But communities react differently under a common challenge; some are apt

to succumb whereas others strike out a successful response through a

creative movement of Withdrawal-and-Return, while others again,

neither succeed in responding along original lines nor fail to respond

altogether, but manage to survive the crisis by waiting until some

creative individual or creative minority has shown the way through,

and then following tamely in the footsteps of the pioneers.

These plausible words do not, upon closer inspection, explain the

problem which concerns us. The “creative movement of

Withdrawal-and-Return” is illustrated by examples which rob it not only

of its obvious, but of all definite, meaning.[32]

The other formula—that of “Challenge-and-Response”[33]—is not evolved

from inside history either but is applied, as it were, from the outside;

and its applicability, let alone its power to explain the facts, is

often more than doubtful. “Challenge-and-Response” is sometimes used to

describe a true conflict; sometimes it refers merely to the ordinary

seesaw of historical fortune. Always, however, it has a misleading ring,

since _observed facts_ are called a response, to a _hypothetical

challenge_ construed to meet those facts. In Volume II, “The Range of

Challenge-and-Response,” we find headings like “The Stimulus of Hard

Countries,” “The Stimulus of New Ground,” “The Stimulus of Blows,” “The

Stimulus of Pressure,” “The Stimulus of Penalization,” and so on. The

primary data of history merely show that certain peoples achieved

greatness; Toynbee thinks that the adverse conditions which he

enumerates served as stimuli. That may be so. In any case, it does not

explain the fact which, above all others, requires explanation, namely,

that in some cases these conditions worked as stimuli and in others they

did not. I do not find, therefore, that the formula is conducive to

understanding; it must in each case invent a challenge to fit a

historical reality which it labels response.

Our criticism does not proceed from a positivistic belief in a so-called

“scientific” historiography which is supposed first to assemble

objective facts which are subsequently interpreted. Our objection here

is not against Toynbee’s procedure, but against a terminology which

obscures what is the starting-point, and what the outcome, of his

procedure. And we make the further criticism that he does not actually

evolve from each particular historical situation the notion of a

particular challenge to which it can be construed as a response; he

applies the formula, as I have said, from the outside, and it is

therefore doomed to irrelevance. For example: Toynbee considers the

descent of the prehistoric Egyptians into the marshy Nile valley as

their response to the challenge of the desiccation of North Africa. In

their new homeland they faced, in due course, as a further challenge,

“the internal articulation of the new-born Egyptiac society” and failed.

The truth is that the Egyptians flourished exceedingly for two thousand

years after the Pyramid Age; but Toynbee thinks they failed because he

cannot conceive of a “response” in Egyptian terms, but only in those

with which he is familiar: secular government, democracy, and the Poor

Law.[34] But since neither the rich nor the poor Egyptians took this

view of their state, Toynbee’s conclusion is irrelevant. It is true that

he quotes the tales which dragomans told to late Greek travellers about

the oppressive rule of the builders of the pyramids. But the actual

folk-tales of Pharaonic Egypt show us that the people took as great a

delight in tales of royalty as the public of the Arabian Nights took in

the doings of the despot Harun al Rashid. Snefru, whom Toynbee names, is

known as one of the most popular rulers in legend. The fact of the

matter is that Toynbee should have started from an analysis of the

“response.” This would not have shown, as Toynbee has it, that “Death

laid its icy hand on the life of the growing civilization at the moment

when the challenge that was the stimulus of its growth was transferred

from the external to the internal field [from the subjugation of nature

to the organization of society, H.F.] because in this new situation, the

shepherds of the people betrayed their trust.”[35] Studied without

preconceived ideas the “response” of the Egyptians stands revealed as a

vastly different achievement. The ideal of a marvellously integrated

society had been formed long before the pyramids were built; it was as

nearly realized, when they were built, as any ideal social form can be

translated into actuality; and it remained continuously before the eyes

of rulers and people alike during subsequent centuries. It was an ideal

which ought to thrill a western historian by its novelty, for it falls

entirely outside the experience of Greek or Roman or Modern Man,

although it survives, in an attenuated form, in Africa. It represents a

harmony between man and the divine which is beyond our boldest dreams,

since it was maintained by divine power which had taken charge of the

affairs of man in the person of Pharaoh. Society moved in unison with

nature. Justice, which was the social aspect of the cosmic order,

pervaded the commonwealth. The “trust” which the people put in their

“shepherds” was by no means what Toynbee imagines; their trust was that

Pharaoh should wield to the full the absolute power to which his

divinity entitled him, and which enabled him—as nothing else could—to

ensure the well-being of the whole community.

It seems to me that these discussions have cleared the ground for our

understanding. Generalizations based on a limited historical experience,

and theorizing, however ingeniously conducted, _must_ fail to disclose

the individual character of any one civilization or of any one series of

events. We must concentrate on what Ruth Benedict called the “selected

segment of the arc of possible human behaviour,” “the characteristic

purposes not necessarily shared by other types of society.” In our own

terms: In studying the birth of a civilization we are concerned with the

emergence of its “form.”

The Birth of Civilization in the Near East · 第 6 / 15 题