IV. TECHNIQUE AND CRITICISM

Art and technique--Errors deriving from the common conception of

technique--The theories of the particular arts--The literary genres

--The rhetorical categories--The categories of language--Genius and

taste--The æsthetic judgment--The idolatry of standards--The æsthetic

standard: the true objectivity--Criticism and history.

The relation between the æsthetic activity and the practical moment of

the production of the physical objects of art may be regarded under the

aspect of the relation between art and technique. The only legitimate

meaning of the word technique is that of a body of naturalistic

knowledge in the service of the practical activity of the artist. In

this sense we can conceive of a great artist who is a poor technician,

as in the case of a painter who should use Colours subject to rapid

change and deterioration, a musician who should be a bad singer or

pianist, a poet who should not be able to recite his own poetry. But

in the common language of critics, we mean by technique something

quite different--in painting what we call drawing or composition, in

music, harmony or orchestration, in poetry, metre and construction.

Now it is quite clear that we cannot conceive of a great painter who

could not draw, a great musician unable to harmonize or to orchestrate,

a great poet whose lines are defective. What we here isolate as

the technical handling of an artistic subject is but the process of

æsthetic creation itself, the succession and progression of intuitions

in the artist's mind; using the naturalistic or psychological method,

we abstract certain moments of the creative process, and we attribute

a reality to such abstractions. We talk of the technique of a poem

or of a painting as being something that has been superadded to the

original intuition; we see the poet or the artist engaged in learning

the technique of his art; we see him correcting or modifying his

original expression according to certain technical standards. But what

we call the technique of a poem or of a painting is that particular

poem or painting in its concreteness; and no poet or artist can learn

a technique except by re-creating in his own spirit the work of the

great masters, his technical education being but one with his æsthetic

education; and finally, the process of correction or modification is

merely a stage of the expressive process itself: no poet can correct a

line in his poem, no painter change a line or a shade in his picture,

if the internal image has not first spontaneously undergone such

corrections and changes in his mind.

The consequences of the common conception of technique in criticism

are more dangerous, because more subtle and affecting a more intimate

knowledge of art, than those of any other æsthetic error. The talk

of the connoisseur and of the average musical or dramatic critic is

full of such fallacies as the technical errors of great painters, the

harmonic or orchestral wonders of poor music, the faulty construction

of a great play; fallacies which may sometimes have originated

from some real character of the æsthetic fact, but which are mere

contradictions in terms. And the literary critic will speak of the

_fine frenzy_ and the _quiet eye_, meaning by the one, the abstract

inspiration, and by the other the abstract production, and so miss the

true æsthetic moment which is neither the one nor the other, but the

synthesis of the two. Or he will oppose romanticism to classicism, in

a similar sense, without realizing that all art is at the same time

romantic and classic, truly inspired, and because truly inspired, able

to express itself.

Mere variations of the naturalistic or psychological conception of

technique, as an actual moment of the æsthetic creation, are a series

of theories which Croce has extensively criticised, and of which we can

give but a cursory account.

The theories of the particular arts and of their limits originate from

the manuals of practical precepts useful to architects, sculptors,

painters or musicians, and are founded on the assumed possibility of

finding a field of the æsthetic activity corresponding to the physical

means employed by each category of artists. But we have already seen

that in the æsthetic fact there is no distinction between means and

end: we can speak of the various arts in a purely empirical sense, as

an external classification of the objects of art, but not as classes of

æsthetic activity.

A similar kind of classification is the one which gives rise to

the literary genre, and to similar abstractions in the other arts:

legitimate instruments of work as long as we do not forget that there

does not exist anything like the idea of a tragedy or sonata apart from

all concrete tragedies or sonatas, and as long as we do not condemn

a new tragedy or a new sonata simply because it is not like the old

ones, that is, as long as we do not transform an abstract type into a

law. Every new æsthetic creation, far from being bound to obey external

laws, establishes new laws, or rather is its own law. It must, and

will, answer only for itself, and the only claim that we can put upon

it is that of internal coherence. Both the theories of the arts and the

theories of the genres, when we try to treat them as true and rigorous,

and not as mere practical expedients, manifest the absurdity of their

task through their incapacity to give precise and absolute definitions.

Every work of art expresses a state of mind, and every state of mind

is irreducibly individual and new: a complete classification would

therefore be only that in which every class has under itself a single

intuition.

