The Count de Grasse left Cape Français, on the northern coas

[Illustration: U.S. DEPARTMENT OF THE INTERIOR · March 3, 1849]

UNITED STATES DEPARTMENT OF THE INTERIOR

Stewart L. Udall, _Secretary_

NATIONAL PARK SERVICE

Conrad L. Wirth, _Director_

_HISTORICAL HANDBOOK NUMBER FOURTEEN_

This publication is one of a series of handbooks describing the

historical and archeological areas in the National Park System,

administered by the National Park Service of the United States

Department of the Interior. It is printed by the Government Printing

Office and may be purchased from the Superintendent of Documents,

Washington 25, D. C. Price 25 cents

YORKTOWN

and the Siege of 1781

_by Charles E. Hatch, Jr._

[Illustration: Quill pen, inkwell, and paper]

NATIONAL PARK SERVICE HISTORICAL HANDBOOK SERIES No. 14

Washington, D. C., 1954 (Revised 1957)

_The National Park System, of which Colonial National Historical Park is

a unit, is dedicated to conserving the scenic, scientific, and historic

heritage of the United States for the benefit and inspiration of its

people._

[Illustration: NATIONAL PARK SERVICE · DEPARTMENT OF THE INTERIOR]

_Contents_

_Page_

THE VIRGINIA CAMPAIGN 1

Battle of Green Spring 6

The British Move to Yorktown 7

SIEGE OF YORKTOWN 9

Strategy of the Siege 9

Battle of the Virginia Capes 11

Assembly of the Allied Armies 15

Investment of Yorktown 18

British Position 18

Opening of the Siege 21

Gloucester Side 22

First Allied Siege Line 23

Second Allied Siege Line 25

Capture of Redoubts No. 9 and No. 10 25

Last Days of the Siege 27

Negotiation and Surrender 30

The Sequel 31

THE “TOWN OF YORK” 32

GUIDE TO THE AREA 39

Battlefield Tour 40

“Town of York” 47

HOW TO REACH YORKTOWN 50

COLONIAL PARKWAY 51

ABOUT YOUR VISIT 51

ADMINISTRATION 52

CLOSELY RELATED AREAS 52

SUGGESTED READINGS 53

Appendix 1—CORNWALLIS’ PAROLE 55

Appendix 2—ARTICLES OF CAPITULATION 56

[Illustration: _The reconstructed Grand French Battery—a strong link

in the First Allied Siege Line._]

[Illustration: Colonial home]

_On the level fields outside the small colonial village of Yorktown

occurred one of the great decisive battles of world history and one of

the most momentous events in American history. Here, on October 19,

1781, after a prolonged siege, Lord Cornwallis surrendered his British

Army to an allied French and American Army force under George

Washington, virtually ending the American Revolution and assuring

American independence. While hostilities did not formally end until 2

years later—on September 3, 1783, when the treaty was signed—in reality

the dramatic victory at Yorktown had ended forever the subservience of

the American colonies to England. Because of this victory the United

States became truly a free and independent nation._

_The Virginia Campaign_

At Yorktown, in the early autumn of 1781, Gen. George Washington, ably

assisted by the Count de Rochambeau of the French Army and supported by

the Count de Grasse of the French Navy, forced the capitulation of

Lieutenant General Earl Cornwallis. On October 19, the allied French and

American forces accepted the surrender of the British troops in what was

the climax of the last major British field operation of the American

Revolution—the Virginia Campaign.

The early campaigns, except the decisive repulse of British arms in the

Carolinas in 1776, were fought mostly in the New England and Middle

Atlantic colonies. After 1778, most activity was to the south. In 1780

and early 1781, Lord Cornwallis led his victorious British Army out of

Charleston and through the Carolinas; not, however, without feeling the

effective use of American arms at Kings Mountain (October 7, 1780) and

at Cowpens (January 17, 1781). On March 15, 1781, he was at Guilford

Courthouse in north-central North Carolina and there Gen. Nathanael

Greene accepted his challenge to battle.

The battle of Guilford Courthouse was a British victory which left the

victor weakened to the extent that he was unable to capitalize on his

success. Cornwallis’ loss in officers and men was so heavy that his army

was “crippled beyond measure.” In April, he decided to move to

Wilmington, N. C., on the coast, for the avowed purpose of recruiting

and refitting his exhausted force. Thus the stage was set for the final

campaign of the war.

Cornwallis’ next move changed the strategy of the Southern Campaign. He

did not believe himself strong enough for field action out of Wilmington

and declined to return to Charleston and South Carolina. According to

his own statement, “I was most firmly persuaded, that, _until_ Virginia

was reduced, we could not hold the more southern provinces, and that

after its reduction, they would fall without much difficulty.” He made

this decision alone, and Commanding General Sir Henry Clinton in New

York never approved. On April 25, he marched from Wilmington, reaching

Petersburg, Va., on May 20, where he formed a junction with Gen. William

Phillips who commanded the British forces already in the State.

