NO. XXII.—ON CERTAIN PRINCIPLES OF ART IN WORKS OF IMAGINATION.

Every description of literature has its appropriate art. This truth is

immediately acknowledged in works of imagination. We speak, in familiar

phrase, of the Dramatic Art, or the Art of Poetry. But the presence of

art is less generally recognised in works addressed to the reason.

Nevertheless, art has its place in a treatise on political economy, or

in a table of statistics. For in all subjects, however rigidly confined

to abstract principles or positive facts, the principles and facts

cannot be thrown together pell-mell; they require an artistic

arrangement. Expression itself is an art. So that even works of pure

science cannot dispense with art, because they cannot dispense with

expression. What is called method in Science is the art by which Science

makes itself intelligible. There is exquisite art in the arrangement of

a problem in Euclid. If a man have a general knowledge of the fact that

all lines drawn from the centre of a circle to the circumference are

equal, but has never seen that fact proved by Euclid, let him attempt to

prove it in his own way, and then compare his attempt with the problem

in Euclid which demonstrates the fact, and he will at once acknowledge

the master’s art of demonstration. Pascal is said to have divined, by

the force of his own genius, so large a number of Euclid’s propositions,

as to appear almost miraculous to his admirers, and wholly incredible to

his aspersers. Yet that number did not exceed eighteen. In fact, art and

science have their meeting-point in method.

And though Kant applies the word _genius_ (_ingenium_) strictly to the

cultivators of Art, refusing to extend it to the cultivators of Science,

yet the more we examine the highest orders of intellect, whether devoted

to science, to art, or even to action, the more clearly we shall observe

the presence of a faculty common to all such orders of intellect,

because essential to completion in each—a faculty which seems so far

intuitive or innate (_ingenium_) that, though study and practice perfect

it, they do not suffice to bestow—viz., the faculty of grouping into

order and symmetrical form, ideas in themselves scattered and

dissimilar. This is the faculty of Method; and though every one who

possesses it is not necessarily a great man, yet every great man must

possess it in a very superior degree, whether he be a poet, a

philosopher, a statesman, a general; for every great man exhibits the

talent of organisation or construction, whether it be in a poem, a

philosophical system, a policy, or a strategy. And without method there

is no organisation nor construction. But in art, method is less

perceptible than in science, and in familiar language usually receives

some other name. Nevertheless, we include the meaning when we speak of

the composition of a picture, the arrangement of an oration, the plan of

a poem. Art employing method for the symmetrical formation of beauty, as

science employs it for the logical exposition of truth: but the

mechanical process is, in the last, ever kept visibly distinct; while,

in the first, it escapes from sight amid the shows of colour and the

curves of grace.

And though, as I have said, Art enters into all works, whether addressed

to the reason or to the imagination, those addressed to the imagination

are works of Art _par emphasis_, for they require much more than the

elementary principles which Art has in common with Science. The two part

company with each other almost as soon as they meet on that ground of

Method which is common to both,—Science ever seeking, through all forms

of the ideal, to realise the Positive—Art, from all forms of the

Positive, ever seeking to extract the Ideal. The _beau ideal_ is not in

the reason—its only existence is in the imagination. To create in the

reader’s mind images which do not exist in the world, and leave them

there, imperishable as the memories of friends with whom he has lived,

and of scenes in which he has had his home, obviously necessitates a

much ampler and much subtler Art than that which is required to make a

positive fact clear to the comprehension. The highest quality of Art, as

applied to literature, is therefore called “the Creative.” Nor do I

attach any importance to the cavil of some over ingenious critics, who

have denied that genius in reality _creates_; inasmuch as the forms it

presents are only new combinations of ideas already existent. New

combinations are, to all plain intents and purposes, creations. It is

not in the power of man to create something out of nothing. And though

the Deity no doubt can do so now—as those who acknowledge that the

Divine Creator preceded all created things, must suppose that He did

before there was even a Chaos—yet, so far as it is vouchsafed to us to

trace Him through Nature, all that we see in created Nature is combined

out of what before existed. Art, therefore, may be said to create when

it combines existent details into new wholes. No man can say that the

watch which lies before me, or the table on which I write, were not

created (that is, made) by the watchmaker or cabinetmaker, because the

materials which compose a watch or a table have been on the earth, so

far as we know of it, since the earth was a world fit for men to dwell

in. Therefore, neither in Nature nor in Art can it be truly said that

that power is not creative which brings into the world a new form,

though all which compose a form, as all which compose a flower, a tree,

a mite, an elephant, a man, are, if taken in detail, as old as the gases

in the air we breathe, or the elements of the earth we tread. But the

Creative Faculty in Art requires a higher power than it asks in Nature;

for Nature may create things without life and mind—Nature may create

dust and stones which have no other life and mind than are possessed by

the animalcules that inhabit them. But the moment Art creates, it puts

into its creations life and intellect; and it is only in proportion as

the life thus bestowed endures beyond the life of man, and the intellect

thus expressed exceeds that which millions of men can embody in one

form, that we acknowledge a really great work of Art—that we say of the

Artist, centuries after he is dead, “He was indeed a Poet,” that is, a

creator: He has created a form of life which the world did not know

before, and breathed into that form a spirit which preserves it from the

decay to which all of man himself except his soul is subjected. Achilles

is killed by Paris; Homer re-creates Achilles—and the Achilles of Homer

is alive to-day.

By the common consent of all educated nations, the highest order of Art

in Literature is the Narrative, that is the Epic; and the next to it in

eminence is the Dramatic. We are, therefore, compelled to allow that the

objective faculty—which is the imperative essential of excellence in

either of these two summits of the ‘forked Parnassus’—attains to a

sublimer reach of art than the subjective—that is, in order to make my

scholastic adjectives familiar to common apprehension, the artist who

reflects vividly and truthfully, in the impartial mirror of his mind,

other circumstances, other lives, other characters than his own, belongs

to a higher order than he who, subjecting all that he contemplates to

his own idiosyncrasy, reflects but himself in his various images of

nature and mankind. We admit this when we come to examples. We admit

that Homer is of a higher order of art than Sappho; that Shakespeare’s

‘Macbeth’ is of a higher order of art than Shakespeare’s Sonnets;

‘Macbeth’ being purely objective—the Sonnets being the most subjective

poems which the Elizabethan age can exhibit.

