PREFACE TO THE ENGLISH EDITION.

With the appearance of Charles Darwin’s work “On the Origin of

Species,” in the year 1858, there commenced a new era in biology.

Weary of the philosophical speculations which, at the beginning of

this century, had at first been started with moderation but had

afterwards been pushed to excess, biologists had entirely let drop all

general questions and confined themselves to special investigations.

The consideration even of general questions had quite fallen into

disuse, and the investigation of mere details had led to a state of

intellectual shortsightedness, interest being shown only for that which

was immediately in view. Immense numbers of detailed facts were thus

accumulated, but they could not possibly be mastered; the intellectual

bond which should have bound them together was wanting.

But all this was changed in a short time. At first only single

and mostly the younger naturalists fell in with the new theory of

development proclaimed by Darwin, but the conviction soon became

general that this was the only scientifically justifiable hypothesis

of the origin of the organic world.

The materials accumulated in all the provinces of biology now for the

first time acquired a deeper meaning and significance; unexpected

inter-relations revealed themselves as though spontaneously, and

what formerly appeared as unanswerable enigmas now became clear and

comprehensible. Since that time what a vast modification has the

subject of animal embryology undergone; how full of meaning appear the

youngest developmental stages, how important the larvæ; how significant

are rudimentary organs; what department of biology has not in some

measure become affected by the modifying influence of the new ideas!

But the doctrine of development not only enabled us to understand the

facts already existing; it gave at the same time an impetus to the

acquisition of unforeseen new ones. If at the present day we glance

back at the development of the biological sciences within the last

twenty years, we must be astonished both at the enormous array of new

facts which have been evoked by the theory of development, and by the

immense series of special investigations which have been called forth

by this doctrine.

But while the development theory for by far the greater majority of

these investigations served as a light which more and more illuminated

the darkness of ignorance, there appeared at the same time some

other researches in which this doctrine itself became the object of

investigation, and which were undertaken with a view to establish it

more securely.

To this latter class of work belong the “Studies” in the present volume.

It will perhaps be objected that the theory of descent has already

been sufficiently established by Darwin and Wallace. It is true that

their newly-discovered principle of selection is of the very greatest

importance, since it solves the riddle as to how that which is useful

can arise in a purely mechanical way. Nor can the transforming

influence of direct action, as upheld by Lamarck, be called in

question, although its extent cannot as yet be estimated with any

certainty. The _secondary_ modifications which Darwin regards as the

consequence of a change in some other organ must also be conceded. But

are these three factors actually competent to explain the complete

transformation of one species into another? Can they transform more

than mere single characters or groups of characters? Can we consider

them as the sole causes of the regular phenomena of the development

of the races of animals and plants? Is there not perhaps an unknown

force underlying these numberless developmental series as the true

motor power--a “developmental force” urging species to vary in certain

directions and thus calling into existence the chief types and

sub-types of the animal and vegetable kingdoms?

At the time these “Studies” first appeared (1875) they had been

preceded by a whole series of attempts to introduce into science such

an unknown power. The botanists, Nägeli and Askenasy, had designated

it the “perfecting principle” or the “fixed direction of variation;”

Kolliker as the “law of creation;” the philosophers, Von Hartmann and

Huber, as the “law of organic development,” and also “the universal

principle of organic nature.”

It was thus not entirely superfluous to test the capabilities of the

known factors of transformation. We had here before us a question of

the highest importance--a question which entered deeply into all our

general notions, not only of the organic world, but of the universe as

a whole.

This question--does there exist a special “developmental

force”?--obviously cannot be decided by mere speculation; it must also

be attempted to approach it by the inductive method.

The five essays in this volume are attempts to arrive, from various

sides, somewhat nearer at a solution of the problem indicated.

The first essay on the “Seasonal Dimorphism of Butterflies” is

certainly but indirectly connected with the question; it is therein

attempted to discover the causes of this remarkable dimorphism, and

by this means to indicate at the same time the extent of one of the

transforming factors with reference to a definite case. The experiments

upon which I base my views are not as numerous as I could desire,

and if I were now able to repeat them they would be carried out more

exactly than was possible at that time, when an experimental basis had

first to be established. In spite of this, the conclusions to which

I was led appear to be on the whole correct. That admirable and most

conscientious observer of the North American butterflies, Mr. W. H.

Edwards, has for many years experimented with American species in a

manner similar to that which I employed for European species, and his

results, which are published here in Appendix II. to the first essay,

contain nothing as far as I can see which is not in harmony with my

views. Many new questions suggest themselves, however, and it would

be a grateful task if some entomologist would go further into these

investigations.