By this time there was already a considerable concentration of troops in

Virginia. Gen. Alexander Leslie had been sent there with a detachment of

troops in October 1780, but he had gone on to join Cornwallis in South

Carolina. Shortly thereafter, another British force under Benedict

Arnold was sent to operate in the area. To contain Arnold’s force, or at

least to watch it, Washington had dispatched the Marquis de Lafayette to

Virginia to work in conjunction with the Baron von Steuben, and later

with Greene. Clinton then countered by sending Phillips with a large

detachment to join Arnold. As a result of these and other moves, but by

no prearranged plan, the stage was set in May 1781, for Virginia to be

the battleground. From the British point of view the subjugation of the

province was the tempting prize. For the Americans, the goal was to

prevent this, and prevent it they did. The strategy of Yorktown was in

the making, but had not yet taken form.

Cornwallis, leading a reasonably well-supplied and able field force of

more than 5,300 troops, was opposed by Lafayette, commanding a small

force not strong enough to risk battle. Lafayette had been ordered by

Greene to remain in Virginia, take command of the troops there, and

defend the State. Even though Lafayette expected reinforcements from the

Pennsylvania Line under Gen. Anthony Wayne, it would not give him battle

strength or even enable him to resist seriously the progress of the

enemy. Consequently, the young general’s first move was to apply in

every direction for more men and supplies.

In the meantime, Cornwallis prepared to force the issue. He selected his

field force and dispatched the remaining units to the British base at

Portsmouth. After assuring the commander there that he would reinforce

him further should a French fleet appear in Chesapeake Bay, he put his

army in motion toward that of Lafayette. On May 24, he reached a point

on the James River opposite Westover, about 24 miles below Richmond, and

began to cross the river. At this point General Leslie arrived with

reinforcements, further augmenting British strength. With these men,

Cornwallis planned first to dislodge Lafayette from Richmond and then to

employ his light troops in the destruction of magazines and stores

destined for use by American forces in Virginia and farther south.

[Illustration: _The Marquis de Lafayette (Gilbert du Mortier)

commanded a division of Continental troops at Yorktown._]

Lafayette, with his small army of about 3,250 men, did not attempt a

stand at Richmond, but withdrew northward. The role of this youthful

commander was “that of a terrier baiting a bull.” He had a heavy

responsibility and was faced by an experienced commander in the person

of Cornwallis. In the weeks that followed, Lafayette distinguished

himself. He continually repeated a series of harassing, threatening,

feinting, and retiring tactics. He retreated, usually northward, always

maintaining a position higher up the river and nearer the Potomac, thus

insuring that Cornwallis would not get between him and Philadelphia.

While encamped in Hanover County, Cornwallis learned that Wayne was only

a few days away from a junction with Lafayette. Consequently, he

hesitated to move further from his base at Portsmouth, but decided on a

quick dash westward before withdrawing. With this in mind he dispatched

Banastre Tarleton to Charlottesville to break up the Virginia

Legislature then in session—a move that disrupted the assembly and might

have led to the capture of Governor Jefferson but for the ride of Capt.

“Jack” (John) Jouett to warn him—a ride which is reminiscent of the

better-known ride of Paul Revere. At the same time, Cornwallis sent

Simcoe to harass Von Steuben who was then at Point-of-Fork on the James

River. Von Steuben withdrew, but Simcoe was able to destroy a quantity

of arms, powder, and supplies, which had been assembled there, before he

rejoined Cornwallis.

About June 15, with the season hot, his troops tired, and Lafayette

still evading him, Cornwallis decided that it was time to return to the

coast. He had accomplished as much as possible in the destruction of

supplies, he had found no great body of Loyalists to join him, and his

opponent was gaining strength daily. He moved east through Richmond and

proceeded down the Peninsula toward Williamsburg. Lafayette followed,

venturing closer to him all the while.

On June 10, Wayne joined the American force with 1,000 men, and 2 days

later Col. William Campbell—one of the famous American leaders at Kings

Mountain—provided an additional 600 “mountain men.” On the 19th, Von

Steuben appeared with his detachment. These reinforcements made

Lafayette’s corps strong enough for more aggressive action. His strength

was now about 4,500, but heavily weighted with untrained militia and

short of arms, artillery, and cavalry.

[Illustration: _Lieutenant General Earl Cornwallis, Commander of the

British forces which surrendered at Yorktown._]

On June 26, there was “a smart action” at “Hot Water Plantation”

(Spencer’s Ordinary), 7 miles northeast of Williamsburg, where Col.

Richard Butler with a detachment of the Pennsylvania Line engaged

Simcoe’s Queen’s Rangers. Following this, the British Army came to a

halt at Williamsburg, sending out patrols to various points on the York

and James Rivers, including Yorktown.

[Illustration: THE VIRGINIA CAMPAIGN OF 1781]

By this time, the controversy, or misunderstanding, between Cornwallis,

in Virginia, and Clinton, his superior, in New York, which involved

matters of strategy, the theater of operations, and troop deployment,

began to shape the direction of affairs in Virginia. Cornwallis received

instructions to take a defensive station at Williamsburg, or Yorktown,

reserve the troops needed for his protection, and send the remainder of

his army by transport to New York to help Clinton in the siege that he

expected there. In the execution of these orders Cornwallis readied his

army for a move across the James (a move for which Clinton severely

criticized him) and a march towards Portsmouth, where he could direct

the dispatch of troops to New York.

BATTLE OF GREEN SPRING.

