CHAPTER III

THE ANASAZI CULTURE

GENERAL REMARKS

Once we pass on to a time which is separated from our own by hundreds

instead of thousands of years we are on firmer ground. Two main _basic

cultures_ have been differentiated by archaeologists and it now seems

probable that two more may be recognized. The best known and the first

to be considered is often called the Anasazi. This is a Navajo name for

the “ancient ones” and is applied to the prehistoric inhabitants of the

plateau area of the Southwest which includes the drainages of the San

Juan, Little Colorado, Rio Grande, Upper Gila and Salt Rivers, much of

Utah and some of eastern Nevada. The term _plateau_ must not be

interpreted as referring to a plain. Actually, it is a vast expanse of

territory with a greater elevation than the surrounding areas, but with

many drainage sources which have formed gorges in the tableland. It

contains prairies, mountains, and terraced mesas.

The Anasazi cultural sequence is a continuous one but can be divided

into successive horizons: the earlier of which are called _Basketmaker_

and the later ones, _Pueblo_. The end of the Basketmaker era is placed

at approximately 700 A. D. in most areas, but it is as yet impossible to

give any beginning date for it. The earliest date provided by tree-rings

for wood from a Basketmaker site is 217 A.D.,[122] but the culture was

well established by that time. Some charred wood found in a primitive

Basketmaker site near Durango, Colorado, has yielded information which

is still considered tentative but which seems to indicate occupation

well before the birth of Christ.[95]

The beginning date for the Pueblo era coincides with that given for the

end of the Basketmaker period which preceded it. No terminal date may be

given, for Pueblo Indians still live in New Mexico and Arizona.

THE BASKETMAKER PERIOD[1]

The first evidence of the Basketmaker people was discovered in 1893 when

ninety bodies accompanied by a great many finely woven baskets were

found in a cave in Butler Wash in southeastern Utah. It was apparent

that these people were older than the builders of the cliff houses, and

of a different culture, and the profusion of baskets led to the term,

Basketmakers, being applied to them to differentiate them from the later

people. The name soon found its way into scientific literature and has

continued to be used. It soon became apparent, however, that all the

Basketmakers were not of the same age, and archaeologists found that

they had to have names to distinguish the different cultural periods.

[Illustration: Fig. 5—Map of the Southwest showing sites, towns, and

areas referred to in Chapter III.]

1. Ackmen

2. Alkali Ridge

3. Allantown

4. Aztec

5. Betatakin

6. Butler Wash

7. Canyon de Chelly

8. Canyon del Muerto

9. Chaco Canyon

10. Durango

11. El Paso

12. Flagstaff

13. Gallina Creek

14. Governador Wash

15. Hopi Villages

16. Kayenta

17. Keet Seel

18. Kiatuthlana

19. Kinishba

20. La Plata River

21. Largo River

22. Lowry Ruin

23. Mesa Verde

24. Pecos

52. Piedra River

26. Puye

27. San Juan

28. Santa Fe

29. Taos

30. Tyuonyi

31. Village of the Great Kivas

32. Zuñi

In 1927 the leading archaeologists of the Southwest gathered at Pecos,

New Mexico, and worked out a system of terminology.[74] An early stage

characterized by a nomadic life with no knowledge of agriculture had

been postulated although no direct evidence had been found. This

hypothetical period was named _Basketmaker I_. The early

semi-agricultural, semi-hunting culture which produced fine baskets but

no pottery, and for which there was evidence, was called _Basketmaker

II_. To the third and final phase, when pottery was made, the term

_Basketmaker III_ was assigned. Clear-cut evidence for Basketmaker I has

been lacking and the term is little used although the finds in the

Tabeguache Caves may be attributed to this period. A simpler terminology

than that proposed at the Pecos Conference has since been suggested and

it will be used in this book.[110] The term _Basketmaker_ is applied to

the people formerly assigned to Basketmaker II and their immediate

successors are called _Modified Basketmakers_.

The Basketmakers were widespread over the Southwest and remains of their

culture have been found in Utah, Arizona, New Mexico, and Colorado. We

know them best from the San Juan Drainage. It is probable that they

really reached their highest development here, but we must also take

into consideration the fact that here we have ideal conditions for the

preservation of much normally perishable material, and this gives us far

more information than is available for many sections of the country.

Many Basketmaker remains are found in caves along cliff faces. The term

cave, although widely used, however, is perhaps misleading, for it has a

connotation of darkness and of deep enclosed places. Actually the

so-called Basketmaker caves are fairly shallow rock shelters, worn in

the rock by the action of water and wind, and open to the sun. In them

are found ash and dust deposits which contain the bodies of the ancient

inhabitants and their possessions.

Many references are found to Basketmaker “mummies”. It is quite true

that, due to the aridity of the climate and the protection offered by

the shelters, which make it difficult for the bacteria of decay to

survive, many of the bodies were “mummified” with the dehydrated flesh

still on the bones and the hair looking much as it did in life. These

must not be confused with Egyptian mummies, however, which were

preserved by artificial means and highly specialized techniques. It is

simply a happy accident that these people buried their dead in places

which permitted the preservation of their bodies.

[Illustration: Fig. 6—Basketmaker mummy. (Courtesy Peabody Museum,

Harvard University.)]

Probably, though, in the Southwest as in ancient Egypt, belief in a life

after death is shown by the mortuary offerings placed in the graves.

With the bodies are found baskets, food, weapons, and various personal

possessions. With almost every corpse is found a pair of new, unworn

sandals. This would suggest that they were not a possession of the

deceased but a special offering which, it is logical to assume, was

designed for use in a later life.

We may now return to the Basketmaker culture as archaeologists have

reconstructed it from the evidence which they have painstakingly dug out

of the dust and ashes of rock shelters which had not echoed with the

sound of human activity for many centuries. The problems which these

ancient people faced stagger the imagination of modern man. They had no

metal, no pottery, no cotton or wool, no draught animals. Really all

they did have was their own ingenuity to wrest the necessities of life

from a none too favorable environment. It is remarkable how, by

utilizing wood, bone, stone, plant fibers, and even their own hair, they

not only produced all that they needed to survive, but also provided a

base from which arose the high culture which culminated in the great

communal dwellings of later times.

Were we able to project ourselves back into the time of the Basketmakers

and watch the people of that day we should find men and women not too

different from many Indians of today. The Basketmakers were rather

short. They had coarse, black hair which, while straight, had slightly

more of a tendency to waviness than that of present day Indians. Their

skins were brown and they had little body hair.

What clothing the Basketmakers wore, besides sandals, is not certain.

Woven bands, sometimes referred to as “gee strings,” have been found in

a number of sites but no mummy has ever been found buried with any loin

covering. Many little “aprons”, consisting of waist cords to which was

attached a fringe of strings of cedar or yucca fiber, have been found.

Some of the longer ones, usually of cedar bast, were used as menstrual

pads, but there are also a few shorter, finely woven, little aprons

which probably served as skirts for women. Their scarcity, however,

would suggest that they were not considered essential garments. Since

the country in which these people lived is cold in the winter and can

become quite chilly after nightfall even at other seasons of the year,

they undoubtedly had some covering to give them warmth. Almost every

body is found wrapped in a blanket made of fur and it is probable that

these served as wraps and blankets for the living as well as shrouds for

the dead.

The manner in which these coverings were constructed is most ingenious.

Strings were made of yucca fibres, then narrow strips of rabbit fur were

wrapped around them. These fur covered strings were then tied together

in close parallel rows, producing a light warm blanket. Sometimes they

were ornamented with borders made of cords which had been wrapped with

strips of bird skins. Some mantles of tanned deerskin were also made and

it may be that there were some woven robes, for a few fragments of woven

cloth have been found. These fragments bear patterns similar to those

shown on the chests of individuals depicted in Basketmaker paintings on

cliff faces, and they may have been parts of shirts or ponchos. It is

also possible, however, that the designs shown in pictographs simply

indicated body painting.[38]

[Illustration: Fig. 7—Basketmaker diorama in the Museum at Mesa

Verde National Park. (Courtesy Mesa Verde National Park.)]

[Illustration: Diagram showing the method of making a fur-cloth

blanket. The upper figure shows the construction of a fur strip; the

lower shows the manner in which the strips were held together.]

The major item in the limited Basketmaker wardrobe was sandals. Anyone

who has walked much in the canyon country of the Southwest can readily

see how vital such equipment would be, and apparently the Basketmakers

devoted much time and energy to keeping themselves shod. Sandals were

woven of cord made from the fibers of yucca and apocynum, a plant

related to the milkweed. They were double-soled, were somewhat cupped at

the heel, and had a square toe which was sometimes thickened, but was

usually ornamented with a fringe of buckskin or shredded juniper bark.

