear to be, the response to the question, guilty or
not guilty, must under the Constitution come from the jury and
could not be supplied by the judgment of the court, unless,
indeed, the jury should see fit to render a special verdict,
which they always may, but can never be required to do. It was
the province of the court to instruct the jury as to the law, and
to point out to them how clearly the law, on its view of the
established facts, made out the offense; but it has no authority
to instruct them positively on any question of fact, or to order
them to find any particular verdict. That must be their
spontaneous work.
But there was a question of fact, which constituted the very
essence of the offense, and one on which the jury were not only
entitled to exercise, but were in duty bound to exercise, their
independent judgment. That question of fact was, whether the
defendant, at the time when she voted, knew that she had not a
right to vote. The statute makes this knowledge the very gist of
the offense, without the existence of which, in the mind of the
voter at the time of voting, there is no crime. There is none by
the statute and none in morals. The existence of this knowledge,
in the mind of the voter at the time of voting, is under the
statute, necessarily a fact and nothing but a fact, and one which
the jury was bound to find as a fact, before they could, without
violating the statute, find the defendant guilty. The ruling
which took that question away from the jury, on the ground that
it was a question of law and not of fact, and which declared that
as a question of law, the knowledge existed, was, I respectfully
submit, a most palpable error, both in law and justice. It was an
error in law, because its effect was to deny any force whatever
to the most important word which the statute uses in defining the
offense--the word "knowingly." It was also unjust, because it
makes the law declare a known falsehood as a truth, and then by
force of that judicial falsehood condemns the defendant to such
punishment as she could only lawfully be subject to, if the
falsehood were a truth.
I admit that it is an established legal maxim that every person
(judicial officers excepted) is bound, and must be presumed, to
know the law. The soundness of this maxim, in all the cases to
which it can properly be applied, I have no desire to question;
but it has no applicability whatever to this case. It applies in
every case where a party does an act which the law pronounces
criminal, whether the party knows or does not know that the law
has made the act a crime. That maxim would have applied to this
case, if the defendant had voted, knowing that she had no legal
right to vote; without knowing that the law had made the act of
knowingly voting without a right, a crime. In that case she would
have done the act which the law made a crime, and could not have
shielded herself from the penalty by pleading ignorance of the
law. But in the present case the defendant has not done the act
which the law pronounces a crime. The law has not made the act of
voting without a lawful right to vote, a crime, where it is done
by mistake, and in the belief by the party voting that he has the
lawful right to vote. The crime consists in voting "knowingly,"
without lawful right. Unless the knowledge exists in fact, the
very gist of the offense is wanting. To hold that the law
presumes conclusively that such knowledge exists in all cases
where the legal right is wanting, and to reject all evidence to
the contrary, or to deny to such evidence any effect, as has been
done on this trial, is to strike the word "knowingly" out of the
statute--and to condemn the defendant on the legal fiction that
she was acting in bad faith, it being all the while conceded that
she was in fact acting in good faith. I admit that there are
precedents to sustain such ruling, but they can not be reconciled
with the fundamental principles of criminal law, nor with the
most ordinary rules of justice. Such a ruling can not but shock
the moral sense of all right-minded, unprejudiced men.
No doubt the assumption by the defendant of a belief of her right
to vote might be made use of by her as a mere cover to secure the
privilege of giving a known illegal vote, and of course that
false assumption would constitute no defense to the charge of
illegal voting. If the defendant had dressed herself in male
attire, and had voted as John Anthony, instead of Susan, she
would not be able to protect herself against a charge of voting
with a knowledge that she had no right to vote, by asserting her
belief that she had a right to vote as a woman. The artifice
would no doubt effectually overthrow the assertion of good faith.
No such question, however, is made here. The decision of which I
complain concedes that the defendant voted in good faith, in the
most implicit belief that she had a right to vote, and condemns
her on the strength of the legal fiction, conceded to be in fact
a mere fiction, that she knew the contrary. But if the facts
admitted of a doubt of the defendant's good faith, that was a
question for the jury, and it was clear error for the court to
assume the decision of it.
Again. The denial of the right to poll the jury was most clearly
an error. Under the provisions of the Constitution which have
been cited, the defendant could only be convicted on the verdict
of a jury. The case of Cancemi shows that such jury must consist
of twelve men; and it will not be claimed that anything less than
the unanimous voice of the jury can be received as their verdict.
How then could the defendant be lawfully deprived of the right to
ask every juror if the verdict had his assent? I believe this is
a right which was never before denied to a party against whom a
verdict was rendered in any case, either civil or criminal. The
following cases show, and many others might be cited to the same
effect, that the right to poll the jury is an absolute right in
all cases, civil and criminal. (The People _vs._ Perkins, 1
Wend., 91; Jackson _vs._ Hawks, 2 Wend., 619; Fox _vs._ Smith, 3
Cowen, 23.)
The ground on which the right of the defendant to vote has been
denied, is, as I understood the decision of the Court,
That the rights of the citizens of the State as such were
not under consideration in the XIV. Amendment; that they
stand as they did before that Amendment.... The right of
voting or the privilege of voting is a right or privilege
arising under the Constitution of the State, and not of the
United States. If the right belongs to any particular
person, it is because such person is entitled to it as a
citizen of the State where he offers to exercise it, and not
because of citizenship of the United States.... The
regulation of the suffrage is conceded to the States as a
State right.
If this position be correct, which I am not now disposed to
question, I respectfully insist that the Congress of the United
States had no power to pass the act in question; that by doing so
it has attempted to usurp the rights of States, and that all
proceedings under the act are void.
I claim therefore that the defendant is entitled to a new trial.
First--Because she has been denied her right of trial by jury.
Second--Because she has been denied the right to ask the jury
severally whether they assented to the verdict which the Court
had recorded for them.
Third--Because the Court erroneously held, that the defendant had
not a lawful right to vote.
Fourth--Because the Court erroneously held, that if the
defendant, when she voted, did so in good faith, believing that
she had a right to vote, that fact constituted no defense.
Fifth--Because the Court erroneously held that the question,
whether the defendant at the time of voting knew that she had not
a right to vote, was a question of law to be decided by the
Court, and not a question of fact to be decided by the jury.
Sixth--Because the Court erred in holding that it was a
presumption of law that the defendant knew that she was not a
legal voter, although in fact she had not that knowledge.
Seventh--Because Congress had no Constitutional right to pass the
act under which the defendant was indicted, and the act and all
proceedings under it are void.
Sir, so far as my information in regard to legal proceedings
extends, this is the only court in any country where trial by
jury exists, in which the decisions that are made in the haste
and sometimes confusion of such trials, are not subject to review
before any other tribunal. I believe that to the decisions of
this court, in criminal cases, no review is allowed, except in
the same court in the informal way in which I now ask your honor
to review the decisions made on this trial. This is therefore the
court of last resort, and I hope your honor will give to these,
as they appear to me, grave questions, such careful and
deliberate consideration as is due to them from such final
tribunal.
If a new trial shall be denied to the defendant, it will be no
consolation to her to be dismissed with a slight penalty, leaving
the stigma resting upon her name, of conviction for an offense of
which she claims to be, and I believe is, an innocent as the
purest of the millions of male voters who voted at the same
election, are innocent of crime in so voting. If she is in fact
guilty of the crime with which she stands charged, and of which
she has been convicted by the court, she deserves the utmost
penalty which the court under the law has power to impose; if she
is not guilty she should be acquitted, and not declared upon the
records of this high court guilty of a crime she never committed.
The Court, after listening to an argument from the District Attorney,
denied the motion for a new trial.
The COURT: The prisoner will stand up. Has the prisoner anything
to say why sentence shall not be pronounced?
Miss ANTHONY: Yes, your honor, I have many things to say; for in
your ordered verdict of guilty, you have trampled underfoot every
vital principle of our government. My natural rights, my civil
rights, my political rights, are all alike ignored. Robbed of the
fundamental privilege of citizenship, I am degraded from the
status of a citizen to that of a subject; and not only myself
individually, but all of my sex, are, by your honor's verdict,
doomed to political subjection under this so-called Republican
government.
Judge HUNT: The Court can not listen to a rehearsal of arguments
the prisoner's counsel has already consumed three hours in
presenting.
Miss ANTHONY: May it please your honor, I am not arguing the
question, but simply stating the reasons why sentence can not, in
justice, be pronounced against me. Your denial of my citizen's
right to vote is the denial of my right of consent as one of the
governed, the denial of my right of representation as one of the
taxed, the denial of my right to a trial by a jury of my peers as
an offender against law, therefore, the denial of my sacred
rights to life, liberty, property, and--
Judge HUNT: The Court can not allow the prisoner to go on.
Miss ANTHONY: But your honor will not deny me this one and only
poor privilege of protest against this high-handed outrage upon
my citizen's rights. May it please the Court to remember that
since the day of my arrest last November, this is the first time
that either myself or any person of my disfranchised class has
been allowed a word of defense before judge or jury--
Judge HUNT: The prisoner must sit down; the Court can not allow
it.
Miss ANTHONY: All my prosecutors, from the 8th Ward corner
grocery politician, who entered the complaint, to the United
States Marshal, Commissioner, District Attorney, District Judge,
your honor on the bench, not one is my peer, but each and all are
my political sovereigns; and had your honor submitted my case to
the jury, as was clearly your duty, even then I should have had
just cause of protest, for not one of those men was my peer; but,
native or foreign, white or black, rich or poor, educated or
ignorant, awake or asleep, sober or drunk, each and every man of
them was my political superior; hence, in no sense, my peer.