On July 4, Cornwallis broke camp at Williamsburg and moved toward

Jamestown Island, the most convenient point for crossing the James. He

sent some troops immediately across the river, but ordered the bulk of

the army to encamp on the “Main” a little beyond Glasshouse Point,

within sight of Jamestown, as a precaution in the event Lafayette should

attempt to hinder the crossing.

Cornwallis was right—Lafayette did intend to strike the British at this

unfavorable moment. On July 6, Wayne, commanding the American advance

unit, made his way slowly toward the British encampment. Lafayette,

cautious and not wanting to be deceived about the enemy strength, went

with him to make personal observations. The young general quickly

decided that Cornwallis was laying a trap, as indeed he was, but before

he could call in his scouts and advance units, action had been joined.

Wayne, with only about 800 men and 3 field pieces, came face to face

with the major part of the British Army. To halt the advancing enemy,

Wayne called for a charge against a seemingly overwhelming force—a brave

and daring action by a leader already marked as a man of courage. Both

American and British troops fought well, but the charge stopped the

British advance momentarily. At this point Wayne called for a retreat,

which was effected with reasonable success. Marshy terrain and the

approach of darkness prevented effective pursuit by Cornwallis’ units.

The British losses, killed and wounded, apparently numbered about 70

rank and file and 5 officers. American losses approached 140 killed,

wounded, and missing.

The engagement at Green Spring, sometimes called the “Affair Near James

Island,” was a direct prelude to the struggle at Yorktown. The same

forces later faced each other over the parapets on the York. Actual

military victory, as at Guilford Courthouse, rested with the British.

The most significant result of the encounter, however, may have been the

stimulating effect on the Americans of the bravery and courage displayed

by soldiers and officers alike. It was another good test of training and

discipline—a detachment of American troops had confronted Cornwallis’

main force and again they had fought well.

THE BRITISH MOVE TO YORKTOWN.

Following the action at Green Spring, Cornwallis continued his move

across the James River, and, on July 17, he was able to report by letter

to Clinton that the troops which the latter had requested were about

ready to sail from Portsmouth. Three days later, Cornwallis learned that

all plans had been drastically changed. Clinton now instructed him to

hold all of his troops and await further orders. More detailed

instructions reached Cornwallis on July 21, including strong words about

the necessity for holding a position on the peninsula—the area between

the York and James Rivers. Clinton, it seems, now thought that Yorktown

was a good location for a naval station, offering protection for large

and small ships—a vital necessity.

In compliance with his new orders, Cornwallis ordered a careful survey

of Old Point Comfort and Hampton Roads to find the best location for

such a naval station. This was done by Lt. Alexander Sutherland, of the

Royal Engineers, who recommended against Old Point Comfort, which had

been mentioned at length in the more recent correspondence between the

British commanders in Virginia and New York as a possible location for a

base to replace Portsmouth. Cornwallis wrote to Clinton: “This being the

case, I shall, in obedience to the spirit of your Excellency’s orders,

take measures with as much dispatch as possible, to seize and fortify

York and Gloucester, being the only harbour in which we can hope to be

able to give effectual protection to line of battle ships. I shall,

likewise, use all the expedition in my power to evacuate Portsmouth and

the posts belonging to it....”

Having stated his intentions, Cornwallis began to take action. On July

30, the British transports, loaded with about 4,500 men, left Portsmouth

and set sail for Yorktown, where they arrived on the night of August 1.

On August 2, landings were made at both Yorktown and Gloucester.

Banastre Tarleton, with his men and horses, crossed Hampton Roads in

small boats and proceeded to Yorktown by road, arriving on August 7. By

the 22d, the detachment which remained at Portsmouth to level the works

completed its assignment and joined the main army. The construction of

defenses was begun immediately at Yorktown and Gloucester, a job that

Cornwallis estimated would require 6 weeks. On August 31, one of the

British soldiers wrote from “Camp Yorktown” that “Nothing but hard

labour goes on here at present in constructing & making Batteries

towards the River, & Redoubts toward the Land.” Actually, the siege of

Yorktown began before this task was completed.

[Illustration: STRATEGY OF THE SIEGE]

—Cornwallis entrenched with an army of approximately 7,500 (British,

German, and American Loyalist forces).

—About 4,500 troops with Lafayette, including over 3,000 militia under

Thomas Nelson, Jr.

—Approximately 8,000 troops under General Washington including a French

force of more than 4,500 commanded by the Count de Rochambeau.

—The French fleet under the Count de Grasse which blockaded the sea

approaches to Yorktown. With de Grasse were 3,200 troops under St.

Simon.

Meanwhile, the Americans were still keeping watch on the British. When

the British Army moved south toward Portsmouth after the engagement at

Green Spring, Lafayette dispatched Wayne to the south side of the James

to follow Cornwallis and to attempt to check Tarleton’s raiding parties

in this area. The Marquis himself took position at Malvern Hill. When

Cornwallis left Portsmouth, Lafayette supposed that his destination was

Baltimore. Acting quickly, he broke camp at Malvern Hill, and, with his

Light Infantry, moved toward Fredericksburg. When he learned that the

British were actually “digging in” at Yorktown and Gloucester, he took

position on the Pamunkey River near West Point, Va., about 30 miles

northwest of Cornwallis’ position. Wayne, with the Pennsylvania Line,

remained south of the James. From this point Wayne was to have begun his

march toward Greene in the Carolinas. On August 25, however, Lafayette

learned that the Count de Grasse, with a sizeable fleet, was expected in

Virginia, and he immediately cancelled Wayne’s orders for leaving the

State, requesting instead that he remain where he was pending further

instructions.