But it is not his choice of the highest order of art that makes a great

artist. If one man says “I will write an epic,” and writes but a

mediocre epic, and another man says “I will write a song,” and writes an

admirable song—the man who writes what is admirable is superior to him

who writes what is mediocre. There is no doubt that Horace is inferior

to Homer—so inferior that we cannot apportion the difference. The one is

epic, the other lyrical. But there is no doubt also that Horace is

incalculably superior to Tryphiodorus or Sir Richard Blackmore, though

they are epical and he is lyrical. In a word, it is perfectly obvious,

that in proportion to the height of the art attempted must be the powers

of the artist, so that there is the requisite harmony between his

subject and his genius; and that he who commands a signal success in one

of the less elevated spheres of art must be considered a greater artist

than he who obtains but indifferent success in the most arduous.

Nevertheless, Narrative necessitates so high a stretch of imagination,

and so wide a range of intellect, that it will always obtain, if

tolerably well told, a precedence of immediate popularity over the most

exquisite productions of an inferior order of the solid and staple

qualities of imagination—so much so that, even where the first has

resort to what may be called the brick and mortar of prose, as compared

with the ivory, marble, and cedar of verse, a really great work of

Narrative in prose will generally obtain a wider audience, even among

the most fastidious readers, than poems, however good, in which the

imagination is less creative, and the author rather describes or

moralises over what is, than invents and vivifies what never existed.

The advantage of the verse lies in its durability. Prose, when appealing

to the imagination, has not the same characteristics of enduring

longevity as verse;—first and chiefly, it is not so easily remembered.

Who remembers twenty lines in ‘Ivanhoe’? Who does not remember twenty

lines in the ‘Deserted Village’? Verse chains a closer and more minute

survey to all beauties of thought expressed by it than prose, however

elaborately completed, can do. And that survey is carried on and

perpetuated by successive generations. So that in a great prose fiction,

one hundred years after its date, there are innumerable beauties of

thought and fancy which lie wholly unobserved; and in a poem, also

surveyed one hundred years after its publication, there is probably not

a single beauty undetected. This holds even in the most popular and

imperishable prose fictions, read at a time of life when our memory is

most tenacious, such as ‘Don Quixote’ or ‘Robinson Crusoe,’ ‘Gulliver’s

Travels’ or the ‘Arabian Nights.’ We retain, indeed, a lively impression

of the pleasure derived from the perusal of those masterpieces; of the

salient incidents in story; the broad strokes of character, wit, or

fancy; but quotations of striking passages do not rise to our lips as do

the verses of poets immeasurably inferior, in the grand creative gifts

of Poetry, to those fictionists of prose. And hence the Verse Poet is a

more intimate companion throughout time than the Prose Poet can hope to

be. In our moments of aspiration or of despondency, his musical thoughts

well up from our remembrance. By a couple of lines he kindles the

ambition of our boyhood, or soothes into calm the melancholy

contemplations of our age.

_Cæteris paribus_, there can be no doubt of the advantage of verse over

prose in all works of the imagination. But an artist does not select his

own department of art with deliberate calculation of the best chances of

posthumous renown. His choice is determined partly by his own

organisation, and partly also by the circumstances of his time. For

these last may control and tyrannise over his own more special bias. For

instance, in our country, at present, it is scarcely an exaggeration to

say that there is no tragic drama—scarcely any living drama at all;

whether from the want of competent actors, or from some disposition on

the part of our public and our critics not to accord to a successful

drama the rank which it holds in other nations, and once held in this, I

do not care to examine; but the fact itself is so clear, that the Drama,

though in reality it is, in itself, the highest order of poem, next to

the Epic, seems to have wholly dropped out of our consideration as

belonging to any form of poetry whatsoever. If any Englishman were asked

by a foreigner to name even the minor poets of his country who have

achieved reputation since the death of Lord Byron, it would not occur to

him to name Sheridan Knowles—though perhaps no poet since Shakespeare

has written so many successful dramas; nay, if he were asked to quote

the principal poets whom England has produced, I doubt very much whether

Ben Jonson, Beaumont, Fletcher, or Otway, would occur to his mind as

readily as Collins or Cowper. We have forgotten, in short, somehow or

other, except in the single instance of Shakespeare, that dramas in

verse are poems, and that where we have a great dramatist, who can hold

the hearts of an audience spell-bound, we have a poet immeasurably

superior, in all the great qualities of poetry, to three-fourths of the

lyrical, and still more of the didactic versifiers who, lettered and

bound as British poets, occupy so showy a range on our shelves. It is

not thus anywhere except in our country. Ask a Frenchman who are the

greatest poets of France, he names her dramatists immediately—Corneille,

Racine, Molière. Ask a German, he names Goethe and Schiller; and if you

inquire which of the works of those great masters in all variety of song

he considers their greatest poems, he at once names their dramas. But to

return; with us, therefore, the circumstances of the time would divert

an author, whose natural bias might otherwise lead him towards dramatic

composition, from a career so discouraged; and as the largest emoluments

and the loudest reputation are at this time bestowed upon prose fiction,

so he who would otherwise have been a dramatist becomes a novelist. I

speak here, indeed, from some personal experience, for I can remember

well, that when Mr Macready undertook the management of one of those two

great national theatres, which are now lost to the national drama, many

literary men turned their thoughts towards writing for the stage, sure

that in Mr Macready they could find an actor to embody their

conceptions; a critic who could not only appreciate, but advise and

guide; and a gentleman with whom a man of letters could establish frank

and pleasant understanding. But when Mr Macready withdrew from an

experiment which probably required more capital than he deemed it

prudent to risk in the mere rental of a theatre, which in other

countries would be defrayed by the State, the literary flow towards the

drama again ebbed back, and many a play, felicitously begun, remains to

this day a fragment in the limbo of neglected pigeon-holes.