Even, under such circumstances, a commoner of England, tried
before a jury of lords, would have far less cause to complain
than should I, a woman, tried before a jury of men. Even my
counsel, the Hon. Henry R. Selden, who has argued my cause so
ably, so earnestly, so unanswerably before your honor, is my
political sovereign. Precisely as no disfranchised person is
entitled to sit upon a jury, and no woman is entitled to the
franchise, so, none but a regularly admitted lawyer is allowed to
practice in the courts, and no woman can gain admission to the
bar--hence, jury, judge, counsel, must all be of the superior
class.
Judge HUNT: The Court must insist--the prisoner has been tried
according to the established forms of law.
Miss ANTHONY: Yes, your honor, but by forms of law all made by
men, interpreted by men, administered by men, in favor of men,
and against women; and hence, your honor's ordered verdict of
guilty, against a United States citizen for the exercise of "that
citizen's right to vote," simply because that citizen was a woman
and not a man. But, yesterday, the same man-made forms of law
declared it a crime punishable with $1,000 fine and six months'
imprisonment, for you, or me, or any of us, to give a cup of cold
water, a crust of bread, or a night's shelter to a panting
fugitive as he was tracking his way to Canada. And every man or
woman in whose veins coursed a drop of human sympathy violated
that wicked law, reckless of consequences, and was justified in
so doing. As then the slaves who got their freedom must take it
over, or under, or through the unjust forms of law, precisely so
now must women, to get their right to a voice in this Government,
take it; and I have taken mine, and mean to take it at every
possible opportunity.
Judge HUNT: The Court orders the prisoner to sit down. It will
not allow another word.
Miss ANTHONY: When I was brought before your honor for trial, I
hoped for a broad and liberal interpretation of the Constitution
and its recent amendments, that should declare all United States
citizens under its protecting ægis--that should declare equality
of rights the national guarantee to all persons born or
naturalized in the United States. But failing to get this
justice--failing, even, to get a trial by a jury _not_ of my
peers--I ask not leniency at your hands--but rather the full
rigors of the law.
Judge HUNT: The Court must insist-- (Here the prisoner sat
down.)
Judge HUNT: The prisoner will stand up. (Here Miss Anthony arose
again.) The sentence of the Court is that you pay a fine of one
hundred dollars and the costs of the prosecution.
Miss ANTHONY: May it please your honor, I shall never pay a
dollar of your unjust penalty. All the stock in trade I possess
is a $10,000 debt, incurred by publishing my paper--_The
Revolution_--four years ago, the sole object of which was to
educate all women to do precisely as I have done, rebel against
your man-made, unjust, unconstitutional forms of law, that tax,
fine, imprison, and hang women, while they deny them the right of
representation in the Government; and I shall work on with might
and main to pay every dollar of that honest debt, but not a penny
shall go to this unjust claim. And I shall earnestly and
persistently continue to urge all women to the practical
recognition of the old revolutionary maxim, that "Resistance to
tyranny is obedience to God."
Judge HUNT: Madam, the Court will not order you committed until
the fine is paid.
Immediately after the verdict, Miss Anthony, her counsel, her friends,
and the jury, passed out together talking over the case. Said Judge
Selden: "The war has abolished something besides slavery, it has
abolished jury trial. The decision of Justice Hunt was most
iniquitous. He had as much right to order me hung to the nearest tree,
as to take the case from the jury and render the decision he did," and
he bowed his head with shame at this prostitution of legal power.
The jury with freedom now to use their tongues, when too late, also
canvassed the trial and the injury done. "The verdict of guilty would
not have been mine, could I have spoken," said one, "nor should I have
been alone. There were others who thought as I did, but we could not
speak."
The decision of Judge Hunt was severely criticised.[172] Even among
those who believed women had no right to vote, and who did not
hesitate to say that Miss Anthony's punishment was inadequate, there
was a wide questioning as to his legal right to take the case from the
jury and enter the verdict of guilty, without permitting them in any
way to indicate their opinion. It was deemed a tyrannical and arrogant
assumption on the part of Judge Hunt, and one which endangered the
rights of the whole people. It was pertinently asked, "If this may be
done in one instance, why not in all?" and "If the courts may thus
arbitrarily direct what verdicts shall be rendered, what becomes of
the right to trial by an impartial jury, which the Constitution
guarantees to all persons alike, whether male or female?" These
questions were of the gravest importance, and the more so because
from this court there was no appeal. To deprive Miss Anthony of the
benefit of jury trial seemed, however, in unison with every step taken
in the cases of women under the XIV. Amendment.
The design of the Government was evidently to crush at once, and
arbitrarily, all efforts of women for equality of rights with men. The
principles of law and justice involved did not, however, apply to
women alone, but to all persons alike. Where the rights of the most
insignificant or humble are outraged those of all are endangered. The
decisions in these cases are the more remarkable since they were based
on the most ultra State Rights doctrine, and yet were rendered in
every instance by members of the Republican party which held its
position by reason of its recent success against the extreme demands
of State sovereignty. The right of women to vote under national
protection was but the logical result of the political guarantees of
the war, and Republican leaders should have been anxious to clinch
their war record by legislative and judicial decisions.
But a more thorough recognition of the State Rights theory never was
presented than in the proceedings of this Judge of the Supreme Court
in his verdict against Miss Anthony, nor a more absolute exhibition of
National power in State affairs than his decision in the case of the
Inspectors, who were State officers, working under State authority and
State laws, and not under authority derived from the Constitution of
the United States, but who were tried by an United States judge, and
punished for what was held as a crime against the State of New York--a
monstrous usurpation of National authority! Each of these trials was,
in its way, an example of authority overriding law, and an evidence of
the danger to the liberties of the people from a practically
irresponsible judiciary. Men need to feel their indebtedness and their
responsibility to those who place them in position; first, in order to
preserve them from despotism; and, second, that they may be removed
when infirmity demands the substitution of a competent person in their
place.
Although for a period little has been said in regard to the
usurpations of the judiciary, a time will come in the history of the
country when the course of Justice Hunt will be recalled as a
dangerous precedent.
It was more than a year after Miss Anthony's trial was completed
before her case received notice in the chief legal journal of the
State of New York. At that time, in an article entitled, "Can a Judge
Direct a Verdict of Guilty?"[173] Judge Hunt's course in refusing to
poll the jury was reviewed and condemned as contrary to justice and
law. To Mrs. Gage's review of this article, the _Law Journal_ said,
"If Mrs. Gage and Miss Anthony are not pleased with our laws, they had
better emigrate." This would make real, in case of woman, Edward
Everett Hale's story of the "Man Without a Country." Women are, by
this advice, assumed to have no country; to be living in the United
States upon sufferance, a species of useful aliens, which possesses no
rights that man is bound to respect, which are not to be permitted to
vote, nor even to protest when the dearest rights are trampled upon.
While admitting that Justice Hunt usurped power in taking the case
from the jury, the Albany _Law Journal_ expressed a desire that it
should have gone to the jury, not on the ground of legal right, but on
the ground that the jury would have brought in a verdict of guilty.
But had the case been allowed to go to the jury, no verdict of guilty
would have been rendered. The _jury_ did not believe the defendant
guilty, but they were not permitted to give their opinion. Their
opinions counted for nothing; they were wronged as well as Miss
Anthony.
It was said of the infamous Lord Jeffries, that when pre-determined
upon a conviction he always wore a red cap. In such cases juries were
useless appendages to his court. Justice Hunt, through this trial,
wore an invisible red cap which only came into view at its close.
The effect of Miss Anthony's prosecution, conviction, and sentence,
was in many ways advantageous to the cause of freedom. Her trial
served to awaken thought, promote discussion, and compel an
investigation of the principles of government. The argument of Judge
Selden, clearly proving woman's constitutional right to vote,
published[174] in all the leading papers, arrested the attention of
legal minds as no popular discussions had done.
Thus the question of the abstract rights of each individual, their
civil and political rights under State and National Constitutions,
were widely discussed. And when the verdict, contrary to law, was
rendered by the Judge, and the jury dismissed without having been
permitted to utter a word, the whole question of woman's rights and
wrongs was brought into new prominence through this infringement of
the sacred right of jury trial.
A _nolle prosequi_ was entered for the women who voted with Miss
Anthony. Immediately after the decision in her case, the trial of the
Inspectors took place before the same court. This was in reality a
continuation of the same question--a citizen's right to vote--and like
that of Miss Anthony's was a legal farce, the decision in this case
evidently having also been pre-determined. The indictment stated that:
Beverly W. Jones, Edwin T. Marsh, and William B. Hall, Inspectors
of Election in and for said first election district of said
eight ward of said city of Rochester, etc., did then and there
knowingly and willfully register as a voter of said District, one
Susan B. Anthony, she, said Susan B. Anthony, then and there not
being entitled to be registered as a voter of said District in
that she, said Susan B. Anthony was then and there a person of
the female sex, contrary to the form of the statute of the United
States of America in such case made and provided, and against the
peace of the United States of America and their dignity.
Although the above indictment may have been legal in form, it clearly
proved the inadequacy of man alone to frame just laws, holding, as it
did, Susan B. Anthony to be "then and there a person of the female
sex, contrary to the form of the statutes of the United States of
America," etc.
Witnesses were first called on behalf of the United States; during
whose examination it was again conceded that the women named in the
indictment were women on the 5th day of November, 1872, thus again
clearly showing the animus of these trials to be against sex--making
sex a crime in the eye of United States laws. While the right to
testify in her own behalf was denied to Miss Anthony it was granted to
the Inspectors of election.
Beverly W. Jones, and each of the other defendants, was duly sworn as
a witness in his own behalf, and Susan B. Anthony was called as a
witness in behalf of the defendants.
Miss ANTHONY: I would like to know if the testimony of a person
who has been convicted of a crime can be taken?
The COURT: They call you as a witness, madam.
The witness, having been duly affirmed, testified as follows:
_Examined by_ Mr. VAN VOORHIS:
_Q._ Miss Anthony, I want you to state what occurred at the Board
of Registry, when your name was registered? _A._ That would be
very tedious, for it was full an hour.
