CHAPTER IV

SPECIAL VIEWS OF NATURE

IN this last chapter we propose to discuss certain special hypotheses

about the structure of nature, and certain other matters that could best

be left until we had examined our fundamental concepts.

We have seen that in setting up the general rules which are to guide us

in describing and correlating nature, we have to take extreme care to

allow no special hypotheses to creep in, as otherwise we might be

restraining possible future experience. Even here there is no hard and

fast line of separation of the general from the special, and one might

entangle himself in inextricable difficulties if his ideals were too

meticulous. How for example is the critic to be answered who says: "Your

very endeavor to formulate principles so broad as not to restrict future

experience means, when examined in the light of operations, that you are

seeking for principles which _past_ experience suggests will not limit

the future. It is in the very nature of things impossible to escape all

the implications of past experience and therefore to find any completely

general principle." I believe that we must admit the critic is right,

and that rigorously our goal is impossible of attainment. We may say in

partial self-defense that all the discussion of this essay has been

subject to one explicit assumption, namely, that the working of our

minds is understood, which of course involves the assumption that our

minds continue to function in the future in the same way as in the past.

Even with this proviso we can not rigorously avoid the implications of

the past, but there can be no practical question that we recognize

certain assumptions about the behavior of nature to be so special as to

limit seriously the physical possibilities, and other assumptions to be

less restricting. In the previous discussion we had to make assumptions,

but I hope these assumptions will be recognized by all with physical

experience to be so broad as not to restrict us seriously. More special

assumptions or hypotheses have their very great use, however, when we

attempt to push forward the domains of experimental knowledge, because

they may suggest new experiments or aid in correlating information

already obtained. These special hypotheses may cover a very wide range

of generality; some of them are general enough in character to be

discussed here.

Among these special hypotheses there is a group which play an important

part in the speculation of most physicists, and which have features in

common. These are: the hypotheses of the simplicity of nature, of the

finiteness of nature in the direction of the very small, and of the

determinateness of the future in terms of the present. That these views

have points of similarity is obvious if we consider a hypothetical

special case. Suppose that no physical structure beyond the electrons

and protons can be discovered, or is even suggested by any known

phenomenon, so that the entire future behavior of a system can be

determined by a specification of the present relations of all its

protons and electrons; in this case nature would be both simple and

finite and the future determined by the present.

THE SIMPLICITY OF NATURE

Of these hypotheses, perhaps the most important is that of the

simplicity of nature, because of its wide spread diffusion and the

effect it has had on physical thought. The hypothesis of simplicity

assumes several forms; some physicists are convinced that the laws which

govern nature are simple, others that the ultimate stuff of which nature

is composed is simple (perhaps protons and electrons and energy), or

there may be a combination of both views into the belief that ultimately

we shall find simple ultimate elements behaving according to simple

laws. In one respect it is obvious that nature is not simple, namely

numerically--try counting the electrons or atoms or stars!

Consider now the first of these aspects of the thesis of simplicity,

which may be expressed as the conviction that the behavior of the entire

universe can be comprehended in a few principles of great breadth and

simplicity, such as the inverse square law of force, or the second law

of thermodynamics, or perhaps still better the equality of the

elementary positive and negative charges, which apparently holds to an

enormous degree of precision. In explanation of a view like this there

is in the first place the mental urge, because we can take a

satisfaction almost æsthetic in contemplating such a universe, and

there is in the second place a strong suggestion from experience.

Practically all the history of physics is a history of the reduction of

the complicated to the simpler. For example, the behavior of a large

part of the world of immediate experience can be reduced to the simple

laws of mechanics. The behavior of another very large group of natural

phenomena can be reduced to thermodynamics. The behavior of the heavenly

bodies, which at first was described in a rather complicated way in the

Ptolemaic system of astronomy, can be reduced to those same laws of

mechanics which we find in our immediate neighborhood, with the one

addition of the universal law of gravitation, which later refined

experiment discloses is really active in our immediate surroundings.

Similarly the laws of thermodynamics (except that part dealing with

radiation) are reduced to the ordinary laws of mechanics through the

additional assumption of the atomic structure of matter. Truly a

stupendous accomplishment that may well color our whole future outlook.

One may find great justification here for the belief that all nature

will ultimately be reduced to a similar simplicity, and, in particular,

justification for the attempt to find the explanation of all nature in

the action of mechanical laws. Now, of course, as a matter of physical

and historical fact, this program could not be carried through, but

obdurate physical phenomena were discovered. Electric phenomena, which

at first seemed so promising, refused to fit into the scheme, and the

converse attempt, to explain mechanical effects in terms of electrical

effects, also failed. We still carry our ordinary mechanical notions

down into the realm of small electric effects, and still talk, for

instance, about non-electrical forces which hold an electron together.

