CHAPTER I

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THE FOUNDATION OF THE

OTTOMAN EMPIRE

[Illustration: CONQUESTS OF MURAD & BAYEZID

IN THE BALKAN PENINSULA & OF BAYEZID IN ASIA MINOR]

THE FOUNDATION

OF

THE OTTOMAN EMPIRE

A HISTORY OF THE OSMANLIS UP TO THE DEATH OF BAYEZID I

(1300-1403)

BY

HERBERT ADAMS GIBBONS, PH.D.

SOMETIME FELLOW OF PRINCETON UNIVERSITY

NEW YORK THE CENTURY CO. 1916

PREFACE

Four years of residence in the Ottoman Empire, chiefly in

Constantinople, during the most disastrous period of its decline, have

led me to investigate its origin. This book is written because I feel

that the result of my research brings a new point of view to the student

of the twentieth-century problems of the Near East, as well as to those

who are interested in fourteenth-century Europe. If we study the past,

it is to understand the present and to prepare for the future.

I plead guilty to many footnotes. Much of my text is controversial in

character, and the subject-matter is so little known that the general

reader would hardly be able to form judgements without a constant--but I

trust not wearisome--reference to authorities.

The risk that I run of incurring criticism from Oriental philologists on

the ground of nomenclature is very great. I ask their indulgence. Will

they not take into consideration the fact that there is no accepted

standard among English-speaking scholars for the transliteration of

Turkish and Slavic names? Wherever possible, I have adopted the spelling

in general usage in the Near East, and in English standard lexicons and

encyclopaedias. When a general usage cannot be determined, I have

frequently been at a loss.

There was the effort to be as consistent in spelling as sources and

authorities would permit. But where consistency was lacking in

originals, a consistent transliteration sometimes presented difficulties

with which I was incompetent to cope. Even a philologist, with a system,

would be puzzled when he found his sources conflicting with each other

in spelling, and--as is often the case--with themselves. And if a

philologist thinks that he can establish his system by transliterating

the _spoken_ word, let him travel from Constantinople to Cairo overland,

and he will have a bewildering collection of variants before he reaches

his journey’s end. I was not long in Turkey before I learned that

_Osman_ and _Othman_ were both correct. It depended merely upon whether

you were in Constantinople or Konia! After you had decided to accept the

pronunciation of the capital, you were told that Konia is the Tours of

Turkey.

My acknowledgements to kind friends are many. I am grateful for the

year-in and year-out patience and willingness of the officials of the

Bibliothèque Nationale during long periods of constant demand upon their

time and attention. Professors John De Witt, D.D., LL.D., of Princeton

Theological Seminary, Duncan B. Macdonald, Ph.D., of Hartford

Theological Seminary, and Edward P. Cheyney, Ph.D., LL.D., of the

University of Pennsylvania, have read portions of the manuscript, and

have made important and helpful suggestions. The whole manuscript has

been read by Professors Talcott Williams, LL.D., of Columbia University,

and R. M. McElroy, Ph.D., of Princeton University, who have not

hesitated to give many hours to discussion and criticism of the theory

that the book presents.

Above all, I am indebted for practical aid and encouragement in

research and in writing, from the inception of the idea of the book

until the manuscript went to press, to my wife, with her Bryn Mawr

insistence upon accuracy of detail and care for form of narrative, and

to Alexander Souter, D.Litt., Regius Professor of Humanity in Aberdeen

University, my two comrades in research through a succession of happy

years in the rue de Richelieu, rue Servandoni, and rue du Montparnasse

of the queen city of the world.

H. A. G.

PARIS, _September 1, 1915_.

CONTENTS

CHAPTER I

PAGE

OSMAN: A NEW RACE APPEARS IN HISTORY 11

CHAPTER II

ORKHAN: A NEW NATION IS FORMED AND COMES INTO

CONTACT WITH THE WESTERN WORLD 54

CHAPTER III

MURAD: THE OSMANLIS LAY THE FOUNDATIONS OF AN

EMPIRE IN EUROPE 110

CHAPTER IV

BAYEZID: THE OSMANLIS INHERIT THE BYZANTINE

EMPIRE 180

APPENDIX A

TRADITIONAL MISCONCEPTIONS OF THE ORIGIN OF THE

OSMANLIS AND THEIR EMPIRE 263

APPENDIX B

THE EMIRATES OF ASIA MINOR DURING THE FOURTEENTH

CENTURY 277

CHRONOLOGICAL TABLES 303

BIBLIOGRAPHY 319

INDEX 369

MAPS

PAGE

1. CONQUESTS OF MURAD AND BAYEZID IN THE BALKAN

PENINSULA AND OF BAYEZID IN ASIA MINOR _Frontispiece_

2. THE EMIRATE OF OSMAN 31

3. THE EMIRATES OF OSMAN AND ORKHAN 67

4. THE EMIRATE OF MURAD 113

5. TIMUR’S INVASION OF ASIA MINOR 247

6. THE EMIRATES OF ASIA MINOR IN THE FOURTEENTH

CENTURY 278

CHAPTER I

OSMAN

A NEW RACE APPEARS IN HISTORY

I

The traveller who desires to penetrate Asia Minor by railway may start

either from Smyrna or from Constantinople. The Constantinople terminus

of the Anatolian Railway is at Haïdar Pasha, on the Asiatic shore, where

the Bosphorus opens into the Sea of Marmora. Three hours along the Gulf

of Ismidt, past the Princes’ Islands, brings one to Ismidt, the ancient

Nicomedia, eastern capital of the Roman Empire under Diocletian. It is

at the very end of the gulf. From Ismidt, the railway crosses a fertile

plain, coasts the western shore of Lake Sabandja, and enters the valley

of the Sangarius as far as Lefké. Here it turns southward, and mounts

rapidly the course of the Kara Su, a tributary of the Sangarius, through

the picturesque town of Biledjik, to a plateau, at the north-western end

of which is Eski Sheïr, seven hours distant from Ismidt. Eski Sheïr is

the ancient Dorylaeum. It was here that Godfrey de Bouillon in 1097 won

from the Turks the victory that opened for his Crusaders the way through

Asia Minor.

From Eski Sheïr there are two railway lines. One, running eastward, has

its terminus at Angora, the ancient Ancyra, after thirteen hours of

rather slow running. The other, the main line, runs south to Afion Kara

Hissar, where the line from Smyrna joins it, and then south-west to

Konia, the ancient Iconium, which is the western terminus of the new

Bagdad Railway. The time from Eski Sheïr to Konia is fifteen hours.

From Lefké or from Mekedjé, near the junction of the Kara Su and the

Sangarius, one can drive in four hours west to Isnik (ancient Nicaea),

or in twelve hours to Brusa, which lies at the foot of Keshish Dagh

(Mount Olympus). Between Lefké and Eski Sheïr, where the railway begins

to mount above the river-bed of the Kara Su, is Biledjik. Between Eski

Sheïr and Biledjik is Sugut. West from Eski Sheïr, six hours on horse

across one low mountain range, lies Inoenu. South from Eski Sheïr, a day

by carriage, is Kutayia. There is a short branch line of the Anatolian

Railway to Kutayia from Alayund, two and a half hours beyond Eski Sheïr

on the way to Konia.

If one will read the above paragraphs with a map before him, he will

readily see that this country, the extreme north-western corner of Asia

Minor, corresponds roughly to the borderland between the Roman provinces

of Phrygia Epictetus and Bithynia, and is near to Constantinople. Eski

Sheïr, Sugut, and Biledjik are close to Brusa, Nicaea, and Nicomedia.

Owing to the convenient waterways furnished by the Gulfs of Mudania and

Ismidt, Brusa, Nicaea, and Nicomedia have always been within a day’s

sail of Constantinople, even in the periods of primitive navigation.