_Q._ State generally what was done, or what occupied that hour's
time?
Objected to.
_Q._ Well, was the question of your right to be registered a
subject of discussion there? _A._ It was.
_Q._ By and between whom? _A._ Between the supervisors, the
inspectors, and myself.
_Q._ State, if you please, what occurred when you presented
yourself at the polls on election day? _A._ Mr. Hall decidedly
objected--
Mr. CROWLEY: I submit to the Court that unless the counsel
expects to change the version given by the other witnesses, it is
not necessary to take up time.
The COURT: As a matter of discretion, I don't see how it will be
any benefit. It was fully related by the others, and doubtless
correctly.
Mr. CROWLEY: It is not disputed.
The WITNESS: I would like to say, if I might be allowed by the
Court, that the general impression that I swore I was a male
citizen, is an erroneous one.
Mr. VAN VOORHIS: You took the two oaths there, did you? _A._ Yes,
sir.
The COURT: You presented yourself as a female, claiming that you
had a right to vote? _A._ I presented myself not as a female at
all, sir; I presented myself as a citizen of the United States. I
was called to the United States ballot-box by the XIV. Amendment,
not as a female, but as a citizen, and I went there.
Miss Anthony's emphatic reply and intimation that, although a
condemned criminal for having voted, she still believed in her
citizenship as securing that right to her, closed the lips of the
Court, and she was summarily dismissed from the witness-box, and the
case rested.
Mr. Van Voorhis addressed the Court at some length, submitting that
there was no ground whatever to charge these defendants (the
Inspectors) with any criminal offense,
1. Because the women who voted were legal voters. 2. Because they
were challenged and took the oaths which the statute requires of
Electors, and the Inspectors had no right, after such oath, to
reject their votes. 3. Because no malice is shown. Whether the
women were entitled to have their names registered and to vote,
or not, the defendants believed they had such right, and acted in
good faith, according to their best judgment, in allowing the
registry of their names--and in receiving their votes--and
whether they decided right or wrong in point of law, they are not
guilty of any criminal offense.
These points were amplified by the counsel at some length, who closed
by saying, "The defendants should be discharged by the Court." Mr.
Crowley then rose to make his argument, when the Court said:
The COURT: I don't think it is necessary for you to spend time in
argument, Mr. Crowley. I think upon the last authority cited by
the counsel there is no defense in this case. It is entirely
clear that where there is a distinct judicial act, the party
performing the judicial act is not responsible, civilly or
criminally, unless corruption is proven, and in many cases when
corruption is not proven. But where the act is not judicial in
its character--where there is no discretion--then there is no
legal protection. That is the law as laid down in the authority
last quoted, and the authority quoted by Judge Selden in his
opinion. It is undoubtedly good law. They hold expressly in that
case that the inspectors are administrative officers, and not
judicial officers.
Now, this is the point in the case, in my view of it: If there
was any case in which a female was entitled to vote, then it
would be a subject of examination. If a female over the age of
twenty-one was entitled to vote, then it would be within the
judicial authority of the inspectors to examine and determine
whether in the given case the female came within that provision.
If a married woman was entitled to vote, or if a married woman
was not entitled to vote, and a single woman was entitled to
vote, I think the inspectors would have a right in a case before
them, to judge upon the evidence whether the person before them
was married or single. If they decided erroneously, their
judicial character would protect them. But under the law of this
State, as it stands, under no circumstances is a woman entitled
to vote. When Miss Anthony, Mrs. Leyden, and the other ladies
came there and presented themselves for registry, and presented
themselves to offer their votes, when it appeared that they were
women--that they were of the female sex--the power and authority
of the inspectors was at an end. When they act upon a subject
upon which they have no discretion, I think there is no judicial
authority. There is a large range of discretion in regard to the
votes offered by the male sex. If a man offers his vote, there is
a question whether he is a minor--whether he is twenty-one years
of age. The subject is within their jurisdiction. If they decide
correctly, it is well; if they decide erroneously, they act
judicially, and are not liable. If the question is whether the
person presenting his vote is a foreigner or naturalized, or
whether he has been a resident of the State or district for a
sufficient length of time, the subject is all within their
jurisdiction, and they have a right to decide, and are protected
if they decide wrong.
But upon the view which has been taken of this question of the
right of females to vote, by the United States Court at
Washington, and by the adjudication which was made this morning,
upon this subject there is no discretion, and therefore I must
hold that it affords no protection. In that view of the case, is
there anything to go to the jury?
Mr. VAN VOORHIS: Yes, your honor. The COURT: What?
Mr. VAN VOORHIS: The jury must pass upon the whole case, and
particularly as to whether any ballots were received for
representative in Congress, or candidates for representative in
Congress, and whether the defendants acted willfully and
maliciously.
The COURT: It is too plain to argue that. Mr. VAN VOORHIS: There
is nothing but circumstantial evidence.
The COURT: Your own witness testified to it. Mr. VAN VOORHIS: But
"knowingly," your honor, implies knowing that it is a vote for
representative in Congress.
The COURT: That comes within the decision of the question of law.
I don't see that there is anything to go to the jury. Mr. VAN
VOORHIS: I can not take your honor's view of the case, but of
course must submit to it. We ask to go to the jury upon this
whole case, and claim that in this case, as in all criminal
cases, the right of trial by jury is made inviolate by the
Constitution--that the Court has no power to take it from the
jury. The COURT: I am going to submit it to the jury.
_Gentlemen of the Jury:_ This case is now before you upon the
evidence as it stands, and I shall leave the case with you to
decide. Mr. VAN VOORHIS: I claim the right to address the jury.
The COURT: I don't think there is anything upon which you can
legitimately address the jury. _Gentlemen_, the defendants are
charged with knowingly, willfully, and wrongfully receiving the
votes of the ladies whose names are mentioned, in November last,
in the city of Rochester. They are charged in the same indictment
with willfully and improperly registering those ladies. I decided
in the case this morning, which many of you heard, probably, that
under the law as it stands the ladies who offered their votes had
no right to vote whatever. I repeat that decision, and I charge
you that they had no right to offer their votes. They having no
right to offer their votes, the inspectors of election ought not
to receive them. The additional question exists in this case
whether the fact that they acted as inspectors will relieve them
from the charge in this case. You have heard the views which I
have given upon that. I think they are administrative officers. I
charge you that they are administrative and ministerial officers
in this respect, and that they are not judicial officers whose
action protects them, and that therefore they are liable in this
case. But, instead of doing as I did in the case this
morning--directing a verdict--I submit the case to you with these
instructions, and you can decide it here, or you may go out.
Mr. VAN VOORHIS: I ask your honor to instruct the jury that if
they find these inspectors acted honestly, in accordance with
their best judgment, they should be acquitted. The COURT: I have
expressly ruled to the contrary of that, gentlemen; that that
makes no difference.
Mr. VAN VOORHIS: And that in this country--under the laws of this
country--The COURT: That is enough--you need not argue it, Mr.
Van Voorhis.
Mr. VAN VOORHIS: Then. I ask your honor to charge the jury that
they must find the fact that these inspectors received the votes
of these persons knowingly, and that such votes were votes for
some person for member of Congress, there being in the case no
evidence that any man was voted for, for member of Congress, and
there being no evidence except that secret ballots were received;
that the jury have a right to find for the defendants, if they
choose. The COURT: I charge the jury that there is sufficient
evidence to sustain the indictment upon this point.
Mr. VAN VOORHIS: I ask your honor also to charge the jury that
there is sufficient evidence to sustain a verdict of not guilty.
The COURT: I can not charge that.
Mr. VAN VOORHIS: Then why should it go to the jury? The COURT: As
a matter of form.
Mr. VAN VOORHIS: If the jury should find a verdict of not guilty,
could your honor set it aside? The COURT: I will debate that with
you when the occasion arises. Gentlemen, you may deliberate here,
or retire, as you choose.
The jury retired for consultation, and the Court took a recess. The
Court re-convened at 7 o'clock, when the clerk called the jury and
asked them if they had agreed upon their verdict. The foreman replied
in the negative.
The COURT: Is there anything upon which I can give you any advice
gentlemen, or any information? A JUROR: We stand eleven for
conviction, and one opposed.
The COURT: If that gentleman desires to ask any questions in
respect to the questions of law, or the facts in the case, I will
give him any information he desires. [No response from the jury.]
It is quite proper, if any gentleman has doubts about anything,
either as to the law or the facts, that he should state it to the
Court. Counsel are both present, and I can give such information
as is correct. A JUROR: I don't wish to ask any questions.
The COURT: Then you may retire again, gentlemen. The Court will
adjourn until to-morrow morning.
The jury retired, and after an absence of about ten minutes returned
into court. The clerk called the names of the jury.
The CLERK: Gentlemen, have you agreed upon your verdict? The
FOREMAN: We have.
The CLERK: How say you, do you find the prisoners at the bar
guilty of the offense whereof they stand indicted, or not guilty?
The FOREMAN: Guilty.
The CLERK: Hearken to your verdict as it stands recorded by the
court. You say you find the prisoners at the bar guilty of the
offense whereof they stand indicted, and so say you all. Mr. VAN
VOORHIS: I ask that the jury be polled. The clerk polled the
jury, each juror answering in the affirmative to the question,
"Is this your verdict."
On the next day, June 19, 1873, the counsel for the defendants, Mr.
John Van Voorhis, made a motion to the court for a new trial in behalf
of Beverley W. Jones, Edwin T. Marsh, and William B. Hall. The
following are the grounds of the motion:
1. The indictment contains no sufficient statement of any crime
under the Acts of Congress, upon which it is framed. 2. The court
has no jurisdiction of the subject matter of the offense. 3. It
was an error, for which a new trial should be granted, to refuse
the defendants the fundamental right to address the jury through
their counsel. This is a right guaranteed by the United States
Constitution. (See Article VI. of the amendments to the U.S.
