In one form or another our fifth variable, class struggles, clearly

appears in the crises of all our revolutions. The hatred of Puritan for

Cavalier, of Jacobin for aristocrats, Federalists, and other enemies of

the Republic of Virtue, the hatred of Bolsheviks for Whites, Kadets and

compromisists, of American Whigs for Tories, was in itself an elaborate

compound. One element in this compound was probably about what the

Marxist means when he talks about the class struggle. At any rate, by

the time of the Terror the different antagonistic groups within the

society have polarized into the orthodox revolutionists in power and

the somewhat mixed bloc of their enemies. Heightened like all other

tensions and conflicts by the course of the revolution, these class

antagonisms now take on a sharpness they normally possess only in the

writings and speeches of intellectuals and agitators. The party spirit,

which is in one element probably but one form of the antagonism between

classes, here seizes upon the most trivial symbols to make men aware

of their irreconciliable differences. Thus the Jacobins adopted the

term “sans-culottes” as a rallying cry to emphasize the class struggle.

The culottes are the knee-breeches of the silk-stockinged gentlemen of

the old regime, and those without _culottes_ presumably wore the long

trousers of the common man, the workingman. The Russian revolution was

filled with the slogans of the class struggle in the narrow Marxist

sense. Now though there was much more than class struggles in our

revolutions, and though these struggles are not quite as simply

determined as many believers in the economic interpretation of history

sometimes make out, it would be very foolish to deny the importance of

one of the variables in the Terror--those antagonisms between groups or

“classes” largely held together by economic interests and by a common

social and intellectual heritage, a common way of life, which our

generation knows as the class struggle.

Our sixth variable is even more obviously than the others an

abstraction, a presumably useful way of gathering together a great

number of concrete facts. It is not logically on an exact level

with our other variables, and would not fit into a nice series of

philosophical categories. This is a variable based on observation of

the behavior of the relatively small group of leaders formed during the

revolution and now in control of the government of the Terror. Much

of their behavior is affected, like the behavior of their followers

and fellow-citizens, by the other variables in our list, and no doubt

by much that has escaped us. But some very important elements in

their behavior depend on the fact that they are leaders, that they

have gone through a certain apprenticeship in revolutionary tactics,

that they have been selected, almost in a Darwinian sense, for their

ability to manipulate an extremist revolutionary group. This does

not mean that they are necessarily or even usually “impractical”

men, “theoreticians,” “metaphysicians,” or any other of the names

simple critics like Taine invented for them. It does mean that they

are not formed for compromise, for the dull expedients of politics

in unexcited, relatively stable societies. It does mean that they

are formed to push on to extremes, to use their special influence

to heighten the already high tension of life in society. Like all

politicians, they have learned the skills necessary for success in

their trade; they have come to feel their trade is something like a

game, as indeed it is; but they are reckless players, apt to play to

the gallery, and always trying for a home run. No good revolutionary

leader would ever bunt. Moreover, they are at least as jealous of one

another as, to use another comparison, actors, and each one must always

try for the center of the stage. What in more ordinary times has been

lately no more than a conventional struggle for power among politicians

is thus in the crisis period of revolutions stepped up to a murderous

intensity.

Finally, there is the variable we have dwelt upon at length in an

earlier part of this chapter. This is the element of religious faith

shared by Independents, Jacobins, Bolsheviks. We need not here repeat

what we have just written about the religious aspect of the Reigns of

Terror. But it is this element that makes the Reigns of Terror also

Reigns of Virtue, heroic attempts to close once for all the gap between

human nature and human aspirations. This is but one of the variables,

but it is a very important one. Religious aims and emotions help to

differentiate the crises of our revolutions from ordinary military or

economic crises, and to give to the Reigns of Terror and Virtue their

extraordinary mixture of spiritual fury, of exaltation, of devotion and

self-sacrifice, of cruelty, madness and high-grade humbug.

