CHAPTER I

THE INEQUALITY

OF HUMAN RACES

THE RENAISSANCE

By ARTHUR, COUNT GOBINEAU.

With an Introductory Essay on Count

Gobineau’s Life-Work by Dr. Oscar Levy.

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LONDON: WILLIAM HEINEMANN

THE INEQUALITY OF HUMAN RACES

BY ARTHUR DE GOBINEAU

TRANSLATED BY ADRIAN COLLINS, M.A.

INTRODUCTION BY DR. OSCAR LEVY, EDITOR OF THE AUTHORISED ENGLISH VERSION

OF NIETZSCHE’S WORKS

[Illustration]

WILLIAM HEINEMANN

LONDON MCMXV

_London William Heinemann 1915_

CONTENTS

CHAP. PAGE

INTRODUCTION vii

FROM THE AUTHOR’S DEDICATION xi

AUTHOR’S PREFACE xv

I. THE MORTAL DISEASE OF CIVILIZATIONS AND SOCIETIES PROCEEDS

FROM GENERAL CAUSES COMMON TO THEM ALL 1

II. FANATICISM, LUXURY, CORRUPTION OF MORALS, AND IRRELIGION DO

NOT NECESSARILY LEAD TO THE FALL OF SOCIETIES 7

III. THE RELATIVE MERIT OF GOVERNMENTS HAS NO INFLUENCE ON THE

LENGTH OF A NATION’S LIFE 19

IV. THE MEANING OF THE WORD “DEGENERATION”; THE MIXTURE OF

RACIAL ELEMENTS; HOW SOCIETIES ARE FORMED AND BROKEN UP 23

V. RACIAL INEQUALITY IS NOT THE RESULT OF INSTITUTIONS 36

VI. NATIONS, WHETHER PROGRESSING OR STAGNATING ARE INDEPENDENT

OF THE REGIONS IN WHICH THEY LIVE 54

VII. CHRISTIANITY NEITHER CREATES NOR CHANGES THE CAPACITY FOR

CIVILIZATION 63

VIII. DEFINITION OF THE WORD “CIVILIZATION”; SOCIAL DEVELOPMENT

HAS A TWOFOLD ORIGIN 77

IX. DEFINITION OF THE WORD “CIVILIZATION” (_continued_);

DIFFERENT CHARACTERISTICS OF CIVILIZED SOCIETIES; OUR

CIVILIZATION IS NOT SUPERIOR TO THOSE WHICH HAVE GONE

BEFORE 89

X. SOME ANTHROPOLOGISTS REGARD MAN AS HAVING A MULTIPLE ORIGIN 106

XI. RACIAL DIFFERENCES ARE PERMANENT 117

XII. HOW THE RACES WERE PHYSIOLOGICALLY SEPARATED, AND THE

DIFFERENT VARIETIES FORMED BY THEIR INTER-MIXTURE. THEY

ARE UNEQUAL IN STRENGTH AND BEAUTY 141

XIII. THE HUMAN RACES ARE INTELLECTUALLY UNEQUAL; MANKIND IS NOT

CAPABLE OF INFINITE PROGRESS 154

XIV. PROOF OF THE INTELLECTUAL INEQUALITY OF RACES (_continued_).

DIFFERENT CIVILIZATIONS ARE MUTUALLY REPULSIVE; HYBRID

RACES HAVE EQUALLY HYBRID CIVILIZATIONS 168

XV. THE DIFFERENT LANGUAGES ARE UNEQUAL, AND CORRESPOND

PERFECTLY IN RELATIVE MERIT TO THE RACES THAT USE THEM 182

XVI. RECAPITULATION; THE RESPECTIVE CHARACTERISTICS OF THE THREE

GREAT RACES; THE SUPERIORITY OF THE WHITE TYPE, AND,

WITHIN THIS TYPE, OF THE ARYAN FAMILY 205

INTRODUCTION TO GOBINEAU’S “INEQUALITY OF HUMAN RACES”