To attach them to the foot there were heel and toe loops with a cord

passing between them. These cords were often made of human hair. Hair

was also sometimes used to provide the secondary warps in the sandals

themselves. A few pairs of large coarse sandals have been found coated

with mud and it is thought that they may have served as overshoes for

wear in bad weather.

[Illustration: Fig. 8—a. Basketmaker sandal. b. Modified-Basketmaker

sandal.]

Whatever the Basketmakers may have lacked in clothing, they compensated

for with jewelry and ornaments. Our information is derived not only from

mortuary finds but also from pictures painted on cliff faces by the

Basketmakers themselves. Hair ornaments were widely used. Most of them

consisted of bone points tied together to form comblike objects and

topped with feathers. Feathers have also been found made into little

loops and worn as pendants. Beads of all sorts were among the favorite

means of decoration. They were used in making necklaces and as ear

pendants. Some were of stone, carefully ground and polished, some of

bone, sometimes engraved. Seeds and acorn cups were also used to make

necklaces. Shells were very widely used, and it is interesting to note

that many of them were olivella or abalone which can have come only from

the Pacific coast.

It seems unlikely that either the Basketmakers or their contemporaries

along the coast were much given to transcontinental tours when their

only means of transportation was their own sandal-shod feet, but the

shells prove some sort of contact. Probably it was a contact by trade

carried on through the peoples who inhabited the country between the two

locales.

This preoccupation with ornamentation might suggest some degree of

vanity, and it is probably true that Basketmaker men gave a good bit of

time and thought to their personal appearance. Basketmaker women,

however, seem to have been a practical lot, far more concerned with

material for their weaving than with their own appearance. The hair of

female mummies is hacked off to a length of two or three inches. Of

course cutting with a stone knife could hardly be expected to provide a

particularly glamorous hair-do, and the fact that strands of hair seem

to have been cut off at different times, presumably as the need for

weaving material arose, added nothing to the general effect. While

Basketmaker women would hardly furnish “pin up” material according to

our standards, they presumably seemed attractive to Basketmaker men

which, after all, was far more to the point.

Basketmaker men usually wore their hair long and formed into three bobs

tied with a string, one on either side of the head and one in the back.

In some cases the hair was clipped away to form an exaggerated part and

tonsure, and from the hair at the top of the head was formed a queue

about the thickness of a pencil, which was wound with cord for the

entire length. The reason for this variation in hair dressing is not

known. Perhaps the rare form with the clipping and the queue had some

ceremonial significance, or was a mark of rank. Brushes made of yucca

fibers have been found, which we know were used for the hair. Human hair

is found clinging to them and they are a form still used by some modern

Indians.

Having determined how these people looked we may now turn to the

consideration of how they lived. For a great many years lack of evidence

of house construction, coupled with the fact that most Basketmaker caves

do not contain any great amount of ash and refuse, led to an acceptance

of the belief that the Basketmakers either had no dwellings, or perhaps

erected flimsy brush shelters which had since disappeared. Recent

excavations near Durango, Colorado, however, have yielded evidence of

well developed Basketmaker houses. Dates, tentatively assigned, fall in

the early part of the fourth century. Doubtless, in other parts of the

Anasazi province there were many other Basketmaker houses which have

been destroyed by erosion, root, and frost action. Some of those found

in the Durango area were in a cave and others on a terrace which had

been made by cutting into the talus and removing the earth until a level

surface large enough to accommodate the intended dwelling was produced.

“The house floors ranged in diameter from eight to thirty feet. They

were saucer-shaped, formed of adobe mud not too smoothly spread over the

surface of the excavation. The rim of the saucer was plastered against a

series of short horizontal foot logs, laid to conform to the arc of the

circle. These served as the foundation of the wall, the construction of

which may be characterized as wood-and-mud masonry. Sticks and small

timbers were laid around horizontally, and the interstices were crammed

full of adobe to produce a strong, tough shell. The wall leaned somewhat

inward as it rose to a convenient head height. Roofs were cribbed. Since

the roof rested directly on the wall there was no necessity for stout

vertical supporting timbers such as have been found in dwellings of the

succeeding period.

“In no instance did a room boundary remain to a height sufficient to

reveal the position, size, or shape of the entrance. At the approximate

center of each floor was a heating pit (heating pit is used advisedly,

because fire does not seem to have been maintained in the pits).

Metates, varying from basin to trough shape, were a normal feature of

each living surface. Interior storage devices occurred with great

frequency. Some were merely slab-lined pits dug into the floor. Others

were mud domes built entirely above the floor. The most common variety

consisted of a combination of the two—a sub-floor, slab-lined basin

surmounted by a mud dome with an opening in the top.”[96]

Even before these discoveries were made it had been known that the

Basketmakers had some knowledge of construction. In the caves or

shelters they built cists which provided storage space for corn and

which often served a secondary purpose as a final resting place for the

dead. Some were lined with grass and bark and may have been used as

temporary sleeping places. The cists were oval or circular pits, usually

dug in the cave floor. The average diameter was between three and five

feet and the average depth about two feet. There were also larger cists

which reached a diameter of over eight feet and were four feet deep.

Some were divided into bins by slab partitions. Cists were sometimes

simply pits but in other cases they were lined with stone slabs and

reinforced with adobe. Covers were usually provided. For the smaller

cists they were normally only sandstone slabs. The larger cists often

had more elaborate roofs of wood and plaster and some even had

above-ground superstructures of poles, brush, and bark, sometimes capped

by adobe.

Clothing and shelter are, of course, subordinate to man’s main physical

need—the need for food. In the period in which we first find evidence of

the Basketmakers they were no longer solely dependant on hunting and the

gathering of wild foods but had two cultivated crops, corn and squash.

Where the Basketmakers gained their knowledge of agriculture is not

known with certainty. Everything seems to point to the first

domestication of corn far to the south in Central[126] or South America

and it Is believed that knowledge of corn and its cultivation spread to

the north by diffusion.

Most of the corn cultivated by the Basketmakers was a tropical flint

with small ears. Agricultural implements were so primitive that a modern

farmer would be appalled at the thought of using them, even under the

most favorable climatic conditions. They consisted simply of digging

sticks of hard wood some forty-five or more inches in length. In most

cases two thirds of the stick was round and the remainder was worked

down to form a thin blade a few inches wide, with a rounded point and

one sharp edge. Others had plain flattened points instead of blades.

The implements available, as well as climatic conditions, naturally

influenced planting techniques which remained unchanged for many

centuries. Probably several kernels were placed in a hill at a depth of

a foot or more. This type of planting gives the seeds access to the

subsurface water on which they must depend to a great extent in a

climate like the Southwest’s. Fields were usually in the flood plains of

intermittent streams, and if there was any irrigation it was of the

flood type.

Corn was undoubtedly stored for the winter and for emergency use in case

of crop failures. Shelled corn found in skin bags and in baskets

suggests that selected seed may have been kept for the following year’s

planting. Squash plants were apparently grown not only to provide food,

but the fruit, when hollowed out, served as vessels. Other vegetable

foods were provided by nature and included roots, bulbs, grass seeds,

sun flower seeds, pinyon nuts, acorns, berries, choke cherries, and

probably yucca and cactus fruit. The suggestion, that cactus fruit

served as food, stems from a find which shows clearly the detective

methods which archaeologists employ to gather evidence from tiny clues.

No cactus fruits have been found in Basketmaker refuse, but a cactus

seed was found in the decayed molar of a skull.

Meat was undoubtedly an important component of the diet and quantities

of animal bones are found in all sites. Many smaller animals such as

rabbits, prairie dogs, gophers, badgers, and field mice, and some birds

were snared or netted. The Basketmakers developed some remarkable snares

and nets. One particularly interesting net, found at White Dog Cave near

Kayenta, weighed twenty-eight pounds, and contained nearly four miles of

string.[38] It was two hundred and forty feet long, over three feet

wide, and somewhat resembled a tennis net. It is thought that such a net

was placed across the mouth of a narrow gorge or canyon and that animals

were driven into it and shot or clubbed. The specimen from White Dog

Cave had two sections, one nine and one six feet long, woven of a hair

and apocynum mixture which gave them a darker color. It is thought that

this may have been done to produce the effect of an opening toward which

a frightened animal would rush. Various ingenious snares, many made of

human hair, were also used.

Larger animals, including deer, mountain sheep, and mountain lion, were

also hunted, and their bones and skins utilized as well as their flesh.

