CHAPTER XV

TERMS RELATING TO FORMS AND STYLES (_Continued_)

(Sections 144 to 160 relate particularly to terms used in

descriptions of _monophonic_ music[33].)

[Footnote 33: There is a very pronounced disagreement among theorists as

to what terms are to be used in referring to certain forms and parts of

forms and it seems impossible to make a compromise that will satisfy

even a reasonable number. In order to make the material in this chapter

consistent with itself therefore it has been thought best by the author

to follow the terminology of some single recognized work on form, and

the general plan of monophonic form here given is therefore that of the

volume called _Musical Form_, by Bussler-Cornell.]

144. A _phrase_ is a short musical thought (at least two measures in

length) closing with either a complete or an incomplete cadence. The

typical _phrase_ is four measures long. The two-measure _phrase_ is

often called _section_. The word _phrase_ as used in music terminology

corresponds with the same word as used in language study.

145. A _period_ is a little piece of music typically eight measures

long, either complete in itself or forming one of the clearly defined

divisions of a larger form. The _period_ (when complete in itself) is

the smallest monophonic form.

The essential characteristic of the _regular period_ is the fact that it

usually consists of two balanced phrases (often called _antecedent_ and

_consequent_ or _thesis_ and _antithesis_), the first phrase giving rise

to the feeling of incompleteness (by means of a cadence in another key,

deceptive cadence, etc.,) the second phrase giving the effect of

completeness by means of a definite cadence at the close.

The second half of the period is sometimes a literal

repetition of the first half, in all respects except the

cadence, but in many cases too it is a repetition of only one

of the elements--rhythm, intervals, or general outline. Figs.

58 and 59 show examples of both types. The principle almost

invariably holds that the simpler the music (cf. folk-tunes)

the more obvious the form of the period, while the more

complex the music, the less regular the period.

[Illustration: Fig. 58. MOZART]

[Illustration: Fig. 59. SCHUBERT]

146. The _primary forms_ are built up by combining two or more periods.

The _small two-part primary form_ (often called _song-form_ or

_Lied-form_) consists of two periods so placed that the second

constitutes a consequent or antithesis to the first. The second half of

this second period is often exactly the same as the second half of the

first period, thus binding the two periods together into absolute unity.

The theme of the choral movement of the Ninth Symphony (Beethoven)

quoted below is a perfect example of this form. Other examples are

"Drink to Me Only With Thine Eyes," and "The Last Rose of Summer."

[Illustration: BEETHOVEN]

The _small three-part primary form_ is like the two-part primary form

except that it has a section of contrasting material interpolated

between the two periods. This middle part is usually an eight-measure

phrase.

The _large two- and three-part primary forms_ usually have

sixteen-measure periods instead of eight-measure ones, but are otherwise

similar in construction.

These various _primary forms_ are used in constructing many

varieties of compositions, among them the _theme and

variations_, the _polka_, the _waltz_, the _march_, etc., as

well as most of the shorter movements in sonatas, quartets,

etc. They are used in vocal music also, but are less apt to be

regular here because the form of vocal music is largely

dependent upon the structure of the text.

147. A _theme_ is a fragment of melody used as the subject of a fugue,

as the basis of the development section in "sonata form," etc. Sometimes

it is a complete tune (often in period form), on which variations are

made, as _e.g._, in the familiar _theme and variations_.

148. _Thematic development_ consists in taking a short theme (or several

short themes) and by means of transposition, interval expansion and

contraction, rhythmic augmentation and diminution, inversion, tonality

changes, etc., building out of it a lengthy composition or section of a

composition. Fig. 60 _b_, _c_, _d_, _e_, and _f_ show how the theme

given in Fig. 60 (_a_) may be varied in a few of these ways. There are

hundreds of other fashions in which this same theme might be varied

without destroying its identity. For other examples of thematic

development see the development section of Sonata Op. 31, No. 3, as

analyzed in Appendix E. [Transcriber's Note: Corrected error "Sec. 3" in

original.]

[Illustration: Fig. 60.]

For further illustrations of development in the case of this

same theme, see--Christiani--The Principles of Expression in

Pianoforte playing, p. 144, ff. from which the foregoing

themes have been adapted.

149. A _rondo_ is an instrumental composition (in homophonic style) in

which a certain theme appears several times almost always in the same

form (_i.e._, not thematically varied), the repetitions of this theme

being separated by contrasting material.

The _rondo_ is the oldest of the larger monophonic forms and has been

used in many different ways, but perhaps its most characteristic

construction is as follows: (1) Principal subject; (2) second subject in

dominant key; (3) principal subject; (4) third subject; (5) first

subject again; (6) second subject, in _tonic key_; (7) coda (or ending).