Now all these elements are in constant interaction one with another,

a change in one effecting complex corresponding changes in all the

others, and hence in the total situation. We must not think of them in

terms of horse and cart, or chicken and egg, or of one billiard ball

hitting another. It is instead as complicated and mad a chase as we

conceive that of the molecules in a physico-chemical system. Thus the

stresses and strains of the early stages of our revolutions make it

easier to work the nation into war--witness the war-provoking Girondins

in France--and the war itself increases the stresses, accustoms people

to violence and suspense. War makes for economic scarcity and economic

scarcity sharpens the class struggle, and so on in a merry round-robin.

All these effects, up to the end of the crisis period, are cumulative.

Each old habit sloughed off, each definite break with the past at once

invites others and increases the strain upon everybody, or nearly

everybody, in the social system.

For it would seem to be an observable fact of human behavior that

large numbers of men can stand only so much interference with the

routines and rituals of their daily existence. It would also seem that

most men cannot long stand the strain of prolonged effort to live in

accordance with very high ideals. The outsider in the crisis period

is pushed to the limit of his endurance by interference with some of

his most prized and intimate routines; the insider is held to a pitch

of spiritual effort and excitement beyond his powers of endurance.

For both sorts of men there would seem to be a limit to their social

action as real as the limit a chemist finds for a chemical reaction.

Human beings can go only so far and so long under the stimulus of an

ideal. Social systems composed of human beings can endure for but a

limited time the concerted attempt to bring heaven to earth which we

call the Reign of Terror and Virtue. Thermidor comes as naturally to

societies in revolution as an ebbing tide, as calm after a storm, as

convalescence after fever, as the snapping-back of a stretched elastic

band. Such figures of speech, taken from established uniformities in

the physical world, seem to impose themselves. Perhaps, in spite of the

efforts of philosophers, theologians, moralists, political theorists,

social scientists, and a good many other inspired thinkers in the last

two thousand years, social systems are still almost as perversely

unaffected by revolutionary good intentions as tides or rubber bands.

_Chapter_ EIGHT THERMIDOR

_I. Universality of the Thermidorean Reaction_

As we have had to note in earlier attempts to fit our four revolutions

into our conceptual scheme, this fitting cannot be done with finicky

exactness. It is quite impossible to say that the crisis of a given

revolution ended at 4:03 P.M. on August 6th of a given year. France

does indeed furnish us with an instance almost as precise as this. The

end of the crisis in France may be dated from the fall of Robespierre

on July 27, 1794, or on the ninth Thermidor, year II of the poetic

new French calendar. The ensuing slow and uneven return to quieter,

less heroic times has long been known to French historians as the

Thermidorean reaction. The Marxists, and especially the Trotskyites,

have recently been applying the word to the Russian revolution, so

that we may adopt it, as we did “old regime,” as a term in general

acceptance. All our revolutions had their Thermidors, though in no two

were the sequence of events, the time schedules, the ups and downs of

daily life, anything like identical.

In terms of our conceptual scheme, we shall have to call Thermidor

a convalescence from the fever of revolution, even though

“convalescence” suggests something nice, and seems therefore to be a

way of praising the Thermidorean reaction. We can but repeat previous

assertions that no such eulogistic sense is here intended. We continue

to try to discover first approximations of uniformities in phenomena we

mean neither to praise nor to blame, neither to cherish nor to damn.

In England the beginning of the Thermidorean period, the convalescence,

is not to be put with any preciseness. The year or so following

the execution of Charles I represents the height of the crisis in

England, and as long as the Rump sat some strong flavor of revolution

remained. Perhaps the best date for the English Thermidor is Cromwell’s

dissolution of the Rump on April 20, 1653, when the great general made

some celebrated and un-English remarks about the resemblance between

the mace and a jester’s staff. With Cromwell installed as Protector

under the “instrument of Government” of 1653--the English actually did

indulge themselves once in a written constitution--Thermidor may be

said to be well on its way. In 1657 Cromwell became Lord Protector,

half a king at least, and with the restoration of the Stuarts in 1660

the great English revolution may be said to end.

