if I mistake not, been only contested in relation to the crime of
treason. This, it has been urged, ought to have depended upon the
assent of one, or both, of the branches of the legislative body. I
shall not deny that there are strong reasons to be assigned for
requiring in this particular the concurrence of that body, or of a part
of it. As treason is a crime levelled at the immediate being of the
society, when the laws have once ascertained the guilt of the offender,
there seems a fitness in referring the expediency of an act of mercy
towards him to the judgment of the legislature. And this ought the
rather to be the case, as the supposition of the connivance of the
Chief Magistrate ought not to be entirely excluded. But there are also
strong objections to such a plan. It is not to be doubted, that a
single man of prudence and good sense is better fitted, in delicate
conjunctures, to balance the motives which may plead for and against
the remission of the punishment, than any numerous body whatever. It
deserves particular attention, that treason will often be connected
with seditions which embrace a large proportion of the community; as
lately happened in Massachusetts. In every such case, we might expect
to see the representation of the people tainted with the same spirit
which had given birth to the offense. And when parties were pretty
equally matched, the secret sympathy of the friends and favorers of the
condemned person, availing itself of the good-nature and weakness of
others, might frequently bestow impunity where the terror of an example
was necessary. On the other hand, when the sedition had proceeded from
causes which had inflamed the resentments of the major party, they
might often be found obstinate and inexorable, when policy demanded a
conduct of forbearance and clemency. But the principal argument for
reposing the power of pardoning in this case to the Chief Magistrate is
this: in seasons of insurrection or rebellion, there are often critical
moments, when a welltimed offer of pardon to the insurgents or rebels
may restore the tranquillity of the commonwealth; and which, if
suffered to pass unimproved, it may never be possible afterwards to
recall. The dilatory process of convening the legislature, or one of
its branches, for the purpose of obtaining its sanction to the measure,
would frequently be the occasion of letting slip the golden
opportunity. The loss of a week, a day, an hour, may sometimes be
fatal. If it should be observed, that a discretionary power, with a
view to such contingencies, might be occasionally conferred upon the
President, it may be answered in the first place, that it is
questionable, whether, in a limited Constitution, that power could be
delegated by law; and in the second place, that it would generally be
impolitic beforehand to take any step which might hold out the prospect
of impunity. A proceeding of this kind, out of the usual course, would
be likely to be construed into an argument of timidity or of weakness,
and would have a tendency to embolden guilt.
PUBLIUS.
THE FEDERALIST.
No. LXXV.
The Treaty-Making Power of the Executive
For the Independent Journal.
HAMILTON
To the People of the State of New York:
The President is to have power, “by and with the advice and consent of
the Senate, to make treaties, provided two thirds of the senators
present concur.”
Though this provision has been assailed, on different grounds, with no
small degree of vehemence, I scruple not to declare my firm persuasion,
that it is one of the best digested and most unexceptionable parts of
the plan. One ground of objection is the trite topic of the
intermixture of powers; some contending that the President ought alone
to possess the power of making treaties; others, that it ought to have
been exclusively deposited in the Senate. Another source of objection
is derived from the small number of persons by whom a treaty may be
made. Of those who espouse this objection, a part are of opinion that
the House of Representatives ought to have been associated in the
business, while another part seem to think that nothing more was
necessary than to have substituted two thirds of ALL the members of the
Senate, to two thirds of the members PRESENT. As I flatter myself the
observations made in a preceding number upon this part of the plan must
have sufficed to place it, to a discerning eye, in a very favorable
light, I shall here content myself with offering only some
supplementary remarks, principally with a view to the objections which
have been just stated.