Though many people have accused this age of irreligion, there is at

least one point of similarity between modern Europe and that

pre-Christian Era to which our present religion is due. Just as in

ancient Palestine, there are living amongst us two kinds of prophets—the

prophets of evil and disaster, and those of bliss, or, as Europe likes

to call it, of “progress.” As in Palestine of old the public usually

sides with the lighter, the optimistic, the more comfortable sort of

people, with the prophets of bliss, while Time and Fate invariably

decide in favour of the sterner and gloomier individuals, the prophets

of evil. In the world to-day as well as in Palestine of old, the

prophets of bliss are the false prophets; the prophets of evil, to-day

as of yore, are the true ones. Such a true prophet was Count Arthur de

Gobineau.

Even his friends—those few friends whom he gained at the end of his

life—still thought him unduly pessimistic. Old Wagner, who introduced

him to the German public, thought of brightening his gloom by a little

Christian faith, hope, and charity, in order to make the pill more

palatable to that great public, which he, the great Stage-manager, knew

so well. Other Germans—Chamberlain, Schemann, and the Gobineau

school—poured a great deal of water into his wine, sweetened it with

patriotic syrups, adulterated it with their own pleasant inventions,

which were all too readily swallowed by a gullible and credulous

generation. But stern old Gobineau knew the world better than his young

and cheerful offspring. He had seen through all that boisterous gaiety

of the age, all its breathless labour, all its technical advancement,

all its materialistic progress, and had diagnosed, behind it that muddle

of moral values which our forefathers have bequeathed to us and which in

our generation has only become a greater muddle still. The catastrophe

which Gobineau had prophesied to an Aristocracy which had forgotten its

tradition, to a Democracy which had no root in reality, to a

Christianity which he thought entirely inefficient, is now upon us.

Under the stress of the present misfortunes, we frequently hear that all

our previous opinions need revision, that we have to forget many things

and to learn afresh still more, that we must try to build up our

civilization on a safer basis, that we must reconsider and reconstruct

the values received from former ages. It is therefore our duty, I think,

to turn back to those prophets who accused our forefathers of being on

the road to destruction, all the more so as these prophets were likewise

true poets who tried as such to point out the right road, endeavouring

to remedy, as far as their insight went, the evil of their time. This is

the best, and I trust a perfectly satisfactory, reason for the

translation of “The Inequality of Human Races.”

This book, written as early as 1853, is no doubt a youthful and somewhat

bewildering performance, but it gives us the basis of Gobineau’s creed,

his belief in Race and Aristocracy as the first condition of

civilization, his disbelief in the influence of environment, his

distrust in the efficacy of religion and morality. The latter kind of

scepticism brings him into relationship with Nietzsche, who has even

accentuated Count Gobineau’s suspicions and who has branded our morality

as Slave-Morality, and consequently as harmful to good government. What

a Europe without Masters, but with plenty of Half-masters and Slaves,

was driving at, Gobineau foresaw as well as Nietzsche.

I sincerely hope that no intelligent reader will overlook this sceptical

attitude of Gobineau towards religion, because that is a point of great

importance at the present time, when our faith will certainly thrive

again on a misfortune, which, by the propagation of slave-values, it

indirectly has caused. It is this scepticism against the Church and its

Semitic values, which separates a Gobineau from Disraeli, to whom

otherwise—in his rejection of Buckle, Darwin, and their science, in his

praise of Race and Aristocracy, and in his prophecy of evil—he is so

nearly related. Disraeli still believed in a Church based upon a revival

of the old principles, Gobineau, like Nietzsche, had no hope whatever in

this respect. It is the great merit of both Nietzsche and Gobineau, that

they were not, like Disraeli, trying to revive a corpse, but that they

frankly acknowledged, the one that the corpse was dead, the other that

it was positively poisoning the air. The occasional bows which Gobineau

makes to the Church cannot, I repeat, mislead any serious critics of his

work, especially if they likewise consult his later books, about which,

by the way, I have spoken at greater length elsewhere.[1] Both Spinoza

and Montaigne had the same laudable habit, and they did not mean it

either. For the first business of a great freethinker is not to be

mistaken for a little one; his greatest misfortune is to be “understood”

by the wrong class of people, and thus an occasional bow to the old and

venerable Power—apart from the safety which it procures—protects him

from an offensive handshake with enthusiastic and unbalanced disciples

and apostles.