These animals were shot with darts propelled by atlatls. An atlatl is a

rather remarkable weapon which gives great propulsive force to the

missile and which produces the same effect as would lengthening the arm

of the individual throwing the dart. It consists of a throwing stick

about two feet long, two inches wide and half an inch thick, with a

prong in one end into which was fitted the hollow butt of a spear or

dart. Near the middle were two loops through which the fingers of the

thrower passed. The spear portion consisted of two parts, a feathered

shaft five to six feet long and about half an inch in diameter with a

hollow end which fitted into the prong on the atlatl and a foreshaft of

hard wood, some five or six inches long, tipped with a stone point. It

was set into a hole in the end of the main shaft. This foreshaft was

probably used to prevent the loss of the entire spear or dart while

removing it when the fore part was buried in an animal’s body. Also, if

a wounded animal ran away the shaft proper would shake loose from the

imbedded foreshaft and fall out.

Polished stones are often found lashed to the under-sides of atlatls. It

may be that they were designed to act as weights to give proper balance

to the weapon, but another possibility, suggested by their unusual

shapes and careful finish, is that they were charms or fetishes and

served no utilitarian purpose.

[Illustration: Fig. 9—a. Atlatl, b. Reverse side of atlatl showing

stone, c. Dart showing shaft (mid-section removed), foreshaft, and

point, d. Method of using atlatl, e. Grooved club.]

Often found associated with atlatls are curved sticks two to three feet

long, marked by longitudinal grooves, extending from the handle to the

top and usually with one or more interruptions in the lines. These are

sometimes referred to as rabbit-sticks and it was first thought that

they represented a form of non-returning boomerang such as is used in

hunting rabbits by the Hopi Indians. Now, however, they are believed to

be “fending sticks” such as were used by the Maya for defense against

the atlatl.[95] A dart or spear thrown with an atlatl moves fairly

slowly and could be deflected by the skillful use of such a club. They

could also serve as weapons in close fighting. There is not much

evidence of violent death among the Basketmakers, but there is some and

the atlatl must have been used to kill men as well as animals. Although

the Basketmakers did not use the bow and arrow, they apparently were in

contact with people who did. In Canyon del Muerto in Arizona evidence of

a massacre of Basketmakers was found. Among the bodies which had been

allowed to decay before burial was that of an old woman with an arrow

foreshaft between the ribs and skin of her left side.[92]

Once the Basketmakers had acquired their food, there naturally arose the

question of cooking it. Meat presented no real problem, for it could be

baked or roasted without culinary vessels or could even be eaten raw.

Dried corn, however, which comprised so important a part of the

Basketmaker diet, was something else again. From the grinding stones

found in Basketmaker sites we know that corn was ground, as it is by

Indians even today. To grind corn only simple implements are needed. The

dry corn is placed on a flat stone, known as a _metate_. The kernels are

then pounded and rubbed with a stone, of a size which can be held

easily, called a mano. Once the corn is made into meal it can be

moistened and formed into little cakes to be baked on hot stones.

Probably, even without having any utensils which would seem suitable for

cooking to us, it was possible for the Basketmakers to cook a variety of

foods by boiling or stewing. To speak of boiling foods when the only

available container is a basket may seem incredible but it can be done.

The Basketmakers, as their name implies, made many baskets. These were

remarkably fine and often so closely woven as to make suitable

receptacles for liquids. Even though the baskets could hold water,

however, the problem remains as to how they could be heated, since the

baskets obviously could not be subjected to fire. The technique employed

by other people faced with the same problem has been to drop hot stones

into the liquid, replacing them with other hot stones as they cool,

until the necessary temperature is achieved. Skin receptacles can also

be used in the same way. In Basketmaker sites are found scooplike wooden

objects, charred, and with worn edges. They are excellent digging

implements and were probably used in digging cists, but the charring

suggests that they may have been used in pairs to lift hot rocks from

the fire and drop them into baskets or skin bags in which food was being

stewed.

The most distinctive feature of the Basketmaker culture, as is implied

by the name, was the making of basketry. Most baskets were made by the

coiled technique in which a basket is built up from the base by a

growing spiral coil. As the basket progresses, each coil is sewed to the

one below with a thin splint. The coil itself consists of two rods,

usually willow, and a bundle of fibrous material. In sewing the coils

together a bone awl is used to pass the splint through the fiber bundle.

[Illustration: Fig. 10—Weaving techniques. a. coiling, b. twining,

c. twilling.]

The most common basket forms were shallow trays anywhere from three

inches to three feet in diameter. Smaller baskets tended to be deeper

than the larger models. There were also bowl forms, with steeply flaring

sides and flat bottoms, which may have been used for cooking. Small

baskets with restricted openings, which are called trinket baskets, were

probably used to store seeds and small objects. Two distinctive forms

are carrying and water baskets. Both are large, with flaring sides and

pointed bottoms. Water baskets had smaller constricted openings,

presumably to keep the water from splashing out. They were lined with

pitch made of pinyon gum. Some of the other baskets are so tightly woven

as to hold water, but these specialized forms were specially treated,

possibly because water was kept in them for a sufficiently long time

that, without the protection of the pitch, they would have become

water-logged and lost their usefulness.

Both the carrying and water baskets are so shaped as to fit against the

shoulders and it is believed that they were carried on the back,

probably with a tump strap running from the basket over the forehead of

the bearer. This type of woven strap, which is commonly found in

Basketmaker sites, is a device which helps to support and keep in place

a burden carried on the back while leaving the hands free. It would be

particularly useful in cases where there were cliffs to be negotiated

and it was essential to be able to utilize hand holes pecked in the rock

faces. Some of the water baskets are nearly two feet high and could have

held some two or three gallons of water. Since all the water used in the

caves would have to be carried up from streams below, or brought down

from mesa tops where rain water had accumulated in natural basins or

depressions, supplying the needs of a household would be no light chore,

and the Basketmakers must have needed all the help which their tump

straps provided.

[Illustration: Fig. 11—Basketmaker coiled baskets. (Courtesy Peabody

Museum, Harvard University.)]

Although baskets and carrying straps were utilitarian objects, their

decorative possibilities were not overlooked. Many of the baskets had

red and black designs formed by dyeing the sewing splints.

Another technique which was employed, primarily for the production of

bags and to a limited extent in the making of baskets, was twining. In

twining, splints or threads are intertwined around a foundation of

radiating rods or threads. Twined bags are very characteristic of the

Basketmaker culture. These are soft, seamless sacks which vary in size

from a few inches to two or more feet in length. They are egg-shaped

with slightly pointed bottoms and somewhat constricted necks. Usually

they were made of the fiber of apocynum, but some yucca fiber was also

used. Most of the bag was of the warm yellowish brown of the undyed

fiber but decoration was provided by dyeing some of the threads red or

black and weaving in designs in horizontal bands. There was no

introduction of specially dyed elements. When a change in color was

desired, weft threads were simply rubbed with color. Possibly the

finished article was treated in some way to fix the dye. Burden or tump

straps and narrow sashes were also twined-woven and similarly decorated.

[Illustration: Fig. 12—Basketmaker carrying basket, with tump strap.

(Courtesy Peabody Museum, Harvard University.)]

A few examples have been found in which the designs were painted on

finished bags. These painted designs were placed on the bag interior as

well as on the exterior and ingenious markers were woven into the fabric

to serve as guides for duplicating the pattern on the reverse side.[37]

The smaller bags have been empty when found. Medium sized ones have been

found containing corn meal and something resembling dried fruit. The

largest ones were often split and used for mortuary wrappings,

particularly for children. Other bags were woven of cedar bast. They had

a large mesh and could have contained only large objects.

Another type of bag represented in Basketmaker sites is made of skin.

Most of these were formed from the skins of two small animals, usually

prairie dogs. The animals were skinned forward from the back legs to the

nose. The two skins were then sewed together with the neck of the bag

formed by the two heads. They are usually found to contain oddly-shaped

stones or other objects thought to have some ceremonial significance.

[Illustration: Fig. 13—Basketmaker twined-woven bags. (Courtesy

Peabody Museum, Harvard University.)]

Although the Basketmakers did not have true pottery, they did have some

sun-dried clay dishes. These usually contained a vegetable temper or

binding material, such as cedar bark, to prevent cracking, and were

molded in baskets. It is not known whether the idea of pottery, but not

the technique for producing it through firing, had reached the

Basketmakers from some other people, or if the idea of making the

sun-dried dishes was one which they developed themselves. Most

archaeologists believe that the whole concept of clay containers came

from other people, but it is not impossible that the idea developed from

the practice of putting clay in baskets while constructing cists.[93]

[95] If clay were left for some time in a basket it would naturally

harden and, if the center portion had been scooped out, the hardened

residue in the basket would produce a vessel of sorts. Toward the close

of the Basketmaker period some vessels were made without molds, and sand

began to replace vegetable fibers as a tempering material.