From the hills behind Eski Sheïr, Mount Olympus is the commanding

landmark of the western horizon. From Constantinople, Mount Olympus is

easily distinguishable even in dull weather.

It was this country, adjacent to Constantinople, and separated from the

rest of Asia Minor by rugged mountain ranges and the dreary, treeless

plateau stretching eastward towards the Salt Desert, which gave birth to

the people who, a century after their appearance, were to inherit the

Byzantine Empire and to place their sovereigns upon the throne of the

Caesars.

II

At the end of the thirteenth century, Asia Minor, so long the

battleground between the Khalifs and the Byzantines, almost entirely

abandoned by the latter for a brief time to the Seljuk emperors of Rum,

who had their seat at Konia, then again disturbed by the invasion of the

Crusaders from the west and the Mongols from the east, was left to

itself. The Byzantines, despite (or perhaps because of!) their

re-establishment at Constantinople, were too weak to make any serious

attempt to recover what they had lost to the Seljuk Turks. The Mongols

of the horde of Djenghiz Khan had destroyed the independence of the

Sultanate of Konia, and had established their authority in that city.

But they made no real effort to bring under their dominion the districts

north-west and west of Konia to which they had logically fallen heir.

At the beginning of the fourteenth century, we find two Christian

kingdoms, Trebizond and Little Armenia, or Cilicia, at the north-eastern

and south-eastern extremities of the peninsula. In the north-western

corner, the Byzantines retained Philadelphia, Brusa, Nicaea, Nicomedia,

and the districts in which these cities were located--a narrow strip

along the Hellespont, the Sea of Marmora, and the Bosphorus. Asia Minor,

without even a semblance of centralized authority, was to him who could

gain and who could hold.

Had there been in Asia Minor in the latter half of the thirteenth

century a predominant element, with an historical past and with a strong

leader, we might have seen a revival of the sultanate of Konia. Or we

might have seen a revival of Hellenism, a grafting, perhaps, on fresh

stock, which would have put new foundations under the Byzantine Empire

by a reconquest of the Asiatic themes. But the Mongols and the Crusaders

had done their work too well. The Latins at Constantinople, and the

Mongols in Persia and Mesopotamia, had removed any possibility of a

revival of either Arab Moslem or Greek Christian traditions.

Sixty years of Latin rule at Constantinople, and in the lower portion of

the Balkan peninsula, had demonstrated the futility of any further

effort on the part of western Europe to inherit the Eastern Roman

Empire. The Mongols, the strongest cohesive military power at that time

in the world, had not been won to Christianity, and thus inspired with a

desire to re-establish for themselves the succession of the Caesars in

the Levant.[1] The Italians, imbued with the city ideal which had been

so fatal to the ancient Greeks, and divided into factions in their

cities, were beginning a bitter struggle for commercial supremacy in the

East that was to lose its vital importance from the discoveries of Vasco

da Gama, Columbus, and Magellan, and to render them impotent before the

Osmanlis after centuries of misdirected energy and useless sacrifice.

The last great crusade had passed by Asia Minor to spend itself in a

losing fight against the one remaining Moslem power.

As in other critical periods of history, then, an entirely new people,

with an entirely new line of sovereigns, must work out its destiny in

this abandoned country, or--to state what actually did happen--must

come, with a strength and prestige gained in Europe, to subdue it and to

possess it.

From the eighth to the thirteenth centuries a number of new ethnic

elements had entered Asia Minor. Except along the range of the Taurus

and in the valleys of rivers which emptied into the Aegaean Sea, the

Greek element, or more specifically, the Hellenic organization of

imperial institutions, had gone back to the coast cities from which it

had originally come. The progress of Moslem conquest, after driving

before it into Asia Minor the more zealous and militant Armenian and

Syrian Christians, had brought a considerable immigration, partly

Syrian, partly Arab, and varying in faith. The earlier Turks, who came

largely by way of Persia, with a period of settlement in that country,

belonged to the great Seljuk movement. They were nominally Moslems, and

very quickly became an indigenous element, because they had settled

themselves permanently in every place that had been opened up to Turkish

immigration by the Seljuk armies. So firmly rooted did they become that,

when the fortunes of war allotted again temporarily some of the places

which they inhabited to the Crusaders and to the Nicaean Byzantines,

they did not dream of moving out. This was the best country they had

ever seen and they had no intention of leaving it. When the Osmanlis

captured Brusa and Nicaea, they found many Moslems who had been there

for three generations. Simple-minded, tolerant of others, totally

unconscious of the privileges as well as of the obligations of an

organized society, the Turks of the earlier immigration neither opposed

nor aided in the political changes which have so frequently been the lot

of Asia Minor since their coming. This holds true of the Anatolian Turks

of the present day, and will be so as long as they remain illiterate and

uninstructed.

In the first quarter of the thirteenth century there was another great

migration towards Asia Minor, towards rather than into the peninsula,

because it partly scattered itself in the mountains of Armenia and

partly turned southward, going over the Taurus and Amanus ranges into

Cilicia and Syria. Some got as far as Egypt. The earlier Seljuk invasion

had been that of settlers following a victorious army. This invasion was

that of refugees fleeing before a terrible foe. For Djenghiz Khan and

his Mongol horde had come out of central Asia, and all who could, even

the bravest, fled before him. The lesson had been quickly learned that

to resist him meant certain death. Because it was a migration of

families, with all their worldly possessions, and because they had to

hurry and did not know where they were going, the great bulk of them did

not advance far.[2]

Most of the bands, after settling for some years in the mountains of

Armenia and in the upper valley of the Euphrates, were tempted by the

death of Djenghiz Khan to return home. The steep mountains and narrow

valleys of Rum had dissuaded them from trying for better luck farther

west. It was too much up hill and down dale for their cattle.[3] The

resolute and adventurous pushed on into Asia Minor, although in doing so

they must have lost or have left behind most of their women and children

and flocks. For they were small warrior bands, bent upon enlisting in

the army of Alaeddin Kaï Kobad, the last illustrious sultan of the Konia

Seljuk line--illustrious because he had not yet met the Mongols and was

looked upon by the fugitives as a possible saviour and avenger. Even if

they had not the intention of putting themselves under the protection of

Alaeddin when they set their faces westward, they must needs have come

into contact with him. For of the two roads into Asia Minor from

Armenia, the upper one lay through Sivas and Angora, and the lower

through Caesarea, Akseraï, and Konia. Whichever route they took would

lead them through the Seljuk dominions.

It is doubtful if Alaeddin viewed the appearance of these fighting

bands with any other emotion than that of alarm. In spite of their

undoubted skill as fighters, the Seljuk Sultan did not dare to enroll

many of them in his army. If he were defeated in battle, or if he should

die, he knew well that such vigorous mercenaries might upset his line.

He could rely upon their fidelity neither against the Kharesmians with

whom he was at that time fighting (many of them were from that Sultan’s

country), nor against the Mongols with whom he must soon measure his

strength. So he followed the policy dictated by prudence. Resisting the

temptation of using them in his own army, he granted to their leaders as

fiefs districts on the frontiers of his rapidly diminishing empire which

were hardly his own to give, where they would have to work out their own

salvation by mastering local anarchy in their respective ‘grants’, or,

like the Israelites of Canaan, fight for what had been allotted to them,

against the Byzantine Emperors of Nicaea.

Under these circumstances, the tribe of destiny would be that which

occupied the grant nearest Constantinople and the remnant of the

Byzantine Empire. The Turkish tribe which settled on the borders of

Bithynia, either by the direction and with the permission of Alaeddin

Kaï Kobad,[4] or independently of the Seljuks of Konia,[5] was that

whose first historic chief was Osman, the father of the Osmanlis.