The second essay directly attacks the main problem above indicated.

It treats of the “Origin of the Markings of Caterpillars,” and is to

some extent a test of the correctness and capabilities of the Darwinian

principles; it attempts to trace the differences in form in a definite

although small group entirely to known factors.

Why the markings of caterpillars have particularly been chosen for this

purpose will appear for two reasons.

The action of Natural Selection, on account of the nature of this

agency, can only be exerted on those characters which are of

biological importance. As it was to be tested whether, besides Natural

Selection and the direct action of external conditions, together

with the correlative results of these two factors, there might not

lie concealed in the organism some other unknown transforming power,

it was desirable to select for the investigation a group of forms

which, if not absolutely excluding, nevertheless appeared possibly to

restrict, the action of one of the two known factors of transformation,

that of Natural Selection; a group of forms consisting essentially

of so-called “purely morphological” characters, and not of those the

utility of which was obvious, and of which the origin by means of

Natural Selection was both possible and probable _ab initio_. Now,

although the _colouring_ can readily be seen to be of value to the life

of its possessors, this is not the case with the quite independent

_markings_ of caterpillars; excepting perhaps those occasional forms

of marking which have been regarded as special cases of protective

resemblance. The markings of caterpillars must in general be considered

as “purely morphological” characters, _i.e._ as characters which we

do not know to be of any importance to the life of the species, and

which cannot therefore be referred to Natural Selection. The most

plausible explanation of these markings might have been that they were

to be regarded as ornaments, but this view precludes the possibility

of referring them either to Natural Selection or to the influence of

direct changes in the environment.

The markings of caterpillars offered also another advantage which

cannot be lightly estimated; they precluded from the first any attempt

at an explanation by means of Sexual Selection. Although I am strongly

convinced of the activity and great importance of this last process

of selection, its effects cannot be estimated in any particular case,

and the origin of a cycle of forms could never be clearly traced to

its various factors, if Sexual Selection had also to be taken into

consideration. Thus, we may fairly suppose that many features in the

markings of butterflies owe their origin to Sexual Selection, but we

are, at least at present, quite in the dark as to how many and which of

these characters can be traced to this factor.

An investigation such as that which has been kept in view in this

second essay would have been impracticable in the case of butterflies,

as well as in the analogous case of the colouring and marking of birds,

because it would have always been doubtful whether a character which

did not appear to be attributable to any of the other transforming

factors, should not be referred to Sexual Selection. It would have been

impossible either to exclude or to infer an unknown developmental

force, since we should have had to deal with two unknowns which could

in no way be kept separate.

We escape this dilemma in the markings of caterpillars, because the

latter do not propagate in this state. If the phenomena are not here

entirely referable to Natural Selection and the direct action of the

environment--if there remains an inexplicable residue, this cannot be

referred to Sexual Selection, but to some as yet unknown power.

But it is not only in this respect that caterpillars offer especial

advantages. If it is to be attempted to trace transformations in

form to the action of the environment, an exact knowledge of this

environment is in the first place necessary, _i.e._ a precise

acquaintance with the conditions of life under the influence of

which the species concerned exist. With respect to caterpillars, our

knowledge of the life conditions is certainly by no means as complete

as might be supposed, when we consider that hundreds of Lepidopterists

have constantly bred and observed them during a most extended period.

Much may have been observed, but it has not been thought worthy of

publication; much has also been published, but so scattered and

disconnected and at the same time of such unequal credibility, that

a lifetime would be required to sift and collect it. A comprehensive

biology of caterpillars, based on a broad ground, is as yet wanting,

although such a labour would be both most interesting and valuable.

Nevertheless, we know considerably more of the life of caterpillars

than of any other larvæ, and as we are also acquainted with an immense

number of species and are able to compare their life and the phenomena

of their development, the subject of the markings of caterpillars must

from this side also appear as the most favourable for the problem set

before us.

To this must be added as a last, though not as the least, valuable

circumstance, that we have here preserved to us in the development of

the individual a fragment of the history of the species, so that we

thus have at hand a means of following the course which the characters

to be traced to their causes--the forms of marking--have taken during

the lapse of thousands of years.

If with reference to the question as to the precise conditions of life

in caterpillars I was frequently driven to my own observations, it was

because I found as good as no previous work bearing upon this subject.