Most of the information we have about the Basketmakers we owe to their

burial practices and to their habit of placing extensive mortuary

offerings with their dead. There may have been some graves in the open,

but these have not been found. Those we know are from caves. Where cave

floors were covered with rocks, bodies were sometimes placed in

crevices. Usually, however, they were placed in pits or cists which had

originally been constructed for storage. There were many multiple

burials and up to nineteen bodies have been found in a single grave,

although two or three is the normal number. Usually all the bodies seem

to have been buried at the same time and, since there is rarely any

indication of violence, we may assume that epidemics must sometimes have

occurred. It is rare that the cause of death can be determined, but in

an occasional case, it is possible. The body of one young man was found

with a bladder stone, large enough to have caused death, lying in his

pelvic cavity.[37]

The bodies were tightly flexed, with the knees drawn up almost to the

chin. This must have been done soon after death occurred and before the

body had stiffened. Bodies were usually wrapped in fur blankets, but

occasionally tanned deer skins were used. In some cases a large twined

bag split down one side provided an inner covering. A large basket was

usually inverted over the face. In addition to these and other baskets,

mortuary offerings included sandals, beads and ornaments, weapons,

digging sticks and other implements, and cone-shaped stone pipes. It is

not known what was smoked in these pipes, but some form of wild tobacco

may have been used. It is unlikely that they were smoked for pleasure.

More probably the blowing of smoke had some ceremonial significance, as

it does with many living Southwestern Indians who connect smoke clouds

with the rain clouds which play such an important part in their lives

and which are accordingly represented in their religious rites. Bodies

were sometimes incased in adobe, but this was rather rare. Usually the

pit was lined with bark, grass, or fiber, and the body covered with the

same material.

Some quite unusual graves have been found.[37] One contained the mummy

of a man wearing leather moccasins, the only ones ever found in a

Basketmaker site. This individual had been cut in two at the waist and

then sewed together again. Another interesting burial was that of a girl

about eighteen years old and a young baby.[76] Under the shoulders of

the girl’s mummy was the entire head skin of an adult. The scalp and

facial skin had been removed in three pieces, dried or cured in some

way, then sewed back together again. The hair was carefully dressed, and

the face and tonsure part of the scalp painted with red, white, and

yellow. It had apparently been suspended around the girl’s neck and may

have been some sort of a trophy.

There was a high mortality rate for children and infants. Their burials

were handled somewhat differently from those of adults. Young children

were sometimes buried in baskets, sometimes in large bags. Babies were

usually buried in their cradles. These were ingeniously constructed with

a stick bent to form an oval and filled with a framework of rods placed

in a criss-cross arrangement and tied. The cradles were padded with

juniper bark and covered with fur-cloth blankets, often made of the

white belly skins of rabbits. Babies were tied in the cradle with soft

fur cord. The cradle could be carried on the mother’s back, hung on a

branch, propped against a rock or tree, or laid on the ground. Diapers

were made of soft juniper bark. Pads were used to prevent umbilical

hernia. These were made of wads of corn husks or grass or a piece of

bark, wrapped in a piece of prairie dog skin and tied in position with a

fur cord. The umbilical cord was dried and tied to a corner of the outer

blanket used in the cradle.

The only domesticated animal which the Basketmakers possessed was the

dog, and two burials have been found where dogs were interred with

people.[38] One large dog resembling a collie was buried with a man, and

a smaller black-and-white dog which looked rather like a short haired

terrier was found with a woman. Since these dogs are not related to

coyotes and other doglike animals found in America, it is believed that

they must have been domesticated in the Old World and accompanied their

masters when they came to this hemisphere. Probably the dogs were pets,

for the scarcity of their bones in refuse heaps indicates that they were

not eaten. Some dog hair was used in weaving, but not to a sufficient

extent to make it seem probable that dogs were kept entirely for the

purpose of providing material.

The exigencies of survival cannot have left the Basketmakers too much

leisure, but all of their time cannot have been taken up by work.

Undoubtedly religious ceremonies occupied them to some extent. Rattles

made of deer hoofs and bone were probably used to set the rhythm of

ceremonial dances. These may have been worn around the waist or ankles

or mounted on handles. Whistles have been found made of hollow bird

bones. There is reason to believe that the Basketmakers were not

unfamiliar with gambling. Gaming sticks and bones, similar to those used

by modern Indians, have been found in Basketmaker sites. The sticks are

of wood, about three inches long, flat on one side and convex on the

other, and marked with incised lines. The gaming bones are lozenges

about one inch long and roughly oval in shape. Doubtless even in that

far off time the canyons sometimes echoed with the prehistoric version

of “Seven come eleven, baby needs some sandals.”

[Illustration: Fig. 14—Mummies of two varieties of Basketmaker dogs.

(Courtesy Peabody Museum, Harvard University.)]

On cliff faces are found pictures, sometimes incised but more usually

painted, which are attributed to the Basketmakers. These usually show

square-shouldered human figures or hand prints. The latter were normally

made by dipping the hand in paint then placing it against the surface to

be marked, but in some cases they were painted. The significance of

these and later pictographs is not known, although there are innumerable

theories. The most probable explanation seems to be that they had some

religious significance but it is also possible that they were records,

were designed to give information, or were done for amusement.

[Illustration: Fig. 15—Modified-Basketmaker diorama in the Museum at

Mesa Verde National Park. (Courtesy Mesa Verde National Park.)]

THE MODIFIED-BASKETMAKER PERIOD[1]

During the succeeding period, there was a continuation of the same basic

culture, but there was great development and sufficiently important

changes occurred to warrant recognition by the application of another

name. The later phase is known as the _Modified-Basketmaker period_ or

as _Basketmaker III_. Some archaeologists believe that the cultural

changes were so great that it would have been better if the term

“Basketmaker” had not been applied to both periods.

The Modified Basketmaker period is marked by the beginning of a

sedentary life and the establishment of regular communities. The

essential continuity of the culture makes it difficult to assign

specific dates to the period. A typical Basketmaker site is readily

differentiated from a Modified Basketmaker site, but it is difficult to

give a precise year for the time when the transition from one to the

other occurred. The beginning is usually placed between 400 and 500 A.

D. The earliest date yet established by tree-rings for a

Modified-Basketmaker site is 475 A. D.[87] There is general agreement

that, in most places, the Modified-Basketmaker period ended about 700 A.

D., but some archaeologists place the terminal date as late as the ninth

century for certain areas.

One difficulty in trying to establish fixed dates for cultural phases is

that change and development were not equal in all areas. Dates which may

be correct for the main, or nuclear, area may be entirely incorrect if

applied to peripheral regions where development was slower and fewer

changes were made. During Modified Basketmaker times the San Juan

drainage was still the nuclear area, but the culture was quite

widespread and extended north into Utah, as far west as southwestern

Nevada, and south to the Little Colorado in Arizona, and beyond Zuñi in

New Mexico.

The Modified Basketmakers usually lived in villages made up of

irregularly grouped houses with granaries clustered about them. In some

cases there were only a few dwellings, in others there were as many as a

hundred. Houses were usually of the pit variety, sometimes built very

close together but not contiguous. The earliest structures were

circular, but later they became more oval and eventually a rectangular

form prevailed. At first houses were entered through a passageway

leading from the ground outside. Sometimes there was a small antechamber

at the outer end of the entrance passage. The pit depth varied from

three to five feet and the diameter of the structures ranged between

nine and twenty-five feet. The pit walls were sometimes plastered, but

more often they were lined with stone slabs. Occasionally a few rows of

adobe bricks were placed over the slabs. In some cases a combination of

slabs and plaster was used, in others, poles or reeds covered with mud

formed the wainscoting.

[Illustration: Fig. 16—Modified-Basketmaker house after excavation.

(Courtesy Mesa Verde National Park.)]

The pit was covered by a conical or truncated superstructure with a hole

in the center, designed to permit smoke to escape from the fireplace on

the floor below. Later in the period the entrance passageways were so

reduced in size as no longer to permit the passage of a human body, and

entrance to the houses seems to have been through the hole or hatchway

in the roof in which was placed a ladder leading to the room below. The

roof surface may, in some cases, have provided extra living space since

metates, manos, and pottery, have been found overlying roof timbers.