With regard to the intermixture of powers, I shall rely upon the
explanations already given in other places, of the true sense of the
rule upon which that objection is founded; and shall take it for
granted, as an inference from them, that the union of the Executive
with the Senate, in the article of treaties, is no infringement of that
rule. I venture to add, that the particular nature of the power of
making treaties indicates a peculiar propriety in that union. Though
several writers on the subject of government place that power in the
class of executive authorities, yet this is evidently an arbitrary
disposition; for if we attend carefully to its operation, it will be
found to partake more of the legislative than of the executive
character, though it does not seem strictly to fall within the
definition of either of them. The essence of the legislative authority
is to enact laws, or, in other words, to prescribe rules for the
regulation of the society; while the execution of the laws, and the
employment of the common strength, either for this purpose or for the
common defense, seem to comprise all the functions of the executive
magistrate. The power of making treaties is, plainly, neither the one
nor the other. It relates neither to the execution of the subsisting
laws, nor to the enaction of new ones; and still less to an exertion of
the common strength. Its objects are CONTRACTS with foreign nations,
which have the force of law, but derive it from the obligations of good
faith. They are not rules prescribed by the sovereign to the subject,
but agreements between sovereign and sovereign. The power in question
seems therefore to form a distinct department, and to belong, properly,
neither to the legislative nor to the executive. The qualities
elsewhere detailed as indispensable in the management of foreign
negotiations, point out the Executive as the most fit agent in those
transactions; while the vast importance of the trust, and the operation
of treaties as laws, plead strongly for the participation of the whole
or a portion of the legislative body in the office of making them.
However proper or safe it may be in governments where the executive
magistrate is an hereditary monarch, to commit to him the entire power
of making treaties, it would be utterly unsafe and improper to intrust
that power to an elective magistrate of four years’ duration. It has
been remarked, upon another occasion, and the remark is unquestionably
just, that an hereditary monarch, though often the oppressor of his
people, has personally too much stake in the government to be in any
material danger of being corrupted by foreign powers. But a man raised
from the station of a private citizen to the rank of chief magistrate,
possessed of a moderate or slender fortune, and looking forward to a
period not very remote when he may probably be obliged to return to the
station from which he was taken, might sometimes be under temptations
to sacrifice his duty to his interest, which it would require
superlative virtue to withstand. An avaricious man might be tempted to
betray the interests of the state to the acquisition of wealth. An
ambitious man might make his own aggrandizement, by the aid of a
foreign power, the price of his treachery to his constituents. The
history of human conduct does not warrant that exalted opinion of human
virtue which would make it wise in a nation to commit interests of so
delicate and momentous a kind, as those which concern its intercourse
with the rest of the world, to the sole disposal of a magistrate
created and circumstanced as would be a President of the United States.
To have intrusted the power of making treaties to the Senate alone,
would have been to relinquish the benefits of the constitutional agency
of the President in the conduct of foreign negotiations. It is true
that the Senate would, in that case, have the option of employing him
in this capacity, but they would also have the option of letting it
alone, and pique or cabal might induce the latter rather than the
former. Besides this, the ministerial servant of the Senate could not
be expected to enjoy the confidence and respect of foreign powers in
the same degree with the constitutional representatives of the nation,
and, of course, would not be able to act with an equal degree of weight
or efficacy. While the Union would, from this cause, lose a
considerable advantage in the management of its external concerns, the
people would lose the additional security which would result from the
co-operation of the Executive. Though it would be imprudent to confide
in him solely so important a trust, yet it cannot be doubted that his
participation would materially add to the safety of the society. It
must indeed be clear to a demonstration that the joint possession of
the power in question, by the President and Senate, would afford a
greater prospect of security, than the separate possession of it by
either of them. And whoever has maturely weighed the circumstances
which must concur in the appointment of a President, will be satisfied
that the office will always bid fair to be filled by men of such
characters as to render their concurrence in the formation of treaties
peculiarly desirable, as well on the score of wisdom, as on that of
integrity.