With the other Turkish tribes, which succeeded in establishing

independent emirates, the Osmanlis did not come into contact until the

reign of Orkhan. So it is unnecessary to trace their fortunes here.[6]

III

There are no Ottoman sources to which the historian may go for the

origin of the Ottoman people and royal house, or for their history

during the fourteenth century. They have no written records of the

period before the capture of Constantinople.[7] Their earliest

historians date from the end of the fifteenth century, and the two

writers to whom they give greatest weight wrote at the end of the

sixteenth and the early part of the seventeenth century.[8] From the

point of view, then, of recording historical facts, one hesitates in our

day to follow the example of von Hammer, by setting forth at length,

after a scientific collation, the legends which the simple-minded

Osmanlis have always accepted without question. The Byzantines give us

nothing worthy of credence about the origin of the Osmanlis, for the

reason that they had no means of getting authoritative information. As

for the early European writers, their testimony is valuable only as a

reflection of the idea which Christendom had of the Osmanlis when they

were becoming a menace to European civilization.[9]

On the other hand, these legends are not to be ignored, as they have

been by the latest authoritative writer on Ottoman history.[10] Where

authenticated facts are lacking, traditions must be examined and

carefully weighed. This is essential when we are considering the origins

of a people. For no race has ever recorded its birth. The beginnings of

a people are so insignificant that they remain unnoticed in general

history until the attention of others is attracted to them by their own

achievements.

Who were the people that took upon themselves the name of Osman, their

chief, and whom we must, from the moment of their very first encounters

with the Byzantines, clearly distinguish from the other groups of

Anatolian Turks that had gathered around other leaders? Did they, at the

beginning of Osman’s career, have any distinct national consciousness?

Did they have any past? Did they start the foundation of a state with a

definite goal before them? Was there any other cause for their amazing

growth and success than the mere fact that they had the most fortunate

geographical position, on the confines of a decaying empire?

With the purpose, then, of suggesting an answer to some of these

questions, and paving the way for an answer to the others later on, what

the Osmanlis accept concerning their origin and their history before

1300 must be set forth and examined.[11]

In the year of the Hegira 616,[12] ‘because there was no more rest to be

found in all Persia’ for the Turks who had been forced out of the

Khorassan[13] by the approach of Djenghiz Khan, ‘all the wandering

Turks, fifty thousand families, followed their leader, Soleiman

Shah,[14] and set out for Rum. Then was Alaeddin I, son of Kaï Kosrew,

the builder of Konia, entered upon the rule of Rum. These fifty thousand

nomad families journeyed several years in the neighbourhood of Erzerum

and Erzindjian, changing from winter to summer quarters and plundering

the unbelievers who lived there. But ... finally ... Soleiman Shah

marched again towards his homeland, with the intention of passing

through the district of Aleppo. As they came to the neighbourhood of

Djaber, they wanted to venture across the Euphrates. Soleiman Shah drove

his horse into the river to seek a ford. The bank was rocky, so the

horse slipped and fell into the river with Soleiman Shah. His end was

regarded as a warning (decision) of destiny: it appeared to be the

command of God.... A part of these Turks remained to dwell there....

There was a division among the followers of Soleiman Shah. Some of them,

who now carry the name of Turcomans of Syria, went into the wilderness.

Others went towards Rum, and became ancestors of the nomad tribes who

still wander in Rum.

‘Soleiman Shah at his death left four sons: Sonkur tigin, Gundogdu,

Ertogrul, the champion of the faith,[15] and Dundar. Some of the Turks

followed these four brothers, turned themselves again in the direction

of Rum, and came to the ... source of the Euphrates. While Ertogrul and

Dundar remained there with about four hundred nomad families, the two

other brothers turned back again to their home.’ Ertogrul marched

farther into Rum, and settled near Angora at the foot of Karadjadagh.

From there he wandered to Sultan Oejoenu.[16]

Neshri now tells a story which is repeated by later Ottoman historians

as a fact. Neshri says that he heard this story from a ‘trustworthy’

man, who had heard it from the stirrup-holder of Orkhan, who, in turn,

had heard it from his father and his grandfather. This is worthy of

mention, for it is one of the very few instances where an Oriental

historian has taken the trouble to connect his facts with what might be

termed an original source:

‘As Ertogrul, with about four hundred men, was marching into Rum, Sultan

Alaeddin[17] was engaged in a fight with some of his enemies. As they

came near, they found that the Tartars were on the point of beating

Sultan Alaeddin. Now Ertogrul had several hundred excellent companions

with him. He spoke to them: “Friends, we come straight upon a battle. We

carry swords at our side. To flee like women and resume our journey is

not manly. We must help one of the two. Shall we aid those who are

winning or those who are losing?” Then they said unto him, “It will be

difficult to aid the losers. Our people are weak in number, and the

victors are strong!” Ertogrul replied, “This is not the speech of bold

men. The manly part is to aid the vanquished. The prophet says that he

shall come to the helpless in time of need. Were man to make a thousand

pilgrimages, he finds not the reward that comes to him when at the right

moment he turns aside affliction from the helpless!” Thereupon Ertogrul

and his followers immediately grasped their swords, and fell upon the

Tartars ... and drove them in flight. When the Sultan saw this he came

to meet Ertogrul, who dismounted, and kissed the Sultan’s hand.

Whereupon Alaeddin gave him a splendid robe of honour and many gifts for

his companions. Then gave he to the people of Ertogrul a country by name

Sugut for winter and the mountain range of Dumanij[18] for summer

residence. From this decides one rightly that the champion of the faith,

Osman, was born at Sugut. Then was Karadja Hissar, like Biledjik, not

yet captured, but was subject to Sultan Alaeddin. These were three

districts.’

Some time later, Ertogrul, acting as commander of the advance-guard of

Alaeddin’s army, defeated a force of Greeks and their Tartar

mercenaries, in a three days’ battle, and pursued them as far as the

Hellespont. Ertogrul’s force consisted of four hundred and forty-four

horsemen, which he commanded in person. After this battle Alaeddin

bestowed upon Ertogrul as fief the district of Eski Sheïr, comprising

Sugut on the north, and Karadja Hissar on the south, of Eski Sheïr.

Karadja Hissar was reported captured after an elaborate siege and

assault by Ertogrul when he first came into the country. But it is again

mentioned as one of the first conquests of Osman from the Christians

after his father’s death.[19] None of the Ottoman historians records any

progress of conquest during the long years of Ertogrul’s peaceable

existence. When he died, in 1288, Osman was thirty years old. He gave to

his son less than the Ottoman historians claim was his actual grant from

Alaeddin I. If their own records of Osman’s conquests after 1289 are

correct, we must believe that his tribe possessed only Sugut and a

portion of the mountain range lying directly west. When Ertogrul died,

they had no other village--not even a small mountain castle.

IV

After Ertogrul’s death there was an amazing change. Osman and his

villagers began to attack their neighbours, extend their boundaries,

and form a state. We cannot go on to a consideration of these events

without mentioning some traditions of this period which furnish us with

a clue to the explanation of this sudden change of a very small pastoral

tribe, leading a harmless sleepy existence in the valley of the Kara Su,

into a warlike, aggressive, fighting people.

Osman once passed the night in the home of a pious Moslem. Before he

went to sleep his host entered the room, and placed on a shelf a book,

of which Osman asked the title. ‘It is the Koran,’ he responded. ‘What

is its object?’ again asked Osman. ‘The Koran’, his host explained, ‘is

the word of God, given to the world through his prophet Mohammed.’ Osman

took the book and began to read. He remained standing, and read all

night. Towards morning he fell asleep exhausted. An angel appeared to

him, and said, ‘Since thou hast read my eternal word with so great

respect, thy children and the children of thy children shall be honoured

from generation to generation.’[20]

In Itburnu, a village not far from Eski Sheïr, and also not far from

Sugut, lived a Moslem cadi, who dispensed justice and legal advice to

those of his faith in that neighbourhood. He had a daughter, Malkhatun,

whose hand was demanded in marriage by Osman. But the sheik Edebali, for

a period of two years, persisted in refusing his consent to this

union.[21] Finally, Osman, when sleeping one night in the home of

Edebali, had a dream.