Usually the basis of the superstructure was formed by four posts,

imbedded in the floor, and supporting a platform of horizontal timbers.

Smaller timbers or poles, set into the ground, leaned against the

platform and others were laid horizontally across it. The whole was

covered with mats or brush, then topped with a layer of plaster and

earth reinforced with twigs, grass, and bark.

[Illustration: Fig. 17—Postulated method of Modified-Basketmaker

house construction. (After Roberts,[105] Courtesy Smithsonian

Institution.)]

The side entrance was retained in a reduced form, apparently to provide

ventilation. An upright slab, often found standing between the fire pit

and the passage opening, is believed to have served the purpose of

keeping the inrushing air from putting out the fire, and is known as a

_deflector_. There was often a bench or shelf running around the inside

of the house. This was sometimes omitted along the south side. Some

storage bins were built against the walls of the house.

Floors were usually of hardened clay, but in a few cases they were paved

with stone slabs. A basinlike fire pit with a raised rim lay near the

center of the floor. Extending from the south side of the pit to the

walls there were often ridges of mud. These were later replaced, in some

areas, by partitions, sometimes several feet high, made of slabs or

adobe. Metates are commonly found in the southern section, and it has

been suggested that this may have been the women’s part of the house. A

short distance on the other side of the fire pit is a small hole, known

as the Sipapu. Similarly placed holes in present day ceremonial

structures of the Pueblo Indians represent the mythical place of

emergence from the underworld from which the first people came to the

earth. The partitioning of the Modified-Basketmaker houses may have

served to segregate religious from secular activities. It is believed

that originally each house had its own shrine. In later times highly

specialized structures were built for ceremonial practices. This is

foreshadowed in the Modified-Basketmaker period for one site belonging

to this horizon has been found which contained a larger structure,

similar to the houses, but apparently not used as a dwelling place.[105]

Toward the end of the period in some areas, particularly in Southwestern

Colorado, some surface houses were built which presaged the type of

structure found in the next period. Villages have been excavated in

which separate pit houses were still used for living quarters, but there

were also some dwellings which were above ground and had contiguous

rooms.[83][95]

Another important development in this period was the manufacture of true

pottery. Some unfired forms were still made. Sometimes they were molded

in baskets and in other cases they were started in baskets and finished

by a coiling technique. To produce a vessel by this method, a thin rope

of clay is formed, then wound around in a circle with each row or coil

being attached to the one preceding it. Each added ring adds to the

height of the vessel wall. If a smooth surface is desired, the

depressions which mark the joining of the coils are obliterated. The

Anasazi achieved this by scraping with a thin gourd or wooden implement,

or sometimes with a piece of broken pottery. The principle of the

potter’s wheel was never discovered in the Southwest.

At one time it was felt that pottery making might have been a local

development of the Modified Basketmakers, but this theory has been

largely abandoned although it has not really been disproven. The belief

most generally held is that knowledge of pottery manufacture, as well as

maize, originally spread from Middle America to the Southwest by

diffusion. Some archaeologists now believe that the Modified

Basketmakers may have learned about pottery from people living in

southwestern New Mexico who were making pottery at an earlier date.

The first Modified-Basketmaker pottery was crude and limited in form

with many globular shapes somewhat reminiscent of those of gourds or

baskets. Perforated side lugs were very characteristic. The dominant

ware was a light to medium gray with a coarse granular paste tempered

with quartz. This occasionally became black from smoke carbon. Exteriors

were often marked with striations, suggesting that the vessels were

rubbed with a bunch of grass while still wet. There were some bowls with

interior decorations applied with black paint. The paint is believed to

have been made by boiling the juice of some plant, such as bee weed,

which still provides pigment for Indian potters. Brushes were probably

made by chewing the end of a yucca splint until the fibers separated and

were soft and flexible. Designs appear to have been taken, to a great

extent, from basketry. They usually consist of bands or ribbonlike

panels and the most common design elements are dots, small triangles,

rakelike appendages, and crude life forms.

No kilns were used and pottery was probably fired with a conical pyre of

firewood placed around the vessels. When the air is kept out and there

is no excess of oxygen in the atmosphere in which pottery is fired, a

white or gray colored background, such as is found in Basketmaker wares,

results. Such pottery is said to have been fired in a _reducing

atmosphere_. When air is allowed to circulate and there is an excess of

oxygen in the atmosphere, red, brown, or yellow pottery is produced, and

the vessels are characterized as having been fired in an _oxidizing

atmosphere_.[15]

In a few sites there has been found a highly polished red ware,

sometimes plain and occasionally with designs in black, and a pottery

with red designs on a brown or buff background.[95] These wares are much

better made than those previously described and this, coupled with their

rarity, indicates that they were foreign to the Modified-Basketmaker

culture. It has been suggested that they may have been imported from the

south and that the red pottery, which owes its red color to firing in an

oxidizing atmosphere, may be the product of the Mogollon people, of

southwestern New Mexico and southeastern Arizona, who will be discussed

in a later section. Certain Modified Basketmaker vessels were covered

with a wash of red pigment which was applied after firing and which was

impermanent. This is known as _fugitive red_. The theory has been

advanced that this may represent an attempt on the part of the

Basketmakers to produce red pottery without knowing the firing technique

which was responsible for it.[7]

[Illustration: Fig. 18—Modified-Basketmaker figurine and

nipple-shaped object.]

There are two other classes of articles made of clay, sometimes lightly

fired but more often unbaked. These are human figurines and

nipple-shaped objects believed to be cult objects with no utilitarian

purpose. The figurines almost invariably represent human females. Faces

are indistinct except for the nose, which, like the breasts, is clearly

marked. Arms, if shown at all, are sketchily indicated. Legs are

scarcely ever shown. Necklaces and pendants are indicated by punctures

and incised lines. The nipple or funnel-shaped objects are hollow

cornucopias, about two inches long, decorated with punctations. They are

perforated at the base, which suggests that they were once tied to

something, possibly masks or clothing. There are many theories as to the

significance of these traits. It has been suggested that they may have

come with the introduction of maize and may be connected with fertility

rites.

Pottery did not entirely supplant basketry and many fine baskets

continued to be made. There was greater use of red and black designs

than in the previous period. Sometimes these were woven in and sometimes

they were painted. Sandals reached their highest level of development at

this time. They were finely woven of apocynum string over a yucca cord

warp. Fringing was abandoned, and the toe was marked by a

crescent-shaped scallop. The heel was puckered. Soles were double with

designs worked in colored cord in zones on the upper surface and raised

designs on the underside produced by variations in weave or by knotting.

Carrying bands continued to be very finely woven but twined bags

degenerated.

Fur blankets were still manufactured but the use of feather cord became

progressively more common. Some blankets were made partially of fur cord

and partially of feather cord. Strips of bird skin were no longer used

exclusively in the manufacture of the latter type. Small downy feathers

were employed, as well as heavier feathers from which the stiffer part

of the quill had been removed. Much turkey plumage was utilized, and it

is believed by some archaeologists that turkeys were domesticated at

this time,[87] although others do not think that domestication took

place until later. There is no agreement as to whether turkeys were kept

to provide food. It is most generally believed that they were not eaten.

At this time new varieties of corn were cultivated, which tended to be

somewhat larger than the earlier forms, and the people’s diet was

changed to some extent by the introduction of beans as a food crop. The

addition of beans to the daily fare may have been quite important for it

would increase the protein content of the diet. Such a crop also

indicates a more settled life, for, while corn may be planted and then

left for long periods of time, beans require almost constant attention.

Atlatls were still the principal weapons, but late in the period the bow

and arrow came into use. This new and superior weapon may have been

brought by small groups of newcomers to the Southwest or, perhaps,

simply the idea spread to the Anasazi from neighboring people. In any

case, the bow is believed to have been introduced from some other area.

Two new implements which also appeared at this time were grooved mauls

or hammers and axes notched for hafting. Before the introduction of axes

it is believed that timbers for house construction were felled by fire.

Much of our information about these people still comes from burials.