Nor are there experiments affording sufficient basis for believing that

all the mass of a positive nucleus is electrical in character. We also

think of electrical charges as having the property of identifiability,

which involves the possession of sharp edges and a change in the law of

force at small distances, and this is certainly a property carried over

from our large scale experience.

It seems fairly evident then that the laws of nature cannot be reduced

to either those of mechanics or of electricity, nor probably, as is

suggested by quantum phenomena, to a combination of both. This of course

does not preclude the possibility that the laws still may be simple when

expressed in other forms. An example of such a broad general law that

goes deeper than mechanics or electrodynamics is probably afforded by

the second law of thermodynamics when extended to include radiation

phenomena.

Examples of attempts to find other such simple laws are Tolman's

Principle of Similitude,[33] and Lewis's theory of Ultimate Rational

Units,[34] and his recently enunciated principle of Complete

Reversibility.[35] The first two of these attempts I do not believe are

successful, for reasons I have stated elsewhere,[36] the third also

seems somewhat doubtful.

[Footnote 33: R. C. Tolman, Phys. Rev. 3, 244-255, 1914; 6, 219-233,

1915; 15, 521, 1920; Jour. Amer. Chem. Soc., 43, 866-875, 1921.]

[Footnote 34: G. N. Lewis. Vol. 15, 1921 of the Contributions from the

Jefferson Physical Laboratory, dedicated to Professor Hall, Cambridge,

Mass.; Phil. Mag., 49, 739-750, 1925.]

[Footnote 35: G. N. Lewis, Proc. Nat. Acad. Sci., 11, 179-183, 422-428,

1925.]

[Footnote 36: P. W. Bridgman, Phys. Rev. 8, 423-431, 1916; "Dimensional

Analysis," p. 105.]

With regard to the general question of simple laws, there are at least

two attitudes; one is that there are probably simple general laws still

undiscovered, the other is that nature has a predilection for simple

laws. I do not see how there can be any quarrel with the first of these

attitudes. Let us examine the second. We have in the first place to

notice that "simple" means simple to us, when stated in terms of our

concepts. This is in itself sufficient to raise a presumption against

this general attitude. It is evident that our thinking must follow those

lines imposed by the nature of our thinking mechanism: does it seem

likely that all nature accepts these same limitations? If this were the

case, our conceptions ought to stand in certain simple and definite

relations to nature. Now if our discussion has brought out any one

thing, it is that our concepts are not well defined things, but they are

hazy and do not fit nature exactly, and many of them fit even

approximately only within restricted range. The task of finding concepts

which shall adequately describe nature and at the same time be easily

handled by us, that is, be simple, is the most important and difficult

of physics, and we never achieve more than approximate and temporary

success. Consider the example of time. The original concept of local

time, which for long seemed satisfactory, turns out to be inadequate,

and has to be replaced by extended time, which is so complicated that it

is questionable whether we shall ever be able to grasp it with the

confidence that we must demand in a useful concept (by "grasp" I mean

intuitive command of all the implications of the operations which are

involved). The concept has not yet been found which describes simply the

temporal relations of the universe.

Not only are concepts hazy around the edges and so incapable of fitting

nature exactly, but there is always the chance that there are concepts

other than those which we have adopted which would fit our present

phenomena. Finding concepts to fit nature is much like solving a

cross-word puzzle. In the puzzle there may be some parts of the pattern

which we fill completely and easily, but sometimes we find parts in

which we can fill in everything except one or two obstinate definitions,

so that we are sure we are on the right track, and rack our brains for

the missing words, when with a flash of inspiration we see that the

obstinate words can be fitted in by a complete change in those which we

had already accepted. It may be that we are soon to witness a similar

change in our concept of the nature of light. An important difference

between the cross-word puzzle and nature is that we can never tell when

we have filled in all the squares in any of the parts of nature's

puzzle; there is always the possibility of new phenomena which our

present scheme does not touch.

Considering, then, the nature of our conceptual material, it seems to me

that the overwhelming presumption is against the laws of nature having

any predisposition to simplicity as formulated in terms of our concepts

(which is of course all that simplicity means), and the wonder is that

there are apparently so many simple laws. There is this observation to

be made about all the simple laws of nature that have hitherto been

formulated; they apply only over a certain range. We have not extended

the laws of gravitation to small bodies, nor have we found that our

electrical laws will work on a cosmic scale. It does not seem so very

surprising that over a limited domain, in which the most important

phenomena are of a restricted type, the conduct of nature should follow

comparatively simple rules.