Constitution. 1 Graham and Waterman on New Trials, pages 682,
683, and 684.) 4. The defendants were substantially deprived of
the right of jury trial. The instructions of the court to the
jury were imperative. They were equivalent to a direction to find
a verdict of guilty. It was said by the court in the hearing of
the jury, that the case was submitted to the jury "as a matter of
form." The jury was not at liberty to exercise its own judgment
upon the evidence, and without committing a gross discourtesy to
the court, could render no verdict except that of guilty. 5.
Admitting that the defendants acted without malice, or any
corrupt motive, and in accordance with their best judgments, and
in perfect good faith, it was error to charge that that was no
defense. 6. The defendants are admitted to have acted in
accordance with their duty as defined by the laws of New York (1
R. S. Edmonds' Ed., pp. 126-127, sections 13, 14, 15, 16, 17, 18
and 19) as construed by the Court of Appeals. (People _vs._
Pease, 27 N. Y. 45.)
They are administrative officers and bound to regard only the
evidence which the statute prescribes. They are not clothed with
the power to reject the vote of a person who has furnished the
evidence which the law requires of a right to vote, on what they
or either of them might know, as to the truth or falsity of such
evidences. They have no discretion, and must perform their duty,
as it is defined by the laws of New York and the decisions of her
courts. 7. The defendant, William B. Hall, has been tried and
convicted in his absence from the court. This is an error fatal
to the conviction in his case.
The court denied the motion; then asked the defendants if they had
anything to say why sentence should not be pronounced, in response to
which they replied as follows:
BEVERLY W. JONES said: Your honor has pronounced me guilty of
crime; the jury had but little to do with it. In the performance
of my duties as an inspector of election, which position I have
held for the last four years, I acted conscientiously, faithfully
and according to the best of my judgment and ability. I did not
believe that I had the right to reject the ballot of a citizen
who offered to vote, and who took the preliminary and general
oaths; and answered all questions prescribed by law. The
instructions furnished me by the State authorities declared that
I had no such right. As far as the registry of the names is
concerned, they would never have been placed upon the registry if
it had not been for Daniel Warner, the Democratic federal
supervisor of elections, appointed by this court, who not only
advised the registry, but addressed us, saying, "Young men, do
you know the penalty of the law if you refuse to register these
names?" And after discharging my duties faithfully and honestly
and to the best of my ability, if it is to vindicate the law that
I am to be imprisoned, I willingly submit to the penalty.
EDWIN T. MARSH said: In October last, just previous to the time
fixed for the sitting of the Board of Registrars in the first
district of the eighth ward of Rochester, a vacancy occurred. I
was solicited to act, and consenting, I was duly appointed by the
common council. I had never given the matter a thought until
called to the position, and as a consequence knew nothing of the
law. On the morning of the first day of the last session of the
board, Miss Anthony and other women presented themselves and
claimed the right to be registered. So far as I knew, the
question of woman suffrage had never come up in that shape
before. We were in a position where we could take no middle
course. Decide which way me might, we were liable to prosecution.
We devoted all the time to acquiring information on the subject
that our duties as Registrars would allow. We were expected, it
seems, to make an infallible decision, inside of two days, of a
question in regard to which some of the best minds of the country
are divided. The influences by which we were surrounded, were
nearly all in unison with the course we took. I believed then,
and believe now, that we acted lawfully.
I faithfully discharged the duties of my office according to the
best of my ability, in strict compliance with the oath
administered to me. I consider the argument of our counsel
unanswered and unanswerable. The verdict is not the verdict of
the jury. I am not guilty of the charge.
The Court then sentenced the defendants to pay a fine of $25 each, and
the costs of the prosecution.[175]
The following petition was presented in the Senate by Mr. Sargent, the
present (1882) United States Minister to Germany, and in the House by
Mr. Loughridge, of Iowa:
Forty-third Congress, First Session, Senate, Mis. Doc. No. 39. A
petition of Susan B. Anthony praying for the remission of a fine
imposed upon her by the United States Court for the Northern
District of New York, for illegal voting. January 22, 1874.
Referred to the Committee on the Judiciary and ordered to be
printed.
_To the Congress of the United States:_
The petition of Susan B. Anthony, of the city of Rochester, in
the county of Monroe, and State of New York, respectfully
represents: That, prior to the late presidential election, your
petitioner applied to the Board of Registry in the Eighth Ward of
the city of Rochester, in which city she had resided for more
than twenty-five years, to have her name placed upon the register
of voters; and the Board of Registry, after consideration of the
subject, decided that your petitioner was entitled to have her
name placed upon the register, and placed it there accordingly.
On the day of election your petitioner, in common with hundreds
of other American citizens, her neighbors, whose names had also
been registered as voters, offered to the inspectors of election
her ballots for electors of President and Vice-President, and for
members of Congress, which were received and deposited in the
ballot-box by the inspectors. For this act of your petitioner an
indictment was found against her by the grand jury, at the
sitting of the District Court of the United States for the
Northern District of New York, at Albany, charging your
petitioner, under the nineteenth section of the act of Congress
of May 31, 1870, entitled "An act to enforce the rights of
citizens of the United States to vote in the several States of
this Union, and for other purposes," with having "knowingly voted
without having a lawful right to vote."
To that indictment your petitioner pleaded not guilty, and the
trial of the issue thus joined took place at the Circuit Court in
Canandaigua, in the county of Ontario, before the Honorable Ward
Hunt, one of the Justices of the Supreme Court of the United
States, on the 18th day of June last. Upon that trial the facts
of voting by your petitioner, and that she was a woman, were not
denied; nor was it claimed on the part of the Government than
your petitioner lacked any of the qualifications of a voter,
unless disqualified by reason of her sex. It was shown on behalf
of your petitioner, on the trial, that before voting she called
upon a respectable lawyer and asked his opinion whether she had a
right to vote, and he advised her that she had such right, and
the lawyer was examined as a witness in her behalf, and testified
that he gave her such advice, and that he gave it in good faith,
believing that she had such right. It also appeared that when
she offered to vote, the question whether, as a woman, she had a
right to vote, was raised by the inspectors, and considered by
them in her presence, and they decided that she had a right to
vote, and received her vote accordingly.
It was shown on the part of the Government that, on the
examination of your petitioner before the commissioner on whose
warrant she was arrested, your petitioner stated that she should
have voted if allowed to vote, without reference to the advice of
the attorney whose opinion she asked; that she was not induced to
vote by that opinion; that she had before determined to offer her
vote, and had no doubt about her right to vote. At the close of
the testimony, your petitioner's counsel proceeded to address the
jury, and stated that he desired to present for consideration
three propositions, two of law, and one of fact: 1. That your
petitioner had a lawful right to vote. 2. That whether she had a
right to vote or not, if she honestly believed that she had that
right, and voted in good faith in that belief, she was guilty of
no crime. 3. That when your petitioner gave her vote she gave it
in good faith, believing that it was her right to do so.
That the two first propositions presented questions for the court
to decide, and the last question for the jury. When your
petitioner's counsel had proceeded thus far, the judge suggested
that the counsel had better discuss, in the first place, the
questions of law, which the counsel proceeded to do; and, having
discussed the two legal questions at length, asked then to say a
few words to the jury on the question of fact. The judge then
said to the counsel that he thought that had better be left until
the views of the court upon the legal questions should be made
known.
The district attorney thereupon addressed the court at length
upon the legal questions, and at the close of his argument the
judge delivered an opinion adverse to the positions of your
petitioner's counsel upon both of the legal questions presented,
holding that your petitioner was not entitled to vote; and that
if she voted in good faith in the belief in fact that she had a
right to vote, it would constitute no defense; the ground of the
decision on the last point being that your petitioner was bound
to know that by the law she was not a legal voter, and that even
if she voted in good faith in the contrary belief, it constituted
no defense to the crime with which she was charged.
The decision of the judge upon those questions was read from a
written document, and at the close of the reading the judge said
that the decision of those questions disposed of the case and
left no question of fact for the jury, and that he should
therefore direct the jury to find a verdict of guilty. The judge
then said to the jury that the decision of the court had disposed
of all there was in the case, and that he directed them to find a
verdict of guilty; and he instructed the clerk to enter such a
verdict.
At this time, before any entry had been made by the clerk, your
petitioner's counsel asked the judge to submit the case to the
jury, and to give to the jury the following several instructions.
[See page 680.]
The judge declined to submit the case to the jury upon any
question whatever, and directed them to render a verdict of
guilty against your petitioner. Your petitioner's counsel
excepted to the decision of the judge upon the legal questions,
and to his direction to the jury to find a verdict of guilty,
insisting that it was a direction which no court had a right to
give in any criminal case.
The judge then instructed the clerk to take the verdict, and the
clerk said, "Gentlemen of the jury, hearken to your verdict as
the court hath recorded it. You say you find the defendant guilty
of the offense charged; so say you all." No response whatever was
made by the jury, either by word or sign. They had not consulted
together in their seats or otherwise. Neither of them had spoken
a word, nor had they been asked whether they had or had not
agreed upon a verdict. Your petitioner's counsel then asked that
the clerk be requested to poll the jury. The judge said, "That
can not be allowed. Gentlemen of the jury, you are discharged;"
and the jurors left the box. No juror spoke a word during the
trial, from the time when they were empaneled to the time of
their discharge. After denying a motion for a new trial, the
judge proceeded upon the conviction thus obtained to pass
sentence upon your petitioner, imposing upon her a fine of $100
and the costs of the prosecution.