These were more often single interments than was the case in the

preceding period. There were no definite cemeteries in the villages, and

bodies were placed wherever it was most convenient, often in refuse

heaps where digging was easiest. In caves the dead were commonly laid in

abandoned cists or in crevices. Baskets were still the chief mortuary

offerings, but some pottery was placed with the dead, as well as a

variety of other objects including ornaments, pipes, food, gaming sets,

and flutes. The latter are of particular interest, for they indicate

some knowledge of music. In the grave of one old man, believed to have

been a priest or chief, were four finely made flutes. They could still

be played when they were excavated and had a clear, rich tone. A

characteristic offering, found in almost all graves, is a pair of new

unworn sandals. Ornaments interred with the dead show that turquoise was

now being used for beads and pendants. It was sometimes employed with

shell pieces for mosaic work set in wood. In other cases it was combined

with whole shells, as in one magnificent cuff, found on the wrist of an

old woman, which was five inches wide and consisted of hundreds of

perfectly matched olivella shells with a fine turquoise in the

center.[2]

One of the most interesting of all interments was the famous “burial of

the hands” in Canyon del Muerto in Arizona.[92] This find consisted of a

pair of hands and forearms lying side by side, palms upward, on a bed of

grass. Wrapped around the wrists were three necklaces with abalone shell

pendants, one of which was as large as the hand itself. An ironical, yet

strangely pathetic offering, consisted of two pairs of some of the

finest sandals which have ever been found. Over the entire burial lay a

basket nearly two feet in diameter. Doubtless a fascinating story lies

behind this strange grave, but what it was we shall never know. Of all

the theories which have been advanced the one which best explains this

remarkable occurrence is that the individual may have been caught under

a rockfall and that only the hands and forearms could be released and

given suitable burial; but of course all this is pure conjecture.

SUMMARY

In summarizing the Basketmaker horizon as a whole, we may say that the

culture was fully established in the San Juan drainage in the early

centuries of the Christian era, and it may have been developing for

quite some time. Later it spread to include a larger area. This part of

the Anasazi sequence ended, in most places, at the beginning of the

eighth century.

The earliest people were dependent on both hunting and agriculture. The

only propulsive weapon used was the atlatl or dart-thrower. Squash and

corn were the only two crops produced. Houses had saucer-like floors of

adobe, wood-and-mud masonry walls with a log foundation, and cribbed

roofs. These people made beautiful baskets and sandals, produced some

exceptionally fine twined-woven bags, and made blankets of fur-covered

cord. Fired pottery was not manufactured but some unfired clay vessels

were produced.

In the second part of the period the culture was more widespread and

developed, and was modified in various ways. Several types of corn were

grown, and beans were added to the list of cultivated foods. Pit houses

were the usual form of dwelling, and village life began. Baskets were

still widely made. Sandals reached their highest point of development,

but twined-woven bags degenerated. Cord used in the making of blankets

came to be more commonly wrapped with feathers. Fired pottery was

manufactured, and the bow and arrow came into use. This was a most

important period, for it provided the foundation for the later culture

which, some centuries later, achieved a golden age that marked one of

the high points of aboriginal development in North America.

THE DEVELOPMENTAL-PUEBLO PERIOD

Following the Basketmaker era comes the Pueblo horizon, the second major

subdivision of the Anasazi culture. The name comes from that given to

the village Indians by the Spaniards. “Pueblo” is simply the Spanish

word for a community of people, but in the Southwest it has come to have

a definite connotation and is used to refer to communal houses and towns

and to the inhabitants, both prehistoric and modern.

The Pueblo period, like the Basketmaker, is divided into various phases.

Under the classification decided on by archaeologists, meeting at the

conference at Pecos in 1927, five phases were recognized. The earliest

was called _Pueblo I_ and was defined as “the first stage during which

cranial deformation was practiced, vessel neck corrugation was

introduced, and villages composed of rectangular living-rooms of true

masonry were developed.” The next was named _Pueblo II_ and was

characterized as “the stage marked by widespread geographical extension

of life in small villages; corrugation, often of elaborate technique,

extended over the whole surface of cooking vessels.”[74]

At the present time many archaeologists group both phases under the name

_Developmental Pueblo_.[110] This term, which is used in this book,

seems apt, for this was a period of transition which led to the classic

Pueblo era. In many ways the culture was still a generalized one, as was

the one which preceded it, but specialization, which was to become so

marked later, was already beginning. Sites belonging to this phase are

found throughout the Plateau area.

[Illustration: Fig. 19—Developmental-Pueblo diorama in the Museum at

Mesa Verde National Park. (Courtesy of Mesa Verde National Park.)]

Assigning dates to this period is rather complicated. It might be

thought that in dealing with somewhat more recent sites, where tree-ring

dates are more commonly available, it would be easy to say that a

specific period began at a definite time and ended at another. Actually,

such is not the case, for development was far from uniform in all

places. In some sections the period which we define as Developmental

Pueblo began toward the end of the seventh century; in other areas the

earliest date which can be given is in the middle of the ninth century.

Terminal dates are equally variable. In some regions this period had

ended and the next phase of development had begun by the middle of the

tenth century, and in others this change did not take place until the

twelfth century. In general, the dates 700 to 1100 A. D. may be assigned

to the Developmental Pueblo phase, but this represents a simplification

of a very complex situation.

For many years it had been thought that the people of Basketmaker and

those of Pueblo times were of entirely different physical types. The

Basketmakers were considered dolichocephalic, or long-headed, and the

Pueblos were believed to be brachycephalic, or broad-headed. The first

appearance of the latter was thought to mark the advent of an entirely

different racial group which became dominant and caused the

disappearance of the earlier inhabitants of the region. It was not

believed that the Basketmakers were entirely exterminated, but rather

that many were assimilated and absorbed by the new group while some were

killed and others driven into peripheral areas. Some archaeologists and

anthropologists still hold this theory.

Recently, however, a long and detailed study of fairly large groups of

crania of both people has been made.[119] The results of this

investigation suggest that, while there are some differences between the

two series, they are not of great significance and that, therefore, the

Basketmakers and the Pueblos were basically the same people. This is

confirmed by cultural evidence, for, although changes occurred, there is

a strong continuity of development from Basketmaker to early Pueblo

times. Possibly there was some coming in of new people, who introduced

new ideas which gave impetus to the cultural development; but it is now

difficult to accept the theory of a mass invasion by a racially

different group and of a radical change in physical type. In the light

of this new evidence some archaeologists feel that the term “Anasazi”

should be dropped, and the entire culture, including the Basketmaker and

Pueblo phases, should be called “Pueblo” or “Puebloan.”[7]

One factor which tended to make the Pueblo people seem extremely

broad-headed was the habit of deforming the skull posteriorly, a

practice which became almost universal in Pueblo times. A skull markedly

flattened in back inevitably appears broader than one which is

undeformed. This effect is believed to have been produced by strapping

babies against hard cradle-boards or by using a hard head-rest. The soft

skull of the infant was flattened by pressure in the back and, as the

bones grew and hardened, this deformity became permanent.

[Illustration: Fig. 20—a. Undeformed skull, b. Deformed skull.]

The question naturally arises: Why did people wish to have deformed

skulls? We cannot be sure of the answer, of course, but it seems

possible that it represents nothing more than a matter of fashion and a

change in ideals of beauty. Even in our own society there are fashions

in physical appearance as well as in clothing and adornment. One need

only compare the corn-fed curves of the Floradora sextette with the

emaciated lines of “flappers” of the 1920’s to realize that we have

little eccentricities of our own which might seem incomprehensible to a

prehistoric Indian.

Important changes which mark the transition between the Basketmaker era

and Pueblo times occurred in the realm of architecture. There are also

differences between the first half of the Developmental Pueblo period,

sometimes known as “Pueblo I,” and the second half which is sometimes

called “Pueblo II.” In a general way we can trace the evolutionary

development from pit houses, with associated granaries, to the fairly

complex surface domiciles and subterranean ceremonial chambers of the

final phase of the period.[113] Progress did not follow the same pattern

in all places, however, nor did all similar changes occur at the same

time.

As was noted in the preceding section, a few surface houses were built

in the Modified-Basketmaker period, but this type of architecture did

not become well established until Developmental-Pueblo times. In the

beginning of the period, in most areas, pit houses were still the usual

form of dwelling. To the west and north of these houses, granaries were

built with superstructures in the form of truncated pyramids. Sometimes

stone slabs and sometimes crude masonry were used in their construction.

Later, jacal structures as well as pit houses served as dwellings. The

name _jacal_ is applied to a type of construction in which walls are

made of poles set at short intervals and heavily plastered with adobe.

At first, walls sloped inward, as they had in the superstructures of the

earlier granaries from which it is believed that this type of house was

derived. Later, walls were perpendicular and the jacal construction was

sometimes combined with masonry. Still later, masonry was used almost

exclusively. As time went by, floors became progressively less

depressed. In early forms, rooms were not connected, but eventually

contiguous rooms became the rule, and, in the course of time, there

arose multiroomed structures, sometimes called _unit houses_. Associated

with these were highly specialized subterranean structures, used for

religious purposes, but apparently derived from the old domiciliary pit

house.