The circumstances of the time, therefore, though they do not arrest the

steps of genius, alter its direction. Those departments of art in which

the doors are the most liberally thrown open, will necessarily most

attract the throng of artists, and it is the more natural that there

should be a rush toward novel-writing, because no man and no woman who

can scribble at all, ever doubt that they can scribble a novel.

Certainly, it seems that the kinds of writing most difficult to write

well, are the easiest to write ill. Where are the little children who

cannot write what they call poetry, or the big children who cannot write

what they call novels?—

“Scribimus indocti doctique poemata passim,”

says Horace of the writers of his day. In our day the saying applies

in most force to that class of _poemata_, which pretends to narrate

the epic of life in the form of prose. For the _docti_ as well as

the _indocti_—men the most learned in all but the art of

novel-writing—write novels, no less than the most ignorant; and

often with no better success. One gentleman wishing to treat us with

a sermon, puts it into a novel; another gentleman, whose taste is

for political disquisition, puts it into a novel; High Church and

Low Church and no Church at all, Tories and Radicals, and

speculators on Utopia, fancy that they condescend to adapt truth to

the ordinary understanding, when they thrust into a novel that with

which a novel has no more to do than it has with astronomy.

Certainly it is in the power of any one to write a book in three

volumes, divide it into chapters, and call it a novel; but those

processes no more make the work a novel, than they make it a History

of China. We thus see many clever books by very clever writers,

which, regarded as novels, are detestable. They are written without

the slightest study of the art of narrative, and without the

slightest natural gift to divine it. Those critics who, in modern

times, have the most thoughtfully analysed the laws of æsthetic

beauty, concur in maintaining that the real truthfulness of all

works of imagination—sculpture, painting, written fiction—is so

purely in the imagination, _that the artist never seeks to represent

the positive truth, but the idealised image of a truth_. As HEGEL

well observes, “that which exists in nature is a something purely

individual and particular. Art, on the contrary, is essentially

destined to manifest the general.” A fiction, therefore, which is

designed to inculcate an object wholly alien to the imagination,

sins against the first law of art; and if a writer of fiction narrow

his scope to particulars so positive as polemical controversy in

matters ecclesiastical, political, or moral, his work may or not be

an able treatise, but it must be a very poor novel.

Religion and politics are not, indeed, banished from works of

imagination; but to be artistically treated, they must be of the most

general and the least sectarian description. In the record of the Fall

of Man, for instance, Milton takes the most general belief in which all

Christian nations concur,—nay, in which nations not Christian still

acknowledge a myth of reverential interest. Or again, to descend from

the highest rank of poetry to a third rank in novel-writing; when Mr

Ward, in his charming story of ‘Tremaine,’ makes his very plot consist

in the conversion of an infidel to a belief in the immortality of the

soul, he does not depart from the artistic principle of dealing, not

with particulars, but with generals. Had he exceeded the point at which

he very wisely and skilfully stops, and pushed his argument beyond the

doctrine on which all theologians concur, into questions on which they

dispute, he would have lost sight of art altogether. So in politics—the

general propositions from which politics start—the value of liberty,

order, civilisation, &c.—are not only within the competent range of

imaginative fiction, but form some of its loftiest subjects; but descend

lower into the practical questions that divide the passions of a day,

and you only waste all the complicated machinery of fiction, to do what

you could do much better in a party pamphlet. For, in fact, as the same

fine critic, whom I have previously quoted, says, with admirable

eloquence:—

“Man, enclosed on all sides in the limits of the finite, and aspiring

to get beyond them, turns his looks towards a superior sphere, more

pure and more true, where all the oppositions and contradictions of

the finite disappear—where his intellectual liberty, spreading its

wings, without obstacles and without limits, attains to its supreme

end. This region is that of art, and its reality is the ideal. The

necessity of the beau-ideal in art is derived from the imperfections

of the real. The mission of art is to represent, under sensible forms,

the free development of life, and especially of mind.”

What is herein said of Art more especially applies to the art of

narrative fiction, whether it take the form of verse or prose. For, when

we come to that realm of fiction which, whether in verse or prose, is

rendered most alluring to us, either by the fashion of our time or the

genius of the artist, it is with a desire to escape, for the moment, out

of this hard and narrow positive world in which we live; to forget, for

a brief holiday, disputes between High and Low Church, Tories and

Radicals—in fine, to lose sight of _particulars_ in the contemplation of

_general_ truths. We can have our real life, in all its harsh outlines,

whenever we please it; we do not want to see that real life, but its

ideal image, in the fable land of art. There is another error common

enough in second-rate novelists, and made still more common because it

is praised by ordinary critics—viz., an attempt at the exact imitation

of what is called Nature; one writer will thus draw a character in

fiction as minutely as he can, from some individual he has met in

life—another perplexes us with the precise _patois_ of provincial

mechanics—not as a mere relief to the substance of a dialogue, but as a

prevalent part of it. Now I hold all this to be thoroughly antagonistic

to art in fiction—it is the relinquishment of generals for the servile

copy of particulars.... It cannot be too often repeated that art is

_not_ the imitation of nature; it is only in the very lowest degree of

poetry—viz., the Descriptive, that the imitation of nature can be

considered an artistic end. Even there, the true poet brings forth from

nature more than nature says to the common ear or reveals to the common

eye. The strict imitation of nature has always in it a something trite

and mean—a man who mimics the cackle of the goose or the squeak of a

pig, so truthfully, that for the moment he deceives us—attains but a

praise that debases him. Nor this because there is something in the

cackle of the goose, and the squeak of pig, that in itself has a mean

association; for as Kant says truly, “Even a man’s exact imitation of

the song of the nightingale displeases us when we discover that it is a

mimicry, and not the nightingale.” Art does not imitate nature, but it

founds itself on the study of nature—takes from nature the selections

which best accord with its own intention, and then bestows on them that

which nature does not possess—viz., _the mind and the soul of man_.