OSCAR LEVY

GENEVA, _July 1915_

FROM THE AUTHOR’S DEDICATION (1854)[2]

TO HIS MAJESTY GEORGE V, KING OF HANOVER

The great events—the bloody wars, the revolutions, and the breaking up

of laws—which have been rife for so many years in the States of Europe,

are apt to turn men’s minds to the study of political problems. While

the vulgar consider merely immediate results, and heap all their praise

and blame on the little electric spark that marks the contact with their

own interests, the more serious thinker will seek to discover the hidden

causes of these terrible upheavals. He will descend, lamp in hand, by

the obscure paths of philosophy and history; and in the analysis of the

human heart or the careful search among the annals of the past he will

try to gain the master-key to the enigma which has so long baffled the

imagination of man.

Like every one else, I have felt all the prickings of curiosity to which

our restless modern world gives rise. But when I tried to study, as

completely as I could, the forces underlying this world, I found the

horizon of my inquiry growing wider and wider. I had to push further and

further into the past, and, forced by analogy almost in spite of myself,

to lift my eyes further and further into the future. It seemed that I

should aspire to know not merely the immediate causes of the plagues

that are supposed to chasten us, but also to trace the more remote

reasons for those social evils which the most meagre knowledge of

history will show to have prevailed, in exactly the same form, among all

the nations that ever lived, as well as those which survive to-day—evils

that in all likelihood will exist among nations yet unborn.

Further, the present age, I thought, offered peculiar facilities for

such an inquiry. While its very restlessness urges us on to a kind of

historical chemistry, it also makes our labours easier. The thick mists,

the profound darkness that from time immemorial veiled the beginnings of

civilizations different from our own, now lift and dissolve under the

sun of science. An analytic method of marvellous delicacy has made a

Rome, unknown to Livy, rise before us under the hands of Niebuhr, and

has unravelled for us the truths that lay hid among the legendary tales

of early Greece. In another quarter of the world, the Germanic peoples,

so long misunderstood, appear to us now as great and majestic as they

were thought barbarous by the writers of the Later Empire. Egypt opens

its subterranean tombs, translates its hieroglyphs, and reveals the age

of its pyramids. Assyria lays bare its palaces with their endless

inscriptions, which had till yesterday been buried beneath their own

ruins. The Iran of Zoroaster has held no secrets from the searching eyes

of Burnouf, and the Vedas of early India take us back to events not far

from the dawn of creation. From all these conquests together, so

important in themselves, we gain a larger and truer understanding of

Homer, Herodotus, and especially of the first chapters of the Bible,

that deep well of truth, whose riches we can only begin to appreciate

when we go down into it with a fully enlightened mind.

These sudden and unexpected discoveries are naturally not always beyond

the reach of criticism. They are far from giving us complete lists of

dynasties, or an unbroken sequence of reigns and events. In spite,

however, of the fragmentary nature of their results, many of them are

admirable for my present purpose, and far more fruitful than the most

accurate chronological tables would be. I welcome, most of all, the

revelation of manners and customs, of the very portraits and costumes,

of vanished peoples. We know the condition of their art. Their whole

life, public and private, physical and moral, is unrolled before us, and

it becomes possible to reconstruct, with the aid of the most authentic

materials, that which constitutes the personality of races and mainly

determines their value.

With such a treasury of knowledge, new or newly understood, to draw

upon, no one can claim any longer to explain the complicated play of

social forces, the causes of the rise and decay of nations, in the light

of the purely abstract and hypothetical arguments supplied by a

sceptical philosophy. Since we have now an abundance of positive facts

crowding upon us from all sides, rising from every sepulchre, and lying

ready to every seeker’s hand, we may no longer, like the theorists of

the Revolution, form a collection of imaginary beings out of clouds, and

amuse ourselves by moving these chimeras about like marionettes, in a

political environment manufactured to suit them. The reality is now too

pressing, too well known; and it forbids games like these, which are

always unseasonable, and sometimes impious. There is only one tribunal

competent to decide rationally upon the general characteristics of man,

and that is history—a severe judge, I confess, and one to whom we may

well fear to appeal in an age so wretched as our own.

