INTRODUCTION

I was talking the other day to Alfred Coppard, who has steered more

successfully than most English story writers away from the Scylla and

Charybdis of the modern artist. He told me that he had been reading

several new novels and volumes of short stories by contemporary American

writers with that awakened interest in the civilization we are framing

which is so noticeable among English writers during the past three

years. He asked me a remarkable question, and the answer which I gave

him suggested certain contrasts which seemed to me of basic importance

for us all. He said: "I have been reading books by Sherwood Anderson,

Waldo Frank and Ben Hecht and Konrad Bercovici and Joseph Hergesheimer,

and I can see that they are important books, but I feel that the

essential point to which all this newly awakened literary consciousness

is tending has somehow subtly eluded me. American and English writers

both use the same language, and so do Scotch and Irish writers, but I am

not puzzled when I read Scotch and Irish books as I am when I read these

new American books. Why is it?"

I had to think for a moment, and then the obvious answer occurred to me.

I told him that I thought the reason for his moderate bewilderment was

due to the fact that the Englishman or the Scotchman or the Irishman

living at home was writing out of a background of racial memory and

established tradition which was very much all of one piece, and that all

such an artist's unspoken implications and subtleties could be easily

taken for granted by his readers, and more or less thoroughly

understood, because they were elements in harmony with a tolerably fixed

and ordered world.

I added that this was more or less true of the American writer up to a

date roughly coinciding with that of the Chicago World's Fair in 1892.

During the thirty years more or less which have elapsed since that date,

there has been an ever widening seething maelstrom of cross currents

thrusting into more and more powerful conflict from year to year the

contributory elements brought to a new potential American culture by the

dynamic creative energies, physical and spiritual, of many races.

My suggestion to Mr. Coppard was that gradually the Anglo-Saxon, to take

the most readily understandable instance, was beginning to absorb large

tracts of many other racial fields of memory, and to share the

experience of Scandinavian and Russian and German and Italian, of Polish

and Irish and African and Asian members of the body politic, and that

all these widening tracts of remembered racial experience interacting

upon one another under the tremendous pressure of our nervous, keen, and

eager industrial civilization had set up a new chaos in many creative

minds. I said that Mr. Anderson and the others, half consciously and

half unconsciously, were trying to create worlds out of each separate

chaos, living dangerously, as Nietzsche advised, and fusing their

conceptions at a certain calculated temperature in artistic crucibles of

their own devising.

Mr. Coppard said that he quite saw that, but added that the particular

meaning in each case more or less escaped him. And then I ventured to

suggest that these meanings were more important for Americans at the

present stage than for Europeans, because American minds would grasp

readily at suggestions that harmonized with their own spiritual pasts,

and seize instinctive relations and congruities which had previously

escaped them in their experience, and so begin to formulate from these

books new intuitive laws. I suggested, moreover, that from the point of

view of the great artist these books were all more or less magnificent

failures which were creating, little by little, out of the shock of

conflict an ultimate harmony, out of which the great book for which we

are all waiting in America might come ten years from now, or five years,

or even tomorrow.

To this he replied that he felt I had supplied the clue which had

baffled him, and asked me if I did not discover a chaos of a different

sort in English life and literature since the armistice. I agreed that I

did discover such a chaos, but that it seemed to me a chaos which was an

end rather than a beginning, a chaos in which the Tower of Babel had

fallen, and men had come to babble with more and more complete

dissociation of ideas, or else, on the other hand, were clinging

desperately to such literary and social traditions as had been left,

while their work froze into a new Augustanism comparable to that of the

early years of the eighteenth century.

Next year, in conjunction with John Cournos, I shall begin in a parallel

series of volumes with the present series, to present my annual study of

the English case. Meanwhile, for the present, I deal once more with that

American chaos in which I have unbounded and ultimate faith. From now on

I should like to take as my motto almost the last paragraph written by

Walt Whitman before he died: "The Highest said: Don't let us begin so

low--isn't our range too coarse--too gross?--The Soul answer'd: No, not

when we consider what it is all for--the end involved in Time and

Space." Or, as the old Dutch flour-miller put it more briefly: "I never

bother myself what road the folks come--I only want good wheat and rye."