Just as he is but a Chinese kind of painter, who seeks to give us, in

exact prosaic detail, every leaf in a tree, which, if we want to see

only a tree, we could see in a field much better than in a picture; so

he is but a prosaic and mechanical pretender to imagination who takes a

man out of real life, gives us his photograph, and says, “I have copied

nature.” If I want to see that kind of man I could see him better in

Oxford Street than in a novel. The great artist deals with large

generalities, broad types of life and character, and though he may take

flesh and blood for his model, he throws into the expression of the

figure a something which elevates the model into an idealised image. A

porter sate to Correggio for the representation of a saint; but

Correggio so painted the porter, that the porter, on the canvass, was

lost in the saint.

Some critics have contended that the delineation of character

artistically—viz., through the selection of broad generalities in the

complex nature of mankind, rather than in the observation of particulars

by the portraiture of an individual—fails of the verisimilitude and

reality—of the flesh-and-blood likeness to humanity—which all vivid

delineation of human character necessarily requires. But this objection

is sufficiently confuted by a reference to the most sovereign

masterpieces of imaginative literature. The principal characters in

Homer—viz., Achilles, Hector, Ulysses, Nestor, Paris, Thersites, &c.—are

so remarkably the types of large and enduring generalities in human

character, that, in spite of all changes of time and manners, we still

classify and designate individuals under those antique representative

names. We call such or such a man the Ulysses, or Nestor, or Achilles,

or Thersites of his class or epoch. Virgil, on the contrary, has, in

Æneas, but a feeble shadow reflected from no bodily form with which we

are familiar, precisely because Æneas is not a type of any large and

lasting generality in human character, but a poetised and

half-allegorical _silhouette_ of Augustus. There is, indeed, an

antagonistic difference between fictitious character and biographical

character. In biography, truth must be sought in the preference of

particulars to generals; in imaginative creations truth is found in the

preference of generals to particulars. We recognise this distinction

more immediately with respect to the former. In biography, and indeed in

genuine history, character appears faithful and vivid in proportion as

it stands clear from all æsthetic purposes in the mind of the

delineator. The moment the biographer or historian seeks to drape his

personages in the poetic mantle, to subject their lives and actions to

the poetic or idealising process, we are immediately and rightly seized

with distrust of his accuracy. When he would dramatise his characters

into types, they are unfaithful as likenesses. In like manner, if we

carefully examine, we shall see that when the Poet takes on himself the

task of the Biographer, and seeks to give minute representations of

living individuals, his characters become conventional—only partially

accurate—the accuracy being sought by exaggerating trivial peculiarities

into salient attributes, rather than by the patient exposition of the

concrete qualities which constitute the interior nature of living men.

Satire or eulogy obtrudes itself unconsciously to the artist; and mars

the catholic and enduring truthfulness which, in works of imagination,

belongs exclusively to the invention of original images for æsthetic

ends.

Goethe, treating of the drama, has said, that “to be theatrical a piece

must be symbolical; that is to say, every action must have an importance

of its own, and it must tend to one more important still.” It is still

more important, for dramatic effect, that the _dramatis personæ_ should

embody attributes of passion, humour, sentiment, character, with which

large miscellaneous audiences can establish sympathy; and sympathy can

be only established by such a recognition of a something familiar to our

own natures, or to our conception of our natures, as will allure us to

transport ourselves for the moment into the place of those who are

passing through events which are not familiar to our actual experience.

None of us have gone through the events which form the action of Othello

or Phèdre; but most of us recognise in our natures, or our conceptions

of our natures, sufficient elements for ardent love or agonising

jealousy, to establish a sympathy with the agencies by which, in Othello

and Phèdre, those passions are expressed. Thus, the more forcibly the

characters interest the generalities of mankind which compose an

audience, the more truthfully they must represent what such generalities

of mankind have in common—in short, the more they will be types, and the

less they will be portraits. Some critics have supposed that, in the

delineation of types, the artist would fall into the frigid error of

representing mere philosophical abstractions. This, however, is a

mistake which the poet who comprehends and acts upon the first principle

of his art—viz., the preference of generals to particulars—will be the

less likely to commit, in proportion as such generals are vivified into

types of humanity. For he is not seeking to personate allegorically a

passion; but to show the effects of the passion upon certain given forms

of character under certain given situations: And he secures the

individuality required, and avoids the lifeless pedantry of an

allegorised abstraction, by reconciling passion, character, and

situation with each other; so that it is always a living being in whom

we sympathise. And the rarer and more unfamiliar the situation of life

in which the poet places his imagined character, the more in that

character itself we must recognise relations akin to our own flesh and

blood, in order to feel interest in its fate. Thus, in the hands of

great masters of fiction, whether dramatists or novelists, we become

unconsciously reconciled, not only to unfamiliar, but to improbable,

nay, to impossible situations, by recognising some marvellous

truthfulness to human nature in the thoughts, feelings, and actions of

the character represented, granting that such a character _could_ be

placed in such a situation. The finest of Shakespeare’s imaginary

characters are essentially typical. No one could suppose that the poet

was copying from individuals of his acquaintance in the delineations of

Hamlet, Macbeth, Othello, Iago, Angelo, Romeo. They are as remote from

portraiture as are the conceptions of Caliban and Ariel. In fine, the

distinctive excellence of Shakespeare’s highest characters is that,

while they embody truths the most subtle, delicate, and refining in the

life and organisation of men, those truths are so assorted as to combine

with the elements which humanity has most in common. And it is obvious

to any reader of ordinary reflection, that this could not be effected if

the characters themselves, despite all that is peculiar to each, were

not, on the whole, typical of broad and popular divisions in the human

family.

