IX

This brings us to a second point. We are often told that programme

music is all right if it is so conceived and so handled that it

suffices _as pure music_, whether we know the programme or not.

And as this seems to many people like a fair compromise, and as

programme-musicians have been ill-treated so long that some of them are

positively thrilled with gratitude now for _not_ being kicked, there is

a tendency to accept this quasi-solution of the problem as something

like the final one. The programmist is willing to admit that a number

of themes, no matter how agreeable, do not constitute symphonic music

unless they have some emotional connection and some logical musical

development; while the absolutist graciously allows that a concrete

subject may be the basis of a symphony, if only the music is of such a

kind that it will appeal to the hearer just as much, although he may

not know what the subject is.

It is precisely against this compromise that I think we ought to

protest, for it seems to me to be based on a complete misunderstanding

of the natures of absolute and of programme music. Not only does it

ignore the difference in intellectual origin between a phrase such

as that which opens the finale of the _Jupiter_ symphony, and such a

one as that which symbolises _Till Eulenspiegel_, but it overlooks

the fact that along with this difference in the thing expressed there

must necessarily go a difference in the manner of expressing it. It

is impossible to subscribe to the insidious compromise that programme

music ought to "speak for itself," without a knowledge of the programme

being necessary.[32] We not only need the programme--the statement of

the literary or pictorial subject of the composition--but this is at

once answerable for half our pleasure and a justification of certain

peculiarities of form which the music may now safely assume. If the

shape and colour of the themes of a piece of music, the order of

their occurrence, and the variations they undergo, are all determined

by the composer having a certain picture in his mind, it is surely

necessary for us to be told what that picture is. If it was necessary

for him when he was composing, it is necessary for us if we are to

listen to the music as he meant us to listen to it. To put a symphonic

poem before us without telling us all the composer's intentions in

it, is as foolish as to make us listen to the music of a song or an

opera without hearing the words. In the opera and the song, things

go this way or that because the poetic purpose requires it, and the

justification of them is precisely their appropriateness to the poetic

purpose. Similarly, things go this way or that in the symphonic poem

because the poetic purpose requires it; and here also we require to

know what that poetic purpose was before we can justify or condemn what

the musician has done. Let us examine a simple case, say the _Romeo and

Juliet_ overture of Tchaikovski, and see whether this particular work

could be equally understood and appreciated, as pure music, by the man

who knows and the man who does not know the programme.

There is not the slightest doubt that the _Romeo and Juliet_ would

give intense pleasure to any one who simply walked unpremeditatedly

into a concert room and heard the overture without knowing that it

had a poetical basis--who listened to it, that is, as a piece of

music pure and simple in sonata form. But I emphatically deny that

this hearer would receive as much pleasure from the work as I do, for

example, knowing the poetic story to which it is written. He might

think the passage for muted strings, for example, extremely beautiful,

but he would not get from it such delight as I, who not only feel

all the _musical_ loveliness of the melody and the harmonies and the

tone colour, but see the lovers on the balcony and breathe the very

atmosphere of Shakespeare's scene. I am richer than my fellow by two

or three emotions in a case of this kind. My nature is stirred on two

or three sides instead of only one. I would go further, and say that

not only does the auditor I have supposed get less pleasure from the

work than I, but he really does not hear Tchaikovski's work at all. If

the musician writes music to a play and invents phrases to symbolise

the characters and to picture the events of the play, we are simply

not listening to _his_ work at all if we listen to it in ignorance of

his poetical scheme. We may hear the music, but it is not the music

he meant us to hear, or at all events not heard as he intended us to

hear it. If melody, harmony, colour and development are all shaped and

directed by certain pictures in the musician's mind, we get no further

than the mere outside of the music, unless we also are familiar with

those pictures. Let us take another example. The reader will remember

that the overture opens with a _religioso_ theme, in the clarinets and

bassoons, that is intended to suggest Friar Lawrence. In the ensuing

scenes of conflict between the two opposing factions, this theme

appears every now and then in the brass, sometimes in a particularly

forceful and assertive manner. The casual hearer whom I have supposed

would probably look upon this simply as a matter of counterpoint;