The student should note particularly the problem of repetition and

contrast (mentioned in Sec. 134) as here worked out, as the rondo was

the first monophonic form in which this matter was at all satisfactorily

solved, and its construction is especially interesting because it is

readily seen to be one of the direct predecessors of the highest form of

all--the sonata. Examples of rondos may be found in any volume of

sonatas or sonatinas.

150. A _suite_ is a set of instrumental dances all in the same or in

nearly related keys. The first dance is usually preceded by an

introduction or prelude, and the various dances are so grouped as to

secure contrast of movement--a quick dance being usually followed by a

slower one.

The suite is interesting to students of the development of

music as being the first form _in several movements_ to be

generally adopted by composers. It retained its popularity

from the beginning of the seventeenth to the end of the

eighteenth centuries, being finally displaced by the sonata,

whose immediate predecessor it is thus seen to be.

The _suite_ was formerly written for solo instrument only (harpsichord,

clavichord, piano) but modern composers like Dvo[vr]ák, Lachner,

Moszkowski, and others have written suites for full orchestra also.

151. Among the dances commonly found in suites are the following:

_Allemande_--duple or quadruple measure.

_Bolero_--triple measure.

_Bourée_--duple or quadruple measure.

_Chaconne_--triple measure.

_Courante_--a very old dance in triple measure.

_Csardas_--Hungarian dance in duple or quadruple measure.

_Gavotte_--quadruple measure.

_Gigue_ (or _jig_)--duple measure.

_Habanera_--Spanish dance in triple measure.

_Minuet_--slow dance in triple measure.

_Mazurka_--Polish dance in triple measure.

_Polonaise_--Polish dance in triple measure.

_Rigaudon_--lively dance in duple or triple measure.

_Sarabande_--triple measure.

_Tarantella_--swift Italian dance in sextuple measure.

The _allemande_ is especially interesting to students of music form

because of its relation to the sonata, it being the prototype of the

sonata-allegro (_i.e._, the first movement of the sonata). The

_sarabande_ and _courante_ are likewise interesting as the prototypes of

the second movement, and the _bourée_, _minuet_, etc., for their

connection with the third movement.

152. The _scherzo_ (lit. musical joke) is a fanciful instrumental

composition. It was used by Beethoven as the third movement of the

sonata instead of the more limited minuet, but is also often found as an

independent piece.

153. A _sonata_ is an instrumental composition of three or more

movements (usually four), the first and last of which are almost always

in rapid tempo. Each of these movements is a piece of music with a unity

of its own, but they are all merged together in a larger whole with a

broad underlying unity of larger scope. The composition receives its

name from the fact that its first movement is cast in _sonata-form_.

(See Sec. 157 for description of sonata-form.)

When the _sonata_ has four movements, these are usually arranged as

follows:

1. A quick movement (_allegro_, _presto_, etc.), often

preceded by a slower introduction.

2. A slow movement (_largo_, _andante_, _adagio_, etc.).

3. A minuet or scherzo, often with a trio added, in which case

the part preceding the trio is repeated after the trio is

played.

4. A quick movement--the finale, sometimes a rondo, sometimes

another sonata-form, sometimes a theme with variations.

These movements are all in closely related keys, but in a variety of

contrasting rhythms.

154. A _trio_ is a sonata for three instruments (such as piano, violin,

and cello), while a _quartet_ is a sonata for four instruments, the most

common quartet combination being as follows: First and second violins,

viola, and violoncello.

The term _chamber music_ is often applied to instrumental music for

trio, quartet, quintet, and other similar combinations which are

suitable for a small room rather than for a large concert hall.

The words _trio_ and _quartet_ are also applied to vocal works

for three and four voices respectively, these having no

relation whatsoever to the sonata as described above. The word

_trio_ is also applied to the middle section of minuets,

scherzas, marches, etc., the term originating in the old usage

of writing this part for three instruments only.

155. A _concerto_ is a sonata for a solo instrument with orchestral

accompaniment, the form being usually somewhat modified so as to adapt

it to a composition in which there must necessarily be opportunity for

a good deal of technical display. There are usually but three movements

in the _concerto_.

The great majority of _concertos_ are for piano and orchestra,

but examples of concertos for violin, cello, flute, oboe, and

other solo instruments (all with orchestral accompaniment)

have also been written. A few modern composers have applied

the term _concerto_ to certain large organ works (with no

orchestral accompaniment, the composition being written for

just the one instrument), but this use of the word is so

contrary to the accepted definition that it is hardly

justifiable.