Another form of the technical prejudice is the creation of rhetorical

categories, which are also abstract classes of expressions tending to

transform themselves into precepts. The main prejudice of rhetoric, in

literature as well as in all other arts, is that of the distinction

between the simple and the ornate, which is founded on a conception

of beauty not as the value of the expression, but as something that

can be added, so to speak, mechanically, to the expression. Because of

its preceptive character, rhetoric has done more harm in the history

of poetry and art, than any of the other classifications of the same

order; and though it is generally discredited among artists and critics

to-day, in its pure original form, yet rhetorical prejudices, both in

the creation and judgment of art, are still endowed with an obstinately

vigorous life.

These naturalistic classifications in art have their counterpart in the

study of language, in the creation of grammatical genres or categories

or parts of speech, and in the attempts to reduce the empirical

grammars to preceptive or normative grammars: that is, a practical

or pedagogic expedient, to a rhetoric or technique of language. But

the individuality and indivisibility of expression is in the nature

of language as well as of art, and language obeys not the abstract

precepts of grammarians, but the law of the æsthetic spirit which makes

us find a new expression for every new intuition. Even phonetic laws,

the modern scientific instruments of grammar, are mere descriptive

summaries of observed facts, of physical moments abstracted from their

spiritual reality, and therefore abstract or naturalistic laws, and

never actually represent the concrete, individually determined facts

of language.

A coherent theory of æsthetic (literary and artistic) criticism can

be deduced from the concept of art as intuition, and we have already

anticipated its main theses in the discussion of the concept itself. We

have seen that in the process of reproduction of an æsthetic process,

the actual moment in which the original image, through the medium of

what we have abstracted as the physical stimulus, reproduces itself in

a mind other than that of the creator (or, in what we might consider as

a particular case, in the mind of the creator himself at a time other

than that of the original creation), is a moment of æsthetic activity

identical with that of creation. Given an identity of circumstances,

that which takes place within my mind is the same æsthetic process

which took place originally in the mind of the artist. If we call

genius the creative, and taste the reproductive activity, the corollary

of these considerations is that of the identity of genius and taste:

in the act of contemplating and judging a work of art, our spirit

becomes one with the spirit of the artist. Though in practice this

identity may never be attained (because of variations in the material

conditions of the physical stimulus, or in the spiritual attitude of

the contemplator), yet if we deny it, and establish a difference in

kind between these two aspects of æsthetic activity, we find ourselves

inevitably led to exclude the possibility not of the æsthetic judgment

only, but of all forms of æsthetic communication. There is a sense

in which we can speak of the relativity of taste, and which accounts

for the actual variety of judgments, not in relation to art only, but

to all forms of human activity: every judgment is relative to our

knowledge, at a particular moment, of the actual conditions in which

the work of art was originally produced. But this is the intrinsic

relativity of all the particular determinations of reality, not a

relativity peculiar to æsthetic values, which are as real, though of a

different order, as those of logic or morality.

But the æsthetic judgment itself is not the mere intuitive reproduction

of the work of art, made possible by what we call historical criticism

in the narrow sense of the word, that is, by interpretation and

comment. These are the antecedent of the æsthetic judgment, which

consists in a logical proposition of the form: "A is art," or "A is not

art," "A is art in a b c, A is not art in d e f"; or again: "There is a

fact, A, which is a work of art," "There is a fact, A, which is falsely

believed to be a work of art." The æsthetic judgment, like all other

judgments, establishes a relation between a particular, concrete fact,

and a universal category, which is that of art. And, like all other

judgments, it is at the same time a judgment of value and an historical

judgment, which is the obvious consequence of Croce's identification of

value and fact. Æsthetic criticism therefore coincides with the history

of the æsthetic activity, with the history of poetry or art.

A frequent reaction to Croce's æsthetics, and to its implications

in the theory of criticism, especially among literary critics, is a

sense of irritation caused by the loss of the so-called standards of

judgment. It would be interesting to analyze these supposed standards,

which generally are not explicitly enunciated (probably because their

clear enunciation would manifest their true nature, and annul them

as standards of æsthetic judgment), but only more or less obscurely

referred to with a mixture of pride and reverence. They would then show

themselves to be the critical duplicates of the various æsthetic errors

which we have already discussed.