The remarks made in a former number, which have been alluded to in
another part of this paper, will apply with conclusive force against
the admission of the House of Representatives to a share in the
formation of treaties. The fluctuating and, taking its future increase
into the account, the multitudinous composition of that body, forbid us
to expect in it those qualities which are essential to the proper
execution of such a trust. Accurate and comprehensive knowledge of
foreign politics; a steady and systematic adherence to the same views;
a nice and uniform sensibility to national character; decision,
SECRECY, and despatch, are incompatible with the genius of a body so
variable and so numerous. The very complication of the business, by
introducing a necessity of the concurrence of so many different bodies,
would of itself afford a solid objection. The greater frequency of the
calls upon the House of Representatives, and the greater length of time
which it would often be necessary to keep them together when convened,
to obtain their sanction in the progressive stages of a treaty, would
be a source of so great inconvenience and expense as alone ought to
condemn the project.
The only objection which remains to be canvassed, is that which would
substitute the proportion of two thirds of all the members composing
the senatorial body, to that of two thirds of the members PRESENT. It
has been shown, under the second head of our inquiries, that all
provisions which require more than the majority of any body to its
resolutions, have a direct tendency to embarrass the operations of the
government, and an indirect one to subject the sense of the majority to
that of the minority. This consideration seems sufficient to determine
our opinion, that the convention have gone as far in the endeavor to
secure the advantage of numbers in the formation of treaties as could
have been reconciled either with the activity of the public councils or
with a reasonable regard to the major sense of the community. If two
thirds of the whole number of members had been required, it would, in
many cases, from the non-attendance of a part, amount in practice to a
necessity of unanimity. And the history of every political
establishment in which this principle has prevailed, is a history of
impotence, perplexity, and disorder. Proofs of this position might be
adduced from the examples of the Roman Tribuneship, the Polish Diet,
and the States-General of the Netherlands, did not an example at home
render foreign precedents unnecessary.
To require a fixed proportion of the whole body would not, in all
probability, contribute to the advantages of a numerous agency, better
then merely to require a proportion of the attending members. The
former, by making a determinate number at all times requisite to a
resolution, diminishes the motives to punctual attendance. The latter,
by making the capacity of the body to depend on a PROPORTION which may
be varied by the absence or presence of a single member, has the
contrary effect. And as, by promoting punctuality, it tends to keep the
body complete, there is great likelihood that its resolutions would
generally be dictated by as great a number in this case as in the
other; while there would be much fewer occasions of delay. It ought not
to be forgotten that, under the existing Confederation, two members
MAY, and usually DO, represent a State; whence it happens that
Congress, who now are solely invested with ALL THE POWERS of the Union,
rarely consist of a greater number of persons than would compose the
intended Senate. If we add to this, that as the members vote by States,
and that where there is only a single member present from a State, his
vote is lost, it will justify a supposition that the active voices in
the Senate, where the members are to vote individually, would rarely
fall short in number of the active voices in the existing Congress.
When, in addition to these considerations, we take into view the
co-operation of the President, we shall not hesitate to infer that the
people of America would have greater security against an improper use
of the power of making treaties, under the new Constitution, than they
now enjoy under the Confederation. And when we proceed still one step
further, and look forward to the probable augmentation of the Senate,
by the erection of new States, we shall not only perceive ample ground
of confidence in the sufficiency of the members to whose agency that
power will be intrusted, but we shall probably be led to conclude that
a body more numerous than the Senate would be likely to become, would
be very little fit for the proper discharge of the trust.
PUBLIUS.
THE FEDERALIST.
No. LXXVI.
The Appointing Power of the Executive
From the New York Packet.
Tuesday, April 1, 1788.
HAMILTON
To the People of the State of New York:
The President is “to NOMINATE, and, by and with the advice and consent
of the Senate, to appoint ambassadors, other public ministers and
consuls, judges of the Supreme Court, and all other officers of the
United States whose appointments are not otherwise provided for in the
Constitution. But the Congress may by law vest the appointment of such
inferior officers as they think proper, in the President alone, or in
the courts of law, or in the heads of departments. The President shall
have power to fill up ALL VACANCIES which may happen DURING THE RECESS
OF THE SENATE, by granting commissions which shall EXPIRE at the end of
their next session.”