A tempting question is whether there may not be some laws of nature that

are _really_ simple, without relation to our mode of formulation, such

as the law of the inverse square. I leave it to the reader to decide

whether this question has meaning. In this connection it is possibly

significant that the average physicist is strangely reluctant to tamper

with the inverse square law. I find in myself a lack of sympathy, which

I cannot justify by any of the considerations of this essay, with

attempts like the recent one of Swann,[37] for example, to explain a

wide variety of hitherto obstinate effects by the assumption of slightly

unequal departures from the inverse square law by the electrons and

protons. Of course I hope that this feeling will turn out not to be

prejudice, but will perhaps be justified by some such general

observation as that a departure from the inverse square law so slight as

by definition to be forever beyond detection by direct experiment is

meaningless; but of this I am not at all sure.

[Footnote 37: W. F. G. Swann, Phys. Rev., 25, 253, 1925.]

We are now ready to consider the second respect in which nature may be

simple, namely, because the material of which it is built may reduce to

a few sorts of elements. In this discussion it will be convenient to

consider also at the same time the more inclusive simplicity arising

from simple laws acting on simple elements. The immediate question for

us here is one of fact: does nature seem to be getting intrinsically

simpler as we get toward small scale phenomena? There is much room for

difference of opinion here; personally I feel that this expected

simplicity is not in evidence, at least to the extent that we could

desire. For instance, the fact that the electrons must have both

electrical and mechanical properties is a straw in this direction.

It must also be remembered that a certain simulation of simplicity is

inevitable as we approach the limits of experimental knowledge, whatever

the actual structure of nature, for the mere reason that near the limit

our possible experimental operations become fewer in number, and our

concepts fewer also. The question which we are trying to answer has,

therefore, its real meaning only in terms of the possible future. Do we

believe that if we drive in our stakes at a certain point on our present

frontiers, this point will gradually, as physics advances, become

possessed of a continually richer experience, so that nature at this

point will appear increasingly complicated? Or do we expect a

termination of this process of expansion fairly soon? It seems to me

that as a matter of experimental fact there is no doubt that the

universe at any definite level is on the average becoming increasingly

complicated, and that the region of apparent simplicity continually

recedes. This, however, is not the opinion of all observers. Thus

Bertrand Russell, in "What I Believe", page 10, writes, "Physical

Science is then approaching the stage where it will be complete, and

therefore uninteresting."

This is perhaps a particularly favorable epoch in the history of physics

to urge the essential complexity of nature, because all our new quantum

phenomena indicate a vast wealth of hitherto unsuspected relations on

the very edge of the attainable. There is one aspect of quantum

relations, as also of our ideas of the nature of the structure of the

nucleus of the atom, which is particularly significant in this respect,

namely, that we have to describe phenomena by statistical methods. Now a

statistical method is used either to conceal a vast amount of actual

ignorance, or else to smooth out the details of a vast amount of actual

physical complication, most of which is unessential for our purposes.

There can be no doubt of the amount of ignorance that the statistical

method conceals when applied to these phenomena, but there are also

strong indications, particularly when applied to the nucleus, that it

covers a vast amount of actual physical complications. The nucleus of a

radium atom becomes unstable on the average every 10^4 years, which may

be plausibly taken to indicate that every 10^4 years the radium nucleus

gets itself into some particular configuration. Considering the time

scale on which we suppose events in the atom to take place, and also

considering the fact that radioactive disintegration seems unaffected by

outside agencies, this would indicate a perfectly appalling amount of

structure. We are similarly driven to statistical methods in quantum

theory, as for example, in Einstein's analysis of the details of

equilibrium between emitting and absorbing atoms and radiation.

In general, we cannot admit for a minute that a statistical method,

unless used to smooth out irrelevant details, can ever mark more than a

temporary stage in our progress, because the assumption of events taking

place according to pure chance constitutes the complete negation of our

fundamental assumption of connectivity; such statistical methods always

indicate the presence of physical complications which it must be our aim

to disentangle eventually.

It appears then that present experimental evidence makes very probable

structures beyond the electron and the quantum; we may go even further

and say that there is no experimental evidence that the sequence of

phenomena in nature as we go to ever smaller scales is a terminated

sequence, or that a drop of water is not in itself essentially infinite.

(This statement contains by implications the meaning that we attach to

infinite.) All the more, then, there is no evidence that nature reduces

to _simplicity_ as we burrow down into the small scale.