If the standards of which the critics speak are, as is often the case,

moral or intellectual ideals, it is clear that Croce's æsthetics does

not question their validity, but only their application. There is a

large number of literary critics, who are such only in name, and whose

real interests are intellectual or moral, critics of thought and of

the ethical life, and not of art. They use works of art as documents

and undoubtedly works of art are, in the unity of the human spirit,

documents of intellectual and moral life; but their error begins when

they confuse the issues, and censure or praise the art of the past,

or try to influence the art of the future, with criteria which are no

longer intellectual or moral, but, because they have been transposed

outside their legitimate sphere, intellectualistic and moralistic.

All other so-called standards are derived from the abstract ideas of

literary genres and of rhetorical categories. It is easy to judge of

a new tragedy if you know what a tragedy ought to be, if you have a

catalogue of purely external characteristics which you may either find,

or not find, in the new work that comes before you. This is, of course,

the crudest form of rhetorical criticism; there is another which is

not less frequent, but more subtle. The critic builds up an ideal of

what art ought to be, not with abstract categories, and classifications

transformed into arbitrary æsthetic precepts or standards, but through

his predilection for one particular author, or for one particular

epoch, the Middle Ages or the Renaissance, the Classics or the

Romantics: every work of art which is different either in spirit or in

form from those that have been chosen is condemned in proportion to its

variation from the ideal. This form of criticism is often also vitiated

by the intrusion of intellectualistic and moralistic errors, since an

ideal which is a mere particular determination of the past assumed as a

universal value is likely to be mere rhetoric of thought and morality

as well as of art.

The only legitimate standard in æsthetic criticism is the æsthetic

standard, that of beauty or expression, as against ugliness or

non-expression. Our critical judgment is the reaction of our æsthetic

personality in the presence of a work of art, as the moral judgment is

the reaction of our moral personality in the presence of an action. Our

knowledge of a work of art, of a concrete and individual intuition,

as our knowledge of an action, approaches more or less to the ideal

limit, according to the breadth of our experience and the depth of our

understanding; but there exist no external criteria on which we can

rest our judgment, no mechanical props which will support it. This

theory of criticism, far from justifying a capricious and arbitrary

subjectivism, requires from the critic a constant vigilance against

that which is narrowly personal, capricious, and arbitrary in himself;

a patient, unceasing effort in the labor of recapturing and recreating

the material and spiritual circumstances from which the work of art

originally sprang; and the quick sensitivity of the artist coupled with

the wide understanding of the historian and the philosopher.

When æsthetic criticism is raised to this plane on which it coincides

with the history of poetry, or of art, it transforms itself necessarily

into a general criticism of life. What to the æsthetic consciousness

appears as ugly or non-expressive, since in the world of history there

are no negative facts, will not, when historically considered, appear

as a negative value, but as a value of another order, as an intrusion

of the logical or of the practical spirit in the work of the poet or

of the artist. What in the Divine Comedy is not poetry is the outcome

of philosophical or moral preoccupations which have not become art,

have not fused themselves into a new, coherent intuition, and must be

apprehended not as art, but as philosophy and morality. The allegory

of the _Færie Queene_ is not art, but it is an expression of certain

aspects of the Protestant spirit in the England of Elizabeth. In a poet

like Byron, the presence of practical motives is felt all through his

poetical production; and the critic cannot limit his work to tracting

the gems, and to saying of all the rest: this is not poetry. He must

tell us what it is, and only by telling what it is, he criticises it

completely as poetry. It is impossible, in fact, to give to art its

place, without assigning its place to all the other activities of life.

The great æsthetic critic will also be a critic of philosophy, of

morality, of politics; but, as Croce says of De Sanctis, the strength

of his purely æsthetic consideration of art will also be the strength

of his purely moral consideration of morality, of his purely logical

consideration of philosophy, and so on. The forms or grades of the

spirit, which the critic employs as categories for his judgment, are

ideally distinct in the unity of the spirit, but cannot materially be

separated from each other or from that unity without losing all their

vitality. The distinction of æsthetic criticism from the other forms

of criticism, of the history of poetry and the arts from the other

kinds of history, is but an empirical one, pointing to the fact that

the attention of the critic or historian is turned towards one aspect

rather than another of the same indivisible reality.

Benedetto Croce: An Introduction to His Philosophy · 第 35 / 55 题