When a concerto is played on two pianos (without orchestra),

this does not mean that there is no orchestral part, but that

there is no orchestra to play it, and so the parts that should

be played by the orchestral instruments have simply been

arranged for a second piano (sometimes organ).

156. A _symphony_ is a sonata for full orchestra. In general its

construction is the same as that of the sonata, but it is usually of

much larger proportions and has in it much greater variety of both tonal

and rhythmic material. The symphony is generally conceded to be the

highest type of instrumental music ever evolved.

The _symphony_ was accepted as a standard form in the time of

Haydn (1732-1809) and was developed enormously by Haydn

himself, Mozart (1756-1791), and Beethoven (1770-1827),

reaching perhaps its highest point in the famous "Nine

Symphonies" of the last-named composer. Later symphony writers

whose works are at present being performed include Schumann,

Tschaikowsky, and Dvo[vr]ák.

The word _symphony_ was formerly used synonymously with _ritornelle_,

both words being applied to instrumental interludes between parts of

vocal works, but this usage has now entirely disappeared.

157. _Sonata-form_ (sometimes called _sonata-allegro_) is a plan for the

construction of instrumental music (sonatas, quartets, symphonies,

etc.), in which three rather definite divisions always occur, the third

division being a more or less literal repetition of the first.

These _three parts of sonata-form_ with their usual

subdivisions are:

I. EXPOSITION

(1) Principal theme (or first subject).

(2) Link-episode (or modulation group).

(3) Secondary theme (or song group), always in a nearly

related key.

(4) Closing group.

(5) Coda.

II. DEVELOPMENT SECTION

Treating the themes introduced in the exposition in an almost

infinite variety of fashions, according to the principles of

thematic development. (See Sec. 148).

III. RECAPITULATION (OR REPRISE)

Consisting essentially of the same subdivisions found in the

_exposition_, but differing from this first section in one

essential point, viz., that instead of stating the secondary

theme in a _related_ key, the entire recapitulation is in the

_principal_ key. This third section is always followed by a

coda (which may either be very short or quite extended),

bringing the whole movement to a more definite close.

The second part of _sonata-form_ (the development section) is

sometimes the longest and most intricate of the three

divisions, and it is at this point that the composer has an

opportunity of displaying to the full his originality and

inventive skill. It is principally because of this development

section that the sonata is so far superior as a _form_ to its

predecessors. For an analyzed example of _sonata-form_, see

Appendix E. The student is advised to take other sonatas and

go through the first movements with a view to finding at least

the three main divisions mentioned above. In some cases the

form will of course be so irregular that all the parts

indicated cannot be discovered, but the general outlines of

the scheme will always be present.

158. A _sonatina_, as its name implies, is a little sonata. It differs

from the sonata proper principally in having little or no development,

the second section being of slight importance as compared with the

corresponding section of a sonata.

A _grand sonata_ is like an ordinary sonata in form, but is of unusually

large dimensions.

159. _Program music_ is instrumental music which is supposed to convey

to the listener an image or a succession of images that will arouse in

him certain emotions which have been previously aroused in the

composer's mind by some scene, event, or idea. The clue to the general

idea is usually given at the beginning of the music in the form of a

poem or a short description of the thing in the mind of the composer,

but there are many examples in which there is no clue whatsoever except

the title of the composition.

_Program music_ represents a mean between _pure music_ (cf.

the piano sonata or the string quartet) on the one hand, and

_descriptive music_ (in which actual imitations of bird-calls,

whistles, the blowing of the wind, the galloping of horses,

the rolling of thunder, etc., occur), on the other. Most

program music is written for the orchestra, examples being

Liszt's "The Preludes," Strauss' "Till Eulenspiegel," etc.

160. A _symphonic poem_ (or _tone poem_) is an orchestral composition of

large dimensions (resembling the symphony in size), usually embodying

the program idea. It has no prescribed form and seems indeed to be often

characterized by an almost total lack of design, but there are also

examples of symphonic poems in which the same theme runs throughout the

entire composition, being adapted at the various points at which it

occurs to the particular moods expressed by the _program_ at those

points.

The _symphonic poem_ was invented by Liszt (1811-1886) and has

since been used extensively by Strauss, Saint-Saëns and

others. It came into existence as a part of the general

movement which has caused the fugue and the sonata

successively to go out of fashion, viz., the tendency to

invent forms which would not hamper the composer in any way,

but would leave him absolutely free to express his ideas in

his own individual way.

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