Whatever may be one's opinion as to the simplicity of either the laws or

the material structure of nature, there can be no question that the

possessors of some such conviction have a real advantage in the race for

physical discovery. Doubtless there are many simple connections still to

be discovered, and he who has a strong conviction of the existence of

these connections is much more likely to find them than he who is not at

all sure they are there, and is merely hunting for anything that may

turn up. It is largely a matter of psychology. Everyone knows that the

mere suggestion that a problem has a solution, or the knowledge that

someone has already solved it, is often sufficient to suggest a relation

that otherwise might not have been noticed. The chances are, therefore,

that the relations between phenomena will be found by those who are

previously convinced that the relations exist. The observation that most

of the discoveries are made by men with particular sorts of conviction

naturally strengthens the belief that their convictions are true. But

this picture has an obverse side. The man who is convinced that there is

a relation where none exists may waste all his time in vain seeking for

it. Granted that nature has no particular predisposition to simple

relations, the conviction that there are such relations is, from the

point of view of any one individual, as likely to be a hindrance as a

help. From the point of view of physical society, on the other hand, it

is desirable that there be such convictions, for in such a society there

will be more discoveries than in a society without such convictions. We

have here again the old conflict between the individual and society. As

in all other similar conflicts, society will not be able to demand

permanently from the individual the acceptance of any conviction or

creed which is not true, no matter what the gain in other ways to

society. If nature is not simple, physicists will not continue to

believe that it is, even if such a conviction does increase the total

number of discoveries. It is an impossible attitude to expect that one

can maintain. Does this then mean that physics is to face a drab future,

becoming continually more prosaic, with new discoveries ever rarer, made

by a continually decreasing number of misguided but fortunate

enthusiasts? There may be such a danger, but the greatest part of the

danger is avoided if its nature is clearly recognized. One of the

problems of the future is the self-conscious development of a more

powerful technique for the discovery of new relations without the

necessity for preconceived opinions on the part of the observer.

There is an aspect here of our physical research that is often lost

sight of, namely, the small proportion of successful discoveries

compared with the number of investigators. Certainly the number of

unsuccessful attempts, even in the case of those fortunate individuals

who make the great discoveries, is very much greater than the number of

their successful attempts. (Faraday's reputed satisfaction with a ⅒%

return comes to mind.) This must always be taken into account in

estimating the probable chances of correctness of any new theory. With

so many physicists working to devise new theories, the chances are high

that many false theories will be found, in which a number of phenomena

may apparently fit together into a new relation, but which eventually

prove to be inconsistent with other phenomena, so that the proposed

theory has to be abandoned. As physics advances and the number of

investigators and the amount of physical material increases, one has to

be more and more exacting in one's requirements of a new theory. One

must be particularly on guard against numerical coincidences. An

interesting chapter might be written on numerical relations which have

been hopefully published, but later had to be abandoned as without

significance.

DETERMINISM

If we are right in supposing that physical evidence gives no warrant for

the idea that nature is finite downward, we have not only repudiated the

thesis of simplicity but we have also made a very important observation

on the other general thesis mentioned at the beginning of this chapter,

namely, the thesis of physical determinism. By determinism we understand

the belief that the future of the whole universe, or of an isolated part

of it, is determined in terms of a complete description of its present

condition. [What we mean by present condition will be discussed later.]

It is popularly assumed that every physicist subscribes to some such

thesis as this. But now if there is infinite structure even in a small

isolated part of the universe, a complete description of it is

impossible, and the doctrine as stated must be abandoned. It seems to me

that all present physical evidence prepares us to admit this

possibility. I suppose, however, that most physicists would subscribe to

some modification of the original thesis, perhaps along the following

lines. Given a description of an isolated part of the physical universe

in the most complete terms that have physical meaning, that is, down to

the smallest elements of which our physical operations give us

cognizance, then the future history of the system is determined within a

certain penumbra of uncertainty, this penumbra growing broader as we

penetrate to finer details of the structure of the system or as times

goes on, until eventually all but certain very general properties of the

original system, such as its total energy, are forever lost in the haze,

and we have a system which was unpredictable. I suppose that it is a

further conviction of at least many physicists that by sufficiently

refining our measurements, the amount of haze at any fixed point in the

future may be made indefinitely small, and many might even go further

and hope by studying the haze (perhaps statistically) to obtain some

inferential evidence of structure beyond that yet experienced. In fact

it may be that this last contains the germs of the ultimate method of

investigation, if we ever reach a stage when we can no longer refine our

methods of measurement.

Determinism to the physicist is simply a way of stating certain

implications of his conviction of the connectivity of nature. We have

seen that the broadest possible statement of the thesis of connectivity

is: Given two isolated systems with identical past histories up to a

certain epoch, then the future histories will also be identical. The

thesis of the determinism of the future by the present constitutes a

specialization of this general thesis in that we suppose that identity

of _all_ past history is not necessary for identity of future behavior,

but only identity of present condition. The general and the special

thesis are not equivalent by any means: if past histories are identical

then present conditions are also identical, but the converse does not

necessarily hold at all.

Now I believe that the general thesis (which I suppose all physicists

will admit, but whose truth is nevertheless subject to the verification

of experience) gets turned into the special thesis by a feeling of

somewhat metaphysical content, which we may perhaps state by saying that

we can see no way by which the past can affect the future except through

the present. We do not like to think of the effect of a cause distant in

the past jumping over the present and affecting the future without

touching the present at all. It is the analogue of that attitude of mind

to which action at a distance in space is inconceivable; just as it is

difficult to conceive of a body here affecting a body there without in

some way an action propagated through intermediate space, so we do not

like to think of a past cause jumping over time and producing a future

effect without some sort of continuity in the causal chain through all

intermediate time.