He saw himself lying beside the sheik. A moon arose out of the breast

of Edebali, and, when it had become full, descended and hid itself in

his breast. Then from his own loins there began to arise a tree which,

as it grew, became greener and more beautiful, and covered with the

shadow of its branches the whole world. Beneath the tree he saw four

mountain ranges, the Caucasus, the Atlas, the Taurus, and the Balkans.

From the roots of the tree issued forth the Tigris, the Euphrates, the

Nile, and the Danube, covered with vessels like the sea. The fields were

full of harvests, and the mountains were crowned with thick forests. In

the valleys everywhere were cities, whose golden domes were invariably

surmounted by a crescent, and from whose countless minarets sounded

forth the call to prayer, that mingled itself with the chattering of

birds upon the branches of the tree. The leaves of the tree began to

lengthen out into swordblades. Then came a wind that pointed the leaves

towards the city of Constantinople, which, ‘situated at the junction of

two seas and of two continents, seemed like a diamond mounted between

two sapphires and two emeralds, and appeared thus to form the precious

stone of the ring of a vast dominion which embraced the entire world.’

As Osman was putting on the ring he awoke.[22]

When this dream was told to Edebali, he interpreted it as a sign from

God that he should give his daughter to Osman in order that these

wonderful things might be brought about for the glory of the true faith.

So the marriage was arranged.[23]

That Osman and his people were good Moslems themselves, and of Moslem

ancestry, is not questioned by the Ottoman and Byzantine writers, and

seems to have been accepted as a matter of fact by the European

historians who have written upon the history of the Ottoman Empire.[24]

But it seems very clear that Osman and his tribe, when they settled at

Sugut, must have been pagans. There is no direct mention, in any

historical record, of the conversion to Islam of the tribes from the

Khorassan and other transoxanian regions which, in the beginning of the

thirteenth century, appeared on the confines of Asia Minor. The earlier

Turkish invaders entered the country only after they had already for

generations been in contact with Arabic Islam. Although they displayed

no great knowledge of or zeal for their religion and were free from the

fanaticism of the Saracens, the Seljuks were certainly Moslems.

But the Turks of the later immigration, from whom Osman sprang, had

never come to any great extent under the influence of Islam, even though

they had settled for some generations on the frontiers of Persia. If we

accept the testimony of the Osmanlis themselves concerning their descent

from Soleiman Shah, who had left Mahan with fifty thousand families, we

have a clear indication of their being non-Moslems from Neshri’s account

of the dispersion of this horde after the death of Soleiman Shah. He

says that some were ancestors of the Syrian Turcomans and others of all

the wandering tribes in Rum--the habitual nomads of his own day. The

testimony of travellers from the twelfth century onwards is overwhelming

in support of the pagan character of these tribes.[25]

The various Turkish tribes which entered Asia Minor at the same time as

that of Osman, and had penetrated into the western part of the

peninsula, soon found themselves in a Moslem atmosphere. They were few

in number. Nothing was more natural for them than to adopt the faith of

their Seljuk kinsmen. This they did, for exactly the same reason that

the Bulgarians, although they had originally a tendency towards Islam,

adopted Christianity.[26] It was so natural that it passed without

comment. These Turks were primarily warriors, indifferent to deep

religious feeling and conviction. So they could take on a new faith--if

we can say that they ever had a faith before--without any trouble or

without any noise being made over it. Between 800 and 1000 the Seljuks

changed their religion three times.[27] At the sack of Mosul, in 1286,

the Turks and Turcomans made no distinction between Moslem and

Christian, massacring the men and carrying off the women of both sects

alike.[28]

The tractability of the Turks, as of the Tartars and Mongols, in the

matter of religion was noted by every traveller, and was so well known

in western Europe that strenuous efforts were made by the popes at

various times from Djenghiz Khan to Gazan Khan to bring these Asiatic

hordes into the Christian fold. A united Christendom, even a united

Rome, might have seen its missionary work crowned with success.

Of the village and castle chieftains with whom Osman at the beginning of

his career lived on friendly terms, almost every one was a Christian.

His lot was cast with them. He was cut off from the decaying Seljuk

dominion of Konia. He had practically no intercourse with the other

Turkish emirs of Asia Minor.[29] His only serious foes were the Mongols,

pagans like himself, who had, at the very year of his birth, given what

seemed a death-blow to Islam in destroying the Khalifate at Bagdad in

1258, and who were, when Osman began his active career, plotting with

the Franks of the Holy Land to aid them against the Egyptian

sultanate--the last strong bulwark of Islam.

We see, then, the tremendous importance of these dreams of Osman, of his

meeting with Edebali, and of his marriage with Malkhatun. We cannot

regard these events in any other light than as recording, in a truly

Oriental way, his conversion to Islam. The interpretation of the dream

of the Holy Book strikes one immediately. Except in Seadeddin, the

religious significance of the moon and tree dream is overshadowed by the

romance of Osman and Malkhatun. Let us give to sheik Edebali his proper

place in history as the great missionary of Islam, who found for his

faith in its hour of dire need a race of swordbearers worthy of the task

of reconstituting the Khalifate and of spreading once more the name of

Mohammed in three continents.

It was the conversion of Osman and his tribe which gave birth to the

Osmanli people, because it welded into one race the various elements

living in the north-western corner of Asia Minor. The new faith gave

them a _raison d’être_. This conversion, and not the disappearance of

the Seljuks of Konia,[30] is the explanation of the activity of Osman

after 1290, as in sharp contrast with the preceding fifty years[31] of

easy, slothful existence at Sugut.

Ertogrul and Osman, village chieftain at Sugut, had lived the life of a

simple, pastoral folk, with no ambition beyond the horizon of their

little village. No record exists of any battle fought, of any conquest

made. Turks had already made their appearance in raids against the coast

cities of Asia Minor, upon the islands of the Aegaean Sea, and even in

the Balkan peninsula. But they were not the Turks of Osman. Until the

students of the later Byzantine Empire, and of the Italian commercial

cities in their relations with the Levant, make a clear distinction

between Turk and Osmanli, there will always be confusion upon this

point. Ertogrul had about four hundred fighting men.[32] There is no

reason to believe that Osman had more. His relations with his neighbours

were those of perfect amity.[33] There is no question of believer and

unbeliever.

Suddenly we find Osman attacking his neighbours and capturing their

castles. During the decade from 1290 to 1300 he extends his boundaries

until he comes into contact with the Byzantines. His four hundred

warriors grow to four thousand. We begin to hear of a people called, not

Turks, but Osmanlis, after a leader whose own name first appears at the

same time as that of his people.[34] They are foes of Greeks and Tartars

alike. They are definitely allied to Islam. They possess a missionary

spirit and a desire to proselytize such as one always finds in new

converts. Their unity among themselves, and their distinctively

different character from that of the other Turks of Asia Minor, becomes,

during the first sixty years of the fourteenth century, so marked that

Europe is forced to recognize them as a nation. Being more in the

presence of Europe than the other groups of Asia Minor, the Europeans

begin to call them simply Turks, and to take them as representing all

the Turks of Anatolia.