_Siege of Yorktown_

STRATEGY OF THE SIEGE.

As the year 1781 opened, Clinton continued to hold New York with a

strong force of about 10,000. Washington’s force opposing him numbered

some 3,500. American leaders saw that recruiting was poor and supplies

were low. The whole civilian system on which the army depended had

proved loose and difficult, and apathy had come with a long period of

inactivity. As the year progressed, change was in the air. There was

thought of action and a plan. The commander in chief continued to be

troubled, however, by the lack of assistance to the South and the now

long-standing inability to achieve anything decisive in the North.

New hope came when the French Government approved additional assistance

for the struggling colonies. Already a sizeable naval force was being

organized for operations in American waters. The excellent French army

corps under the Count de Rochambeau was then at Newport, R. I., to

cooperate with Washington. From February 10 to August 14, Washington was

engaged with the French in working out a plan of operations. His initial

thought, perhaps, was to invest New York should Clinton’s position be

deemed vulnerable and the expected French fleet move inside Sandy Hook

for action. An alternate plan was to attempt the capture of the British

force in Virginia or to project an operation elsewhere in the South.

On May 22, 1781, a planning conference was held at Wethersfield, Conn.,

between Washington and Rochambeau and members of their staffs. A general

outline of movement was laid down; but not knowing that Cornwallis was

in Virginia or when or where to expect the French fleet under the Count

de Grasse, it was necessarily fluid. The plan called for a union of

French and American armies for a demonstration against New

York—something that might induce Clinton to call troops from the South,

thereby relieving, to some extent, the pressure there. This move,

executed in July, actually did cause Clinton to ask for troops then in

Virginia and resulted in the removal of Cornwallis to Portsmouth,

already described.

It was early in June that Washington learned of Cornwallis’ move into

Virginia. Shortly afterwards, there was more definite word of the plans

of De Grasse, although the point at which he would support military

operations was not fixed. It was during the first week in July that

Rochambeau and his army joined Washington on the Hudson, and some

opening moves were made against Clinton in New York. On July 20

Washington entered in his diary that the uncertainties of the situation

“rendered it impracticable for me to do more than to prepare, first, for

the enterprize against New York as agreed to at Weathersfield and

secondly for the relief of the Southern States if after all my efforts,

and earnest application to these States it should be found at the

arrivl. of Count de Grasse that I had neither Men, nor means adequate to

the first object....”

At last, on August 14, Washington received dispatches telling him that

the Count de Grasse was to sail from the West Indies with a substantial

fleet and 3,200 troops. These troops had been requested by Rochambeau in

previous dispatches to Admiral de Grasse. His destination was the

Chesapeake; he could be in the area only a short time; and he hoped

everything would be in readiness upon his arrival. Washington saw

immediately that a combined land and naval operation in Virginia was the

only possible plan, and he moved quickly to effect this insofar as he

could.

In preliminary maneuvers every attempt was made to deceive Clinton as to

the real destination of the units that were now scheduled for operations

at Yorktown. These troops included the French Army and units from the

American Army, totaling some 8,000 men. The remainder of Washington’s

force, less than 4,000, under Maj. Gen. William Heath, was left before

New York to guard West Point, N. Y., and the Highlands.

The movement toward Virginia began on August 19, 4 days after receipt of

definite news from De Grasse. The troops used three distinct and

separate routes as far as Princeton, N. J. This was partly to confuse

Clinton, who did not fully understand what was happening, until

Washington was well under way. Few in the French and Americans camps

actually knew the objective. Jonathan Trumbull, Washington’s secretary,

wrote: “By these maneuvers and the correspondent march of the Troops,

our own army no less than the Enemy are completely deceived. No movement

perhaps was ever attended with more conjectures, or such as were more

curious than this ... not one I believe penetrated the real design.”

From Princeton, the march continued to Trenton where they found there

were not enough ships available to transport the men and stores. The

decision was to continue on foot to the head of Chesapeake Bay. The

passage of the French and American troops through Philadelphia early in

September became almost a festive occasion. With the American units

leading the way, the trek continued through Chester, Pa., and

Wilmington, Del., to Head-of-Elk. It was at Chester, on September 5,

that Washington learned that the Count de Grasse had arrived in the

Chesapeake Bay with 28 ships of the line, a number of frigates and

sloops, and 3,200 troops. At that time these troops, under the Marquis

de St. Simon, had already debarked at Jamestown for union with

Lafayette’s growing force.

On September 8, Washington, Rochambeau, and the Chevalier de Chastellux

left to subordinates the task of preparing the allied armies for

transport down the bay by ship. They, themselves, proceeded overland to

Williamsburg, stopping en route for several days at Mount Vernon. This

was Washington’s first visit to his home in 6 years. The party reached

Williamsburg on September 14, and there was “great joy among troops and

people” as Washington assumed active command of the growing American and

French forces.