So far our discussion has been purposely loose: it is evident that what

we mean by "present state" is crying for definition. What is meant by

this may depend somewhat on the specific hypothesis that one adopts

about the structure of nature. Historically the conviction of future

determinism has been most intimately associated with a mechanical

picture of the structure of the universe, so that it may be well to

begin from this point of view. Suppose the simplest possible system

composed of point masses without structure, as in the kinetic theory of

gases. What sort of specifications do we believe necessary to fix the

present state of such a system? The mechanical view of nature gives a

definite answer. By present state we mean the positions and velocities

of all the masses. This is sufficient for the complete determination of

any purely mechanical system, in which the forces between the elements

are known functions of only their relative positions. By a sort of

extension of these ideas valid for mechanical systems, it seems to be

often thought that the present state of _any_ system is determined by a

complete specification of the positions and velocities of all the

ultimate elements of the system (provided always of course that this

number is finite). This principle, however, does not appear to bear the

check of experiment when applied to electrical systems with radiation.

The theorems of the retarded potential show that such systems are

determined by the present position and velocities of the charges in the

immediate vicinity, and by the corresponding data at remote points given

for proper epochs in the past; in this case, therefore, past and present

history are necessary to determine the future. But if we consider the

electrical field as part of the system, we may fix the future in terms

of the present positions of the charges, their velocities, and the

values of the field vectors all over space, thus returning to a certain

formal resemblance to mechanical systems, and suggesting a reason for

ascribing physical reality to the electric field. This analogy with a

mechanical system is, however, loose; complete analogy would allow the

instantaneous values of the time derivatives of the field to be given

also, and this is not possible.

How is it that velocity can strictly be regarded as characteristic of

the _present_ state of the system? Certainly the usual operations for

measuring velocity demand that we know the configuration of the system

at two different times, and calculate the velocity from certain

differences of the system at these two times. The velocity is defined as

a limiting result, but even in the limit the essential physical fact

does not disappear that we must know the positions of the system at two

times. We may now go further; if the velocity is properly included in

the present attributes of the system, we can see no reason for not

including a specification of all the higher time derivatives also. In

the case of the simple gaseous system under present consideration we can

answer this question by examining the operations by which we actually go

to work to determine the future of such a system. The problem of

determining the future condition of such a system reduces to the problem

of writing the differential equations of motion of all its parts. If the

system is a mechanical system, as in this case, these equations are of

the second order in the time derivatives of the position coordinates,

and also involve the forces, which we suppose are known in terms of the

relative positions of the parts of the system. Given, then, the

positions and the way in which the forces depend on the relative

positions of the parts, the equations of motion can be written down for

any configuration of the system, and these equations may be integrated

(at least approximately) in terms of the proper initial conditions. Now

the only boundary conditions on a second order equation are the initial

positions and velocities. This is the reason that velocities have to be

specified in giving the present condition of the system, and that it is

not necessary to give the higher derivatives. Apparently the reason why

we instinctively include velocity among the present properties of the

system is not because velocity is by its nature strictly a present

property of the elements of the system, but rather because our wide

experience with mechanical systems has shown that as a matter of fact

velocity is necessary in such systems to determine future motion.

But now if the equations of motion of the parts of the system are not

those of mechanics, they will in general be much more complicated in

appearance and will involve higher derivatives of the time than the

second. Suppose for the moment that the equations contain only

derivatives and the mutual positions of the parts of the system. Then to

integrate the equations and determine the motion we have to know the

initial positions and the initial values of all the derivatives up to an

order one lower than the highest which occurs in the equations. The

equations of motion of an electron are even more complicated than this,

in that the positions of distant parts of the system have to be given

throughout an interval of time instead of merely an instant. It would

seem that the feeling that the present state of a system may be

determined in terms of positions and velocities does not as a matter of

fact apply to all the systems of our experience.

The discussion up to this point has been subject to the fundamental

assumption that the behavior of the system is entirely determined if we

can give the position of each part as a function of time. This

assumption is implicitly contained in Einstein's formulation of the

general principle of relativity, namely, that there is nothing more to a

physical system than a set of space-time coincidences, and that the

system is fixed in terms of the space time coördinates of all its

parts. Already in discussing the assumption of relativity we have

indicated reasons for dissatisfaction with this as a means of

reproducing all experience, because in giving only the space-time

coordinates of events we have entirely omitted the descriptive

background of the equations, which gives physical color to the system in

question. This discussion also assumes that a specification of the

positions, velocities, and higher derivatives (if necessary) of the

elements of the system is possible, which amounts essentially to the

assumption that the system contains only a finite number of elements.