Your petitioner respectfully submits that, in these proceedings,
she has been denied the rights guaranteed by the Constitution to
all persons accused of crime, the right of trial by jury, and the
right to have the assistance of counsel for their defense. It is
a mockery to call her trial a trial by jury; and unless the
assistance of counsel may be limited to the argument of legal
questions, without the privilege of saying a word to the jury
upon the question of the guilt or innocence in fact of the party
charged, or the privilege of ascertaining from the jury whether
they do or do not agree to the verdict pronounced by the court in
their name, she has been denied the assistance of counsel for her
defense.
Your petitioner also respectfully insists that the decision of
the judge that good faith on the part of your petitioner in
offering her vote did not constitute a defense, was not only a
violation of the deepest and most sacred principle of the
criminal law, that no one can be guilty of crime unless a
criminal intent exists; but was also a palpable violation of the
statute under which the conviction was had; not on the ground
that good faith could, in this, or in any case, justify a
criminal act, but on the ground that bad faith in voting was an
indispensable ingredient in the offense with which your
petitioner was charged. Any other interpretation strikes the word
"knowingly" out of the statute, the word which alone describes
the essence of the offense. The statute means, as your petitioner
is advised, and humbly submits, a knowledge in fact, not a
knowledge falsely imputed by law to a party not possessing it in
fact, as the judge in this case has held. Crimes can not, either
in law or in morals, be established by judicial falsehood. If
there be any crime in the case, your petitioner humbly insists it
is to be found in such an adjudication.
To the decision of the judge upon the question of the right of
your petitioner to vote, she makes no complaint. It was a
question properly belonging to the court to decide, was fully and
fairly submitted to the judge, and of his decision, whether right
or wrong, your petitioner is well aware she can not here
complain. But in regard to her conviction of crime, which she
insists, for the reasons above given, was in violation of the
principles of the common law, of common morality, of the statute
under which she was charged, and of the Constitution--a crime of
which she was as innocent as the judge by whom she was
convicted--she respectfully asks, inasmuch as the law has
provided no means of reviewing the decisions of the judge, or of
correcting his errors, that the fine imposed upon your petitioner
be remitted, as an expression of the sense of this high tribunal
that her conviction was unjust.
Dated January 12, 1874. SUSAN B. ANTHONY.
In the Senate of the United States, June 20, 1874, Mr. Edmunds
submitted the following report:
_The Committee on the Judiciary, to whom was referred the bill_
(S. 391) _to enable Susan B. Anthony to pay a fine imposed upon
her by the District Court for the Northern District of New York,
and a petition praying for the remission of said fine, report:_
That they are not satisfied that the action of the Court was such
as represented in the petition, and that, if it were so, the
Senate could not legally take any action in the premises, and
move that the Committee be discharged from the further
consideration of the petition, and that the bill be postponed
indefinitely.
Mr. Carpenter asked, and obtained, leave of the Senate to present the
following as the views of the minority:
_The Committee on the Judiciary, to whom was referred the
memorial of_ SUSAN B. ANTHONY, _praying to be relieved from a
certain judgment, rendered against her by the Circuit Court of
the United States for the Northern District of New York:_
* * * * *
The majority of the Committee have determined that inasmuch as
the relief prayed for by the memorial can not be granted, the
Committee will ask to be discharged from its further
consideration, and will not express any opinion as to the
correctness or incorrectness of the course pursued on the trial
of Miss Anthony.
The House of Lords in England or the Senate of the United States
may engage in any investigation looking to legislation, although,
as an incident to, or a result of, such investigation, it may
appear that some officer who is impeachable has been guilty of
conduct for which he might be impeached. Then, surely, in a case
like this, where there is neither suggestion nor suspicion of
corrupt conduct on the part of the estimable judge before whom
the trial was conducted, it can not be improper for a committee
of the Senate to inquire whether, in the trial of a citizen for
alleged violation of the laws of the United States, a precedent
dangerous to the liberties of every citizen has been set. Indeed,
the injurious effect of every judicial departure from sound
principle is in proportion to the eminence and purity of the
judge by whom it is committed. The outrages perpetrated by
Scroggs and Jeffreys in the administration of criminal justice
were grievous upon the individuals unjustly or illegally
convicted, but do no harm as precedents. A vicious precedent, set
by an infamous judge, is harmless; while a similar violation of
the law by a pure and upright magistrate is attended by
far-reaching and detrimental consequences.
It is fashionable, we know, just now to heap contumely upon women
who demand to be allowed to enjoy their civil political rights.
Ridicule is the chief weapon employed against them, and is freely
applied to all who advocate their cause. Gentlemen who would
blush to be thought negligent in the offices of frivolous
gallantry lack the manhood to accord to women their substantial
rights. And, strange to say, ladies dwelling in luxurious ease
join with the fops of society to cast contempt upon the earnest
aspirations of woman for the possession of her just rights. We
have acted upon the doctrines of the Declaration of Independence,
so far as to make all men equal before the law; but women, our
mothers, our wives, our sisters, and our daughters, we condemn to
inequality--many to servitude. But the cry of women, who, in
poverty and want, are driven from the employments of honest
industry to indulgence in vice and to the haunts of shame, is
rising on every hand, and appeals to the heart with as much power
as the wailings of a slave beneath the lash of his master.
The wrongs of Martin Koszta in a foreign land touched the heart
of the nation. But the denial of her rights to Miss Susan B.
Anthony in a court of the Union is thought to be unworthy the
attention of the American Senate. To those who are indifferent
whether a woman be deprived of or be permitted to enjoy even the
rights which are secured to her by the Constitution, it may be
suggested that a bad precedent set in the trial of a woman who
has presumed to express her choice as to those who should make
laws for her, laws by which her rights are to be affected and her
property be taxed, may stand in the way of some man's rights
hereafter. It may yet happen, in the revolutions of time, that
some one of the majority of your committee may be subjected to an
unjust and false accusation, which must be submitted to the
judgment of twelve men in the jury-box or of one man on the
bench; twelve men fresh from the people and warmed with the
instinctive sympathies of humanity, or one man, separated from
the people by his station and by the habits of a life passed in
seclusion and study. A jury-trial must be the same whether a man
or woman be arraigned. And the subject under consideration is
important even to men who are regardless of the rights of women.
I shall, therefore, proceed to inquire, as I think the committee
ought to have done, whether the memorialist has been deprived, as
she alleges, of the right of trial by jury secured to her by the
Constitution of the United States. The memorialist claims that
the court erred in its ruling, and in taking the case from the
jury and directing a verdict against her; and also in refusing to
have the jury polled in regard to their verdict; and she prays
that her fine may be remitted by act of Congress.
The first question is, whether in a criminal trial, plea not
guilty, the jury have a right to render a general verdict
involving questions of law as well as fact, under instructions by
the court upon matters of law; or whether, when the testimony is
not conflicting, the court may take the case from the jury and
direct a verdict of guilty to be entered.
It is the practice in civil causes for the court, if there is no
conflict in the evidence, to direct a verdict for the plaintiff
or for the defendant, because in such case the court may set
aside a verdict and grant a new trial in favor of plaintiff or
defendant. It would, therefore, be a barren form to require the
jury to deliberate and find a verdict in a case where if the
verdict was not one way, the court would set it aside and order a
new trial, and so on, until a verdict should be found that was
satisfactory to the court. So in practice it is usual for the
court to direct the jury to acquit the prisoner in a criminal
case; because, if the jury find against the prisoner, the court
may set the verdict aside and order a new trial, and continue to
do so until a verdict of acquittal shall be rendered; though it
is doubtful whether, even in a civil cause, the court could
refuse to let the jury be polled, or could enter a verdict for
the jury to which they did not agree. The court could direct the
jury what to do, and set aside the verdict if they did otherwise;
but it is not admitted that, even in a civil cause, the court
could enter a verdict against the wishes of the jury.
But at the common law and in the Federal courts it is certain
that where the jury render a verdict of acquittal, even against
the evidence and the instructions of the court on propositions of
law, the court can not set aside the verdict and order another
trial. From this it follows that the court can not take from the
jury this power of acquittal in a criminal case, by directing and
compelling a verdict against the prisoner, and refusing to have
the jury polled. But the importance of this question requires its
examination not only in the light of reason, but of authority.
The Constitution of the United States provides:
In all criminal prosecutions, the accused shall enjoy the
right to a speedy and a public trial by an impartial jury of
the State and district wherein the crime shall have been
committed, etc.
The Constitution does not define or regulate the trial by jury,
but secures it as it was then known to the common law. This is a
proposition so well settled by judicial determination that I
shall spend no time upon it beyond citing the following
authorities: Norval _vs._ Rice, 2 Wis., 22; May _vs._ R. R. Co.,
3 Wis., 219; Byers & Davis _vs._ Com., 42 Penn. St., 89; United
States _vs._ Lorenzo Dow, Taney Decis., 35; Lamb _et al._ _vs._
Lane, 4 Ohio Stat., 167.
Therefore, if it can be shown that, at the time the Constitution
was adopted, it was well settled that the jury in a criminal
cause might find a general verdict, including both law and fact,
then this right is secured to juries in the Federal courts by the
Constitution itself; and not even an act of Congress could take
it away. What the law was at that time, is mere matter of
historical inquiry, wholly different from another question, which
is so often mistaken for it, whether juries ought to possess the
right.
What, then, was the law upon this subject when the Constitution
was adopted? Mr. Hargrave, in one of his annotations upon Lord
Coke's first Institute, declares that, inasmuch as the jury may,
as often as they think fit, find a general verdict, it was
unquestionable that they might so far decide upon the law as well
as fact, such a verdict necessarily involving both.
In this opinion, says Mr. Hargrave, I have the authority of
Littleton himself, who writes, "that if the inquest will
take upon them the knowledge of the law upon the matter,
they may give their verdict generally."