Turning to prose fiction, if we look to the greatest novel which Europe

has yet produced (meaning by the word novel a representation of familiar

civilised life)—viz., ‘Gil Blas’—we find the characters therein are

vivid and substantial, capable of daily application to the life around

us, in proportion as they are types and not portraits—such as Ambrose

Lamela, Fabricio, the Archbishop of Toledo, &c.; and the characters that

really fail of truth and completion are those which were intended to be

portraits of individuals—such as Olivares, the Duke de Lerma, the Infant

of Spain, &c. And if it be true that, in Sangrado, Le Sage designed the

portrait of the physician Hecquet (the ingenious author of the “Système

de la Trituration),” and, in the poetical charlatan Triaquero, aimed at

a likeness of Voltaire, all we can say is, that no two portraits can be

more unfaithful to the originals; and whatever belongs to the characters

worthy the genius of the author is to be found in those strokes and

touches by which the free play of humour involuntarily destroys the

exactitude of portraiture. Again, with that masterpiece of prose romance

or fantasy ‘Don Quixote,’ the character of the hero, if it could be

regarded as that of an individual whom Cervantes found in life, would be

only an abnormal and morbid curiosity subjected to the caricature of a

satirist. But regarded as a type of certain qualities which are largely

diffused throughout human nature, the character is psychologically true,

and artistically completed; hence we borrow the word “Quixotic” whenever

we would convey the idea of that extravagant generosity of enthusiasm

for the redress of human wrongs, which, even in exciting ridicule,

compels admiration and conciliates love. The grandeur of the conception

of ‘Don Quixote’ is its fidelity to a certain nobleness of sentiment,

which, however latent or however modified, exists in every genuinely

noble nature. And hence, perhaps, of all works of broad humour, ‘Don

Quixote’ is that which most approximates the humorous to the side of the

sublime.

The reflective spirit of our age has strongly tended towards the

development of a purpose in fiction, symbolical in a much more literal

sense of the word than Goethe intended to convey in the extract I have

quoted on the symbolical nature of theatrical composition. Besides the

interest of plot and incident, another interest is implied, more or less

distinctly or more or less vaguely, which is that of the process and

working out of a symbolical purpose interwoven with the popular action.

Instead of appending to the fable a formal moral, a moral signification

runs throughout the whole fable, but so little obtrusively, that, even

at the close, it is to be divined by the reader, not explained by the

author. This has been a striking characteristic of the art of our

century. In the former century it was but very partially cultivated, and

probably grows out of that reaction from materialism which distinguishes

our age from the last. Thus—to quote the most familiar illustrations I

can think of—in Goethe’s novel of ‘Wilhelm Meister,’ besides the mere

interest of the incidents, there is an interest in the inward

signification of an artist’s apprenticeship in art, of a man’s

apprenticeship in life. In ‘Transformation,’ by Mr Hawthorne, the mere

story of outward incident can never be properly understood, unless the

reader’s mind goes along with the exquisite mysticism which is

symbolised by the characters. In that work, often very faulty in the

execution, exceedingly grand in the conception, are typified the

classical sensuous life, through Donato; the Jewish dispensation,

through Miriam; the Christian dispensation, through Hilda, who looks

over the ruins of Rome from her virgin chamber amidst the doves.

To our master novelists of a former age—to Defoe, Fielding, Richardson,

and Smollett—this double plot, if so I may call it, was wholly unknown.

Swift, indeed, apprehended it in ‘Gulliver’s Travels,’ which I consider

the greatest poem—that is, the greatest work of pure imagination and

original invention—of the age in which he lived; and Johnson divined it

in ‘Rasselas,’ which, but for the interior signification, would be the

faulty and untruthful novel which Lord Macaulay has, I venture to opine,

erroneously declared it to be. Lord Macaulay censures ‘Rasselas’ because

the Prince of Abyssinia does not talk like an Abyssinian. Now, it seems

to me that a colouring faithful to the manners of Abyssinia, is a detail

so trivial in reference to the object of the author of a philosophical

romance, that it is more artistic to omit than to observe it. Rasselas

starts at once, not from a positive but from an imagined world—he starts

from the Happy Valley to be conducted (in his progress through actual

life, to the great results of his search after a happiness more perfect

than that of the Happy Valley) to the Catacombs. This is the interior

poetical signification of the tale of ‘Rasselas’—the final result of all

departure from the happy land of contented ignorance is to be found at

the grave. There, alone, a knowledge happier than ignorance awaits the

seeker beyond the catacombs. For a moral so broad, intended for

civilised readers, any attempt to suit colouring and manners to

Abyssinian savages would have been, not an adherence to, but a violation

of, Art. The artist here wisely disdains the particulars—he is dealing

with generals.

Thus Voltaire’s ‘Zadig’ is no more a Babylonian than Johnson’s

‘Rasselas’ is an Abyssinian. Voltaire’s object of philosophical satire

would have been perfectly lost if he had given us an accurate and

antiquarian transcript of the life of the Chaldees; and, indeed, the

worst parts in ‘Zadig’ (speaking artistically), are those in which the

author does, now and then, assume a _quasi_ antique oriental air, sadly

at variance with meanings essentially modern, couched in irony

essentially French.

But the writer who takes this duality of purpose—who unites an interior

symbolical signification with an obvious popular interest in character

and incident—errs, firstly, in execution, if he render his symbolical

meaning so distinct and detailed as to become obviously

allegorical—unless, indeed, as in the ‘Pilgrim’s Progress,’ it is

avowedly an allegory; and, secondly, he errs in artistic execution of

his plan, whenever he admits a dialogue not closely bearing on one or

the other of his two purposes, and whenever he fails in merging the two

into an absolute unity at the end.

Now, the fault I find chiefly with novelists is their own contempt for

their craft. A clever and scholarlike man enters into it with a

dignified contempt. “I am not going to write,” he says, “a mere novel.”

What, then, is he going to write? What fish’s tail will he add to the

horse’s head? A tragic poet might as well say, “I am not going to write

a mere tragedy.” The first essential to success in the art you practise

is respect for the art itself. Who could ever become a good shoemaker if

he did not have a profound respect for the art of making shoes? There is

an ideal even in the humblest mechanical craft. A shoemaker destined to

excel his rivals will always have before his eye the vision of a perfect

shoe, which he is always striving to realise, and never can. It was well

said by Mr Hazlitt, “That the city prentice who did not think the Lord

Mayor in his gilded coach was the greatest of human beings would come to

be hanged.” Whatever our calling be, we can never rise in it unless we

exalt, even to an exaggerated dignity, the elevation of the calling

itself. We are noble peasants or noble kings just in proportion as we

form a lofty estimate of the nobility that belongs to peasants or the

nobility that belongs to kings.