Now in view of the experimental fact that there is no reason for

supposing that the structure of the universe is finite, this conclusion

must be modified, but I do not believe that the necessary modification

affects the essential argument. In view of the possible infinite

structure it would seem that we cannot expect more than that the future

is determined by the present within a certain penumbra of uncertainty,

and this penumbra may be made less important by digging down deeper into

the structure when specifying the present condition.

We have also slurred over the ambiguities in "present" condition when

the system is spread over space. Probably a unique ascription of meaning

to "present" is not possible for an extended system, but at least one

possibility is indicated by relativity theory. Imagine a staff of

assistants distributed throughout space, each equipped with clocks

synchronized and set with the master clock by light signals in the

conventional manner, and each fully equipped with the necessary

measuring instruments. Then what we mean at this point of the argument

by "present" state of the system is the aggregate of all the information

about the _positions_ and _velocities_ of the ultimate elements which I

determine in my immediate vicinity at my origin of time plus the reports

of similar observations made by all the assistants, each local

observation being made at the time origin of each local clock.

Going back now to the main argument, we have shown that the feeling that

the present condition of the universe may be specified in terms of

positions and velocities arose from experience with purely mechanical

systems, and that the more general formulation, in which we add to the

velocities the higher time derivatives, applies only to systems in which

the ultimate elements move according to differential equations of higher

order than the second. Furthermore, our analysis seems to have shown

that systems in which there is radiation do not allow a determination of

the future in terms of a present condition specified in terms such as

these. It seems, however, that the general principle of the determinism

of the future by the present may be saved by a change in the definition

of what we mean by the present condition of the system, ridding it of

its mechanical and other special implications, and making more immediate

connection with direct experiment. Let us understand by present

condition of a system the aggregate of all information that can be

obtained by any physical means whatever, with any sort of physical

instrument, not attempting to get out of this analysis information about

hypothetical ultimate physical elements, with the proviso that the

measurements are to be made now, extending the concept of "now" to

points distant in space in the way intimated above. With such a general

definition of the meaning of "present" we can now deal with systems in

which there is radiation, noticing that our assistant observers must be

stationed throughout apparently empty space as well as in the

neighborhood of matter. That this does adequately cover the case of

radiation is suggested by considering again the two systems of dark

lanterns with screens and distant mirrors which we have previously

considered, in one system a light signal having been despatched 0.5

second ago and in the other 1.5 seconds ago. Our thesis demands that

there be some present difference in these two systems, because their

future history is different, in one of them a light signal arriving

after the lapse of 1.5 seconds, and in the other after only 0.5 second.

Now there is a present difference as reported by our assistants, for the

assistant stationed half way between lantern and mirror reports in one

system a flash of light on the side of a screen which is turned toward

the lantern, and in the other system on the side of the screen turned

toward the mirror.

This more general point of view answers the question whether velocity

may be regarded as a present attribute of the system, for the parts of a

system which are in motion have momentum, and momentum may be detected

by placing against such parts comparatively rigid members which will

receive a minute deformation, so that velocity has a meaning in terms of

physical measurements made at a single instant of time.

There is a subtle and difficult question here, namely, whether in

talking about operations of measurement we can ever get rid of temporal

implications, and therefore, whether a condition of the system in which

temporal implications remain can properly be described as "present." I

shall not attempt to answer this question: there must be some

practically satisfying answer, involving perhaps the physical analogue

of differentials of different orders in mathematics, short of carrying

the analysis to such a degree of refinement that the concept of present

becomes meaningless, as we can see might easily happen.

With this enlarged understanding of what we mean by present state of the

system, it seems to me that physical evidence is now rather favorable to

the view that the present determines the future, subject to

qualification about the penumbra, at least as far as large scale

phenomena are concerned. It appears much more doubtful when we come to

small scale phenomena, and in particular it is doubtful whether the

principle can be applied to the details of the quantum process, and in

fact it is not certain that it has meaning. It is certain that if it is

true an enormous amount of structure beyond any that has yet been

detected is implied.

ON THE POSSIBILITY OF DESCRIBING NATURE

COMPLETELY IN TERMS OF ANALYSIS

There is a certain thesis that is loosely related to the view that

nature is finite downward, namely, that an explanation of the universe

is possible in which we start with small scale things, and explain large

scale phenomena in terms of their small scale constituents, the thesis,

in other words, that all the properties of the large are contained in

the properties of the small and that the large may be constructed out of

the small. Some such thesis as this seems implied in the general

attitude of many physicists. Let us examine the physical basis for this.

To maintain this thesis would demand that aggregates of things never

acquire properties in virtue of their numbers which they do not already

possess as individuals. Is this true? Consider, for example, the

two-dimensional geometry on the surface of a sphere. This is

non-Euclidean. Is the geometry of the individual elements of the surface

of the sphere non-Euclidean, or do they acquire this property in

changing scale? Is the kinetic energy of a number of electrons all

moving together in such a way as to constitute an electric current the

sum of the kinetic energies of the individual electrons, or is there an

additional term? Is the mass of an electron the sum of the masses of its

elements?