BATTLE OF THE VIRGINIA CAPES.

The Count de Grasse left Cape Français, on the northern coast of Haiti

in the West Indies, for the Atlantic coast and Chesapeake Bay on August

5. He had reached the West Indies in April, after a 38 days’ crossing of

the Atlantic from Brest, France. There had been some contact with the

sizeable British fleet under Rear Adm. Sir Samuel Hood who, with his

superior in this theater, Sir George Rodney, did not seem willing to

bring on a general action at this time. De Grasse had moved on against

Tobago, proceeded to Santo Domingo, and reached Cape Français on July

16.

At Santo Domingo, negotiations for land forces for use in Virginia were

completed with M. de Lillancourt, the new commander there, who agreed to

supply from the West Indies garrison a detachment from the Gatinois,

Agenois, and Touraine regiments, as well as some artillery, dragoons,

and field and siege ordnance. It was further agreed that the troops

could be maintained on the continent only until October 15, as they

might be needed in the West Indies after that time. In Havana, De

Grasse, as had been requested of him, concluded arrangements for

financial aid—a virtual necessity at this point.

De Grasse approached the Virginia Capes on August 30, encountering the

British frigate _Guadaloupe_ and the corvette _Loyalist_ which had been

posted as lookouts. Both were pursued, the corvette being taken and the

frigate forced into the York River. The next day, the French fleet moved

into Chesapeake Bay for anchorage, individual ships having been

delegated to block the mouths of the York and the James. On September 2,

the land forces under the Marquis de St. Simon were sent up the James in

long boats for landing at Jamestown.

Dispatches telling of the arrival of De Grasse were sent to Washington

and Rochambeau, contact having already been established with Lafayette.

De Grasse felt that there was urgent need for action, but Lafayette,

even with the reinforcements of St. Simon, thought that it would not be

wise to attack before Washington and the army under his command reached

the area. He wrote “... having so sure a game to play, it would be

madness, by the risk of attack, to give any thing to chance.” Perhaps De

Grasse was wondering how he had been able to reach Virginia and

establish a blockade of Cornwallis’ position without interference from

the British fleet. Such good fortune might not continue.

The undisturbed voyage had indeed been a stroke of luck. In July, word

had been received by Rear Adm. Thomas Graves, in command of the British

naval units at New York, that a convoy, with valuable aid for the

American cause, had sailed for America and that it was important that it

be intercepted. This led him to put to sea, believing that Rodney, in

the West Indies, would take steps to cover any movement of the French

fleet of De Grasse which was known to be in that area. As a

precautionary measure, however, he sent some light craft on

reconnaissance south along the Atlantic coast.

[Illustration: _Count de Grasse, Admiral of the French fleet in the

Battle of the Virginia Capes and in the blockade of Yorktown in

September-October 1781. (From a painting in the U. S. Naval Academy,

Annapolis, Md.)_]

Graves left Sandy Hook, off New York harbor, on July 6. He was still at

sea when a sloop reached New York with dispatches from Rodney telling of

De Grasse’s fleet and the fact that at least a part of it was destined

for North America. Rodney further reported that if the situation should

require him to send a squadron to contact the French that he would order

it to “make the Capes of Virginia,” proceed along the Capes of the

Delaware, and move on to Sandy Hook. Not finding Graves, the commander

of the sloop put to sea to locate him, but was attacked by a privateer

and forced ashore. Thus, Graves did not get word of De Grasse from

Rodney until he himself returned to New York on August 18.

Needing repairs, Graves did not want to sail again until his fleet was

in readiness. Another matter that was troubling him was the French

squadron of eight ships under Admiral De Barras at Newport; and it was

tentatively agreed that when he was at full strength joint operations

would be undertaken against that station. Then, on August 28, Rear Adm.

Samuel Hood anchored off Sandy Hook with the greater part of the West

Indies fleet. Rodney, suffering from poor health, had turned over his

command to Hood and sailed for home, but one of his last acts had been

to dispatch Hood northward along the Atlantic coast with comprehensive

instructions to act against, or to head off, De Grasse. Hood, on August

25, had entered the Chesapeake and found no enemy, since he had sailed

in advance of De Grasse. From Virginia he had continued on to New York.

Thus Hood had missed De Grasse, and the latter was now in the

Chesapeake.

[Illustration: _The_ VILLE DE PARIS.

_A model of the flagship of the Count de Grasse during his

operations in Virginia waters in the autumn of 1781._]

An intelligence report was received about this time by the British that

De Barras had sailed from Newport with his entire squadron and that he,

too, was headed for Virginia. Immediate action was imperative. Graves

assumed command of the entire British fleet, now made up of Hood’s ships

and all of his own that were ready for duty. On August 31, he sailed

south, hoping to intercept either De Barras or De Grasse, or of engaging

them both.

On the morning of September 5, Graves approached the capes of the

Chesapeake. The French fleet was sighted and a signal was made to form a

line of battle. By noon, his ships were getting to their stations. The

fleet was divided into three divisions, with Graves directing operations

from his flagship, the _London_, of 98 guns. Division commanders were

Rear Adm. Samuel Hood and Rear Adm. Francis Samuel Drake.