It has been observed in a former paper, that “the true test of a good
government is its aptitude and tendency to produce a good
administration.” If the justness of this observation be admitted, the
mode of appointing the officers of the United States contained in the
foregoing clauses, must, when examined, be allowed to be entitled to
particular commendation. It is not easy to conceive a plan better
calculated than this to promote a judicious choice of men for filling
the offices of the Union; and it will not need proof, that on this
point must essentially depend the character of its administration.
It will be agreed on all hands, that the power of appointment, in
ordinary cases, ought to be modified in one of three ways. It ought
either to be vested in a single man, or in a SELECT assembly of a
moderate number; or in a single man, with the concurrence of such an
assembly. The exercise of it by the people at large will be readily
admitted to be impracticable; as waiving every other consideration, it
would leave them little time to do anything else. When, therefore,
mention is made in the subsequent reasonings of an assembly or body of
men, what is said must be understood to relate to a select body or
assembly, of the description already given. The people collectively,
from their number and from their dispersed situation, cannot be
regulated in their movements by that systematic spirit of cabal and
intrigue, which will be urged as the chief objections to reposing the
power in question in a body of men.
Those who have themselves reflected upon the subject, or who have
attended to the observations made in other parts of these papers, in
relation to the appointment of the President, will, I presume, agree to
the position, that there would always be great probability of having
the place supplied by a man of abilities, at least respectable.
Premising this, I proceed to lay it down as a rule, that one man of
discernment is better fitted to analyze and estimate the peculiar
qualities adapted to particular offices, than a body of men of equal or
perhaps even of superior discernment.
The sole and undivided responsibility of one man will naturally beget a
livelier sense of duty and a more exact regard to reputation. He will,
on this account, feel himself under stronger obligations, and more
interested to investigate with care the qualities requisite to the
stations to be filled, and to prefer with impartiality the persons who
may have the fairest pretensions to them. He will have FEWER personal
attachments to gratify, than a body of men who may each be supposed to
have an equal number; and will be so much the less liable to be misled
by the sentiments of friendship and of affection. A single
well-directed man, by a single understanding, cannot be distracted and
warped by that diversity of views, feelings, and interests, which
frequently distract and warp the resolutions of a collective body.
There is nothing so apt to agitate the passions of mankind as personal
considerations whether they relate to ourselves or to others, who are
to be the objects of our choice or preference. Hence, in every exercise
of the power of appointing to offices, by an assembly of men, we must
expect to see a full display of all the private and party likings and
dislikes, partialities and antipathies, attachments and animosities,
which are felt by those who compose the assembly. The choice which may
at any time happen to be made under such circumstances, will of course
be the result either of a victory gained by one party over the other,
or of a compromise between the parties. In either case, the intrinsic
merit of the candidate will be too often out of sight. In the first,
the qualifications best adapted to uniting the suffrages of the party,
will be more considered than those which fit the person for the
station. In the last, the coalition will commonly turn upon some
interested equivalent: “Give us the man we wish for this office, and
you shall have the one you wish for that.” This will be the usual
condition of the bargain. And it will rarely happen that the
advancement of the public service will be the primary object either of
party victories or of party negotiations.