A mathematical consideration is suggestive here. Those properties of a

system which can be described in terms of linear differential equations

have the property of additivity; the effect of a number of elements is

the sum of the effects separately, and no new properties appear in the

aggregate which were not present in the individual elements. But if

there are combination terms (as in the electrical energy, which contains

the square of the field), then the sum is more than (or different from)

its parts, and new effects may appear in the aggregate. Now of course

the linear equation is of enormous importance in describing nature, but

many examples of systems with other types of equation can be found, as

that above for electromagnetic mass. In expecting to find in nature such

non-additive effects, we need not commit ourselves at all to the view

that nature is governed by differential equations, but by analogy may

expect similar effects if difference equations, for instance, should

prove to be fundamental, or even something beyond present mathematical

formulation.

It is certainly very much easier to handle a system physically if the

total action can be built up from that of its parts, because the

analysis which establishes the connection between the elements is easier

to perform. It is obviously easier to show that an explanation in such

terms is correct, because we have seen that explanation involves making

experiments with representative elements absent or altered, and it is

easier to vary the small things than the large things. Those

explanations which involve working from the small up will therefore be

made first, and will appear to be of disproportionate importance. Places

where I look for an explanation from the large to the small are perhaps

in accounting for the values of the gravitational constant and the

velocity of light and in those phenomena which general relativity theory

indicates may depend on all the matter in the universe, as the Foucault

pendulum experiment. We must, of course, also be prepared for such

non-linear effects in the domain of unexplored quantum phenomena.

A GLIMPSE AHEAD

Some of the general considerations of this essay may, with considerable

plausibility, be expected to play a part in the future of both

speculative and experimental physics. The most important effect may be

expected from the clearer recognition of the operational character of

our physical concepts. Indeed during the writing of this essay there has

been a very marked increase in emphasis on the necessity of

understanding in terms of physical operations such fundamental concepts

as that of the electron, by the new quantum mechanics [the mechanics of

Heisenberg-Born and Schrödinger of 1925-26].

We are to expect then in the first place a more self-conscious and

detailed analysis of the operational structure of all our physical

concepts. [It has been beyond the scope of this essay even to begin to

attempt a systematic and thoroughgoing analysis of this character.] This

future analysis will show precisely how, as we extend the range of

experience, the physical character of the operations changes by which we

define our concepts, as, for example, in mechanics the notion of force

disappears at high velocity and is replaced perhaps by the notion of

momentum. In the region of change in the nature of our concepts, special

study will be made of the accuracy of our physical measurements, and new

experiments devised of greater accuracy, in order that we may know

precisely to what extent the new concepts are equivalent to the old.

Past experience suggests that we may perhaps expect to find new

phenomena especially in those regions where the difficulty of carrying

out the usual operation forces us to change the operational character of

our concepts. There will be questions of a more or less formal nature to

answer, as for example the _best_ way of extending concepts when there

are several possible courses open to us.

We may expect more interesting results, however, when we get so far

beyond ordinary experience that the character of the possible physical

operations has become so restricted as to result in an apparent decrease

in the number of independent concepts. It seems plausible to expect that

the structure of nature is more fundamentally connected with the number

of independent concepts necessary for a complete description than with

the precise details of the structure of the individual concepts, such,

for example, as whether space is measured optically or tactually. In

those regions where the number of concepts decreases, we must make the

most thoroughgoing experimental examination to discover if possible new

sorts of operations by which the number of concepts may be brought back

to normal. In searching for such new experimental operations it seems to

me that by far the greatest promise for the immediate future is offered

by improvements in our powers of dealing with individual atomic and

electronic processes, such as we now have to a limited extent in the

various spinthariscope methods of counting radioactive disintegrations,

or Wilson's β-track experiments.[38] In this self-conscious search for

phenomena which increase the number of operationally independent

concepts, we may expect to find a powerful systematic method directing

the discovery of new and essentially important physical facts.

[Footnote 38: C. T. R. Wilson, Proc, Roy. Soc., 87, 277, 1912.]

We can only conjecture whether the number of fundamental concepts will

prove impossible of further increase or not, but present experience

seems to give greater probability to the view that as we penetrate

deeper the number of fundamental concepts will always tend to become

fewer. We have already certainly one example in that the temperature

concept disappears when we get to the atomic scale of magnitude, and

possibly a second example in the building up of separate concepts for

energy and frequency by the combination of great numbers of that one

operationally simple thing which characterizes the elementary quantum

process in ordinary radiation.