The fall of Robespierre in France had been brought about largely by a

conspiracy among outwardly orthodox Jacobin deputies to the Convention,

men for the most part seriously involved in war-profiteering,

parliamentary corruption, stock speculation and other activities

unworthy of citizens of the Republic of Virtue. Fear of the

“Incorruptible” Robespierre seems to have been one of the main reasons

for their action. They were successful, not unaided by Robespierre’s

lack of political wisdom. The Thermidoreans themselves had apparently

not intended to end the Terror; the guillotining of Robespierre was

just another in a long list of revolutionary guillotinings to which

they had now become well accustomed. But for once public opinion got

to work, and Frenchmen made it clear that they were through with the

“tigers athirst for blood.” The reaction continued at a fairly steady

rate for some years, both under the declining Convention and the new

government of the Directory. There were definite relapses, as one might

expect in a convalescence. Especially in the summer of 1799, after

French defeats abroad, there was a striking revival of Jacobinism.

The clubs re-opened, and the good old slogans resounded once more in

public halls, in cafes, and on street corners. A few months later

Napoleon Bonaparte had achieved his _coup d’état_ of the 18th Brumaire,

and the French convalescence was nearly over. The actual restoration

of the Bourbons in 1814 is hardly a part of the course of revolution

in France. It was rather an accident, a consequence of such purely

personal factors as Napoleon’s megalomaniac insistence on fighting all

Europe to the bitter end in 1813-14, Talleyrand’s knack for calling the

turn, and the good intentions of Alexander I of Russia.

The Russian revolution may perhaps in a sense be still going on. The

Trotskyites hold that Stalin and his crowd are Thermidoreans, and

that _this_ Russian revolution, at any rate, is pretty well over.

Complete detachment in such matters is certainly difficult at this

moment. But it does seem clear that the crisis period in Russia is

over, that at most Russia is now in a rather long and disturbed

convalescence from the fever of revolution. We may perhaps regard the

period of war communism, 1917-21, as the first and main crisis of

the Russian revolution. With the New Economic Policy of 1921 began

Russia’s Thermidor. Lenin’s death and the subsequent rivalry between

Stalin and Trotsky led up to a second crisis, or rather relapse during

convalescence, which we may date at the more acute periods of violent

enforcement of the first Five Year Plan. But as many an observer has

noted, this secondary crisis lacked the hopeful idealism of the first,

lacked its improvisations and its adventures, lacked its active foreign

and White Guard enemies, and looks from even our brief historical

perspective much like characteristic acts of the “tyrants” who came to

power during other Thermidors--the Cromwellian settlement of Ireland,

for instance, or the Napoleonic enforcement of the Continental System.

Since 1933, this second crisis has been rapidly abating, and at present

evidences of reaction in Russia abound.

_II. Amnesty and Repression_

Politically the most striking uniformity to be noted in the period of

convalescence is the ultimate establishment of a “tyrant” in something

like the old Greek sense of the word, an unconstitutional ruler brought

to power by revolution or _stasis_. This uniformity has been frequently

noted: Cromwell, Bonaparte, Stalin, all seem to confirm it. Indeed, in

the Federalist period in the United States there were Jeffersonians

ungrateful enough to suggest that Washington was a perfectly good

example of the tyrant born of revolution. There is nothing very

puzzling about the phenomenon. After a revolution has undergone the

crisis and the accompanying centralization of power, some strong leader

must handle that centralized power when the mad religious energy of the

crisis period has burned itself out. Dictatorships and revolutions are

inevitably closely associated, because revolutions to a certain extent

break down, or at least weaken, laws, customs, habits, beliefs which

bind men together in society; and when laws, customs, habits, beliefs

tie men together insufficiently, force must be used to remedy that

insufficiency. Military force is for short terms the most efficient

kind of force available for social and political uses, and military

force demands a hierarchy of obedience culminating in a generalissimo.

Polybius has here some appropriate remarks about the military virtues

of Republican Rome. All this, however, is pretty much a commonplace of

our times.