Tchaikovski has invented two themes, he would say, and is now simply

combining them. But here again he would be wrong. These passages

certainly give us musical pleasure, and are as certainly meant to do

so, but they are intended also to do something more. The reappearance

of the "Friar Lawrence" theme has a dramatic as well as a musical

significance. Taken as it is from the placid wood-wind and given to the

commanding brass, and made to stand out like a warning voice through

the mad riot that is going on all round it, it tells its own tale at

once to any one with a knowledge of the subject of the overture. So

again with the mournful transformation of the love motive at the end

of the overture. Tchaikovski does not alter the melody and the harmony

in this way for merely musical reasons. He has something more in his

mind than an appeal to the abstract musical faculty; and I repeat that

the hearer who is ignorant of this something more not only gets less

than the full amount of pleasure from the work, but really does not

hear the work as Tchaikovski conceived and wrote it, and intended it

to be heard. The same argument holds good of the song. Imagine one

of the most highly and subtly expressive of modern songs--say the "O

wüsst' ich doch" or the _Feldeinsamkeit_ of Brahms--sung to you at a

concert without your having the slightest knowledge of the words. Some

pleasure, of course, you could not help feeling in the music; but it

would be nothing compared with the sensations you would have if you

knew the words or could follow them in a programme. Then you would find

not only that certain passages that seemed to you the least interesting

before, as mere music, are poignantly expressive, but these apparent

peculiarities are justified, and indeed necessitated, by the poetry.

Now imagine that you hear the same song three months later. You have

forgotten the actual words point by point; but you still retain the

recollection of the emotional moods they suggested; and so you are

still responsive to each _nuance_ of expression in the music. Listening

to a song under these conditions is precisely the same as listening

to a symphonic poem. In _Die Ideale_, for example, Liszt divides

Schiller's poem into sections of different intensity or different

_timbre_ of feeling, and places each of these in the score before the

section of the music that illustrates it. _Die Ideale_ is, in fact, an

extension of the song-form, in which the words are not sung but are

either suggested to us or supposed to be known to us. But it is folly

to suppose that either in the Brahms song or _Die Ideale_ the man who

does not know the literary basis can get the same pleasure as the man

who does.

We have only to treat all other symphonic poems in the same way as we

have just treated Tchaikovski's _Romeo and Juliet_--to ask ourselves

what the composer meant us to hear, and how much of it we really _do_

hear if we do not know his poetical scheme--to see the folly of holding

up absolute music as the standard to which programme music ought to

conform. Occasionally, however, the objection is put in the inverse

way, and we are told that programme music is absurd because it does

not speak intelligibly to us, does not carry its story written upon it

so plainly that no one can mistake it. The charge of absurdity must be

really laid at the door of the composer. The plain truth is that a

composer has no right to put before us a symphonic poem without giving

us the fullest guide to his literary plans. It would be ridiculous of

Wagner or Schubert to think their business was ended when they had

simply given their music the title of, say, _The Ring of the Nibelung_

or _The Erl-king_; it is equally ridiculous of Strauss to call a work

_Till Eulenspiegel_ or _Don Juan_, and leave us to discover the rest

for ourselves. If Strauss, for example, put together the Don Juan theme

(the one on the four horns) in that particular order not merely because

he liked the sequence of sounds, but because they accurately limned

the picture of Don Juan which he had in his eye at that moment, it is

folly of him to throw it before _us_ as a mere self-existent sequence

of sounds, and not to tell us what aspect of Don Juan it is meant to

represent.

As for "the inherent stupidity of programme music"--to which opinion

one critic was led by having, in the innocence of his heart, thought

the motive just mentioned signified one thing, while, he afterwards

discovered, it signified quite another--I would put it to him that he

is never likely to go wrong again over this phrase, and that each time

he hears _Don Juan_ he will, to this extent, be nearer seeing what the

composer meant him to see than he ever was before. And if he had an

equal certainty of the meaning of all the other subjects in _Don Juan_,

would he not then be able to recreate the whole thing in accordance

with Strauss' own ideas? And would not all difficulty then vanish,

and the "inherent stupidity" seem to be in those who cursed the form

because they had not the key to the idea? Let any one listen to _Till

Eulenspiegel_ with no more knowledge of the composer's intentions than

is given in the title, and I can understand him failing to make head or

tail of it. But let him learn by heart the admirable German or English

analyses that can now be had in almost any programme-book, and if all

does not then become as clear to him as crystal, if then he cannot

follow all the gradations of that magical piece of story-telling--well,

one can only say that nature has deprived him of the symphonic-poem

faculty, just as she makes some people insensitive to Botticelli

or Maeterlinck. He does but throw an interesting light on his own

psychology; the value of the musical form remains unassailed.

Now why does not Strauss, or any other composer of programme music,

spare himself and us all this trouble by showing us, once for all, the

main psychological lines upon which he has built his work? The composer

himself, in fact, is the cause of all the misunderstanding and all the

æsthetic confusion. Nothing could be clearer than the symbolism of the

music in Strauss' _Don Quixote_, when you know the precise intention

of each variation; but the fact that Strauss should give the clue to

these in the piano duet and omit it all from the full score shows how

absurdly lax and inconsistent the practice of these gentlemen is.