In People _vs._ Croswell, 3 Johnson's Cases, 336, Chief-Justice
Kent reviewed all the preceding authorities with great care, and
discussed the philosophy of the doctrine under consideration,
with the ability which characterizes his most celebrated
opinions; and his decision in this case stands to this day as one
of the landmarks upon this subject. After reciting the
authorities, he says:
To meet and resist directly this stream of authority is
impossible. But while the power of the jury is admitted, it
is denied that they can rightfully or lawfully exercise it
without compromitting their consciences, and that they are
bound implicitly in all cases to receive the law from the
court. The law must, however, have intended, in granting
this power to a jury, to grant them a lawful and rightful
power, or it would have provided a remedy against the undue
exercise of it. The true criterion of a legal power is its
capacity to produce a definitive effect, liable to neither
censure nor review. And the verdict of not guilty in a
criminal case is, in every respect, absolute and final. The
jury are not liable to punishment, nor the verdict to
control. No attaint lies, nor can a new trial be awarded.
The exercise of this power in the jury has been sanctioned
and upheld in constant activity from the earliest ages. It
was made a question by Bracton (fol. 119, a. b.), who was to
sit in judgment and decide upon points of law on appeals in
capital cases. It could not be the king, he says, for then
he would be both prosecutor and judge; nor his justices, for
they represented him. He thinks, therefore, the _curia_ and
_pares_ were to be judges in all cases of life and limb, or
disherison of heir, where the crown was the prosecutor. And,
indeed, it is probable that in the earliest stages of the
English juridical history the jury, instead of deciding
causes under the direction of the judge, decided all causes
without the assistance of the judge. (Barrington on the
Statutes, 18, 26, 311.)
He then proceeds to review the trial of Lilburn for high treason
in 1549; Bushell's case, Vaughan, 135, and Sir T. Jones, 113;
Algernon Sidney's case, 3 State Trials, 817; Tuchin's case, 5
State Trials, 542, and other cases. Again, he says:
To deny to the jury the right of judging of the intent and
tendency of the act, is to take away the substance, and with
it the value and security of this mode of trial. It is to
transfer the exclusive cognizance of crimes from the jury to
the court, and to give the judge the absolute control of the
press. There is nothing peculiar in the law of libels to
withdraw it from the jurisdiction of the jury. The twelve
judges in their opinion in the House of Lords (April, 1792),
admitted that the general criminal law of England was the
law of libel. And by the general criminal law of England,
the office of the jury is judicial. "They only are the
judges," as Lord Somers observes (Essay on the Power and
Duty of Grand Juries, p. 7), "from whose sentence the
indicted are to expect life or death. Upon their integrity
and understanding the lives of all that are brought into
judgment do ultimately depend. From their verdict there lies
no appeal. They resolve both law and fact, and this has
always been their practice."
And, after referring to the case of Franklin, and other cases
holding a contrary doctrine, he denounces them as innovations,
and adding that the subject underwent a patient investigation and
severe scrutiny upon principle and precedent in Parliament, says:
And a bill declaratory of the right of the jury to give a
general verdict upon the whole matter put in issue, without
being required or directed to find the defendant guilty
merely on the proof of publication and the truth of the
innuendoes, was at length agreed to, and passed with
uncommon unanimity. It is entitled "An act to remove doubts
respecting the functions of juries in cases of libel"; and,
although I admit that a declaratory statute is not to be
received as conclusive evidence of the common law, yet it
must be considered as a very respectable authority in the
case, and especially as the circumstances attending the
passage of this bill reflect the highest honor on the
moderation, the good sense, and the free and independent
spirit of the British Parliament.
And again he says: The result, from this view, is, to my
mind, a firm conviction that this court is not bound by the
decisions of Lord Raymond and his successors. By withdrawing
from the jury the consideration of the essence of the
charge, they render their function nugatory and
contemptible. Those opinions are repugnant to the more
ancient authorities which had given to the jury the power,
and with it the right, to judge of the law and the fact,
when they were blended by the issue, and which rendered
their decisions, in criminal cases, final and conclusive.
The English bar steadily resisted those decisions as
usurpations on the rights of the jury. Some of the judges
treated the doctrine as erroneous, and the Parliament at
last declared it an innovation by restoring the trial by
jury, in cases of libel, to that ancient vigor and
independence by which it had grown so precious to the nation
as the guardian of liberty and life, against the power of
the court, the vindictive persecution of the prosecutor, and
the oppression of the government.
This celebrated opinion may safely be relied upon as a correct
statement of the law as it stood when it was delivered in 1804.
But still more conclusive authority remains to be considered. The
sedition act of 1798, after defining what should be a criminal
libel, and declaring that the defendant might give the truth of
the matter in evidence, provides as follows:
And the jury who shall try the cause shall have a right to
determine the law and the fact, under the direction of the
court, as in other cases. (1 Stat. at L., 507.)
The language of this act, "as in other cases," recognizes the
right here contended for. In the celebrated Callender trial, in
1800, which was a prosecution under this statute, Mr. Justice
Chase, whose general bearing was so unfriendly to the defendant
as to secure his impeachment by the House of Representatives,
admitted this right of the jury. He said:
We all know that juries have the right to decide the law as
well as the fact. (Wharton's State Trials, 710.) And again
he says:
I admit that the jury are to compare the statute with the
facts proved, and then to decide whether the acts done are
prohibited by the law, and whether they amount to the
offense described in the indictment. (_Ib._, p. 713.)
Though, with seeming want of logic, he held that the jury could
not decide whether the statute was constitutional or not. But the
full admission that the jury were judges of the law as well as
the fact, shows the general understanding upon this subject,
though the judge may have erred in applying the principle in the
case before him. In Fries's case, who was tried for treason,
1799-1800, the jury were instructed by Judge Peters as follows:
It is the duty of the court to declare the law; though both
facts and law, which, I fear, are too plain to admit a
reasonable doubt, are subject to your consideration.
(Wharton's State Trials, 587.)
And, in the second trial of Fries, Judge Chase instructed the
jury as follows:
It is the duty of the court in this case, and in all
criminal cases, to state to the jury their opinion of the
law arising on the facts; but the jury are to decide in the
present, and in all criminal cases, both the law and the
facts, on their consideration of the whole case. (2 Chase's
Trial, Appendix 1.)
In the answer of Judge Chase to articles of impeachment against
him, he says:
He well knows that it is the right of juries, in criminal
cases, to give a general verdict of acquittal, which can not
be set aside on account of its being contrary to law, and
that hence results the power of juries to decide on the law
as well as on the facts in all criminal cases. This power he
holds to be a sacred part of our legal privileges, which he
has never attempted, and never will attempt to abridge or
obstruct. (1 Chase's Trial, pp. 5, 34, 35.)
In Georgia _vs._ Brailsford, 3 Dallas, 4, in 1794, Chief-Justice
Jay charged the jury as follows:
It may not be amiss here, gentlemen, to remind you of the
good old rule, that on questions of fact it is the province
of the jury, on questions of law it is the province of the
court, to decide. But it must be observed that by the same
law which recognizes this reasonable distribution of
jurisdiction, you have, nevertheless, a right to take upon
yourselves to judge of both, and to determine the law as
well as the fact in controversy. On this, and on every other
occasion, however, we have no doubt you will pay that
respect which is due to the opinion of the court; for as, on
the one hand, it is presumed that juries are the best judges
of facts, it is, on the other hand, presumable that the
court are the best judges of law. But still both objects are
lawfully within your power of decision.
This charge was delivered in a jury trial, at the bar of the
Supreme Court, and expressed the unanimous opinion of the judges
of that court, and that, too, in a civil cause. The decision in
Georgia _vs._ Brailsford has never been expressly overruled by
that court; although the practice in civil causes is for the
court to direct a verdict where there is no conflict in regard to
the testimony. In Beavans _vs._ The United States, 13 Wall, 56,
which was an action _ex contractu_, on a receiver's bond, the
court says:
The objection that the jury was instructed to find for the
plaintiffs the amount claimed by the papers given in
evidence (viz, the official settlements), with interest
thereon, is entirely without merit. There was no evidence to
impeach the accounts stated, or to show set-off, release, or
payment. The instruction was, therefore, in accordance with
the legal effect of the evidence, and there were no disputed
facts upon which the jury could pass.
An act of Congress declares that the papers of official
settlement shall be _prima facie_ evidence of the condition of
the accounts. No testimony was offered in this case to impeach
that statement. There was, therefore, no fact in issue; and the
instruction of the court to find a verdict for the plaintiff was,
in substance, ruling upon matters of law only. And the Supreme
Court, in their opinion, recognize, and merely recognize, the
practice which now obtains universally in the trial of civil
causes. And, although it is inconsistent with Georgia _vs._
Brailsford, and substantially overrules it, it does not impair
the value of the decision in that case, as showing the
understanding of the profession and the courts about the time of
the adoption of the Constitution.
In United States _vs._ Wilson (1 Bald., 108), the jury were
instructed as follows:
We have thus stated to you the law of this case under the
solemn duties and obligations imposed on us, under the clear
conviction that in doing so we have presented to you the
true test by which you will apply the evidence to the case;
but you will distinctly understand that you are the judges
both of the law and the fact in a criminal case, and are not
bound by the opinion of the court. You may judge for
yourselves; and if you should feel it your duty to differ
from us, you must find your verdict accordingly. At the same
time, it is our duty to say that it is in perfect accordance
with the spirit of our legal institutions that the courts
should decide questions of law, and the juries of facts. The
nature of the tribunals naturally leads to this division of
powers; and it is better, for the sake of public justice,
that it should be so. When the law is settled by a court
there is more certainty than when done by a jury. It will be
better known and more respected in public opinion. But if
you are prepared to say that the law is different from what
you have heard from us, you are in the exercise of a
constitutional right to do so.