Not that the past is itself without stain. It includes everything, and

so may well have many faults, and more than one shameful dereliction of

duty, to confess. The men of to-day might even be justified in

flourishing in its face some new merits of their own. But suppose, as an

answer to their charges, that the past suddenly called up the gigantic

shades of the heroic ages, what would they say then? If it reproached

them with having compromised the names of religious faith, political

honour, and moral duty, what would they answer? If it told them that

they are no longer fit for anything but to work out the knowledge of

which the principles had already been recognized and laid down by

itself; that the virtue of the ancients has become a laughing-stock,

that energy has passed from man to steam, that the light of poetry is

out, that its great prophets are no more, and that what men call their

interests are confined to the most pitiful tasks of daily life;—how

could they defend themselves?

They could merely reply that not every beautiful thing is dead which has

been swallowed up in silence; it may be only sleeping. All ages, they

might say, have beheld periods of transition, when life grapples with

suffering and in the end arises victorious and splendid. Just as Chaldæa

in its dotage was succeeded by the young and vigorous Persia, tottering

Greece by virile Rome, and the degenerate rule of Augustulus by the

kingdoms of the noble Teutonic princes, so the races of modern times

will regain their lost youth.

This was a hope I myself cherished for a brief moment, and I should like

to have at once flung back in the teeth of History its accusations and

gloomy forebodings, had I not been suddenly struck with the devastating

thought, that in my hurry I was putting forward something that was

absolutely without proof. I began to look about for proofs, and so, in

my sympathy for the living, was more and more driven to plumb to their

depths the secrets of the dead.

Then, passing from one induction to another, I was gradually penetrated

by the conviction that the racial question overshadows all other

problems of history, that it holds the key to them all, and that the

inequality of the races from whose fusion a people is formed is enough

to explain the whole course of its destiny. Every one must have had some

inkling of this colossal truth, for every one must have seen how certain

agglomerations of men have descended on some country, and utterly

transformed its way of life; how they have shown themselves able to

strike out a new vein of activity where, before their coming, all had

been sunk in torpor. Thus, to take an example, a new era of power was

opened for Great Britain by the Anglo-Saxon invasion, thanks to a decree

of Providence, which by sending to this island some of the peoples

governed by the sword of your Majesty’s illustrious ancestors, was to

bring two branches of the same nation under the sceptre of a single

house—a house that can trace its glorious title to the dim sources of

the heroic nation itself.

Recognizing that both strong and weak races exist, I preferred to

examine the former, to analyse their qualities, and especially to follow

them back to their origins. By this method I convinced myself at last

that everything great, noble, and fruitful in the works of man on this

earth, in science, art, and civilization, derives from a single

starting-point, is the development of a single germ and the result of a

single thought; it belongs to one family alone, the different branches

of which have reigned in all the civilized countries of the universe.