The truth of the principles here advanced seems to have been felt by
the most intelligent of those who have found fault with the provision
made, in this respect, by the convention. They contend that the
President ought solely to have been authorized to make the appointments
under the federal government. But it is easy to show, that every
advantage to be expected from such an arrangement would, in substance,
be derived from the power of NOMINATION, which is proposed to be
conferred upon him; while several disadvantages which might attend the
absolute power of appointment in the hands of that officer would be
avoided. In the act of nomination, his judgment alone would be
exercised; and as it would be his sole duty to point out the man who,
with the approbation of the Senate, should fill an office, his
responsibility would be as complete as if he were to make the final
appointment. There can, in this view, be no difference others, who are
to be the objects of our choice or preference. Hence, in every exercise
of the power of appointing to offices, by an assembly of men, we must
expect to see a full display of all the private and party likings and
dislikes, partialities and antipathies, attachments and animosities,
which are felt by those who compose the assembly. The choice which may
at any time happen to be made under such circumstances, will of course
be the result either of a victory gained by one party over the other,
or of a compromise between the parties. In either case, the intrinsic
merit of the candidate will be too often out of sight. In the first,
the qualifications best adapted to uniting the suffrages of the party,
will be more considered than those which fit the person for the
station. In the last, the coalition will commonly turn upon some
interested equivalent: “Give us the man we wish for this office, and
you shall have the one you wish for that.” This will be the usual
condition of the bargain. And it will rarely happen that the
advancement of the public service will be the primary object either of
party victories or of party negotiations.
The truth of the principles here advanced seems to have been felt by
the most intelligent of those who have found fault with the provision
made, in this respect, by the convention. They contend that the
President ought solely to have been authorized to make the appointments
under the federal government. But it is easy to show, that every
advantage to be expected from such an arrangement would, in substance,
be derived from the power of NOMINATION, which is proposed to be
conferred upon him; while several disadvantages which might attend the
absolute power of appointment in the hands of that officer would be
avoided. In the act of nomination, his judgment alone would be
exercised; and as it would be his sole duty to point out the man who,
with the approbation of the Senate, should fill an office, his
responsibility would be as complete as if he were to make the final
appointment. There can, in this view, be no difference between
nominating and appointing. The same motives which would influence a
proper discharge of his duty in one case, would exist in the other. And
as no man could be appointed but on his previous nomination, every man
who might be appointed would be, in fact, his choice.
But might not his nomination be overruled? I grant it might, yet this
could only be to make place for another nomination by himself. The
person ultimately appointed must be the object of his preference,
though perhaps not in the first degree. It is also not very probable
that his nomination would often be overruled. The Senate could not be
tempted, by the preference they might feel to another, to reject the
one proposed; because they could not assure themselves, that the person
they might wish would be brought forward by a second or by any
subsequent nomination. They could not even be certain, that a future
nomination would present a candidate in any degree more acceptable to
them; and as their dissent might cast a kind of stigma upon the
individual rejected, and might have the appearance of a reflection upon
the judgment of the chief magistrate, it is not likely that their
sanction would often be refused, where there were not special and
strong reasons for the refusal.
To what purpose then require the co-operation of the Senate? I answer,
that the necessity of their concurrence would have a powerful, though,
in general, a silent operation. It would be an excellent check upon a
spirit of favoritism in the President, and would tend greatly to
prevent the appointment of unfit characters from State prejudice, from
family connection, from personal attachment, or from a view to
popularity. In addition to this, it would be an efficacious source of
stability in the administration.
It will readily be comprehended, that a man who had himself the sole
disposition of offices, would be governed much more by his private
inclinations and interests, than when he was bound to submit the
propriety of his choice to the discussion and determination of a
different and independent body, and that body an entire branch of the
legislature. The possibility of rejection would be a strong motive to
care in proposing. The danger to his own reputation, and, in the case
of an elective magistrate, to his political existence, from betraying a
spirit of favoritism, or an unbecoming pursuit of popularity, to the
observation of a body whose opinion would have great weight in forming
that of the public, could not fail to operate as a barrier to the one
and to the other. He would be both ashamed and afraid to bring forward,
for the most distinguished or lucrative stations, candidates who had no
other merit than that of coming from the same State to which he
particularly belonged, or of being in some way or other personally
allied to him, or of possessing the necessary insignificance and
pliancy to render them the obsequious instruments of his pleasure.