Meanwhile, in the French fleet, De Grasse ordered all hands to prepare

for action. The tide was right by noon, and, even though 90 officers and

1,800 men were not aboard, his ships got under way and moved out into

the Atlantic to allow more room for maneuver. De Grasse commanded from

his flagship, the _Ville de Paris_, a 110-gun ship, and deployed his

fleet in three sections, commanded respectively by Le Sieur de

Bougainville, De Latouche-Treville, and Le Sieur de Monteil. Action

began about 4 o’clock in the afternoon and continued for 2½ hours, when

darkness necessitated a cease-fire order. A French account of the battle

related that:

At four o’clock the van, commanded by M. de Bougainville, began the

action with a very brisk fire and successively the ships of the line

of battle took part. Only the eight leading ships of the English line

took any great part in the fight. The combat was violent here. For the

most part the center of their fleet and their rear held themselves at

half a cannon shot without inclining to engage. The wind failed the

nine last vessels of our line entirely.... At five o’clock the winds

having continued to vary up to four points placed again the French van

too much to windward. Count de Grasse desired ardently that the action

be general, and in order to have the enemy at command there he ordered

his van to bear down a second time. That of Admiral Graves was very

abused, and that admiral profited by the advantage of the wind which

rendered him master of distance, in order to avoid being attacked by

the French rear-division which was making every effort to reach him

and his center. Sunset ended this battle.... The first fifteen ships

in the French line were the only ones to participate in the battle....

It was later learned that the “ship London commanded by Admiral Graves

had been so well raked by the Ville de Paris that they [the English] had

been obliged to change all its masts.”

In the action, 24 French ships of the line, carrying approximately 1,700

guns and 19,000 seamen, were opposed by 19 British ships of the line,

having about 1,400 guns and 13,000 seamen. Casualties for the British

were 90 killed and 246 wounded. The French counted about 200 in killed

and wounded. Several English ships were damaged, and one, the

_Terrible_, had to be sunk several days after the engagement.

During the night of September 5-6, the two fleets remained close

together. At a conference on the _London_, on the 6th, Graves decided

that with a number of his ships disabled it would be too hazardous to

renew the action. He also declined Hood’s suggestion to try to slip into

the Chesapeake. De Grasse, having stopped the British and having

inflicted considerable damage, likewise hesitated to renew the

engagement. On the 7th and 8th, the two fleets remained from 2 to 5

leagues apart. Meanwhile, a northeast wind was carrying them south. On

the 9th, they were below Albemarle Sound, and by the next day the

British fleet was off Cape Hatteras. It was on the 9th that De Grasse

lost sight of the British and, fearing that a change of wind might

prevent it, sailed toward the Chesapeake Bay, which he reached on the

11th. On the 10th, De Barras reached Virginia with his squadron from

Newport, R. I., and entered the bay, later to join De Grasse. Admiral

Graves followed De Grasse northward, realizing that the situation was

now out of hand. On September 14, he sailed from the Virginia coast for

New York, where he intended to “... use every possible means for putting

the Squadron into the best state for service....” His departure had

momentous consequences for Cornwallis.

The Battle of the Virginia Capes, as the action of September 5 has come

to be called, was a most important phase of the siege of Yorktown. At a

critical point the French had seized control of the sea and had sealed

in the British at Yorktown. This prevented the evacuation of Cornwallis

and ended his hopes of reinforcement and supply. The next phase of the

combined operation against Cornwallis was encirclement by land. Already

this was being accomplished.

ASSEMBLY OF THE ALLIED ARMIES.

On September 7, Lafayette moved his force from the Pamunkey River to

Williamsburg where he could at least temporarily block any movement that

Cornwallis might make up the peninsula. His army was substantially

enlarged the next day by the more than 3,000 troops under St. Simon, who

had arrived with De Grasse and landed at Jamestown. On September 14,

Washington arrived at Lafayette’s headquarters in Williamsburg for a

“joyful reunion” with the young French general and to assume direct

command of the operations in the Virginia theater.

The combined French and American forces, which Washington had left at

the head of the Chesapeake early in September, found a shortage of

shipping also at Head-of-Elk. It was necessary to use most of the

vessels available for the transport of ordnance and stores, with the

result that the bulk of the troops had to march on to Baltimore and

Annapolis to embark. On September 15, Washington wrote to De Grasse

about the transport of his army. The French admiral had anticipated this

need, and had already dispatched the transports brought to the area from

Newport by De Barras plus some frigates which had been seized—enough to

accommodate about 4,000 troops.

[Illustration: _Count de Rochambeau, Commander of the French wing of

the allied armies which besieged Yorktown._]

On September 17, Washington, with Rochambeau, Chastellux, Henry Knox,

and the Chevalier Duportail, visited De Grasse aboard the _Ville de

Paris_ to pay their respects and to confer on the joint operation now in

progress against Cornwallis. In the discussion, Washington was able to

prevail on De Grasse to extend his stay in Virginia waters past the

October 15 deadline which he had originally set. He agreed to remain at

least through the month of October. He did not, however, approve plans

to move ships into the York River.