THE INEQUALITY OF HUMAN RACES

CHAPTER I

THE MORTAL DISEASE OF CIVILIZATIONS AND SOCIETIES PROCEEDS FROM GENERAL

CAUSES COMMON TO THEM ALL

The fall of civilizations is the most striking, and, at the same time,

the most obscure, of all the phenomena of history. It is a calamity that

strikes fear into the soul, and yet has always something so mysterious

and so vast in reserve, that the thinker is never weary of looking at

it, of studying it, of groping for its secrets. No doubt the birth and

growth of peoples offer a very remarkable subject for the observer; the

successive development of societies, their gains, their conquests, their

triumphs, have something that vividly takes the imagination and holds it

captive. But all these events, however great one may think them, seem to

be easy of explanation; one accepts them as the mere outcome of the

intellectual gifts of man. Once we recognize these gifts, we are not

astonished at their results; they explain, by the bare fact of their

existence, the great stream of being whose source they are. So, on this

score, there need be no difficulty or hesitation. But when we see that

after a time of strength and glory all human societies come to their

decline and fall—all, I say, not this or that; when we see in what awful

silence the earth shows us, scattered on its surface, the wrecks of the

civilizations that have preceded our own—not merely the famous

civilizations, but also many others, of which we know nothing but the

names, and some, that lie as skeletons of stone in deep world-old

forests, and have not left us even this shadow of a memory; when the

mind returns to our modern States, reflects on their extreme youth, and

confesses that they are a growth of yesterday, and that some of them are

already toppling to their fall: then at last we recognize, not without a

certain philosophic shudder, that the words of the prophets on the

instability of mortal things apply with the same rigour to civilizations

as to peoples, to peoples as to States, to States as to individuals; and

we are forced to affirm that every assemblage of men, however ingenious

the network of social relations that protects it, acquires on the very

day of its birth, hidden among the elements of its life, the seed of an

inevitable death.

But what is this seed, this principle of death? Is it uniform, as its

results are, and do all civilizations perish from the same cause?

At first sight we are tempted to answer in the negative; for we have

seen the fall of many empires, Assyria, Egypt, Greece, Rome, amid the

clash of events that had no likeness one to the other. Yet, if we pierce

below the surface, we soon find that this very necessity of coming to an

end, that weighs imperiously on all societies without exception,

presupposes such a general cause, which, though hidden, cannot be

explained away. When we start from this fixed principle of natural

death—a principle unaffected by all the cases of violent death,—we see

that all civilizations, after they have lasted some time, betray to the

observer some little symptoms of uneasiness, which are difficult to

define, but not less difficult to deny; these are of a like nature in

all times and all places. We may admit one obvious point of difference

between the fall of States and that of civilizations, when we see the

same kind of culture sometimes persisting in a country under foreign

rule and weathering every storm of calamity, at other times being

destroyed or changed by the slightest breath of a contrary wind; but we

are, in the end, more and more driven to the idea that the principle of

death which can be seen at the base of all societies is not only

inherent in their life, but also uniform and the same for all.

To the elucidation of this great fact I have devoted the studies of

which I here give the results.

We moderns are the first to have recognized that every assemblage of

men, together with the kind of culture it produces, is doomed to perish.

Former ages did not believe this. Among the early Asiatics, the

religious consciousness, moved by the spectacle of great political

catastrophes, as if by some apparition from another world, attributed

them to the anger of heaven smiting a nation for its sins; they were, it

was thought, a chastisement meet to bring to repentance the criminals

yet unpunished. The Jews, misinterpreting the meaning of the Covenant,

supposed that their Empire would never come to an end. Rome, at the very

moment when she was nearing the precipice, did not doubt that her own

empire was eternal.[3] But the knowledge of later generations has

increased with experience; and just as no one doubts of the mortal state

of humanity, because all the men who preceded us are dead, so we firmly

believe that the days of peoples are numbered, however great the number

may be; for all those who held dominion before us have now fallen out of

the race. The wisdom of the ancients yields little that throws light on

our subject, except one fundamental axiom, the recognition of the finger

of God in the conduct of this world; to this firm and ultimate principle

we must adhere, accepting it in the full sense in which it is understood

by the Catholic Church. It is certain that no civilization falls to the

ground unless God wills it; and when we apply to the mortal state of all

societies the sacred formula used by the ancient priesthoods to explain

some striking catastrophes, which they wrongly considered as isolated

facts, we are asserting a truth of the first importance, which should

govern the search for all the truths of this world. Add, if you will,

that all societies perish because they are sinful—and I will agree with

you; this merely sets up a true parallel to the case of individuals,

finding in sin the germ of destruction. In this regard, there is no

objection to saying that human societies share the fate of their

members; they contract the stain from them, and come to a like end. This

is to reason merely by the light of nature. But when we have once

admitted and pondered these two truths, we shall find no further help, I

repeat, in the wisdom of the ancients.