But they had never called themselves Turks until they got the habit of

doing so through the influence of European education upon their higher

classes, and because of the awakening since 1789 of the sentiment of

nationality among the subject Christian races. Mouradjea d’Ohsson, who

understood the Osmanlis better than any other European writer of his

day, wrote in 1785: ‘The Osmanlis employ the term “Turk” in referring to

a coarse and brutal man. According to the Osmanlis, the word Turk

belongs only to the peoples of the Turkestan and to those vagabond

hordes who lead a stagnant life in the deserts of the Khorassan. All the

peoples submitted to the Empire are designated under the name

“Osmanlis”, and they do not understand why they are called Turks by

Europeans. As they attach to this word the idea of the most marked

insult, no foreigner in the Empire ever allows himself to use it in

speaking to them.’[35]

V

Nor were the Osmanlis, until the reign of Bayezid, one hundred years

later, the strongest military and political factor in Asia Minor. The

Turkish emirates of Sarukhan, of Kermian, and especially of Karaman,

could match the Osmanlis in extent of territory and ability to defend

it.[36] We shall see later how the Osmanlis conquered their Anatolian

neighbours by a prestige won in Europe and by soldiers gathered in

Europe. One of the principal tasks of this book is to correct the

fundamental misconception of the foundation of the Ottoman Empire, which

has persisted to this day.[37] It seems to be a pretty generally

accepted idea that the Osmanlis were a Turkish Moslem race, who invaded

Asia Minor, and, having established themselves there, pushed on into

Europe and overthrew the Byzantine Empire. Nothing could be farther from

the truth. The Osmanlis were masters of the whole Balkan peninsula

before they had subjugated Asia Minor as far as Konia!

Osman and his people have no history until they come in contact with the

Byzantines. The Ottoman chroniclers, and the Byzantine and European

historians who have followed them, give at some length the early

conquests of Osman. But the accounts are fantastical, obscure, and

frequently contradictory. It is the story of a village chieftain, who

succeeded in imposing his authority upon his neighbours over an

increasingly wider area, until a small state was formed. But it is not

the same story as that of the other emirs who built up independent

states in the old Seljuk provinces. For Osman founded his principality

in territory contiguous to Constantinople, and by attacking

[Illustration: EMIRATE OF OSMAN]

and conquering the last fragments of the Byzantine possessions along and

in the hinterland of the Bosphorus and the Sea of Marmora. Osman’s

opponents were all Christians. Had he attacked his Turkish neighbours

first, had he gone south and east instead of north and west, in building

up his state, there would never have been a new race born to change the

history of the world.

It is impossible to state with any degree of certitude the conquests of

Osman before 1300. The record of village warfare, with its names of

localities which even the most celebrated Ottoman geographer could not,

three centuries later, identify,[38] is of no importance whatever. The

extent of Osman’s principality, when he and his people first appear in

history, was very insignificant. In 1300 he had succeeded in submitting

to his authority a part of ancient Phrygia Epictetus and Bithynia, whose

four corners were: south-east, Eski Sheïr; south-west, the eastern end

of Mount Olympus; north-east, the junction of the Kara Su and the

Sangarius; north-west, Yeni Sheïr. In 1299 Osman took up his residence

in Yeni Sheïr. This was the outpost of his principality, in a position

of extreme importance, about half-way between Brusa and Nicaea.[39] In

sixty years the tribe of Osman had advanced sixty miles from Eski Sheïr,

the old city, to Yeni Sheïr, the new city.[40] They held undisputed

sway only in the valley of the Kara Su,[41] and their important villages

and castles, Biledjik,[42] Itburnu, Inoenu, Sugut, AÏnegoel,[43] Karadja

Hissar,[44] Yundhissar, and Yar Hissar,[45] were all within a day’s

journey of each other.

In 1301, twelve years after Osman began to form his state, he fought his

first battle, and came into direct contact with the Byzantine Empire. At

Baphaeon,[46] near Nicomedia, the heterarch Muzalon, with 2,000 men,

attempted to check a raid the Osmanlis were making into the fertile

valley whose products contributed so greatly to the well-being of

Nicomedia. It was midsummer, just before the gathering of the

harvests.[47] In a pitched battle, the unarmoured horsemen of Osman

charged so speedily and so impetuously that they broke through the heavy

line of their opponents, and the Greek commander’s retreat was covered

only by the opportune arrival of Slavic mercenaries.[48] The Osmanlis

were too few in number to follow up this victory. It is hardly probable

that they made any attack on Nicomedia.[49] But they laid waste all the

districts into which they dared to venture.

VI

At this same time the emirs whose possessions bordered on the Aegaean

Sea began to press hard upon the Greek coast cities and those few cities

of the interior, such as Magnesia, Philadelphia, and Sardes, which still

acknowledged the authority of Byzantium. In the spring of 1302, Michael

IX Palaeologos came to Asia Minor to take command of the Slavic

mercenaries. At first the Turks were in consternation, if we can believe

Pachymeres, but when they saw the unwillingness of Michael to fight,

they grew bold, and compelled the Emperor to take refuge in Magnesia.

Michael’s unwillingness was not due to lack of courage, but because he

could not rely upon his Slavs. As true mercenaries, they were fighting

for pay, and there was no gold to give them. Michael’s father, the old

Emperor Andronicus II, had not sent him any money. In Constantinople the

Venetians were threatening to depose Andronicus; the almost annual

ecclesiastical quarrels, which form so large and wearisome and

disastrous a place in the last century and a half of Byzantine history,

were embarrassing him; and the treasury was empty. Even if there had

been money to send, it would have been a perilous undertaking, for the

Turkish pirates were swarming in the Sea of Marmora, and had even seized

the Princes’ Islands, which are within sight of the Imperial City.

When they saw that neither pay nor booty was forthcoming, and that they

were engaged in a hopeless struggle, the mercenaries forced Michael to

allow them to return to Europe. This was the last genuine personal

effort on the part of a successor of the Caesars to save the Asiatic

themes. It ended in ignominious failure. Not one battle had been fought.

The withdrawal of the Slavs was followed by an exodus of Greeks to the

Aegaean coast, and from there to Europe. Pachymeres claims that this

exodus was general. But we cannot accept the testimony of Pachymeres as

altogether trustworthy on this point. Many Greeks, for reasons which are

set forth later, remained in the coast districts of Asia Minor, and they

did not leave, to any noticeable extent, the territory in which Osman

was operating. The Turks, however, made a raid into all the islands

along the Aegaean littoral, and crossed over into Thrace, where for two

years the fields could not be cultivated.[50]

At this critical moment, had there been any united action on the part of

the Turkish emirs, Constantinople would probably have fallen an easy

prey to their armies and to their fleets. But each emir was acting for

himself, and was as much an enemy of his Turkish rivals as he was of the

Byzantine emperors. There is no instance in which any two of them joined

forces, and acted together. Throughout the fourteenth century the armies

defending the Byzantine Empire contained almost as many Turks as those

attacking it.

To the east and to the west Andronicus II, utterly unable to defend

himself, looked for aid. From this time on to the fall of Constantinople

the history of the Byzantine Empire becomes what the history of the

Ottoman Empire has been during the last hundred years. It is the story

of an uninterrupted succession of bitter internal quarrels, of attacks

by former vassals upon the immediate frontiers of its shrunken

territory, of subtle undermining by hostile colonies of foreigners whose

one thought was commercial gain, and of intermittent, and in almost all

cases selfishly inspired, efforts of western Europe to put off the fatal

day.