Different sorts of relations between concepts are conceivable in the

transition zone where the number changes. We may find that other

examples are like that of temperature, which is simply a statistical

effect of a great many phenomena which may be described individually in

terms of the ordinary concepts of mechanics, so that in this case the

number of concepts changes merely by temperature dropping out, leaving

the others more or less unaffected. Or all the concepts may be more

closely interwoven, so that when the total number of concepts changes it

may not be possible to separate out a group of concepts whose defining

operations are unchanged. In such a case we must say that the original

concepts are not applicable on the new level. The most immediate

application of this idea has been already mentioned, namely, to the

concepts of space and time. If the operations by which space and time

are measured on the ordinary scale of magnitude cannot be carried down

as a whole into the region of quantum phenomena, then we must say that

the ordinary concepts of space and time are not applicable to these

phenomena.

Closely connected with the sharper analysis of the operational structure

of our concepts, we may expect in the future also a closer analysis of

our inventions. This will take the form of a search for new physical

facts which shall give to our inventions the character of physical

reality. In case prolonged search fails to disclose such phenomena (as

is probably now the case with the field concept of electrodynamics), we

must then find some way of embodying explicitly in our thinking the fact

that we are dealing with pure inventions and not realities.

INDEX

Absolute, 26

Absolute time, 4

Action at a distance, 46

Analysis of large into small, 51,

220

Arithmetic, 35

Atom, 59

Bell, 84

Birkhoff, 72

Black body, 112

Bohr, 190, 192

Born, 222

Boscovitch, 46

Bothe and Geiger, 116

Bridgman, 201

Brownian movement, 107, 129,

143

Bush, 142

Caloric fluid, 59

Campbell, 117

Carnot engine, 125

Causality, 80 ff

Causal train of events, 85

Clifford, 28

Clock, 70 ff, 176

Compton, 116, 188

Continuity, 94

Conservation of charge, 135,

136

Conservative functions, 113

Constructs, 53

Correlation, 37

Cosmic units, 182

Cross word puzzle, 202

Descriptive background, 64

Determinism, 114, 209 ff

Discontinuous space, 191

Döppler effect, 166

ds, 72

Eddington, 93

Einstein, vii, 1, 2, 3, 4, 7, 8,

9, 12, 13, 14, 64, 100, 155,

162, 163, 164, 167, 169, 170,

171, 172, 173, 175, 176, 177,

206

Electrical concepts, 131 ff

Electrical explanation of

universe, 50

Electrical mass, 139

Electric field, 56, 133

Empiricism, 3

Energy, 108 ff, 126 ff

Euclidean space, 14, 15, 16, 18,

23, 52, 61, 67

Event, 95, 167

Explanation, 37

Explanatory crisis, 41

Extended time, 77

Faraday, 44, 57, 58, 209

Final explanations, 48

First law of thermodynamics,

126 ff

Force, 102 ff

Foucault pendulum, 180, 184

Fourth dimension, 74

Future, 222

Gauss, 15, 34

"Go and come" time, 112

Gravitational constant, 91

Haldane, 25

Heat flow, 130

Heisenberg, 222

Hertz, 44

Hoernlé, vi

Identity, 91 ff

Isolation, 82

Joule, 124

Kelvin, 45, 110

Kinetic theory of gases, 40

Lagrangean equations, 112

Larmor, 149

La Rosa, 164

Length, 9 ff

Lewis, 166, 201

Light, 150 ff

Local time, 75

Lorentz, 143, 147, 148, 149

Mach, 183

Mass, 102 ff

Mathematics, 60 ff

Maxwell, 44, 58, 112, 137, 148

Meaningless questions, 28 ff

Measurement approximate, 33

Mechanism, 45

Mercury, 105

Michelson, 15, 26

Michelson and Morley, 66

Models, 45, 52

Newton, 4, 110

Operational character of

concepts, 5

Operational thinking, 32

Optical space, 67

Ostwald, 109

Penumbra, 34

Perrin, 107

Physical reality, 59

Planck, 69

Poincaré, 48, 115, 116, 190

Pythagoras, 61

Quantum act, 156

Quantum theory, 40, 47, 186

Radiation and temperature, 123

Relative character of

knowledge, 25

Relativity, 150 ff

Reynolds, 93

Rotational motion, 178

Russell, 205

Schrödinger, 222

Space, 66

Silberstein, 11

Simplicity of nature, 198

Simultaneity, 7, 8

Spring balance, 103

Statistical methods, 115, 117

Stress, 54

Swann, 204

Table top, 106

Tactual space, 67

Temperature, 118 ff

Thermodynamics, 117

Thing traveling, 101, 152, 157,

164

Time, 69

Tolman, 201

Truth, 78

Turbulent motion, 120, 124

Velocity, 97 ff, 213 ff

Velocity of light, 100

Whitehead, 167

Wilson, 224

The logic of modern physics · 第 5 / 5 章