That wisdom tells us nothing definite as to the ways in which the Divine

will moves in order to compass the death of peoples; it is, on the

contrary, driven to consider these ways as essentially mysterious. It is

seized with a pious terror at the sight of ruins, and admits too easily

that the fallen peoples could not have been thus shaken, struck down,

and hurled into the gulf, except by the aid of miracles. I can readily

believe that certain events have had a miraculous element, so far as

this is stated by Scripture; but where, as is usually the case, the

formal testimony of Scripture is wanting, we may legitimately hold the

ancient opinion to be incomplete and unenlightened. We may, in fact,

take the opposite view, and recognize that the heavy hand of God is laid

without ceasing on our societies, as the effect of a decision pronounced

before the rise of the first people; and that the blow falls according

to rule and foreknowledge, by virtue of fixed edicts, inscribed in the

code of the universe by the side of other laws which, in their rigid

severity, govern organic and inorganic nature alike.

We may justly reproach the philosophy of the early sacred writers with a

lack of experience; and so, we may say, they explain a mystery merely by

enunciating a theological truth which, however certain, is itself

another mystery. They have not pushed their inquiries so far as to

observe the facts of the natural world. But at least one cannot accuse

them of misunderstanding the greatness of the problem and scratching for

solutions at the surface of the ground. In fact, they have been content

to state the question in lofty language; and if they have not solved it,

or even thrown light upon it, at least they have not made it a breeder

of errors. This puts them far above the rationalistic schools and all

their works.

The great minds of Athens and Rome formulated the theory, accepted by

later ages, that States, civilizations, and peoples, are destroyed only

by luxury, effeminacy, misgovernment, fanaticism, and the corruption of

morals. These causes, taken singly or together, were declared to be

responsible for the fall of human societies; the natural corollary being

that in the absence of these causes there can be no solvent whatever.

The final conclusion is that societies, more fortunate than men, die

only a violent death; and if a nation can be imagined as escaping the

destructive forces I have mentioned, there is no reason why it should

not last as long as the earth itself. When the ancients invented this

theory, they did not see where it was leading them; they regarded it

merely as a buttress for their ethical notions, to establish which was,

as we know, the sole aim of their historical method. In their narrative

of events, they were so taken up with the idea of bringing out the

admirable influence of virtue, and the deplorable effects of vice and

crime, that anything which marred the harmony of this excellent moral

picture had little interest for them, and so was generally forgotten or

set aside. This method was not only false and petty, but also had very

often a different result from that intended by its authors; for it

applied the terms “virtue” and “vice” in an arbitrary way, as the needs

of the moment dictated. Yet, to a certain extent, the theory is excused

by the stern and noble sentiment that lay at the base of it; and if the

genius of Plutarch and Tacitus has built mere romances and libels on

this foundation, at any rate the libels are generous, and the romances

sublime.

I wish I could show myself as indulgent to the use that the authors of

the eighteenth century have made of the theory. But there is too great a

difference between their masters and themselves. The former had even a

quixotic devotion to the maintenance of the social order; the latter

were eager for novelty and furiously bent on destruction. The ancients

made their false ideas bear a noble progeny; the moderns have produced

only monstrous abortions. Their theory has furnished them with arms

against all principles of government, which they have reproached in turn

with tyranny, fanaticism, and corruption. The Voltairean way of

“preventing the ruin of society” is to destroy religion, law, industry,

and commerce, under the pretext that religion is another name for

fanaticism, law for despotism, industry and commerce for luxury and

corruption. Where so many errors reign, I certainly agree that we have

“bad government.”

I have not the least desire to write a polemic; my object is merely to

show how an idea common to Thucydides and the Abbé Raynal can produce

quite opposite results. It makes for conservatism in the one, for an

anarchic cynicism in the other—and is an error in both. The causes

usually given for the fall of nations are not necessarily the real

causes; and though I willingly admit that they may come to the surface

in the death-agony of a people, I deny that they have enough power,

enough destructive energy, to draw on, by themselves, the irremediable

catastrophe.

The inequality of human races · 第 1 / 16 章