In the east, Andronicus expected much of Ghazan Khan. Were not the Turks

of Asia Minor vassals of the Mongol overlord? Andronicus sent envoys to

Ghazan to offer him the hand of a young princess who passed at

Constantinople as his natural daughter. Ghazan received them cordially,

accepted the proffered marriage alliance, and promised to exercise a

pressure upon the Turks of western Asia Minor.[51] This promise,

however, was not followed by any serious action. The Mongols were never

more than mere raiders in Asia Minor.[52] Before this marriage could be

consummated, Ghazan Khan died. The young princess was offered to and

accepted by his successor. It was a useless sacrifice. For in this first

decade of the fourteenth century the long struggle between Christian and

Moslem to win the Mongols ended, temporarily at least, in the conversion

of the Khans to Islam.[53]

From the west, Andronicus received aid of the most disastrous sort. When

Ferdinand of Aragon made peace with Charles d’Anjou, King of Sicily, in

1302, he got rid of his troublesome mercenaries by sending them to serve

the Byzantine Empire. Roger de Flor, typical soldier of fortune, who

could not be matched in his generation for daring, insolence, rapacity,

cruelty, and Achillean belief in his own invulnerability, arrived at

Constantinople with eight thousand Catalans and Almogavares, the former

heavy-armed plainsmen and mariners, the latter light-armed mountaineers

of northern Spain. They were true prototypes of the soldiers of Alva and

Cortes. Roger was made Grand Duke, and married to Princess Marie, niece

of Andronicus.

Almost immediately after their arrival, the Catalans became engaged in

such bloody conflicts with the Genoese of Galata, and robbed and

murdered the Greeks with such alacrity, that Andronicus hastened to turn

them loose in Asia. Roger established himself in the peninsula of

Cyzicus. Here his Catalans fell immediately to plundering the

inhabitants of the country, who soon found that they had passed from

Scylla to Charybdis, and carried heartrending tales of lust and greed

and massacre to Constantinople.[54] The one Greek general who was doing

anything noteworthy against the Turks was relieved of his spoils of war

by Roger.

In 1305, by a swift march to the relief of Philadelphia, which was being

besieged by Alisur, prince of Karamania, Roger and his Catalans showed

what they could do, if they would. The Turks were compelled to raise the

siege. Roger pursued them to the source of the Sangarius.[55] But, on

the way, the Catalans deprived their Greek allies of any portion of the

rich spoils, and massacred the Slavic mercenaries who dared to argue

with them.[56] Gregoras says, probably with reason, that Roger could

have reconquered the whole of Asia Minor for the Byzantines.[57] But

that country seemed to attract him as little as it had attracted the

Mongols. He was no Crusader, glad and eager to undergo the terrible

hardships which military operations among mountains and on arid plateaus

demanded. There was no motive to make the effort worth while. So he left

the Turks to themselves and went to Gallipoli, where he let it be known

that the Catalans were preparing an expedition to repeat the Fourth

Crusade.

In fear for his life as well as for his throne, Andronicus sent an envoy

to offer Roger the ‘government of the Orient’, general command of all

the troops in Asia, and twenty thousand pieces of gold. For full measure

he added enough wheat to nourish the Catalans for a year. The

‘government of the Orient’ was as empty and meaningless a gift as the

supposed ‘grants’ of the Seljuk Sultan Alaeddin to the Turkish nomad

chieftains. The only troops who could go into Asia and accomplish

anything were already under Roger’s command. But the gold, which might

have worked a charm, was left behind, as the envoy was afraid to bring

it. Roger scorned the emperor’s offer. Ten days later he repented, and

accepted from Emperor Andronicus thirty thousand pieces of gold, one

hundred thousand measures of wheat, and the title of Caesar. In return

for these princely gifts he had only to promise to lead three thousand

men against the Turks.

But a host of Spaniards, long before the discovery of America, were

already in search of ‘El Dorado’. They poured into Gallipoli on every

merchant ship from the West, and made the Byzantines begin to fear Roger

more than they feared the Turks. The remedy was getting to be worse than

the evil! Before leaving for his campaign, Roger rashly went to

Adrianople to pay his respects to the young Emperor Michael IX, who was

holding his court there. On the threshold of Michael’s bedchamber, like

the Duke of Guise at Blois, he was stabbed to death. A massacre of his

attendants followed.

A train of evils fell upon Macedonia and Thrace as a result of the

assassination of Roger de Flor. Michael soon had reason to regret this

ill-advised deed. Not only did the Catalans, in their first access of

fury, avenge the death of their great leader and their comrades by

unspeakable cruelties and by the destruction of every village which they

came upon, not only did they defeat the young emperor in open battle and

almost capture him as he fled from the field, but they invited over from

Asia Minor into Macedonia all the Turks who could be induced to come.

At Gallipoli the Catalans tried to form a state. It failed owing to

dissensions among their leaders. Their raids into Thrace had so ruined

that country that they themselves began to starve. So they started upon

an odyssey into Macedonia, where the common soldiers, wearied of the

civil strife engendered by their leaders, who were continually ordering

them to cut each other’s throats, decided to make an end of these costly

personal jealousies. They killed the nobles who led them, and marched

south into Thessaly. Gauthier de la Brienne committed the imprudence of

seeking their aid in Athens. In 1310 they killed Brienne, set up in

Athens a military democracy, and started to revive the Peloponnesian

Wars.[58]

The further fortunes of the Grand Catalan Company do not come within the

limits of our work. Roger and the Catalans, for that matter, were never

in direct contact with the Osmanlis. But it was necessary to give a

brief statement of their services to the Byzantine Empire in order that

we might have a proper appreciation of their services to the Ottoman

Empire. When they withdrew into Thessaly they had left the Turks behind

them in Thrace and Macedonia. To the unhappy emperor who had received

them nine years before as saviours of the Empire, this was their legacy.

Owing to the adroit leadership of their chief, Halil, and to the

impotence of Michael, whose Slavic mercenaries had deserted him and

withdrawn into Bulgaria, these Turks were soon able to throw Macedonia

and Thrace into so great anarchy that communication by land between

Salonika and the capital was no longer safe.[59] And yet Halil had only

eighteen hundred men under his command! In 1311, shortly after the

Catalans had left, Halil concluded with Andronicus and Michael an

agreement by which he and his companions in arms were to have a

safe-conduct and free passage across the Hellespont. But the Greeks, in

violation of one of the most important points of this arrangement,

attempted to take from the Turks their booty. Halil, instead of quitting

European soil, sent for reinforcements. The imperial army suffered a

decisive defeat, and Michael fled, having abandoned his personal

baggage. In insolent triumph, Halil adorned himself with the imperial

insignia.[60] All the region around the Hellespont and the Gulf of Saros

remained for three years without cultivation. So desperate did the

situation become that Michael was compelled to seek aid of the Genoese

and the Serbians. In 1314 the Turks of Halil were entrapped near

Gallipoli and massacred. But at what a price! The Serbians, whose

co-operation had won the day for the Greeks, saw eastern Macedonia and

the open sea. They liked it. New troubles began to brew for the

Byzantines.

There were other long-standing troubles threatening from abroad. In the

East, the Mongols had overrun southern Russia, and were as great a

nightmare to Andronicus as the Goths had formerly been to Valens. The

rulers of Constantinople did not hesitate to purchase security on the

Black Sea by truces, which were sealed with the sacrifice of purple-born

princesses to pagan harems, and by humble protestations of friendship to

khans who treated the imperial ambassadors as the envoys of a

vassal.[61]

In the West, another sword of Damocles was hanging over the emperors of

Byzantium. We must remember that the Greeks had been in possession of

their capital again only since 1260, and that the heirs of the Frankish

emperors still cherished the dream of a Latin re-establishment at

Constantinople. In 1305, on the very day Clement V mounted the papal

throne, Philippe le Bel of France discussed with Charles de Valois the

question of retaking Constantinople.[62] The following year Clement V

exhorted the Venetians to co-operate in the conquest of the Byzantine

Empire.[63] Because they had grievances against Andronicus which had

already almost brought them to an open rupture,[64] the Venetians

readily lent ear to the Pope’s project. A treaty of alliance was

concluded between Venice and Charles de Valois, who had the powerful

backing of the King of France.[65] In 1307 Clement V wrote to Charles II

of Naples urging him to reconquer Constantinople.[66] But the Pope’s

interest was soon diverted by the project of a crusade to support

Armenia and Cyprus against the Egyptians.[67] Philippe le Bel turned his

attention to the spoliation of the Knights Templars and to the important

ecclesiastical questions arising out of the movement to rehabilitate the

memory of the unfortunate Boniface VIII.