To repeat what I have said in these pages in previous years, for the

benefit of the reader as yet unacquainted with my standards and

principles of selection, I shall point out that I have set myself the

task of disengaging the essential human qualities in our contemporary

fiction which, when chronicled conscientiously by our literary artists,

may fairly be called a criticism of life. I am not at all interested in

formulæ, and organized criticism at its best would be nothing more than

dead criticism, as all dogmatic interpretation of life is always dead.

What has interested me, to the exclusion of other things, is the fresh,

living current which flows through the best American work, and the

psychological and imaginative reality which American writers have

conferred upon it.

No substance is of importance in fiction, unless it is organic

substance, that is to say, substance in which the pulse of life is

beating. Inorganic fiction has been our curse in the past, and bids fair

to remain so, unless we exercise much greater artistic discrimination

than we display at present.

The present record covers the period from October 1920, to September

1921, inclusive. During this period, I have sought to select from the

stories published in American magazines those which have rendered life

imaginatively in organic substance and artistic form. Substance is

something achieved by the artist in every act of creation, rather than

something already present, and accordingly a fact or group of facts in a

story only attain substantial embodiment when the artist's power of

compelling imaginative persuasion transforms them into a living truth.

The first test of a short story, therefore, in any qualitative analysis

is to report upon how vitally compelling the writer makes his selected

facts or incidents. This test may be conveniently called the test of

substance.

But a second test is necessary if the story is to take rank above other

stories. The true artist will seek to shape this living substance into

the most beautiful and satisfying form, by skilful selection and

arrangement of his materials, and by the most direct and appealing

presentation of it in portrayal and characterization.

The short stories which I have examined in this study, as in previous

years, have fallen naturally into four groups. The first consists of

those stories which fail, in my opinion, to survive either the test of

substance or the test of form. These stories are listed in the year book

without comment or a qualifying asterisk. The second group consists of

those stories which may fairly claim that they survive either the test

of substance or the test of form. Each of these stories may claim to

possess either distinction of technique alone, or more frequently, I am

glad to say, a persuasive sense of life in them to which a reader

responds with some part of his own experience. Stories included in this

group are indicated in the yearbook index by a single asterisk prefixed

to the title.

The third group, which is composed of stories of still greater

distinction, includes such narratives as may lay convincing claim to a

second reading, because each of them has survived both tests, the test

of substance and the test of form. Stories included in this group are

indicated in the yearbook index by two asterisks prefixed to the title.

Finally, I have recorded the names of a small group of stories which

possess, I believe, the even finer distinction of uniting genuine

substance and artistic form in a closely woven pattern with such

sincerity that these stories may fairly claim a position in American

literature. If all of these stories by American authors were

republished, they would not occupy more space than five novels of

average length. My selection of them does not imply the critical belief

that they are great stories. A year which produced one great story would

be an exceptional one. It is simply to be taken as meaning that I have

found the equivalent of five volumes worthy of republication among all

the stories published during the period under consideration. These

stories are indicated in the yearbook index by three asterisks prefixed

to the title, and are listed in the special "Roll of Honor." In

compiling these lists I have permitted no personal preference or

prejudice to consciously influence my judgment. To the titles of certain

stories, however, in the "Rolls of Honor," an asterisk is prefixed, and

this asterisk, I must confess, reveals in some measure a personal

preference, for which, perhaps, I may be indulged. It is from this final

short list that the stories reprinted in this volume have been selected.

It has been a point of honor with me not to republish a story by an

English author or by any foreign author. I have also made it a rule not

to include more than one story by an individual author in the volume.

The general and particular results of my study will be found explained

and carefully detailed in the supplementary part of the volume.

In past years it has been my pleasure and honor to dedicate the best

that I have found in the American magazines as the fruit of my labors to

the American artist who, in my opinion, has made the finest imaginative

contribution to the short story during the period considered. I take

pleasure in recalling the names of Benjamin Rosenblatt, Richard Matthews

Hallet, Wilbur Daniel Steele, Arthur Johnson, Anzia Yezierska, and

Sherwood Anderson. In my opinion Sherwood Anderson has made this year

once more the most permanent contribution to the American short story,

but as last year's book is associated with his name, I am happy to

dedicate this year's offering to a new and distinguished English artist,

A.E. Coppard, to whom the future offers in my opinion a rich harvest of

achievement.

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