We may despair of the novelist who does not look upon a novel as a

consummate work of art—who does not apply to it, as Fielding

theoretically, as Scott practically, did, the rules which belong to the

highest order of imagination. Of course he may fail of his standard, but

he will fail less in proportion as the height of his standard elevates

his eye and nerves his sinews.

The first object of a novelist is to interest his reader; the next

object is the quality of the interest. Interest in his story is

essential, or he will not be read; but if the quality of the interest be

not high, he will not be read a second time. And if he be not read a

second time by his own contemporaries, the chance is that he will not be

read once by posterity. The degree of interest is for the many—the

quality of interest for the few. But the many are proverbially fickle,

the few are constant. Steadfast minorities secure, at last, the success

of great measures, and confirm, at last, the fame of great writings.

I have said that many who, in a healthful condition of our stage, would

be dramatists, become novelists. But there are some material

distinctions between the dramatic art and the narrative—distinctions as

great as those between the oratorical style and the literary. Theatrical

effects displease in a novel. In a novel much more than in a drama must

be explained and accounted for. On the stage the actor himself

interprets the author; and a look, a gesture, saves pages of writing. In

a novel the author elevates his invention to a new and original story;

in a drama, I hold that the author does well to take at least the broad

outlines of a story already made. It is an immense advantage to him to

find the tale he is to dramatise previously told, whether in a history,

a legend, a romance, or in the play of another age or another land; and

the more the tale be popularly familiarised to the audience, the higher

will be the quality of the interest he excites. Thus, in the Greek

tragedy, the story and the characters were selected from the popular

myths. Thus Shakespeare takes his story either from chronicles or

novels. Thus Corneille, Racine, and Voltaire take, from scenes of

antiquity the most familiarly known, their fables and their characters.

Nor is it only an advantage to the dramatist that the audience should

come to the scene somewhat prepared by previous association for the

nature of the interest invoked; it is also an advantage to the dramatist

that his invention—being thus relieved from the demand on its powers in

what, for the necessities of the dramatic art, is an unimportant if not

erroneous direction of art—is left more free to combine the desultory

materials of the borrowed story into the harmony of a progressive

plot—to reconcile the actions of characters, whose existence the

audience take for granted, with probable motives—and, in a word, to

place the originality there where alone it is essential to the

drama—viz., in the analysis of the heart, in the delineation of passion,

in the artistic development of the idea and purpose which the drama

illustrates through the effects of situation and the poetry of form.

But in the narrative of prose fiction an original story is not an

auxiliary or erroneous, but an essential, part of artistic invention;

and even where the author takes the germ of his subject and the sketch

of his more imposing characters from History, he will find that he will

be wanting in warmth of interest if the tale he tells be not distinct

from that of the history he presses into his service—more prominently

brought forward, more minutely wrought out—and the character of the age

represented, not only through the historical characters introduced, but

those other and more general types of life which he will be compelled to

imagine for himself. This truth is recognised at once when we call to

mind such masterpieces in historical fiction as ‘Ivanhoe,’ ‘Kenilworth,’

‘Quentin Durward,’ and ‘_I Promessi Sposi_.’

In the tragic drama, however, historical subjects appear to necessitate

a different treatment from that which most conduces to the interest of

romantic narrative. There is a dignity in historical characters which

scarcely permits them to be transferred to the stage without playing

before the audience the important parts which they played in life. When

they enter on the scene they excite a predominating interest, and we

should not willingly see them deposed into secondary agencies in the

conduct of the story. They ought not to be introduced at all, unless in

fitting correspondence with our notions of the station they occupied and

the influence they exercised in the actual world; and thus, whether they

are made fated victims through their sufferings, or fateful influences

through their power, still, in the drama, it is through them that the

story moves: them the incidents affect—them the catastrophe

involves—whether for their triumph or their fall.

The drama not necessitating an original fable nor imaginary characters,

that which it does necessitate in selecting a historical subject is, the

art of so arranging and concentrating events in history as to form a

single action, terminating in a single end, wrought through progressive

incidents clearly linked together. It will be seen that the dramatic

treatment is, in this respect, opposed to the purely historical

treatment; for in genuine history there are innumerable secondary causes

tending to each marked effect, which the dramatist must wholly eliminate

or set aside. He must, in short, aim at generals to the exclusion of

particulars.

And thus, as his domain is the passions, he must seek a plot which

admits of situations for passion, and characters in harmony with such

situations. Great historical events in themselves are rarely

dramatic—they are made so on the stage by the appeal to emotions with

which, in private life, the audience are accustomed to sympathise. The

preservation of the Republic of Venice from a conspiracy would have an

interest in history from causes appealing to political reasoning, that

would be wholly without interest on the stage. The dramatist, therefore,

places the preservation of Venice in the struggle of a woman’s heart

between the conflicting passions, with which, in private life, the

audience could most readily sympathise. According as Belvidera acts, as

between her husband and her father, Venice will be saved or lost. This

is dramatic treatment—it is not historical. All delineations of passion

involve the typical; because whoever paints a passion common to mankind

presents us with a human type of that passion, varied, indeed, through

the character of an individual and the situations in which he is placed;