The rule of one man does not come immediately with the Thermidorean

reaction. Even Cromwell, the earliest established of the three, did not

become uncontested ruler with the dissolution of the Rump. The reaction

to the crisis is at first slow and uncertain. The habit of violence is

by now thoroughly established. There is left from the crisis a tendency

to dramatic steps and whole-hog measures. Even sober and peace-loving

men have moments of excited relapses to the jitters of the Terror. Seen

in this light, the recent Moscow purges and trials are no indication

that the Russian revolution has had an unusually long life, that it

fails to fit our pattern. These melodramatic displays are no more

than the expected aftermath of revolution in a land and among peoples

unblessed with Magna Carta, Blackstone, and Gilbert and Sullivan.

As time goes on, the pressures the Terror applied to ordinary men are

relaxed: the special tribunals give place to more regular ones, the

revolutionary police are absorbed into the regular police--which are

not necessarily the equivalent of London bobbies; they may be agents of

the OGPU--and the block, guillotine or firing-squad are reserved for

the more dramatic criminals. It is not, of course, that political life

shortly assumes the idyllic stability some of our own contemporaries

like to describe as the Rule of Law, and which, one suspects, was

never quite as nice as appears in their books--not even in staid

nineteenth-century England, or in the thirteenth century where St.

Thomas lived so pleasantly. The taste and habit of political violence

lives on in _coups d’état_, in purges, in well-staged trials. But

John Jones, Jacques Duval, Ivan Ivanovich, the man in the street, is

no longer included in the cast--he is now left to his normal role of

spectator or supernumerary.

Gradually, too, the politically proscribed are amnestied, and come

back, sometimes to be caught up again in the scramble of competitive

politics; sometimes to become part of that staff of modern life, the

bureaucracy; sometimes to live quietly as private citizens. The process

is naturally the reverse of the process in which these men and women

had been driven out. They go from Right to Left, and come back from

Left to Right--first the almost pure radicals, then the moderates,

then moderate conservatives, until the final restoration brings back

remnants of the old gang. Such at least was the process in France and

in England. After 1653, the Presbyterians took heart and began to

emerge into politics, followed by the more moderate Episcopalians and

Royalists, until in 1660 the Stuarts and their courtiers returned.

In France the succession was very exact and ratified by formal bills

of amnesty: first the Girondins--those who had survived--came back,

while tears were shed over, and monuments erected to, the innocent

victims of the bloodthirsty tiger Robespierre; then the Feuillants, the

Lafayette-Lameth crowd; then the out-and-out Royalists and such-like

_émigrés_, whom Napoleon, however, was able to control fairly well;

then finally, in 1814, the Bourbons themselves.

So far the Romanovs have not returned to Russia, and only a very rash

prophet would prophesy their ultimate return, or indeed any kind

of formal restoration of hereditary monarchy. We must not ask our

revolutions to make too neat a picture. It is clear, however, that save

for the final monarchical restoration, the process we have outlined

above has been going on slowly in Russia, at least since Lenin’s death.

Even the aristocrats can go back if they make the proper submission

and get the proper publicity--which was true of Napoleonic France. As

for the numerous variants of revolutionary belief, it is clear that

gathered around Stalin today are many men who were far from orthodox

in 1917. Even the sainted Gorki was what in France would be called a

_rallié_, a man who rallied to the Communist regime only after the

worst of the Terror was safely over. On the other hand, almost all the

old Bolsheviks, the men who ruled Russia in the period of crisis, have

by now been liquidated. Stalin in 1938 can hardly make any direct human

contact with his revolutionary past.

