Nicolai opens by explaining what has led him to an act which has cost

him dear, the abandonment of his country in the hour of danger. In

touching terms he expresses his love for the motherland (which he

contrasts with Europe, his fatherland), his love for Germany and for all

that he owes it. He tore himself away only because there was no other

means of working for the liberation of his country. While he remained in

Germany, he could do nothing; for years of tribulation had been the

proof. Right was shackled. Germany was no longer a Rechtsstaat.

Oppression was universal; and, still worse, it was anonymous. The power

of the sword, irresponsible, was supreme. Parliament no longer existed.

The press no longer existed. The chancellor, the emperor himself, were

subject to the mysterious "Unknown who rules Germany." Nicolai tells us

that he had long waited for others better qualified than himself to

speak. He had waited in vain. Fear, corruption, lack of determination,

stifled all attempts at revolt. The soul of Germany was dumb.--Even he,

Nicolai, would perhaps have held his peace to the end, constrained to

silence by the sentiment of chivalrous loyalty which influences everyone

in time of war, had he not been driven to extremities, had he not been

brought to bay, by the unknown power. After everything had been taken

from him, after he had been despoiled of his honours, of his official

position, of the comforts and even the necessaries of life, those in

authority wished to wrest from him the one thing that still remained,

his right to obey, his convictions. This was too much, and he fled. "I

was compelled to leave the German empire; I left, because I believe

myself to be a good German."

To enable us to understand his decision, he describes for us the four

years of daily struggle which had been his lot in Germany before he made

up his mind to leave.--Notwithstanding his views on the war, when it

actually broke out he put himself at the disposal of the military

authorities, but only as a civilian medical man (vertraglich

verpflichteter Zivilarzt). He was appointed principal medical officer in

the new Tempelhof hospital, a post which permitted him to continue his

public lectures at the university of Berlin. But in October, 1914, in

conjunction with Professor W. Foerster, Professor A. Einstein, and Dr.

Buek, he issued a protest, couched in very strong terms, against the

notorious manifesto of the 93. Punishment did not tarry. He was at once

relieved of his post, and was appointed medical assistant at the

isolation hospital in the little fortress of Graudenz. Being under no

illusions as to the reasons for this arbitrary and absurd measure, he

devoted his spare time to the preparation of his book, _The Biology of

War_. Now came the sinking of the Lusitania, which was a terrible shock

to Nicolai, affecting him as if he had been struck with a whip. At

dinner with a few of his comrades, he declared that the violation of

Belgian neutrality, the use of poison gas, and the torpedoing of

merchantmen, were not merely immoral actions, but were acts of

incredible stupidity, which would sooner or later ruin the German

empire. One of those present, his colleague Dr. Knoll, could find

nothing better to do than to inform against him. Anew dismissed from his

post, Nicolai was sent in disgrace to one of the most out-of-the-way

corners of Germany. He protested in the name of justice. He appealed to

the emperor. The latter, he was given to understand, wrote on the margin

of the report of his case: "Der Mann ist ein Idealist, man soll ihn

gewähren lassen!" (The man is an idealist. Let him alone!)

He was sent back to Berlin in the winter of 1915-16, with instructions

to be on his good behaviour. Ignoring these instructions, immediately

after his return to the university he began a course of lectures upon

"War as an evolutionary Factor in human History." The lectures were

promptly prohibited, and Nicolai was sent to Danzig, where he was

strictly forbidden to speak or write on political topics. Nicolai took

exception to this order, on the ground that he was a civilian. Thereupon

an attempt was made to administer to him the oath of loyalty and

obedience. He refused. Summoned before a court-martial, and warned of

the consequences of refusal, he persisted. He was thereupon reduced to

the ranks, and for two and a half years was engaged in futile clerical

work as a private in the army medical corps. Nevertheless, he finished

his book, and it went to press in Germany. The first two hundred pages

had been set up when an information against it was lodged by the chief

clerk of a great submarine dockyard, who said indignantly, "We earn our

money arduously in the war, and this fellow is writing in favour of

peace!" Nicolai was arrested and his manuscript was seized. After a

lengthy trial, he was sentenced to five months' imprisonment. The

newspapers were forbidden to mention his name. The "Danziger Zeitung"