By September 22, when Washington returned to Williamsburg, parts of the

allied armies from the North had arrived, having landed along College

Creek and at other points on the James. Included among the troops, too,

was a force under M. de Choisy which had come down from Newport with De

Barras. Late in the same day other parts of the convoy, which De Grasse

had sent up the bay, began to arrive, and De Grasse was able to write:

“Everything is entering the river today, even your artillery.” Landing

operations continued for several days with much of the artillery being

put ashore at Trebell’s Landing below College Creek.

About this time the allied commanders learned that the English fleet in

New York had been augmented by the arrival of a squadron under Adm.

Robert Digby. This led to apprehension on the part of De Grasse and

increased the need for haste in operations against Yorktown. De Grasse

debated the need of putting to sea—a turn of events that caused

Washington moments of “painful anxiety.” In the end, however, De Grasse

was persuaded against this move, and he remained in the bay.

Nevertheless, the need for immediate land action had become imperative.

By September 27, the organization of the allied French and American

armies assembled at Williamsburg had been completed. There were three

parts—American Continentals (approximately 5,200), French auxiliaries

(about 7,500), and American militia (over 3,000). The Continentals were

grouped in three divisions, commanded respectively by Major General

Lafayette, Major General von Steuben, and Major General Lincoln. In

addition to his divisional duties, Lincoln also commanded the American

wing. Detachments of artillery, with siege and field pieces, several

companies of sappers and miners, and other units, were under the command

of Brig. Gen. Henry Knox of Massachusetts. There was a cavalry grouping

too, under Col. Stephen Moylan of Pennsylvania.

The French wing of the allied armies made up approximately one-half of

the total land forces which opposed the British. Commanded by the Count

de Rochambeau, it included 7 infantry regiments grouped in 3 brigades.

The cavalry was under the Duke de Lauzun and the artillery under Colonel

d’Aboville. The French engineers were headed by Colonel Desandrouins and

Lieutenant Colonel Querenet, both of whom were instrumental in the

preparation of an excellent set of siege plans.

[Illustration: _Gen. George Washington, Commander in Chief of the

allied French and American forces at Yorktown. (From the Peale

portrait in the State House, Annapolis, Md.)_]

The third component of the allied armies was the militia, chiefly from

Virginia, commanded by Gen. Thomas Nelson, Jr., a native of Yorktown,

who was supported by Brig. Gen. George Weedon, Brig. Gen. Robert Lawson,

and Brig. Gen. Edward Stevens.

INVESTMENT OF YORKTOWN.

On September 27 all was in readiness for the movement of the allied

armies against the British position at Yorktown and an “Order of Battle”

was drawn up. At 5 o’clock in the morning of September 28 the French and

American units, on instruction from Washington, their commander in

chief, began to move toward Yorktown. The Continentals, followed by the

French troops, formed the left column and the militia, the right. The

route lay over the principal highways down the peninsula. At the

“Halfway House,” midway between Williamsburg and Yorktown, the American

regulars moved off to the right, while the French continued on the more

direct route.

About noon both sections approached Yorktown, and contact was made with

British pickets who fell back. Lt. Col. Robert Abercrombie’s Light

Infantry, covering the British right, first gave the alarm, and some

shots were exchanged with Tarleton’s Legion, which covered the British

left, as the American and French troops reached the approaches to

Yorktown. By nightfall, the allied units reached temporary positions

along Beaverdam Creek within a mile of the main enemy posts. At this

point, orders were issued that “The whole army, officers and soldiers,

will lay on their arms this night.”

The investment of Yorktown, which began so auspiciously on the 28th, was

more securely established during the 2 days that followed. On the 29th,

the American wing moved more to the east (right) and nearer to the

enemy, while both French and American units spread out to their

designated campsites, forming a semicircle around Yorktown from the York

River on the northwest to Wormley Creek, a tributary of the York, on the

south and east. Reconnoitering was extended within cannon range of the

enemy’s works, and several skirmishes developed with British patrols.

There was also some minor action at Moore’s Dam over Wormley Creek,

where the British had thrown up temporary positions.

BRITISH POSITION.

When the British entered Yorktown in August 1781, the town, one of the

most important in the lower Chesapeake region, was described by one of

the soldiers as:

This Yorktown, or Little-York, is a small city of approximately 300

houses; it has, moreover, considerable circumference. It is located on

the bank of the York River, somewhat high on a sandy but level ground.

It has 3 churches, 2 reformed English and 1 German Lutheran, but

without steeples, and 2 Quaker meeting houses, and a beautiful court

or meeting house, which building, like the majority of the houses, is

built of bricks. Here stood many houses which were destroyed and

abandoned by their occupants. There was a garrison of 300 militia men

here, but upon our arrival they marched away without firing a shot

back to Williamsburg, which is 16 English miles from here.

We found few inhabitants here, as they had mostly gone with bag and

baggage into the country beyond.

The task confronting Cornwallis was the fortification of this town and

Gloucester Point, just across the York, as a base. In early August, he

had little reason to expect that 2 months later he would be besieged.

Nevertheless, on arrival in Yorktown he turned to the task at hand with

vigor. As the days passed, Cornwallis began to realize that enemy forces

were assembling around him.