It cannot be stressed too strongly that these are all general

statements, designed solely to show evolutionary trends during this

period. Actually the situation is far more complex than this would

indicate. In some sections, big pueblos were built very early in the

period.[7] In peripheral regions, pit houses continued to be used as

dwellings long after they had ceased to serve such a purpose in the main

area, and, even in the nuclear portion, the rate of progress was by no

means constant, nor was it always in the same direction. For a somewhat

clearer picture, it is best to consider some of the different places

where excavation of Developmental-Pueblo sites has been undertaken.

At Kiatuthlana, Arizona,[107] forty miles southwest of Zuñi, pit houses

and jacal structures were contemporaneous during early Pueblo times. The

latter were flat-roofed, four-sided buildings, trapezoidal, rather than

rectangular, in outline. Some were single rooms, and others had three or

four chambers.

In the Piedra district of southwestern Colorado[106] are found jacal

buildings in clusters of from three to fifteen. The different structures

were often close, but did not touch. A number of clusters, laid in a

crescent shape around a circular depression, comprised a village. These

depressions are thought by some to have served as reservoirs, or

possibly sometimes as plazas or dance courts. Others hold the opinion,

based on the results of more recent excavations in other areas, that

they may contain pit houses.[41] The earliest houses were pits with

sloping jacal walls. Later the floors were merely depressed, and walls

were perpendicular. This type was eventually combined with two-room

storage buildings of crude masonry. Next, the jacal construction

disappeared and the rooms made of masonry were enlarged and became

dwellings instead of storerooms.

In the nearby region of the La Plata drainage,[95] houses in the

beginning of the period differed little from those of Basketmaker times,

except that they were somewhat more massive and more masonry was used.

There was some jacal construction, but usually a variant form was

employed in which only a few widely spaced wooden supports were used.

Sometimes the entire wall consisted of clay pressed into position with

the hands, and the posts were absent. Stones were sometimes added to the

clay, and some crude coursed masonry has been found. Stone slabs

commonly formed the wainscoting. Houses were usually grouped in a

crescentic form along the north and west sides of a depression

containing a subterranean chamber. No dance courts or plazas have been

found.

During the latter part of Developmental-Pueblo times in the La Plata

area, jacal and slab construction were replaced by stone and adobe, and

walls became more massive. At first the adobe was considered the

important mass and only a few stones were incorporated, but, as time

went by, the ratio changed and stone predominated with mud serving only

as a mortar. Crescent-shaped room-placement changed to a rectangular

structure.

In the Ackmen-Lowry region[82] of southwestern Colorado most early

Developmental-Pueblo sites consisted of one or two above-ground rooms

associated with a pit house which may have served as a domicile as well

as provided a place for the celebration of ceremonies. The surface

structures were of slabs topped by masonry, or were of jacal

construction. Later houses were built of coursed masonry and usually

contained from four to six rooms. The associated pit houses seem to have

been used exclusively as ceremonial chambers. Also found in this area

was a good-sized Pueblo, known as Lowry Ruin, which was occupied late in

Developmental-Pueblo times as well as during the succeeding period.

Thirty-five rooms have been uncovered, but there is evidence that the

pueblo was modified six or seven times, and it is estimated that

probably no more than fifteen or eighteen rooms were occupied at any one

time.

At Alkali Ridge in southeastern Utah,[7] thirteen sites have been

excavated which have yielded valuable information about architectural

development. Ten of these contained Developmental-Pueblo structures. In

this area, even as early as the eighth century, pueblos with as many as

three hundred above-ground storage and living rooms were being built in

association with large and small pit houses. These pueblos consisted of

long curving rows of contiguous rooms with the larger dwelling units in

front of the small chambers used for storage. A variety of wall types

was used, often in combination. They include upright stone slabs, jacal,

and some coursed masonry.

During the latter half of Developmental-Pueblo times in this area there

were buildings made of jacal with stones imbedded in the adobe. Those

found range in size from one to twelve rooms, and some may have been

larger. There were also structures of coursed masonry. Some of these

contained only one or two rooms but others may have been fairly large.

In excavations near Allantown, in eastern Arizona,[112] the evolution

from simple masonry granaries to multi-roomed houses, and the

development from simple, partially subterranean houses to highly

specialized kivas, or ceremonial buildings, is clearly shown. There the

change from domiciliary pit house to unit house seems to have occurred

in the period between 814 and about 1014 A. D. This, however, was a

slower development than in other areas. In the Chaco Canyon area of New

Mexico, for example, great communal houses, with several stories and

hundreds of rooms, of which the unit-type house seems to have been the

forerunner, apparently were started by 1014.

Unit houses, which were commonly built in the second part of

Developmental-Pueblo times and in the following period, were

above-ground structures built of stone and adobe. They were one story in

height and usually contained from six to fourteen rooms. These rooms

were sometimes placed in a long row, sometimes in a double tier, and, in

other cases, were arranged in the shape of an “L” or rectangular “U”.

Unit houses are occasionally referred to as _clan houses_, for some

archaeologists believe that they may have been occupied by single family

groups. Present day social organization in the western pueblos is based

on clans, and it is believed that this is of long standing and probably

extends far back into prehistoric times. Descent is traced in these

pueblos in the maternal line. In such villages a clan is a group made up

of individuals descended from the same female ancestor. Houses belong to

the women, and a family group which lives together usually consists of a

woman and her daughters and their families. The husbands belong to other

clans. They live with their wives’ groups, but their religious

affiliations are with their own clans. The kivas, or ceremonial

chambers, belong to the men of the clan and serve as club rooms as well

as providing a place where secret religious rites may be performed.

In Developmental-Pueblo times, kivas were very similar in form to those

used at the present time in the eastern pueblos. They were circular,

subterranean structures which lay to the south or southeast of houses.

Walls were of masonry, and there were encircling benches in which

pilasters were often incorporated. Roofs were normally cribbed, and

entrance was usually through the smoke-hole in the center; although, in

some unit-type sites in southwestern Colorado, stone towers are found

containing manholes which led into tunnels connecting with kivas.[83]

It is interesting to note the apparent derivation of kivas from the old

domiciliary pit houses which had, at least in a rudimentary form, all of

the features of the later religious structures and which also lay in the

same position in relation to the surface masonry structures. It is

believed that originally each house had its own shrine. When special

structures came to be built exclusively for the performance of religious

rites, the people clung to the old form of building, although their

dwellings were developing in a different direction. There is an innate

conservatism and traditionalism in religion which is well represented in

architecture. In our own cities, where we erect medieval cathedrals and

sky scrapers, we can see a lag of from four to seven centuries between

religious and secular architecture.

In some parts of the Southwest, kivas were not the only places available

for the performance of religious rites. At Allantown[112] was found a

great circular area, paved with adobe and enclosed on three sides by

upright stone slabs, which is believed to have been a dance court. On

the north side is a platform or dais. Probably in that long ago time

there were many days and nights when moving feet beat out the intricate

rhythms of the dance against the hard packed adobe, as the gods were

importuned to bring life-giving rain for the crops.

[Illustration: Fig. 21—Interior view of a kiva showing distinctive

features. Note the ventilator, deflector, fire-pit, sipapu, bench,

and pilasters.]

In addition to the houses, kivas, and dance courts, there were also

brush shelters with firepits, ovens and storage places. These probably

provided outdoor cooking facilities during the summer.

In the field of pottery, important changes were taking place, and

specialization was increasing all through the Anasazi area.

Developmental-Pueblo pottery had a finer paste and was better made than

that of Modified-Basketmaker times. Some tempering was done with

pulverized potsherds. More different types were represented. Plain gray

ware was still made. Pottery with black designs on a white background

was very common, except in the Alkali Ridge[7] area of southeastern Utah

where early Developmental-Pueblo painted pottery had a pinkish-orange

ground color with designs in red paint. In referring to painted pottery

it is customary to mention first the color of the design and then the

color of the background, as, for example, _black-on-white_ or

_red-on-orange_ ware. Minor types of Developmental-Pueblo times included

a lustrous black-on-red ware and bowls with more or less polished black

interiors and brownish or reddish exteriors. The differentiation between

culinary and non-culinary pottery became more marked. The former came to

be characterized by corrugations in the clay, and the latter chiefly by

painted designs.

[Illustration: Fig. 22—Corrugated Pottery. (Courtesy National Park

Service.)]