was suspended for having published an account of the trial. His troubles

began afresh immediately he came out of prison. The commandant of

Eilenburg wished to force Nicolai to accept combatant service. Nicolai

refused, and was given twenty-four hours to think the matter over. He

thought of Socrates, and of the Greek philosopher's obedience to his

country's laws, bad though they were. But he thought also of Luther, who

fled to the Wartburg to finish his work. And Nicolai left that night.

Not even yet, however, did he quit Germany, for he wished to make a last

appeal to the justice of his country. He wrote to the minister for war,

relating the infractions of law to which he had been exposed, and asking

for protection against the arbitrary proceedings of the military

authorities. While awaiting an answer, he took refuge with friends,

first in Munich, then in Grunewald near Berlin. But no answer was

received. He had, therefore, to expatriate himself. We know how he

crossed the frontier, "in an aeroplane, two miles above the earth amid

clouds formed by bursting shrapnel."[89] At dawn after Saint John's

night, he saw the distant gleam of the sea of freedom. He reached

Copenhagen. For the last time he addressed himself to the German

government, offering to return upon guarantees that his rights should be

respected, and that he should be reinstated. After eight weeks, he was

declared to be a deserter. A raid was made upon his house in Berlin, and

upon the houses of some of his friends. His goods were sequestrated. A

demand was made for his extradition, upon the charge of stealing an

aeroplane.--Then it was that, resuming freedom of speech, Nicolai wrote

his "Open Letter" to the "Unknown" despot.

* * * * *

What particularly strikes me in this narrative is, in the first place,

the man's invincible tenacity, the way in which he stands upon his right

as upon a fortress--"eine feste Burg." ...But I am also greatly

impressed by the secret aid which was furnished him by so many of his

compatriots.

People are astonished to-day at the sudden collapse of the German

colossus. A hundred different reasons are given. We are told that the

army is ravaged by epidemic disease; that the morale of the Germans has

been undermined by bolshevist propaganda; and so on. These influences

have played their part. But another cause has been forgotten. It is that

the entire edifice, despite its imposing front, has been mined. Behind

the façade of passive obedience, widespread disillusionment prevails.

Nothing is more striking in Nicolai's story (notwithstanding all his

precautions lest anything he may say should betray his friends to the

vengeance of the authorities) than the way in which he has again and

again been supported and encouraged by the devotion or by the tacit

complicity of those with whom he came into contact. "Men of science,

working men, rankers, and officers," he writes, "begged me to say what

they did not dare to utter themselves." When he was arrested and when

his book was seized, the manuscript was rescued and was smuggled into

Switzerland. By whom? By an official German courier!--When, having fled

from his post, he wished to leave Germany, and when, in the first

instance, he thought of getting out of the country on foot, he was

arrested a hundred yards short of the frontier and was taken before an

elderly captain. "When he asked me my name, and I said, 'I am Professor

Nicolai,' he looked at me long and quizzically. I am doubtful whether he

knew that I was being hunted, but I have the impression that he did

know.... He advised me, in friendly fashion, not again to attempt

crossing the frontier by night, for the frontier patrols were

accompanied by bloodhounds--then he let me go."--Seeing no other way of

escape than by the air route, Nicolai turned--to whom? To an officer in

the flying corps, asking the loan of an aeroplane, for a journey to

Holland or Switzerland. The officer, without turning a hair, replied

that the thing could be done, and that if Nicolai should decide to make

his way to Denmark (which would be much easier) they could start with a

whole air-squadron. In the end, as we know, there was no squadron; but

two aeroplanes and a number of officers participated in the flight from

Neurippin to Copenhagen.--Many similar incidents, though perhaps less

striking than those quoted, serve to show the dissolution of the bonds

between the citizens and the state. The publication of Nicolai's book in

Switzerland, and the subsequent clandestine circulation in Germany of

one hundred copies, brought him into relationships with persons

belonging to all parties in Germany, and enabled him to realise how deep

and passionate was the feeling of hatred diffused throughout all strata

of the population. He adds: "I am convinced that Germany and the world

would be liberated to-morrow, if only all the Germans were to say to-day

without reserve that which, at the bottom of their hearts, they wish and

ardently desire."