_Also sprach Zarathustra_, again, is quite clear, because indications

are given here and there of the precise part of Nietzsche's book

with which the musician is dealing; while _Ein Heldenleben_, in the

absence of an official "Guide," simply worries us by prompting futile

conjectures as to the meaning of this or that phrase. Wagner would not

have dreamt of throwing a long work before us, and simply telling us

that the subject of it was _Parsifal_. Why, then, should the writer

of symphonic poems expect us to fathom all his intentions when he has

merely printed the title of his work? If the words of the opera are

necessary for me to understand what was in Wagner's mind when he wrote

this or that motive, surely words--not accompanying the music, but

prefixed to it--are needful to tell me what was in Strauss' mind when

he shaped the violin solo in _Ein Heldenleben_. If it is absurd to

play to me a song without giving me a copy of the words, expecting me

to understand the music that has been born of a poetical idea as if it

had been written independently of any verbal suggestion, it is equally

absurd to put before me, as pure music, an orchestral piece that was

never conceived as pure music. If the poem or the picture was necessary

to the composer's imagination, it is necessary to mine; if it is not

necessary to either of us, he has no right to affix the title of it to

his work.

It is curious, again, that people who can defend Wagner as against the

absolutists cannot also see that they are implicitly justifying Strauss

and his fellows. Thus another critic writes that "Wagner saw that the

intellectual idea could not be conveyed by music alone; that together

with the colour--the music--must go the spoken word to make clear

what was meant." So far, good. But then he quarrels with Strauss for

trying to make _his_ themes expressive of something more than music

pure and simple, and giving us a programme to help us. Why, where in

the name of lucidity is the difference between singing to a phrase of

music the words that prompted it, and printing these words alongside

the phrase or at the beginning of the score? Does it matter whether

the composer writes a love-scene and has the actual words _sung_ by a

tenor and a soprano, or merely puts the whole thing on an orchestra,

and _tells_ us that this is a scene between two lovers, and that their

love is of such and such a quality? For the life of me I cannot see

why the one proceeding is right and the other wrong. And once more, if

it is essential that we should not be left in the slightest doubt in

the case of the opera as to who the protagonists are and what is the

nature of their sentiments, it is equally essential, in the case of the

symphonic poem, that we should not be left in ignorance of any of the

points that have gone to make the structure of the music what it is. No

symphonic poem ought to be published or performed without the fullest

analysis of it by the composer himself, just as he would never think of

publishing the music of his song or his opera without the words. There

is no compromise possible. If the song and the opera are legitimate

blends of literary ideas and musical expression, so is the symphonic

poem, and if the literary basis has to be given us in full in the case

of the opera, we equally need it in the other case as completely as it

can be set before us. The great trouble is that composers like Strauss

so often do neither the one thing nor the other; they neither put their

work before us as music pure and simple, nor give us sufficient clue to

what the representative music is intended to represent.

And now let me try to show briefly that Wagner misunderstood the

meaning of his own reforms, and that the ideal poetic art-form after

which he was striving was not the opera but the symphonic poem.

X

To make the following argument clearer I will state its conclusion

at once; I am going to try to show that Wagner's own analysis of the

natures of poetry, music and drama conclusively proves that if there

can be said to be such a thing as the ideal form of art, it is not the

opera but the symphonic poem. I am not going to criticise Wagner's

theory, except for a moment here and there. I am going to accept it

broadly just as it stands, assume it to be perfectly founded on facts

and perfectly logical in the bulk of its exposition, and prove from it

that he stopped short at the final conclusion--that had he been quite

consistent to the end he would have seen, all through his own argument,

the finger of demonstration beckoning him on to a point further

than that of opera, to a point still higher up the road, where the

symphonic poem was awaiting him. And to draw this conclusion I think we

do not need to call in the aid of anything but his own words.

In _A Study of Wagner_ (1899) I contended that, owing to the structure

of his mind, Wagner was to a large degree insensitive to the charms

of poetry purely as poetry and of music purely as music. He did not,

that is, and could not, get from poetry or from abstract music the

precise sensations, completely satisfactory in themselves, that a

lover of poetry or a lover of abstract music would get. Poetry to him

had something unsatisfactory, imperfect, incomplete in it, unless it

reached out a hand to music; music was similarly defective unless it

was born of a poetic stimulus. To dispute this is to be blind to the

plain evidence of Wagner's prose works; the mere assertion to the

contrary of his more uncritical admirers counts for simply nothing

against the numerous passages that can be brought up in proof. Remarks

such as this, "What is not worth the being sung, neither is it worth

the poet's pain of telling," or this, "that work of the poet's must

rank as the most excellent, which in its final consummation should

become entirely music," or this, "A need in music which poetry alone

can still," or this, "If the work of the sheer word-poet appears as a

non-realised poetic aim, on the other hand, the work of the absolute

musician is only to be described as altogether bare of such an aim; for

the Feeling may well have been entirely aroused by the purely-musical

expression, but it could not be _directed_,"[33]--remarks such as

these are not to be explained away. Nay, Wagner's very notion of an

art-work that should embrace all the arts was a sure proof of there

being a specific something in each art to which he was impervious.