but still, in the expression of the passion itself, sufficiently germane

to all in whom that passion exists, whether actively or latently, to

permit the spectator to transfer himself into the place and person of

him who represents it. Hence the passions of individuals, though

affecting only themselves, or a very confined range of persons connected

with them, command, in reality, a far wider scope in artistic treatment

than the political events affecting millions in historical fact. For

political events, accurately and dispassionately described, are special

to the time and agents—they are traced through the logic of the reason,

which only a comparative few exercise, and even the few exercise it in

the calm of their closets, they do not come into the crowd of a theatre

for its exercise. But the passions of love, ambition, jealousy—the

conflict between opposing emotions of affection and duty—expressed in

the breast of an individual, are not special,—they are universal. And

before a dramatic audience the safety of a state is merged or ignored in

the superior interest felt in the personation of some emotion more

ardent than any state interest, and only more ardent because universal

amongst mankind in all states and all times. If the domestic interest be

the strongest of which the drama is capable, it is because it is the

interest in which the largest number of human breasts can concur, and in

which the poet who creates it can most escape from particulars into

generals. In the emancipation of Switzerland from the Austrian yoke,

history can excite our interest in the question whether William Tell

ever existed—and in showing the large array of presumptive evidence

against the popular story of his shooting the apple placed on his son’s

head. But in the drama William Tell is the personator of the Swiss

liberties; and the story of the apple, in exciting the domestic interest

of the relationship between father and son, is that very portion of

history which the dramatic artist will the most religiously

conserve,—obtaining therein one incalculable advantage for his

effect—viz., that it is not his own invention, and therefore of

disputable probability; but, whether fable or truth in the eyes of the

historical critic, so popularly received and acknowledged as a truth,

that the audience are prepared to enter into the emotions of the father,

and the peril of the son.

It is, then, not in the invention of a story, nor in the creation of

imaginary characters, that a dramatist proves his originality as an

artist, but in the adaptation of a story, found elsewhere, to a dramatic

purpose; and in the fidelity, not to historical detail, but to

psychological and metaphysical truth with which he reconciles the

motives and conduct of the characters he selects from history, to the

situations in which they are placed, so as to elicit for them, under all

that is peculiar to their nature or their fates, the necessary degree of

sympathy from emotions of which the generality of mankind are

susceptible.

But to the narrator of fiction—to the story-teller—the invention of

fable and of imaginary character is obviously among the legitimate

conditions of his art; and a fable purely original has in him a merit

which it does not possess in the tragic or comic poet.

On the other hand, the skilful mechanism of plot, though not without

considerable value in the art of narrative, is much less requisite in

the Novelist than in the Dramatist. Many of the greatest prose fictions

are independent of plot altogether. It is only by straining the word to

a meaning foreign to the sense it generally conveys, that we can

recognise a plot in ‘Don Quixote,’ and scarcely any torture of the word

can make a plot out of ‘Gil Blas.’ It is for this reason that the novel

admits of what the drama never should admit—viz., the operation of

_accident_ in the conduct of the story: the villain, instead of coming

to a tragic close through the inevitable sequences of the fate he has

provoked, may be carried off, at the convenient time, by a stroke of

apoplexy, or be run over by a railway train. Nevertheless, in artistic

narrative, accident, where it affects a _dénouement_, should be very

sparingly employed. Readers, as well as critics, feel it to be a blot in

the story of ‘Rob Roy’ when the elder brothers of Rashleigh Osbaldistone

are killed off by natural causes unforeseen and unprepared for in the

previous train of events narrated, in order to throw Rashleigh into a

position which the author found convenient for his ultimate purpose.

A novel of high aim requires, of course, delineation of character, and

with more patient minuteness, than the drama; and some novels live,

indeed, solely through the delineation of character; whereas there are

some tragedies in which the characters, when stripped of theatrical

costume, are very trivial, but which, despite the poverty of character,

are immortal, partly from the skill of the plot, partly from the passion

which is wrought out of the situations, and principally, perhaps, from

the beauty of form—the strength and harmony of the verse. This may be

said of the French drama generally, and of Racine in especial. The

tragic drama imperatively requires passion—the comic drama humour or

wit; but a novel may be a very fine one without humour, passion, or

wit—it may be made great in its way (though that way is not the very

highest one) by delicacy of sentiment, interest of story, playfulness of

fancy, or even by the level tenor of everyday life, not coarsely

imitated, but pleasingly idealised. Still mystery is one of the most

popular and effective sources of interest in a prose narrative, and

sometimes the unravelling of it constitutes the entire plot. Every one

can remember the thrill with which he first sought to fathom the dark

secret in ‘Caleb Williams’ or ‘The Ghost-Seer.’ Even in the comic novel,

the great founder of that structure of art has obtained praise for

perfection of plot almost solely from the skill with which Tom Jones’s

parentage is kept concealed; the terror, towards the end, when the hero

seems to have become involved in one of the crimes from which the human

mind most revolts, and the pleased surprise with which that terror is

relieved by the final and unexpected discovery of his birth, with all

the sense of the many fine strokes of satire in the commencement of the

tale, which are not made clear to us till the close.

To prose fiction there must always be conceded an immense variety in the

modes of treatment—a bold licence of loose capricious adaptation of

infinite materials to some harmonious unity of interest, which even the

most liberal construction of dramatic licence cannot afford to the

drama. We need no lengthened examination of this fact; we perceive at

once that any story can be told, but comparatively very few stories can

be dramatised. And hence some of the best novels in the world cannot be

put upon the stage; while some, that have very little merit as novels,

have furnished subject-matter for the greatest plays in the modern

world. The interest in a drama must be consecutive, sustained,

progressive—it allows of no _longueurs_. But the interest of a novel may

be very gentle, very irregular—may interpose long conversations in the

very midst of action—always provided, however, as I have before said,

that they bear upon the ulterior idea for which the action is invented.

Thus we have in ‘Wilhelm Meister’ long conversations on art or

philosophy just where we want most to get on with the story—yet, without

those conversations, the story would not have been worth the telling;