Herein lies the force of his protest. It is not the protest of one

individual, but that of an entire nation. Nicolai is merely the

spokesman.

Thus, having told his tale, he turns to the people, he turns to those

who inspired him to speak. By a sudden transformation, the "Unknown" to

whom he addresses his "Open Letter"--derjenige Unbekannte, der die Macht

hat--is no longer the military authority. Sovereign power seems already

to have passed into the hands of the real master, the German people. He

invites the German people to enter into a union with the other peoples.

In the tone of an inspired evangelist, he reminds the German people of

its true destiny, its spiritual mission, a thousandfold more important

than any empty victory. To all the peoples of Europe, he points out the

duty of the hour, the pressing task: to achieve the unity of Europe and

the organisation of the world.

"Come, then, kindred spirits!... I am a free man, freed from everything

in the world, free from the state [staatenlos], ein deutscher Weltbürger

[a German citizen of the world].... I have peace! [Ich habe Frieden]....

Come! Cry aloud what you already know and feel!... We do not wish to

_make_ peace; we simply wish to realise that we _have_ peace...."

Reiterating his cry of October, 1914, the Call to Europeans[90] which

he, in conjunction with his friends Albert Einstein, Wilhelm Foerster,

and Otto Buek, issued as a counterblast to the insane utterances of the

93, he reaffirms his act of faith in the spirit of Europe, one and

brotherly; and he launches his appeal to all the free spirits, to those

whom Goethe long ago termed: "Good Europeans."

_October 20, 1918._

"Wissen und Leben," Zurich, November, 1918.

XXIV

OPEN LETTER TO PRESIDENT WILSON

MONSIEUR LE PRÉSIDENT,

The peoples are breaking their chains. The hour foreseen by you and

desired by you is at hand. May it not come in vain! From one end of

Europe to the other, there is rising among the peoples the will to

resume control of their destinies, and to unite, that they may form a

regenerated Europe. Across the frontiers, they are holding out their

hands to one another for a friendly clasp. But between them there still

remain abysses of mistrust and misunderstanding. These abysses must be

bridged. We must break the fetters of ancient destiny which shackle

these peoples to nationalist wars; which have compelled them, century

after century, to rush blindly upon one another for their mutual

destruction. Unaided, they cannot break their chains. They are calling

for help. But whither can they turn for help?

You alone, Monsieur le Président, among all those whose dread duty it

now is to guide the policy of the nations, you alone enjoy a world-wide

moral authority. You inspire universal confidence. Answer the appeal of

these passionate hopes! Take the hands which are stretched forth, help

them to clasp one another. Help these peoples, groping in the dark, to

find their way, to establish the new charter of freedom and union whose

principles they are seeking earnestly but confusedly.

Reflect: Europe is in danger of falling back into the circles of hell

through which she has been toiling for more than four years, drenching

the soil with her blood. In all lands, the peoples have lost confidence

in the ruling classes. At this hour, you are the only one who can speak

to all alike--to the common people and to the bourgeoisies of the

nations. You alone can be sure of an attentive hearing. None but you can

act as mediator to-day (and will even you still be able to act as

mediator to-morrow?). Should this mediator fail to appear, the human

masses, disarrayed and unbalanced, will almost inevitably break forth

into excesses. The common people will welter in bloody chaos, while the

parties of traditional order will fly to bloody reaction. Class wars,

racial wars, wars between the nations of yesterday, wars between the

nations which have just been formed, blind social convulsions, with no

further aim than the gratification of the hatreds, the envies, the crazy

dreams of an hour of life looking forward to no morrow....