In United States _vs._ Porter (1 Bald., 108), the doctrine was
stated more guardedly, as follows:
In repeating what was said on a former occasion to another
jury, that you have the power to decide on the law as well
as the facts of this case, and are not bound to find
according to our opinion of the law, we feel ourselves
constrained to make some explanations not then deemed
necessary, but now called for from the course of the
defense.
You may find a general verdict of guilty or not guilty as
you think proper, or may find the facts specially, and leave
the guilt or innocence of the prisoner to the judgment of
the court. If your verdict acquits the prisoner, we can not
grant a new trial, however much we may differ with you as to
the law which governs the case; and, in this respect, a jury
are the judges of law if they choose to become so.
In Farmer's trial before the Supreme Court of the State of New
Hampshire in 1821, the Chief-Justice, speaking for the whole
court, told the jury that they were the judges both of the law
and the fact; that
It was the duty of the court to give them proper
instructions and to aid them in forming a correct opinion as
to the law applicable to the case. But if, contrary to his
intentions, any expression should escape him which might
seem to indicate any opinion as to the facts, they must
disregard it; their verdict ought to be according to their
own opinion as to the prisoner's guilt or innocence. (See
Farmer's Trial, p. 68.)
In the trial of William S. Smith for misdemeanor, in the Circuit
Court of the United States for the State of New York, in July,
1806, the jury were instructed as follows:
You have heard much said upon the right of a jury to judge
of the law as well as the fact. Be assured that on this
occasion there is not the least desire to abridge those
rights. I am an advocate for the independence of the jury.
It is the basis of civil liberty; and in this country, I
trust, will ever be a sacred bulwark against oppression and
encroachment upon political freedom. The law is now settled
that this right appertains to a jury in all criminal cases.
On the trial of John Hodges for high treason, before the Circuit
Court of the United States for the District of Maryland, in 1815,
the Court charged the jury as follows:
The court said they were bound to declare the law whenever
they were called upon, in civil or criminal cases. In the
latter, however, it was also their duty to inform the jury
that they were not obliged to take their direction as to the
law. (Hodge's Trial, p. 20.)
The elementary writers declare the same principle. Blackstone, 4
Comm., 361, says:
And such public or open verdict may be either general
(guilty or not guilty) or special, setting forth all the
circumstances of the case, and praying the judgment of the
court, whether, for instance, on the facts stated, it be
murder, manslaughter, or no crime at all. This is where they
doubt the matter of the law, and therefore choose to leave
it to the determination of the court; though they have an
unquestionable right of determining upon all the
circumstances and finding a general verdict, if they think
proper so to hazard a breach of their oaths; and, if their
verdict be notoriously wrong, they may be punished and the
verdict set aside by attaint at the suit of the King, but
not at the suit of the prisoner. But the practice heretofore
in use of fining, imprisoning, or otherwise punishing
jurors, merely at the discretion of the court, for finding
their verdict contrary to the direction of the Judge, was
arbitrary, unconstitutional, and illegal, and is treated as
such by Sir Thomas Smith two hundred years ago, who
accounted "such doings to be very violent, tyrannical, and
contrary to the liberty and custom of the realm of England."
For, as Sir Matthew Hale well observes, it would be a most
unhappy case for the Judge himself if the prisoner's fate
depended upon his directions; unhappy also for the prisoner,
for, if the Judge's opinion must rule the verdict, the trial
by jury would be useless. Yet, in many instances where
contrary to evidence the jury have found the prisoner
guilty, their verdict hath been mercifully set aside and a
new trial granted by the court of King's Bench; for in such
case, as hath been said, it can not be set right by attaint.
But there hath been yet no instance of granting a new trial
where the prisoner was acquitted upon the first.
In Wilson's Lectures, Vol. II., p. 72, the same doctrine is
declared and illustrated; and he says:
The jury must do their duty and their whole duty. They must
decide the law as well as the fact. This doctrine is
peculiarly applicable to criminal cases, and from them,
indeed, derives its peculiar importance.
In Forsyth's Jury Trials, after an examination of the subject, it
is said, p. 265:
It can not therefore be denied that, in all criminal cases,
the jury do virtually possess the power of deciding
questions of law as well as of fact.
The authorities quoted from conclusively show that at the time
the Constitution was adopted, and for nearly a quarter of a
century afterward, juries were understood and declared to possess
the right to pass upon questions of law as well as fact in all
criminal cases; and this is all that need be shown to bring this
right within the protection of the Constitution.
The first case it is believed in which the contrary doctrine
received favor in any American court was in the case of the
United States _vs._ Battiste, 2 Sum., 240, decided in 1835. Mr.
Justice Story, in that case, said:
My opinion is that the jury are no more judges of the law in
a criminal case upon the plea of not guilty than they are in
every civil case tried upon the general issue. In each of
these cases their verdict, when general, is necessarily
compounded of law and of fact, and includes both. In each
they must necessarily determine the law as well as the fact.
In each they have the physical power to disregard the law as
laid down to them by the court. But I deny that in any case,
civil or criminal, they have the moral right to decide the
law according to their own notions or pleasure.
In Commonwealth _vs._ Porter, 10 Met., decided in 1845, the
Supreme Court of Massachusetts followed the decision in
Battiste's case, and held that the jury are under a moral
obligation to decide the case as instructed by the court, and the
court sum up the subject as follows:
On the whole subject, the views of the court may be
summarily expressed in the following propositions: That in
all criminal cases it is competent for the jury, if they see
fit, to decide upon all questions of fact embraced in the
issue, and to refer the law arising thereon to the court in
the form of a special verdict. But it is optional with the
jury thus to return a special verdict or not, and it is
within their legitimate province and power to return a
general verdict if they see fit. In thus rendering a general
verdict, the jury must necessarily pass upon the whole
issue, compounded of the law and of the fact, and they may
thus incidentally pass on questions of law.
The opinion in this case was delivered by Chief-Justice Shaw, and
is rather a discussion of what is a convenient distribution of
powers between the court and jury than an examination into the
actual state of the law; and he neither cites nor refers to a
single authority from the beginning to the end of the opinion.
Again, the conclusions arrived at by the opinion admit the power
of the jury to decide questions of law; and that, in cases where
the jury acquit the defendant, there is no power to reverse or
even to review the finding of the jury. And this opinion holds
that the defendant, in all criminal cases, is entitled to address
the jury upon the questions of law as well as of fact involved in
the case. To maintain that the defendant has the right to address
the jury upon matters which the jury have no right to determine,
and yet that the jury possess the power--the ultimate and final
power--to decide matters of law, and are nevertheless under moral
obligation never to exercise the power, are palpable
inconsistencies.
The Supreme Court of Vermont in State _vs._ Croteau, 23 Ver., 14,
in a very able opinion, review these two cases and other
subsequent decisions which follow their doctrine, and, after an
able and critical examination of all the English and American
cases, repudiate this new doctrine, and declare that in criminal
prosecutions it is the ancient, common-law right of the jury in
favor of the prisoner to determine the whole matter in issue--the
law as well as the fact.
There are some American cases holding a contrary doctrine, but
the current of American as well as of English authorities is
overwhelmingly in favor of the proposition that juries in
criminal causes are judges of the law as well as of the
facts.[176]
In late years there has been considerable discussion, and some
contrariety of judicial opinion, in regard to the moral right of
juries to find a general verdict of not guilty against the
instructions of the court on matters of law. This subject,
however, need not be further discussed, because it is believed
that no reported case can be found denying to juries the power of
determining the law as well as the fact in all criminal cases.
The utmost extent to which any case goes is, that the jury, in
deciding upon the law, are morally bound to adopt the opinion
expressed by the court; but every case admits their power to do
otherwise if they see fit. But admitting the existence of the
distinction between the legal power and the moral right of
juries, still the decision of the court on the trial of Miss
Anthony was erroneous, because the court did not instruct the
jury in regard to the law, and then leave the jury to perform
their duty in the premises. On the contrary, the court took the
case from the jury altogether and directed their verdict; thus
denying to the jury not only the moral right, but even the power
of rendering a verdict of not guilty; and refused the request of
counsel to have the jury polled in regard to their verdict. No
precedent has been shown for this proceeding, and it is believed
none exists. It is altogether a departure from, and a most
dangerous innovation upon, the well-settled method of jury-trial
in criminal cases. Such a doctrine renders the trial by jury a
farce. The memorialist had no jury-trial within the meaning of
the Constitution, and her conviction was therefore erroneous.
But it may be said that the ruling of the court was correct in
point of law, and, had the court submitted the case to the jury,
it would have been the duty of the jury to find the memorialist
guilty; therefore she is not aggrieved by the judgment which the
court pronounced. Should this reasoning be adopted, it would
follow that the memorialist had been tried by the court and by
Congress; but it would still be true that she had been denied
trial by a jury which the Constitution secures to her.
It is not safe thus to trifle with the rights of citizens. The
trial by jury--the judgment of one's peers--is the shield of real
innocence imperiled by legal presumptions. A Judge would charge a
jury that a child who had stolen bread to escape starvation had
committed the crime of larceny, but all the Judges in Christendom
could not induce a jury to convict in such a case. It is the
humane policy of our law, that, before any citizen shall suffer
punishment, he shall be condemned by the verdict of his peers,
who may be expected to judge as they would be judged. To sustain
the judgment in this case, is to strike a fatal blow at this
sacred right.
But the question remains, What relief can be granted? I concur
with the majority of the Committee that Congress can not remit
the judgment; that would be to exercise the pardoning power.