It was well known generally that many caterpillars were differently

marked and coloured when young to what they were when old; in some

very striking cases brief notices of this fact are to be found in the

works,[1] more especially, of the older writers, and principally

in that of the excellent observer Rösel von Rosenhof, the Nuremberg

naturalist and miniature painter. In no single case, however, do the

available materials suffice when we have to draw conclusions respecting

the phyletic development. We distinctly see here how doubtful is the

value of those observations which are made, so to speak, at random,

_i.e._ without some definite object in view. Many of these observations

may be both good and correct, but they are frequently wanting precisely

in that which would make them available for scientific purposes. Thus

everything had to be established _de novo_, and for this reason the

investigations were extended over a considerable number of years,

and had to be restricted to a small and as sharply defined a group

as possible--a group which was easily surveyed, viz. that of the

Hawk-moths or Sphinges.

Since the appearance of the German edition of this work many new

observations respecting the markings of caterpillars have been

published, such, for example, as those of W. H. Edwards and Fritz

Müller. I have, however, made but little use of them here, as I had no

intention of giving anything like a _complete_ ontogeny of the markings

in all caterpillars: larval markings were with me but means to an end,

and I wished only to bring together such a number of facts as were

necessary for drawing certain general conclusions. It would indeed

be most interesting to extend such observations to other groups of

Lepidoptera.

The third essay also, for similar reasons, is based essentially upon

the same materials, viz. the Lepidoptera. It is therein attempted to

approach the general problem--does there or does there not exist an

internal transforming force?--from a quite different and, I may say,

opposite point of view. The form-relationships of Lepidoptera in their

two chief stages of development, imago and larva, are therein analysed,

and by an examination of the respective forms it has been attempted to

discover the nature of the causes which have led thereto.

I may be permitted to say that the fact here disclosed of a _different

morphological_, with the _same genealogical_ relationship, appears

to me to be of decided importance. The agreement of the conclusions

following therefrom with the results of the former investigation has,

at least in my own mind, removed the last doubts as to the correctness

of the latter.

The fourth and shortest essay on the “Transformation of the Axolotl

into Amblystoma,” starts primarily with the intention of showing

that cases of sudden transformation are no proof of _per saltum_

development. When this essay first appeared the view was still widely

entertained that we had here a case proving _per saltum_ development.

That this explanation was erroneous is now generally admitted, but I

believe that those who suppose that we have here to deal with some

quite ordinary phenomenon which requires no explanation, now go too

far towards the other extreme. The term “larval reproduction” is an

_expression_, but no _explanation_; we have therefore to attempt to

find out the true interpretation, but whether the one which I have

given is correct must be judged of by others.

These four essays lead up to a fifth and concluding one “On the

Mechanical Conception of Nature.” Whilst the results obtained are here

summed up, it is attempted to form them into a philosophical conception

of Nature and of the Universe. It will be thought by many that this

should have been left to professed philosophers, and I readily admit

that I made this attempt with some misgiving. Two considerations,

however, induced me to express here my own views. The first was that

the facts of science are frequently misunderstood, or at any rate

not estimated at their true value, by philosophers;[2] the second

consideration was, that even certain naturalists and certainly very

many non-naturalists, turn distrustfully from the results of science,

because they fear that these would infallibly lead to a view of

the Universe which is to them unacceptable, viz. the materialistic

view. With regard to the former I wished to show that the views of

the development of organic Nature inaugurated by Darwin and defended

in this work are certainly correctly designated _mechanical_; with

reference to the latter I wished to prove that such a mechanical

conception of the organic world and of Nature in general, by no means

leads merely to one single philosophical conception of Nature, viz. to

Materialism, but that on the contrary it rather admits of legitimate

development in a quite different manner.

Thus in these last four essays much that appears heterogeneous will

be found in close association, viz. scientific details and general

philosophical ideas. In truth, however, these are most intimately

connected, and the one cannot dispense with the other. As the detailed

investigations of the three essays find their highest value in the

general considerations of the fourth, and were indeed only possible

by constantly keeping this end in view, so the general conclusions

could only grow out of the results of the special investigations as

out of a solid foundation. Had the new materials here brought together

been already known, the reader would certainly have been spared the

trouble of going into the details of special scientific research.

But as matters stood it was indispensable that the facts should be

examined into and established even down to the most trifling details.

The essay “On the Origin of the Markings of Caterpillars” especially,

had obviously to commence with the sifting and compilation of extensive

morphological materials.

Studies in the Theory of Descent (Volumes 1 and 2) · 第 10 / 186 题