Heir of George Washington and Abraham Lincoln, take up the cause, not of

a party, not of a single people, but of all! Summon the representatives

of the peoples to the Congress of Mankind! Preside over it with the full

authority which you hold in virtue of your lofty moral consciousness and

in virtue of the great future of America! Speak, speak to all! The world

hungers for a voice which will overleap the frontiers of nations and of

classes. Be the arbiter of the free peoples! Thus may the future hail

you by the name of Reconciler!

ROMAIN ROLLAND.

VILLENEUVE, _November 9, 1918._

"Le Populaire," Paris, November 18, 1918.

* * * * *

A few days later (December 4, 1918), "Le Populaire" published a

letter from Romain Rolland to Jean Longuet, wherein Romain Rolland

laid bare his most intimate thought and gave the reasons for his

attitude towards Wilson. The letter was reprinted by "L'Humanité"

in the issue of December 14, 1918, a special "Wilson Number."

I am no Wilsonian. I see all too plainly that the president's message,

as clever as it is generous, aims (in good faith) at realising

throughout the world the ideal of the bourgeois republic of the

Franco-American type.

This is a conservative ideal and it no longer satisfies me.

Nevertheless, despite our personal predilections and our reserves for

the future, I believe that the best thing we can do for the moment is to

support the action of President Wilson. He alone will be able to curb

the greedy appetites, the ambitions, and the fierce instincts, which

will seat themselves at the peace banquet. Through his action alone is

there any chance of bringing about a modus vivendi in Europe, one which

provisionally at least shall be fairly just. This great bourgeois

embodies what is purest, most disinterested, most humane, in the

mentality of his class.[91] No one is better fitted than he to act as

Arbiter.

R. R.

_June, 1919._

XXV

AGAINST VICTORIOUS BISMARCKISM

"Le Populaire" asked Romain Rolland to write an article on the

occasion of President Wilson's arrival in France. Romain Rolland,

who was ill at the time, wrote from Villeneuve as follows.

THURSDAY, _December 12, 1918._

DEAR LONGUET,

Your letter of the 6th inst. did not reach me until to-day, of course

after being opened by the military censorship. It finds me in bed, where

I have been for a fortnight, suffering from an obstinate attack of

influenza. It is therefore impossible for me to write the article you

want.

All that I will say is that, during the last fortnight, the news from

France has often made me more uneasy than my fever. The Allies believe

themselves victorious. In my view (if they fail to pull themselves

together) they are vanquished, beaten, infected, by Bismarckism.

Unless there is an extensive turn in events, I foresee a century of

hatreds, of new wars of revenge, and the destruction of European

civilisation. Let me add that the destruction of European civilisation

is hardly to be regretted if the victorious nations prove thus incapable

of guiding their destinies.

It is my hope that, amid the intoxicating but deceptive triumphs of the

present, they may regain the consciousness of their crushing

responsibilities towards the future! It is my hope that they will

remember that every one of their mistakes or their sins of omission

will have to be paid for by their children and their children's

children!

Excuse these lines, scribbled by a convalescent, and believe me, my dear

Longuet,

Yours as always,

ROMAIN ROLLAND.

"Le Populaire," Paris, December 21, 1918.

XXVI

DECLARATION OF THE INDEPENDENCE OF THE MIND

Brain workers, comrades, scattered throughout the world, kept apart for

five years by the armies, the censorship and the mutual hatred of the

warring nations, now that barriers are falling and frontiers are being

reopened, we issue to you a call to reconstitute our brotherly union,

but to make of it a new union more firmly founded and more strongly

built than that which previously existed.

The war has disordered our ranks. Most of the intellectuals placed their

science, their art, their reason, at the service of the governments. We

do not wish to formulate any accusations, to launch any reproaches. We

know the weakness of the individual mind and the elemental strength of

great collective currents. The latter, in a moment, swept the former

away, for nothing had been prepared to help in the work of resistance.