In planning his defense, he established a line of fortifications, close

in about the town, supported by small enclosed earthworks, or redoubts,

and batteries. Just in advance of the main line he constructed two

positions, Redoubts Nos. 9 and 10, to command the high ground in that

sector. Along the York-Hampton Road he strengthened the main line by

extending it outward on the highway in the form of a point, or wedge,

that was called the “Horn-Work.” In the inner and principal line, he had

10 redoubts and 14 batteries in which were mounted some 65 guns, the

largest being 18-pounders. Some of this ordnance came from the British

ships anchored offshore in the York.

The British outer line utilized the protective features of ravines and

creeks. Close on the west of Yorktown was Yorktown Creek. On the east,

but at a greater distance, ran Wormley Creek. These creeks, with their

marshes and irregular terrain, constituted rather formidable barriers to

the rapid advance of troops. The area between the headwaters of these

two creeks, however, was a weak link. This high ground, less than half a

mile wide, carried the road from Yorktown to Hampton. To control this,

British engineers laid out four redoubts and some gun emplacements. On

the west side of Yorktown Creek, near the point where a road to

Williamsburg crossed, a large star-shaped work was built. This, manned

by a part of the Royal Welch Fusiliers (23d) Regiment, was known as the

Fusiliers Redoubt. These positions, some works at Moore’s Mill Dam, and

the two creeks constituted the British outer line at Yorktown.

The village at Gloucester Point, across the river, was fortified with a

single line of entrenchments with 4 redoubts and 3 batteries. In the

York River, between Yorktown and Gloucester, there were British

transports, supply boats, and some armed vessels, notably the _Charon_

and _Guadaloupe_.

Behind his lines, Cornwallis had a force of some 7,500 troops, most of

them seasoned veterans. To aid his gunners, all buildings, trees, and

other obstructions in front of his main line were removed for a distance

of 1,000 yards. All roads were blocked, and the completion of fixed

positions was pushed.

[Illustration: _The Fusiliers Redoubt (reconstructed), a position

which supported the right side of the British main line._]

Cornwallis had begun to feel the pinch of the French fleet blockade even

before the allied armies reached Yorktown. On September 11, one of his

soldiers wrote: “We get terrible provisions now, putrid ship’s meat and

wormy biscuits that have spoiled on the ships. Many of the men have

taken sick here with dysentery or the bloody flux and with diarrhea.

Also the foul fever is spreading, partly on account of the many

hardships from which we have had little rest day or night, and partly on

account of the awful food; but mostly, the nitrebearing water is to

blame for it.” Sickness and also a lack of officers were to remain a

severe handicap for the British.

Cornwallis continued to keep in touch by letter with Clinton in New

York. On September 16, he had received word that Clinton was planning to

move south with a sizeable force to aid him. When he received this word,

Cornwallis decided against any offensive action and so wrote to Clinton.

On September 29, a dispatch from New York, written on the 24th, told of

ship repairs and a strengthened British fleet, as well as the

preparation of reinforcements for Cornwallis’ Virginia garrison. Clinton

continued: “There is every reason to hope we start from hence the 5th

October.”

About 10 o’clock on the night of September 29, Cornwallis made an

important decision which he described in a letter to Clinton: “I have

this evening received your letter of the 24th, which has given me the

greatest satisfaction. I shall retire this night within the works, and

have no doubt, if relief arrives in any reasonable time, York and

Gloucester will be both in possession of his Majesty’s troops.” This

decision to abandon his outer line without a fight definitely shortened

the siege of Yorktown. It was a move for which Cornwallis has been

criticized and an advantage which the allied armies quickly seized.

OPENING OF THE SIEGE.

Washington wrote of the morning of September 30: “... we discovered,

that the Enemy had evacuated all their Exterior Line of Works, and

withdrawn themselves to those near the body of the Town. By this Means

we are in possession of very advantageous Grounds, which command, in a

very near Advance, almost the whole remaining line of their Defence.”

Even before Washington had written, American and French units had moved

into these works. Within the day, the construction of an additional

redoubt and a battery was begun in this sector.

On the morning of the 30th, while these moves were being made on the

south side of Yorktown, on the extreme west a French unit from St.

Simon’s command drove in the British pickets in the vicinity of the

Fusiliers Redoubt. A sharp skirmish resulted, with several casualties—an

action that enabled the allies to take a more advantageous position in

this quarter.

One event only marred the successful moves of the 30th. Col. Alexander

Scammell, of New Hampshire, a well-known soldier with much service, was

wounded during the early morning while reconnoitering with a small party

south of Yorktown. He died from his wound a week later in the base

hospital in Williamsburg.

[Illustration: _American Battery No. 2._]

In the first days of October, the allies completed their surveying and

planning and pushed the construction and collection of siege material

which consisted of gabions (wickerwork-like baskets to be filled with

earth to support embankments); fascines (long bundles of sticks of wood

bound together for use in filling ditches, strengthening ramparts,

etc.); fraises (pointed stakes to be driven into embankments in an

upright or inclined position); and saucissons (large fascines). There

was some delay while the heavy guns were being transported from the

landing points on the James. Perhaps James Thacher penned an accurate

short description when he wrote on October 1-2: “Heavy cannon and

mortars are continually arriving, and the greatest preparations are made

to prosecute the siege in the most effectual manner.” By October 6,

however, the work of reconnoitering the abandoned British positions

south of Yorktown and constructing supporting works there was complete.

All was in readiness for the next move—construction of the First Allied

Siege Line.

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