Specialization in particular areas is best shown in the black-on-white

wares. There are two main groups—an eastern one which centered around

the Chaco Canyon area of New Mexico, and a western one which centered

around the Kayenta region of Arizona.[110] Both extended far beyond

these nuclear areas. The former was characterized by a wide use of

mineral paint. Designs stand out from the background. Possibly they were

applied after the vessel had been polished. In the western form, designs

were usually applied with a paint made from plant juices and they seem

to fade into the surface of the vessel. This may be due in part to the

application of paint before the polishing of the vessel had been

completed.

In all sections there was a greater variety of forms and designs than in

the preceding period. Designs were no longer confined to the interiors

of bowls and ladles but were placed on all kinds of vessels. Basketry

patterns were still used, but others were taken from textiles, and still

others seem to have been developed only for the medium of pottery.

Designs show a certain lack of skill in execution, but they were

elaborate and boldly conceived. There is every evidence of people still

experimenting with a new medium. The principal elements were parallel

lines, sometimes straight and in other cases stepped or wavy; zig-zags,

triangles, checkerboards, and interlocking frets. Both curvilinear and

rectilinear designs were used. In the latter part of the period parallel

lines were scarce, and elements became broader and heavier.

[Illustration: Fig. 23—Black-on-white pottery. Developmental-Pueblo

period.]

[Illustration: Fig. 24—Neck-banded vessel. Developmental-Pueblo

Period. (Courtesy National Park Service.)]

Techniques of production and finishing differed from those of

Modified-Basketmaker times. The practice of using slips developed. A

slip is a coating of very fine, almost liquid, clay which is smeared on

a finished vessel before firing to give a smooth even finish. In the

second part of the period, spiral coiling began. In the earlier forms,

short clay fillets, which made only one turn around the vessel, were

used. With the spiral technique, longer rolls of clay were used and each

made several circuits around the vessel. During the first half of the

period, vessels were either entirely smoothed or, in the case of many

culinary vessels, the bottom was smoothed while the neck portion was

characterized by flat, relatively broad, concentric clay bands. These

neck-banded jars are quite characteristic of early Developmental Pueblo.

During the second part of the period corrugated ware appeared. This is

pottery in which the alternate ridges and depressions resulting from a

coiling and pinching technique of manufacture have not been obliterated.

Sometimes the corrugations were embellished by indentations produced by

pinching the clay between the fingers or by incising them with the

fingernail or some small implement. In this way simple patterns were

formed. The use of this type of pottery for cooking may stem from the

fact that this is the only type of decoration which would not soon be

obliterated by soot. Objects made of clay also included tubular pipes or

cloud-blowers. Stone and wood were also sometimes used in making these

objects.

Baskets continued to be made, although pottery vessels were used for

many purposes for which baskets had formerly been employed. The number

of baskets made undoubtedly diminished, and the large flat trays so

characteristic of Basketmaker times seem to have almost entirely

disappeared. The great decrease in number of baskets made, however, may

be more apparent than real, for most Developmental-Pueblo sites are in

the open and little perishable material remains. Examples which have

been found indicate that the coiling technique continued and designs

became more elaborate. Twilled baskets were also manufactured.

[Illustration: Fig. 25—a. Developmental-Pueblo sandal, b.

Great-Pueblo sandal.]

Sandals of fine string, with coarse patterns on the under side, were

still being woven. They had rounded toes. A new material and new

techniques in weaving appeared with the introduction of cotton at this

time. Cotton was grown and used to produce thread which was woven into

fabrics with looms. Fur and feather blankets, primarily the latter, were

still being made, but light cotton blankets were probably also worn. It

is thought that kilts and breech cloths were made of the same material.

Various ornaments, including beads, pendants, and bracelets, were worn.

The former were largely of colored shales, turquoise, and alabaster.

Some bracelets were of glycymeris, a shell which must have been imported

from the Gulf of California.

Cotton was the only addition to the list of cultivated plants, but

squash and beans continued to be grown. Corn was still the staple food.

It was ground on scoop-shaped trough metates. In one case three graded

manos, of varying degrees of roughness, were found with one metate. This

foreshadowed the later Pueblo practice of having mealing bins with

series of metates ranging in texture from relatively coarse to very

fine. Corn was first coarsely ground on the roughest metate, or with the

roughest mano, and then worked over with progressively smoother stones

until a very fine meal resulted. Crudely flaked hoes began to be used in

cultivating the crops. Some were hafted, but many were not.

Meat continued to be included in the diet. Bear, elk, buffalo, wolf,

mountain sheep, deer, and rabbits were among the animals hunted. The bow

and arrow were almost universally used. Arrowheads were well flaked,

usually long and narrow, with long, sharp barbs. Late in the period a

new type appeared which became increasingly numerous later. These points

were short, broad, and notched at right angles.

Dogs and turkeys were the only domesticated animals. One reason for the

belief that they were not kept to provide food is that they have been

found buried with mortuary offerings. Corn was provided for the turkeys

and bones for the dogs which were buried. There was also pottery,

sometimes miniature vessels, sometimes sherds rubbed down to form

shallow vessels.

Axes are relatively scarce, but are found in this period. Edges were

smoothed by grinding. On the whole these were not very efficient cutting

implements, for the edges were quite dull.

Human burials varied widely according to locality. For the most part

they are found in refuse heaps. These characteristic mounds, as the name

indicates, were formed of the refuse thrown away by the inhabitants of a

village and are composed of ashes, dirt, broken pottery, and general

debris. There was no disrespect for the dead in burying them in such a

place; it was simply that, with the primitive implements available, it

was desirable to make interments where digging was easiest. The

difficulties of excavation also led to the placing of bodies, in some

cases, in abandoned storage pits or houses. Children are often found

buried under floors near firepits, possibly because mothers felt that

the dependence of an infant extended to the soul and they wished to keep

it near.

Bodies were inhumed in a more or less flexed position. There was no

fixed orientation, as there was in later periods. Undoubtedly there were

some mortuary offerings of a perishable nature, but these have not

survived. Pottery was placed in graves in many cases. At

Kiatuthlana[107] there was a strong degree of consistency in the

offerings. Each grave contained a culinary jar covered by a bowl with a

blackened interior, and a black-on-white bowl. Certain graves contained

more than three pieces of pottery, but they were in multiples of three,

with an equal number of each type.

There are some very puzzling features about the disposal of the dead in

Developmental-Pueblo times. In most of the San Juan area and in the

Kiatuthlana region the number of graves found is about what would be

expected on the basis of the population indicated by habitations. In

other places, however, and particularly in the La Plata region,[95] only

a very few burials have been found and they undoubtedly represent only a

fraction of the deaths which must have occurred. What happened to the

remaining bodies is a question which has not been answered. Some

particularly baffling finds are: skulls buried without bodies, and

bodies buried without heads. In the case of skull burials it has been

suggested that warriors may have been killed some distance from home.

Bringing the entire body back would have been impracticable, and only

the heads were returned to be given suitable burial among the kinsmen of

the dead individual. This, however, does not explain the headless

skeletons which are also found, for it seems unlikely that the body of

an enemy which had been left behind, after the head had been removed,

would be given burial.

At Alkali Ridge[7] there was the usual baffling scarcity of burials in

early Developmental-Pueblo times, and no evidence of cremation. A number

of burials were found in the later horizon, however, and they provide an

interesting example of how much we can learn of how people lived from a

study of their physical remains. Evidence of various bone diseases

indicates that the Alkali Ridge people suffered from malnutrition and

vitamin deficiencies. The fact that one individual, so badly crippled

that she could not have been a productive member of the community, lived

to be sixty years old or more, tells us that these people were willing

to care for handicapped members of their group. The communities must

have been subject to hostile attack. Two individuals appear to have died

from blows on the head. One of these men had also been shot by an arrow,

and scratches on his head indicate that he had been scalped. Evidence of

local inbreeding is provided by the finding of three people with fused

ribs, a very rare abnormality not likely to appear so frequently except

in a highly inbred group.

Peripheral Areas

Outside of the central area of the Anasazi region there were other

developments during this period. In marginal areas, certain phenomena

are almost invariably present. There will be some lag in the diffusion

of new traits, and in some ways the culture of the marginal section will

be less advanced. Early elements may survive for a long time. Traits

which are chronologically distinct in the main area may arrive together

in the outlying sections. Other features may not spread or may be

rejected by the people of the peripheral area. In general, there is a

progressive fading of the basic pattern as one goes farther away from

the nucleus. Certain traits may have been acquired from other cultures,

and there is usually also a tendency to develop new traits and to modify

and adapt those which have been imported, in accordance with local

needs.

Prehistoric Indians of the Southwest · 第 3 / 8 章