Let this experience, at least, be a lesson to us for the future!

First of all, let us point out the disasters that have resulted from the

almost complete abdication of intelligence throughout the world, and

from its voluntary enslavement to the unchained forces. Thinkers,

artists, have added an incalculable quantity of envenomed hate to the

plague which devours the flesh and the spirit of Europe. In the arsenal

of their knowledge, their memory, their imagination, they have sought

reasons for hatred, reasons old and new, reasons historical, scientific,

logical, and poetical. They have worked to destroy mutual understanding

and mutual love among men. So doing, they have disfigured, defiled,

debased, degraded Thought, of which they were the representatives. They

have made it an instrument of the passions; and (unwittingly, perchance)

they have made it a tool of the selfish interests of a political or

social clique, of a state, a country, or a class. Now, when, from the

fierce conflict in which the nations have been at grips, the victors and

the vanquished emerge equally stricken, impoverished, and at the bottom

of their hearts (though they will not admit it) utterly ashamed of their

access of mania--now, Thought, which has been entangled in their

struggles, emerges, like them, fallen from her high estate.

Arise! Let us free the mind from these compromises, from these unworthy

alliances, from these veiled slaveries! Mind is no one's servitor. It is

we who are the servitors of mind. We have no other master. We exist to

bear its light, to defend its light, to rally round it all the strayed

sheep of mankind. Our role, our duty, is to be a centre of stability, to

point out the pole star, amid the whirlwind of passions in the night.

Among these passions of pride and mutual destruction, we make no choice;

we reject them all. Truth only do we honour; truth that is free,

frontierless, limitless; truth that knows nought of the prejudices of

race or caste. Not that we lack interest in humanity. For humanity we

work, but for humanity as a whole. We know nothing of peoples. We know

the People, unique and universal; the People which suffers, which

struggles, which falls and rises to its feet once more, and which

continues to advance along the rough road drenched with its sweat and

its blood; the People, all men, all alike our brothers. In order that

they may, like ourselves, realise this brotherhood, we raise above their

blind struggles the Ark of the Covenant--Mind which is free, one and

manifold, eternal.

R. R.

VILLENEUVE, _Spring, 1919._

[This manifesto was published in "L'Humanité," June 26, 1919.]

By the end of 1919, the following signatures had been received to the

above declaration.

Addams, Jane (U.S.A.).

Alain [Chartier] (France).

Alexandre, Raoul (on the staff of "L'Humanité," France).

Arco, G. von (Germany).

Arcos, René (France).

Barbusse, Henri (France).

Baudouin, Charles (editor of "Le Carmel," France).

Bazalgette, Léon (France).

Bernaert, Edouard (France).

Besnard, Lucien (France).

Bignami, Enrico (editor of "Coenobium," Italy).

Biriukov, Paul (Russia).

Bloch, Ernest (Switzerland).

Bloch, Jean-Richard (France).

Bodin, Louise (editor of "La Voix des Femmes," France).

Bracco, Roberto (Italy).

Brooks, Van Wyck (U.S.A.).

Brouwer, L. J. (Holland).

Buchet, Samuel (France).

Burnet, E. (of the Pasteur Institute, France).

Carpenter, Edward (England).

Chateaubriant, A. de (France).

Chenevière, Georges (France).

Colin, Paul (editor of "L'Art Libre," Belgium).

Coomaraswamy, Ananda (Hindustan).

Costa, Benedicto (Brazil).

Croce, Benedetto (Italy).

Crucy, François (on the staff of "L'Humanité," France).

Desanges, Paul (on the staff of "La Forge," France).

Desprès, Fernand (France).

Dickinson, G. Lowes (England).

Donvalis, Georges (Greece).

Doyen, Albert (France).

Duhamel, Georges (France).

Dujardin, Edouard (editor of "Cahiers Idéalistes," France).

Dunois, Amédée (on the staff of "L'Humanité, France).

Dupin, Gustave (France).

Dy, Melot du (Belgium).