Until the death of Philippe le Bel, in 1314, however, Andronicus and

Michael always felt that there might at any moment be a repetition of

the Fourth Crusade. In seeking the reasons for the almost unhampered

progress of Osman against Nicomedia, Nicaea, and Brusa, it must not be

forgotten that the Byzantine emperors did not have even the moral

support of Christendom in their losing fight.

VII

During this first decade of the fourteenth century, the Byzantines had

lost control of practically all the Aegaean Sea, and had to struggle

for a passage through the Sea of Marmora. After the recent Balkan War,

the Sublime Porte presented a memorandum to the Powers, in which it was

stated that the possession of Rhodes, Lesbos, and Chios was absolutely

essential to a maintenance of Ottoman power in Asia Minor. History, from

the time of the ancient Persian wars to the present day, confirms this

point of view. So, before taking up the progress of Osman’s conquests,

it is important to note that during the years of Osman’s conflict with

the Byzantines Chios and Rhodes passed out of their hands.

In 1303 Roger de Flor had prepared the way for the Turks in Chios by

sacking the island. What he did not destroy or carry off fell to the

Turks when they raided the island the following year. ‘Andronicus saw

that he was no longer able to defend Chios against the Turks because of

the cowardice of his governors. The Turks already considered themselves

masters of Asia Minor and the majority of the islands.’[68] So he made

Benedetto of Phocaea lord of Chios, and the island was lost to the

Byzantines. The Giustiniani family kept Chios until the Ottoman

conquest.

The emir of Menteshe invaded Rhodes about 1300.[69] But he did not

succeed in entirely conquering it. For ten years Greek and Turk

struggled for the mastery of this gateway to the Aegaean Sea. Then

suddenly an outside foe arrived and made the double conquest of

Christian and Moslem alike. The Knights of St. John of Jerusalem, driven

from the Holy Land by the Egyptian conquest, had tired of their refuge

in Cyprus.[70] After vainly endeavouring to negotiate with

Constantinople for the transfer of the proprietary rights of the island

to their order, they attacked and conquered Rhodes with the

encouragement of Philippe le Bel and the Pope. This great event, equally

disastrous to Turk and Greek, happened on August 15, 1310. For more than

two centuries they were able to maintain at Rhodes a citadel and outpost

of Christianity in a part of the world which was rapidly becoming _in

partibus infidelium_.[71]

The emir of Menteshe made a strenuous effort to recapture Rhodes. The

Hospitallers, attacked before they had time to repair and strengthen the

fortifications of the island, were saved only by the timely arrival and

heroism of Amadeus of Savoy. This is said to be the origin of the arms

of Savoy, which are perpetuated on the flag of modern Italy, and of the

motto of the sovereigns of Piedmont--F E R T, _Fortitudo Eius Rhodum

Tenuit_.[72] The historians of Rhodes, as well as the chroniclers of the

House of Savoy, declare that Osman was the leader of the Turks who

attacked Rhodes in 1310 or 1311,[73] and that he was instigated by the

Genoese.[74]

VIII

But while Osman was, in the minds of these and other later historians,

supposed to be attacking Rhodes and making himself master of Asia

Minor, he stayed within the narrow limits of his little principality,

from which he never issued forth, as far as we know, during his

circumscribed career. For he had, within a day’s journey of his

residence, the imperial cities of Brusa and Nicaea, whose walls were far

too strong for the infant Osmanlis. A little more to the north-west, in

a position of unrivalled strategic importance, defending the logical[75]

waterway to Constantinople from the valley of the Sangarius, lay

Nicomedia.

After the battle of Kuyun Hissar (Baphaeon) we hear nothing of Osman

until 1308. This year is memorable for several events of great

importance. The first of these is the capture of Ak Hissar, the fortress

guarding the place where the Sangarius finishes its descent and enters

the plain behind Nicomedia. This was the last barrier opposing the

progress of the Osmanlis through the narrow peninsula which stretches

out between the Gulf of Nicomedia and the Black Sea to form the extreme

north-western corner of Asia. Owing to the terrible misfortunes which

had fallen upon the Byzantines through the Catalans, no effort seems to

have been made to use Nicomedia as a base of operations for defending

this peninsula. So before the year was out the Osmanlis appeared for the

first time on the Bosphorus. In the years following the fall of Ak

Hissar the Osmanlis slowly but thoroughly extended their authority until

they were in possession of the harbours and fortresses of the Black Sea

littoral between the mouth of the Sangarius and the Bosphorus.

In the same year Kalolimni, an island of the Marmora, which lies near

the mouth of the Gulf of Mudania, was occupied by Kara Ali.[76] By this

the water-route from Brusa to Constantinople, and one of the two routes

from Nicaea to Constantinople, were obstructed.[77] Kalolimni has the

honour of being the first Ottoman island and the only one captured

during the chieftainship of Osman. The investment of Brusa from the land

side now began. So alarmed was the commandant that he sent Osman a

‘gift’ of money to purchase peace,[78] thus inaugurating the humiliating

precedent which the mightiest emperors and kings of Christendom came in

time to follow.

It was in 1308, also, that Osman captured Tricocca,[79] which cut off

the communication by land between Nicaea and Nicomedia. While he was

engaged in dealing with Nicaea and Brusa, a danger threatened Osman from

the east. A horde of Tartars was hovering along the confines of his

state.[80] Some of them sacked Karadja Hissar at the time of the fair,

and were prevented from marching on Eski Sheïr only by the timely

arrival of Orkhan, who defeated them through the superiority of his

cavalry. Instead of massacring his prisoners, Orkhan, as was the

invariable custom of his father with the Greeks, offered the raiders

Islam and Ottoman nationality.[81] It was in this way that the Osmanlis

increased in numbers.

After 1308 the energies of the Osmanlis seem to have been directed

against Nicaea and Brusa. The fall of Brusa is the only other event

recorded during the lifetime of Osman. Just when and how Brusa fell

cannot be stated with precision. We shall find the same difficulty later

in connexion with the fall of Nicaea and Nicomedia. The Turkish

traditions, as Seadeddin gathered them, state that Osman besieged Brusa

with a great army in 1317. He erected a fortress near Kaplidja, and put

his nephew, Ak Timur, in charge of it. A second fortress, either erected

by Osman or captured by him, was put in care of Balaban, ‘his most

faithful follower.’ Kaplidja, now known as Tchekirdje, celebrated for

its hot baths,[82] is on a ridge not more than a mile from the citadel

of Brusa. It commands the approach from the port of Brusa, not far from

where the road must cross the river. Traditional remains of the second

fortress are still to be seen on a foothill of Mount Olympus, about two

miles south-east of the citadel.

Of the actual fall of Brusa there is no definite statement in Seadeddin

except that the city surrendered to Orkhan, who brought the news to his

dying father. As Osman died in 1326, there is a gap of nine years to be

accounted for between the investment of the city and its capture. To one

who has studied the contour of this country and the nearness of the two

fortresses to the citadel of Brusa it is clear either that Brusa was

surrounded or fell very soon after the Osmanlis settled garrisons at the

gates of the city, or that some _modus vivendi_ was arranged between the

Osmanlis and the local garrison during those years. A decade has been

the conventional period for legendary sieges since Homer sang of Troy.