and its object could not, indeed, be comprehended—its object being the

accomplishment of a human mind in the very subjects on which the

conversations turn. So, in many of the most animated tales of Sir Walter

Scott, the story pauses for the sake of some historical disquisition

necessary to make us understand the altered situations of the imagined

characters. I need not say that all such delays to the action would be

inadmissible in the drama. Hence an intelligent criticism must always

allow a latitude to artistic prose fiction which it does not accord to

the dramatic, nor indeed to any other department of imaginative

representation of life and character. I often see in our Reviews a

charge against some novel, that this or that is “a defect of art,” which

is, when examined, really a beauty in art—or a positive necessity which

that department of art could not avoid—simply because the Reviewer has

been applying to the novel rules drawn from the drama, and not only

inapplicable, but adverse, to the principles which regulate the freedom

of the novel. Now, in reality, where genius is present, art cannot be

absent. Unquestionably, genius may make many incidental mistakes in art,

but if it compose a work of genius, that work must be a work of art on

the whole. For just as virtue consists in a voluntary obedience to moral

law, so genius consists in a voluntary obedience to artistic law. And

the freedom of either is this, that the law is pleasing to it—has become

its second nature. Both human virtue and human genius must err from time

to time; but any prolonged disdain, or any violent rupture, of the law

by which it exists, would be death to either. There is this difference

to the advantage of virtue (for, happily, virtue is necessary to all

men, and genius is but the gift of few), that we can lay down rules by

the observance of which any one can become a virtuous man; but we can

lay down no rules by which any one can become a man of genius. No

technical rules can enable a student to become a great dramatist or a

great novelist; but there is in art an inherent distinction between

broad general principles and technical rules. In all genuine art there

is a sympathetic, affectionate, and often quite unconscious adherence to

certain general principles. The recognition of these principles is

obtained through the philosophy of criticism; first, by a wide and

patient observation of masterpieces of art, which are to criticism what

evidences of fact are to science; and next, by the metaphysical

deduction, from those facts, of the principles which their concurrence

serves to establish. By the putting forth of these principles we cannot

make bad writers good, nor mediocre writers great; but we may enable the

common reader to judge with more correctness of the real quality of

merit, or the real cause of defect, in the writers he peruses; and by

directing and elevating his taste, rectify and raise the general

standard of literature. We may do more than that—we may much facilitate

the self-tuition that all genius has to undergo before it attains to its

full development, in the harmony between its freedom and those elements

of truth and beauty which constitute its law. As to mere technical

rules, each great artist makes them for himself; he does not despise

technical rules, but he will not servilely borrow them from other

artists; he forms his own. They are the by-laws which his acquaintance

with his special powers lays down as best adapted to their exercise and

their sphere. Apelles is said to have made it a by-law to himself to use

only four colours in painting: probably Apelles found his advantage in

that restraint, or he would not have imposed it on his pallet. But if

Zeuxis found that he, Zeuxis, painted better by using a dozen colours

than by confining himself to four, he would have used a dozen, or he

would not have been Zeuxis.

On careful and thoughtful examination we shall find, that neither in

narrative nor dramatic fiction do great writers differ on the principles

of art in the works which posterity accepts from them as great—whereas

they all differ more or less in technical rules. There is no great

poetic artist, whether in narrative or the drama, who, in his best

works, ever represents a literal truth rather than the idealised image

of a truth—who ever condescends to servile imitations of nature—who ever

prefers the selection of particulars, in the delineation of character or

the conception of fable, to the expression of generals—who does not aim

at large types of mankind rather than the portraiture of

contemporaries—or, at least, wherever he may have been led to reject

these principles, it will be in performances that are allowed to be

beneath him. But merely technical rules are no sooner laid down by the

critics of one age, than they are scornfully violated by some triumphant

genius in the next. Technical rules have their value for the artist who

employs them, and who usually invents and does not borrow them. Those

that he imposes on himself he seldom communicates to others. They are

his secret—they spring from his peculiarities of taste; and it is the

adherence to those rules which constitutes what we sometimes call his

style, but more properly his manner. It is by such rules, imposed on

himself, that Pope forms his peculiar cæsura, and mostly closes his

sense at the end of a couplet. When this form of verse becomes trite and

hackneyed, up rises some other poet, who forms by-laws for himself,

perhaps quite the reverse. All that we should then ask of him is

success: if his by-laws enable him to make as good a verse as Pope’s in

another way, we should be satisfied; if not—not. One main use in

technical rules to an author, if imposed on himself, or freely assented

to by himself, is this—the interposition of some wholesome impediment to

the over-facility which otherwise every writer acquires by practice. And

as this over-facility is naturally more apt to be contracted in prose

than in verse, and in the looseness or length of the novel or romance,

than in any other more terse and systematic form of imaginative

fiction—so I think it a wise precaution in every prolific novelist to

seek rather to multiply, than emancipate himself from, the wholesome

restraints of rules; provided always that such rules are the natural

growth of his own mind, and confirmed by his own experience of their

good effect on his productions. For if Art be not the imitator of

Nature, it is still less the copyist of Art. Its base is in the study of

Nature—not to imitate, but first to select, and then to combine, from

Nature those materials into which the artist can breathe his own

vivifying idea; and as the base of Art is in the study of Nature, so its

polish and ornament must be sought by every artist in the study of those

images which the artists before him have already selected, combined, and

vivified; not, in such study, to reproduce a whole that represents

another man’s mind, and can no more be born again than can the man who

created it; but again to select, to separate, to recombine—to go through

the same process in the contemplation of Art which he employed in the

contemplation of Nature; profiting by all details, but grouping them

anew by his own mode of generalisation, and only availing himself of the

minds of others for the purpose of rendering more full and complete the

realisation of that idea of truth or beauty which has its conception in

his own mind. For that can be neither a work of art (in the æsthetic

sense of the word) nor a work of genius in any sense of the word, which

does not do a something that, as a whole, has never been done before;

which no other living man could have done; and which never, to the end

of time, can be done again—no matter how immeasurably better may be the

_other_ things which _other_ men may do. ‘Ivanhoe’ and ‘Childe Harold’

were produced but the other day; yet already it has become as impossible

to reproduce an ‘Ivanhoe’ or a ‘Childe Harold’ as to reproduce an

‘Iliad.’ A better historical romance than ‘Ivanhoe,’ or a better

contemplative poem than ‘Childe Harold,’ may be written some day or

other; but, in order to be better, it must be totally different. The

more a writer is imitated the less he can be reproduced. No one of our

poets has been so imitated as Pope, not because he is our greatest or

our most fascinating poet, but because he is the one most easily

imitated by a good versifier. But is there a second Pope, or will there

be a second Pope, if our language last ten thousand years longer?

Blackwood's Edinburgh magazine, Vol. 93, No. 571, May, 1863 · 第 9 / 43 题