Congress can not grant a new trial; that would be an exercise of
judicial power. There is no Court of the Government which has
jurisdiction to review the case. In Commonwealth _vs._ Austin, 5
Gray, 226, Chief-Justice Shaw says:
Now, when a new statute is passed, and a question of law is
raised by counsel, it must first come before the court,
charged by law with the conduct and superintendence of a
jury trial; and, in any well-ordered system of
jurisprudence, provision is made that it be re-examinable by
the court of last resort. When this question is definitively
adjudged by the tribunal of last resort--the principles on
which it is adjudged being immutable, and the rule of law
adjudged in any one case being equally applicable to every
other case presenting the same facts--the decision is
necessarily conclusive of the law. I do not say how and
after what consideration it maybe considered as definitively
decided. In the first instance it may be misunderstood or
feebly presented. It may have been misapprehended by the
judges, and not considered in all its bearings, or they may
have wanted time and means for a careful and thorough
investigation, and may therefore consent and desire to
reconsider it one or more times. But I only say that, when
thus definitively adjudged, the decision must be deemed
conclusive and stand as a rule of law.
Unfortunately the United States has no "well-ordered system of
jurisprudence." A citizen may be tried, condemned, and put to
death by the erroneous judgment of a single inferior judge, and
no court can grant him relief or a new trial. If a citizen have a
cause involving the title to his farm, if it exceed two thousand
dollars in value, he may bring his cause to the Supreme Court;
but if it involves his liberty or his life, he can not. While we
permit this blemish to exist on our judicial system, it behooves
us to watch carefully the judgments inferior courts may render;
and it is doubly important that we should see to it that twelve
jurors shall concur with the Judge before a citizen shall be
hanged, incarcerated, or otherwise punished.
I concur with the majority of the Committee that Congress can not
grant the precise relief prayed for in the memorial; but I deem
it to be the duty of Congress to declare its disapproval of the
doctrine asserted and the course pursued in the trial of Miss
Anthony; and all the more for the reason that no judicial court
has jurisdiction to review the proceedings therein.
I need not disclaim all purpose to question the motives of the
learned Judge before whom this trial was conducted. The best of
judges may commit the gravest of errors amid the hurry and
confusion of a _nisiprius_ term; and the wrong Miss Anthony has
suffered ought to be charged to the vicious system which denies
to those convicted of offenses against the laws of the United
States a hearing before the court of last resort--a defect it is
equally within the power and the duty of Congress speedily to
remedy.
MATT H. CARPENTER.
Mr. Tremaine, from the House Judiciary Committee, reported adversely
on the prayer of Miss Anthony's Petition, and Benjamin F. Butler
favorably.
Forty-third Congress, 1st Session, House of Representatives,
Report No. 608, Susan B. Anthony, May 25, 1874, recommitted to
the Committee on the Judiciary and ordered to be printed.
Mr. B. F. BUTLER, from the Committee on the Judiciary, submitted
the following Report to accompany bill H. R. 3492:
_The Committee on the Judiciary, to whom was referred the
memorial of Susan B. Anthony, of the city of Rochester, in the
State of New York, praying that a fine alleged to have been
unjustly imposed on the petitioner by a judgment of the Circuit
Court of the United States for the Northern District of New York,
may be remitted, having considered the prayer of the petitioner
and the statement of facts set forth in the memorial,
respectfully beg leave to report_:
* * * * *
Are these positions of the petitioner well founded? By necessary
division there arise two questions: First, has Congress any
power, or is there any precedent for entertaining such petition
for such purpose? And, secondly, are the acts and order of the
judge in accordance with the law of the land, and not in
derogation of the right of the citizen to trial by jury at common
law as guaranteed by the Constitution, as known and practiced in
the courts of the United States? If the first should be answered
in the negative, of course the committee and the House would be
spared the discussion of the second.
It seems to your committee that there are two very noted and
historical cases which may form the precedents for this
application, and favorable action thereon by Congress--in the
proceeding concerning the fines imposed by the courts on Matthew
Lyon and General Jackson.
Lyon was fined by a United States judge for a seditious libel. He
petitioned for a remission of fine upon the ground that the law
was unconstitutional under which he was convicted. That petition
was very fully considered, and, in 1820, a report was presented
to the Senate by Mr. Barbour, of Virginia, which, after
elaborating the considerations, concludes thus:
In this case, therefore, the committee think the Government
is under a moral obligation to indemnify the petitioner.
In this claim of Lyon, after remaining before Congress until
1840, a bill, upon a favorable report of the Committee on the
Judiciary, was passed by the House, restoring the fine with
interest, by a vote of 124 to 15. This case, however, is subject
to the criticism, that in it Congress undertook to do justice to
a citizen suffering from an unconstitutional law which it had
enacted, and thereby distinguishes it from the present
application: but the case of General Jackson, so familiar to all
that its facts need not be recited, covers that point. There was
the remitting of a fine imposed by a judge in excess of his
authority in acting without warrant of law.
Assuming, therefore, that this application is properly before us,
we come to the second question of whether, by the proceedings in
court, the legal rights of the petitioner have been infringed,
from which she has suffered. It would not seem to be germane to
this question to inquire whether or not the petitioner had the
legal right to vote, because that was a question of law fully
within the competency of the judge to decide, and his decision
did not necessarily work a hardship to the defendant, even if
mistaken in judgment. Or, in other words, it was a rightful
execution of a power intrusted to him by law, from which there
was no appeal to this or any other jurisdiction.
We come, therefore, to the great question in this case: whether
the judge erred in withdrawing the case from the jury. Upon this
question it would seem that the judge himself vacillated in the
trial, because he permitted evidence to be gone into on both
sides as a question of fact, tending to show whether the
petitioner did or did not vote, knowing that she had no right so
to do; but afterward withdrew the consideration of that evidence,
upon the fact of intention or guilty knowledge, wholly from the
jury, and ordered a verdict to be entered up upon his own
decision, without allowing the question either to be argued or
submitted to the jury, or the jury to pass upon it.
There certainly can be no graver question affecting the rights of
citizens than this. The whole theory of trial by jury at common
law consists in the fundamental maxim that before any conviction
can be had for a crime it must be passed upon by twelve good and
lawful men, the peers of the accused; and the very oath
prescribed to jurors by the common law most distinctly guaranteed
this right to the accused: "You shall well and truly try and true
deliverance make, between the King and the prisoner at the bar,
according to your evidence;" while at the common law the oath
prescribed in civil cases gave a right to a judge to direct the
jury in the matter of law, and to direct the verdict one way or
the other, as he saw fit, the oath being substantially as
follows: "You shall well and truly try the issue between party
and party according to the law and the evidence given you."
Whatever changes may have been made in the practice of the States
since the time of the earlier amendments to the Constitution,
certain it is that at that time, after a jury had been impaneled,
there was no way that the accused could be put in jeopardy of
life or limb without his cause being submitted to twelve men, and
their unanimous verdict passing upon the fact of his guilt or
innocence. And this right your committee deem is not one lightly
to be sacrificed. Burke once said that the whole English
Constitution and machinery of government--not quoting words--were
only to put into a jury-box twelve honest men. What advantage
could it be to an accused to put twelve honest men into the
jury-box, if the judge, without asking for their opinion, or
without their intervention, can order a verdict of guilty to be
entered up against the accused?
Nothing, therefore, can be of more consequence to the citizen in
troublous times to protect him against the exercise of usurped or
other power for oppression, than the intervention of the judgment
of his peers upon the question whether he has been guilty of a
crime, or alleged offense against the Government. And in the
judgment of your committee, we can not too scrupulously guard, in
the interest of the liberty of the citizen, this great and almost
invaluable right. The friends of liberty under the common-law
system have stood for it and stood by it, strenuously and
assiduously, as the palladium of their liberties and the
impenetrable shield of the people from oppression. By the order
of the judge the defendant was deprived of this right, and if, in
this case of minor consequence so far as regards the punishment
inflicted, this can be done, so in the trial for murder or
treason a judge may order a verdict of the jury without allowing
them to pass upon the fact. It has been sometimes said "Can this
be done?" We are clearly of the opinion that it can not and ought
not to be done. It is sometimes said as a triumphant argument in
favor of the exercise of this power, "Has not the judge the power
to order a verdict of acquittal?" The answer to that, as a matter
of law, is "No; he can only direct the jury that upon the facts
and matter of law he believes the case can not be maintained, but
that it is for the jury to say whether they will follow that
direction;" and his remedy is to set aside that verdict, and that
power has always been exercised at common law in favor of the
prisoner, but he can not set aside the verdict of not guilty.
Sometimes, in the darker hours of English jurisprudence, the
judges fined the jury when they were not the obedient instruments
of their will but persisted in finding the defendants in state
prosecutions not guilty when the judge thought they ought to have
been found guilty; but neither Jeffreys nor Scroggs ever dared to
set aside a verdict of not guilty.
Your committee have been led by the great consequence of this
precedent more carefully and at length to give an examination to
this question to which its importance would not otherwise have
entitled it. But your committee do not find it necessary to
impute any intent of wrong to the learned judge who tried this
case; but the effect of his error was to deprive this petitioner
of a great and beneficent right, guaranteed to her as strongly as
any other by the Constitution of her country, to have the
question of her guilt passed upon by her peers, which error has
had the same effect upon her rights as an intentional assumption
of power would have had, and may have hereafter, in bad times,
wherein corrupt judges, wielding instruments of power, shield
themselves by precedents set by good judges in good times.
Therefore, because the fine has been imposed by a court of the
United States for an offense triable by jury, without the same
being submitted to the jury, and because the court assumed to
itself the right to enter a verdict without submitting the case
to the jury, and in order that the judgment of the House of
Representatives, if it concur with the judgment of the committee,
may, in the most signal and impressive form, mark its
determination to sustain in its integrity the common-law right of
trial by jury, your committee recommend that the prayer of the
petitioner be granted, and to this end report the following bill,
with the recommendation that it do pass.
The Inspectors were counseled to refuse to pay their fines, and take
the consequences.