Eder, Robert (Switzerland).

Eeckhoud, Georges (Belgium).

Eeden, Frederick van (Holland).

Einstein, Albert (Germany).

Eslander, J. F. (Belgium).

Fiévez, Joseph (France).

Foerster, W. (Germany).

Forel, Auguste (Switzerland).

Frank, Leonhard (Germany).

Frank, Waldo (U.S.A.).

Fried, A. H. (German-Austria).

Fry, R. (England).

George, Waldemar (on the staff of "La Forge," France).

Georges-Bazille, G. (editor of "Cahiers Britanniques et

Américains," France).

Gerlach, H. von (Germany).

Goll, Ivan (Germany).

Hamon, Augustin (France).

Heidenstam, Verner von (Sweden).

Hellens, Franz (Belgium).

Herzog, Wilhelm (Germany).

Hesse, Hermann (Germany).

Hier, Frederick P. (U.S.A.).

Hilbert, David (Germany).

Hofer, Charles (Switzerland).

Holmes, John Haynes (U.S.A.).

Huebsch, B. W. (U.S.A.).

Jouve, P. J. (France).

Kapteyn, J. C. (Holland).

Key, Ellen (Sweden).

Khnopff, Georges (Belgium).

Kollwitz, Käte (Germany).

Labouré, A. M. (France).

Lagerlöf, Selma (Sweden).

Laisant, C. A. (France).

Latzko, Andreas (Hungary).

Lefebvre, Raymond (France).

Lehmann, Max (Germany).

Lindhagen, Carl (Sweden).

Liveright, Horace B. (U.S.A.).

Lopez-Pico, M. (Spain).

Lucci, Arnaldo (Italy).

Mann, Heinrich (Germany).

Martinet, Marcel (France).

Maseras, Alfons (Spain).

Masereel, Frans (Belgium).

Masson, Émile (France).

Masters, Edgar Lee (U.S.A.).

Matisse, Georges (France).

Matisse, Madeline (France).

Mercereau, Alexandre (France).

Mériga, Lue (editor of "La Forge," France).

Mesnil, Jacques (Belgium).

Michaelis, Sophus (Denmark).

Moissi, A. (Germany).

Morhardt, Mathias (France).

Natorp, Paul (Germany).

Nearing, Scott (U.S.A.).

Nicolai, Georg Friedrich (Germany).

Nithack-Stahn (Germany).

Ors, Eugenio d' (Spain).

Paasche, H. (Germany).

Picard, Edmond (Belgium).

Pierre, A. (on the staff of "L'Humanité," France).

Prenant, A. (France).

Ragaz (Switzerland).

Reuillard, Gabriel (France).

Rolland, Romain (France).

Romains, Jules (France).

Roorda van Eysinga, H. (Switzerland).

Roussel, Nelly (France).

Rubakin, Nicholas (Russia).

Rusiecka, M. de (Poland).

Russell, Bertrand (England).

Ryner, Han (France).

Schirardin, (professor in Metz, France).

Schneider, Edouard (France).

Schoen, Edouard (professor in Metz, France).

Schultz, P. (professor in Metz, France).

Sévérine (France).

Signac, Paul (France).

Sinclair, Upton (U.S.A.).

Sorel, Robert (France).

Stieglitz, Alfred (U.S.A.).

Stocker, Helene (Germany).

Suchenno, Jean (France).

Tagore, Rabindranath (Hindustan).

Thiessou, Gaston (France).

Uhry, Jules (on the staff of "L'Humanité," France).

Unruh, Fritz von (Germany).

Vaillant-Couturier, Paul (France).

Velde, Henry van de (Belgium).

Vildrac, Charles (France).

Villard, Oswald Garrison (U.S.A.).

Viskovatov, L. de (Russia).

Wacker (professor at Metz, France).

Wehberg, H. (Germany).

Werfel, Franz (Germany).

Werth, Léon (France).

Yannios (Greece).

Zangwill, Israel (England).

Zweig, Stefan (German-Austria).

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