This, then, is the prime fact in Wagner's artistic psychology. When

a poetical idea occurred to him, it was one that cried out for the

emotional colour of music to complete it; when a musical idea occurred

to him, it was one controlled and directed from the start by a poetic

concept. Hence not only his dramatic work but his theoretical work is

simply the expression of this psychological bias. His opponents did him

an injustice when they said he worked out certain theories and then

wrote operas to illustrate and justify them. The fact was that the

theories and the operas were only two branches from the same trunk--not

cause and effect, but two effects of the same cause. In the operas

and the prose works alike he was simply seeking self-expression. But

muddled thinker as I hold Wagner to have been upon most of the subjects

his busy brain took up, he was perfectly clear as to what he wanted

to do in opera, and what he wanted to say in explanation of it. Even

the distressing opacity of his style, that makes the reading of him so

severe a trial to one's literary sense, cannot prevent the big outlines

of his system standing out in perfect clearness. In that system he

thought he had demonstrated three things--(1) that at a certain stage

of its evolution poetry has to call in the aid of music in order

fully to realise its desires, (2) that music for the same reason has

at a certain stage to call in the aid of poetry, and (3) that in the

musical drama we get the best powers of music and of poetry exerted to

the fullest, and combined in a harmonious whole. (He also held that

the scene-painting, the stage-setting, and the gestures of the actors

gratified adequately our other æsthetic senses; but we need not concern

ourselves with this aspect of his theory here.)

Let me first make it quite clear that Wagner wished to get an ideal

musical-poetic art-form by shearing off from music all that did not

tend towards poetry, and from poetry all that did not tend towards

music. "Unity of artistic Form," he says in _Opera and Drama_, "is

only thinkable as the emanation of a united Content: a united Content,

however, we can only recognise by its being couched in an artistic

expression through which it can announce itself _entirely_ to the

Feeling. A Content which should prescribe a twofold expression,

_i.e._ an expression which obliged the messenger to address himself

alternately to the Understanding and the Feeling--such a Content

could only be itself a dual, a discordant one. Every artistic aim

makes primarily for a united Shape.... Since it is the instinctive

Will of every artistic Aim to impart itself to the Feeling, it

follows that the cloven Expression is incompetent to entirely arouse

the Feeling...." "This," he goes on to say, "This entire arousing

of the Feeling was impossible to the sheer Word-poet, through _his_

expressional organ; therefore what he could not impart through that

to Feeling, he was obliged to announce to Understanding, so as to

compass the full utterance of the content of his Aim: he must hand

over to Understanding, to be thought out, what he could not give to be

perceived by Feeling." Thus poetry falls to the ground, as it were,

between two stools; the poet wants to make a direct appeal to Feeling,

but he is partly defeated by having to make this appeal through the

medium of words, which are more the organ of Understanding than of

Feeling. The one thing to be done, then, is to supply this deficiency

of Feeling by a resort to music, whose appeal _par excellence_ is to

the Feeling.

But _per contra_, music itself, as abstract music, is incomplete;

because, although it does indeed move us, it leaves us in doubt as

to the cause and purpose of the emotion. "If the work of the sheer

Word-poet," says Wagner, "appears as a non-realised poetic Aim, on the

other hand the work of the absolute Musician is only to be described

as altogether bare of such an Aim; for the Feeling may well have been

entirely aroused by the purely-musical expression, but it could not be

_directed_." Or, as he phrases it in another place, instrumental music

had worked away at its regular sound-patterns until it "had won itself

an idiomatic speech--a speech which in any higher artistic sense,

however, was arbitrary and incapable of expressing the purely-human,

so long as the longing for a clear and intelligible portrayal of

definite, individual human feelings did not become its only necessary

measure for the shaping of those melodic particles."

So much, then, is clear; according to the Wagnerian theory, mere

poetry needs music to help it to make its direct appeal to Feeling;

mere music needs the concrete suggestions of poetry to give it order

and direction. Even in the later works of Beethoven the pendulum

shifts from absolute, abstract musical tone-weaving to the effort to

say more definite things; there awoke in him, says Wagner, "a longing

for distinct expression of specific, characteristically individual

emotions," and he "began to care less and less about merely making

music." The climax of this impulse to blend musical feeling and poetic

purpose in the one art-work was, of course, to be the Wagnerian opera

or music-drama.

Musical Studies · 第 46 / 73 题