The personnel of government in the Thermidorean period and in the

new-old regime that finally emerges from the revolution is likely

to be varied in origin. Napoleon was served by old aristocrats of

the _noblesse d’épée_, by bureaucrats trained in the old regime, by

Fayettists, by Girondins and even by a few once-violent Jacobins. Of

men like Albemarle, Shaftesbury, and Downing, who stood high in the

government of Charles II after his restoration, it has been written:

“They were of the same school as Blake and Vane; they represented the

most solid political attainments of the Cromwellian party.” Downing’s

career is an especially good example of how men of ability and a

certain moral elasticity can traverse revolutions. He was graduated

from Harvard in 1642, and went to England at the happy moment of

Puritan supremacy. He soon rose high in the ranks of the Cromwellians,

devoting his talents especially to diplomacy. He contrived to turn his

coat at just the right time, and was accepted in the service of the

new king. It is from this early and somewhat atypical Harvard man that

Downing Street in London takes its name. Even in Russia, though by now

old Bolsheviks are almost completely weeded out of the very highest

councils, there are undoubtedly many of them, their fires well banked,

in the great new bureaucracy.

The new governing classes in all our societies are then a very

miscellaneous lot, with very little in common as regards social

origins, education, and earlier party affiliations. They have in common

a certain adaptability. They have survived a rigorous if somewhat

arbitrary selection. They seem, after the heroes of the Terror, tame

and unenterprising in many ways. But they usually do a pretty good job

in getting institutions, laws, routines, all the necessary standard

ways of doing things, once more working.

Along with amnesty to former moderates there goes on a reverse process

of repression and persecution of unrepentant revolutionists of all

sorts. The further the reaction moves to the Right, the wider its

definition of revolutionists to be duly restrained as suitable reaction

against the honors of the Reign of Terror. The Thermidoreans themselves

are by no means unwilling to apply terroristic methods in the proper

direction. The White Terrors are as real as the Red. Even in England,

the well-known Clarendon Code of the Restoration conforms closely

enough to the general pattern of repression later carried out in France

and in Russia. The clever and unprincipled extremist is almost always

able to weather the White Terror--witness Fouché again. It is only the

convinced and persistent extremists who suffer.

As for the more active and violent leaders of the original Terror,

they are of course eliminated, either by exile or by death. They are

now declared to have been fanatics, villains, bloodthirsty tyrants,

scoundrels. They become very convenient scapegoats, explanations of

the difficulties the new regime has getting things settled. If there

is one very dramatic scapegoat, and he is already dead, so much the

better. Cromwell’s body was dug up after the Stuart Restoration and

hanged at Tyburn, along with Ireton’s and Bradshaw’s. He became a

tyrant, an ogre, a blasphemer, and so remained on the whole until

in the nineteenth century Carlyle started the rehabilitation which

has made him a hero. Except for a small sect led by the late Albert

Mathiez, Robespierre has never recovered the status of hero. The

Thermidoreans made Robespierre a prime scapegoat, the leader of the

gang of terrorists, a vain and capricious tyrant, a bloody villain.

Lenin, of course, died a saint, but fortunately for Stalin Trotsky made

a grand scapegoat. Recent events have shown that in this respect Russia

is still in its Thermidorean period, and the process of finding big and

little scapegoats seems to be going on merrily in that country.

The lift of the ideal has gone by now. The new ruling class settles

down to do as good a job as it can. But it clearly intends also to

enjoy life, to possess the privileges and wealth a ruling class has

hitherto always had. This new ruling class is certainly not going to

try to achieve Liberty, Equality, Fraternity, for everyone in the

society. It is quite content with the stratification which has worked

itself out during the revolution. It will settle its own internal

conflicts as far as it can, in the traditional way of ruling classes.

There will be none of the dangerous direct appeals to the people, no

risks of great popular uprisings. We have already noted how as the

crisis period approaches the people come less and less into active

politics, how the extremists reach power through what is no more than

a _coup d’état_. With the Thermidoreans this process continues, until

the political changes, the transfers of power during this period--and

they are numerous, and by no means altogether regular and orderly--are

hardly more than palace revolutions. When all is quiet and safe the

victors will risk a plebiscite. Appearances have to be kept up, and a

certain number of stereotypes about the will of the people have by now

got fairly well established in the mind of John Jones.

The anatomy of revolution · 第 18 / 24 段