From the Byzantine contemporary writers one gains the impression, which

is probably a correct one, that Brusa was simply abandoned to the

Osmanlis. There was no assault, and no bitter struggle outside the

walls of the city.[83] The Greek commander, discouraged by the apparent

inability or unwillingness[84] of the emperors to come to his relief,

surrendered the city. Deeply disgusted, as he had every reason to be,

Evrenos became a Moslem, and cast his fortunes with the Osmanlis. Many

of the leading Greeks followed his example. For, while the people of

Brusa through long years were straining every nerve to preserve their

city and to maintain the honour of Byzantium in Asia, the elder

Andronicus and his grandson, Andronicus III, were engaged in trying to

destroy each other. It was a sordid civil strife with no redeeming

feature. Neither emperor had the slightest conception of patriotism or

of personal honour or of the sacredness of family ties. From this time

onward the Palaeologi put themselves on record as one of the most

iniquitous families that have ever disgraced the kingly office. When

Constantine, one hundred and twenty-seven years later, fell with the

walls of his city, his death was a striking illustration of the wrath of

God upon the fourth generation of those who had hated and despised Him.

In the same year that Brusa fell, and with the same fate imminent for

Nicaea and Nicomedia, young Andronicus celebrated with great pomp his

wedding. The Hippodrome, in sight of Mount Olympus, was the scene of a

gay tournament in which young Andronicus distinguished himself by

breaking more lances than any of his courtiers. From his imperial

throne, the elder Andronicus looked on, and turned over in his head

various schemes for making his grandson’s bride a widow. After the

wedding festivities, while Andronicus was taking his bride to Demotika,

he was set upon by a band of roving Turks, at whose hands he and

Cantacuzenos both received wounds. When he reached Demotika, he learned

that his grandfather was preparing another war against him.[85] Is it

any wonder that the Greeks of Asia Minor were not averse to becoming

Moslems and helping in the founding of a new nation to inherit

Constantinople? There is one more charge which must be recorded against

the elder Andronicus. When a crusade for the stemming of the Moslem

invasion was planned by Marino Sanudo, Andronicus not only refused to

co-operate, but he would not even consent to interrupt his friendly

relations with the Sultan of Egypt.[86]

IX

Osman spent his life in endeavouring to capture the three Byzantine

cities which were all within a day’s journey of his birthplace. When we

consider how near he was at the very beginning of the struggle, and how

weak and demoralized the Byzantines had become, we realize that we have

to do with no impetuous invasion of an Asiatic race, sweeping before it

and destroying an effete civilization. It is the birth of a new race

that we are recording--a race formed by the fusion of elements already

existing at the place of birth. The political unity of the Byzantine

Empire had been destroyed by enemies from without and from within. The

social unity, which had been secured by the one bond of a common

religion that imposed upon the people its standards and dominated every

phase of their life, was disappearing. For when the Eastern Church lost

its spiritual life, it lost its hold on the Levantine Christians, who

were centuries ahead of the West in intellectual development. The time

for its reformation had come and passed without a Savonarola, a Luther,

or a Calvin. Nor was there any Loyola to fight for the ancient faith.

The Church was unable to absorb the pagan invaders, as primitive Latin

Christianity had done, by an irresistible moral superiority.[87] The

appeal of Islam was greater than that of Christianity. Pagan and

Christian alike, then, in their conversion to a new, fresh faith, joined

in the formation of a new race. This is the story of Osman and of the

people who took his name.[88]

The legends which inevitably surround the founders of nations have

buried the personality of Osman, and make an estimate of his character

difficult. We must reject entirely the appreciations of the Ottoman

historians. None has yet arisen of his own people who has attempted to

separate the small measure of truth from the mass of fiction that

obscures the real man in the founder of the Ottoman Empire. He is

represented by the same writers as a powerful prince and as a simple

peasant; as the master of Asia Minor and as the village chieftain

fighting for very existence with his neighbours a few miles away; as

reading the Koran and as illiterate; as the cruel and imperious murderer

of his uncle Dundar for opposing a plan of campaign in his council of

war and as the merciful, clement conqueror; as the Moslem fanatic who

ordered the mutilation of dying infidels on the battlefield and as the

wise ruler who dispensed justice to Moslem and Christian with no

distinction of creed; as depositing his treasures of gold and silver in

the castle of a neighbour and as leaving at his death only a robe, a

salt-cellar, a spoon, and a few sheep.

In the absence of contemporary evidence and of unconflicting tradition,

we must form our judgement of Osman wholly upon what he accomplished. He

certainly was not the son of a prince. He did not become in his day more

than the ruler of a very small domain. He did not compass within his

lifetime the task at his very threshold--the subjection of the three

imperial cities. It was certainly not by astounding successes on the

battlefield that he made people flock to him and form around him the

nucleus of a state. And this state, although it did not come enough in

contact with the outside world to have money of its own,[89] grew

steadily year after year. The way his state was formed was the assurance

of its permanence and of its great future. It is also an indication of

the real greatness of the man who formed it.

Osman was founder of one of the greatest empires the world has ever

known, of a people unique in history through the blending of wild

Asiatic blood with the oldest as well as the newest European stock, of a

royal family which claims the distinction of six hundred years of

uninterrupted male succession. When we place these results over against

the limited field in which he worked, and acknowledge our lack of any

outstanding deeds in Osman’s life by which these results can be

explained, we find ourselves in the presence of a combination of a

character and a cause which reminds us of William of Orange and England.

Osman was a man of compelling personality, whom men loved to serve, even

when their own ability matched or was superior to his. The families of

the Michaelogli and Marcozogli were founded by Christian companions of

Osman, who became Moslem only after long association with him. Michael,

Marco, and other leaders, including Osman’s own son, made for themselves

more distinguished military careers than Osman. But they always worked

for their leader. Their harmony and loyalty is in striking contrast to

that of the Byzantine and Catalan captains. Osman was great enough to

use masterful men. He never needed to assert his superiority, as

mediocre men always love to do, by getting rid of possible rivals and

surrounding himself with lesser stars. He was able to hold himself, as

well as others, in check. He was patient and he was thorough. We know

the founder by his foundation.

Then there was the cause. The giants of the forward march of Islam were

dead. The tide had seemed to turn. Pagans ruled in Asia. Africa was

asleep. In 1309 the Faithful in Spain were receiving their first serious

reverse. Osman brought to his new religion the simple faith and the

fresh enthusiasm of the neophyte. He was a reincarnation of his great

namesake and the other early Khalifs. The prayer which Seadeddin puts in

Osman’s mouth illustrates his character:

O Lord, make upright my thoughts and just my designs.

Exalt the faith and the Religion, and destroy those who rise up

against it.

Scatter the hosts of the enemy, and bring to confusion evil men.

Make my sword the lantern of Thy holy faith, and the guiding torch

of my warriors.

Give unto me a glorious name, and victory against mine

adversaries.

Watch me with Thine eyes, and show me the way of Thy holy will.

Make me a true observer of the laws of Mohammed, and sustain me in

the shock of battle.

Osman was a fanatic, if by fanatic is meant one who is stirred with

religious zeal and makes his religion the first and prime object in his

life. But he was not intolerant, nor were his immediate successors. Had

he started to persecute Christians, the Greek Church would have taken a

new lease of life, and Osman could not have gained the converts who made

possible the Ottoman race.

Attila, Djenghiz Khan, Timur, the greatest conquerors of the stock from

which Osman came, utilized a race already made. They were leaders of a

united people. In spite of their dazzling exploits, they were mere

raiders, and their empires were the territories of an unassimilated path

of conquest. Osman’s work was more enduring than theirs, more

far-reaching in its results. For he was building in silence while they

were destroying with a blast of trumpets. We may place him with them,

perhaps above them, for which of them gave his name to a people?

The Foundation of the Ottoman Empire; a history of the Osmanlis up to the death of Bayezid I (1300-1403) · 第 1 / 8 章