I. THE GENERAL CHARACTERISTICS OF THE EPIC TYPE

(_a_) The most simple, but nevertheless in its abstract concentration,

still one-sided and incomplete mode of epic exposition consists in the

assertion of that which is essentially fundamental and necessary among

the facts of the concrete world and the wealth of mutable phenomena,

and in the expression of such on their own account, as focussed in epic

phraseology.

(_α_) We may begin our consideration of the type with the _epigram_

i, in so far as it really remains an epigram, that is an inscription

on columns, effects, monuments, gifts and so forth, and at the same

time points with an ideal finger to something else, and by doing so

explains through words, inscribed on an object, somewhat otherwise

plastic, local, something present outside the words expressed. In

such an example the epigram states simply what a definite fact is.

The individual does not as yet express his concrete self; he attaches

a concise interpretation to the object, the locality, which he has

immediate perception of and which claims his interested attention, an

interpretation which goes to the heart of the fact in question.

(_β_) A yet further advance may be discovered in the case where the

twofold aspect of the object in its external reality and the fact of

inscription disappears, in so far, that is, as poetry, without any

actual representation on the object, expresses its idea of the fact. To

this class belong the gnomes of the ancients, ethical sayings, which

concentrate in concise language that which is more forceable than

material objects, more permanent and universal than the monument of

some definite action, more perdurable than votive offerings, columns,

and temples. Such are duties in human existence, the wisdom of life,

the vision of that which constitutes in action and knowledge the firm

foundations and stable bonds for human kind. The epic character of

such modes of conception consists in this, that such maxims do not

declare themselves as exclusively personal emotion and reflection, and

also, in the matter of their impression, are quite as little directed

with the object even of affecting our emotions, but rather with the

purpose to emphasize what is of sterling validity, whether as the

object of human obligation or the sense of honour and propriety. The

ancient Greek elegiacs have in some measure this epic tone. We have

still extant a few verses of Solon of this kind, though the transition

here into a hortatory tone and style is easily made. Such include

exhortations or warnings with reference to the common social life,

its laws and morality. We may also mention the gold sayings, which

tradition ascribes to Pythagoras. Yet all such are of a hybrid nature,

and referable to this, that though in general we may associate with

them the tone of our distinct type, yet, owing to the incompleteness of

the object, it is not fully realized, but rather there is a distinct

tendency to involve with it that of another poetical type, in the

present case the lyrical.

(_γ_) Such dicta may, however, _thirdly_, as already suggested, by

being divested of this fragmentary and self-exclusive isolation, go to

form a larger whole, be rounded off, that is, in a totality, which is

altogether of the _Epic_ type; we have here neither a purely lyrical

frame of mind nor a dramatic action, but a specific and veritable

sphere of the living world whose essential nature, as emphasized in

its general characteristics, no less than as situated to particular

aspects, points of view, occurrences or obligations, supplies us with

an integrating unity and a genuine focal centre. In complete agreement

with this type of epical content, which displays what is of permanent

and universal import along with, as a rule, a distinct ethical purpose

of admonishment, instruction or exhortation to an, in all essentials,

ethically stable life, compositions of this kind receive a _didactic_

flavour. Nevertheless, by reason of the novelty of their wise sayings,

the freshness of their general outlook and the ingenuousness of their

observation we must keep them quite distinct from more recent didactic

poetry. They wholly justify, inasmuch as they give the necessary

play to matter entirely descriptive, the conclusion that these two

aspects taken together, instruction and description, are directly

deduced as the substantive summary of facts which have been throughout

experienced. As an obvious illustration I will merely mention the

"Works and Days" of Hesiod, the teaching and descriptive power of

which, in its primitive style and as a poetical composition, exercises

a fascination upon us wholly different from the pleasure we experience

in the colder elegance, the scientific or systematic conclusions of

Virgil's poems on agriculture.

(_b_) The above described modes of epigram, gnome, and didactive

poem accept their _specific_ provinces of Nature or human life as

their subject-matter, while endeavouring to fix attention in concise

language, with more or less limitation of survey, on that which is of

permanent worth and essential truth in this or that object, condition,

or activity; and even under the still more restricted condition

which the art of poetry imposes on such a task the practical result

upon human effort is still maintained. There is, however, a further

or _second_ type of such compositions, which is, on the one hand,

profounder in its penetration, and, on the other, lays less stress

on instruction and reform. Such are the cosmogonies and theogonies,

no less than those most ancient works of philosophy, which are still

unable entirely to liberate themselves from the poetical form.

(_α_) In this way the exposition of the Eleatic philosophy in the

poems of Xenophanes and Parmenides still remains poetic in form; and

this is exceptionally so in the introduction prefaced by the latter

to his work. The content is here the One, which, in its contrast

to the Becoming or the already Become, all particular phenomena in

short, is eternal and imperishable. No particularity is permitted

to bring content to the human spirit, which strives after truth,

and, in the first instance, is cognizant of the same in its most

abstract unity and concreteness. Expatiating in the greatness of this

object, and wrestling with the might of the same, the impulse of

soul inclines instinctively to the lyrical expression, although the

entire explication of the truths into which the writer's thought here

penetrates carries on its face a wholly practical and thereby epic

character.

(_β_) It is, _secondly_, the _becoming_ of objective things, in

particular natural objects, the press and conflict of activities

operative in Nature, which supplies the matter of the cosmogonies,

and impels the poetic imagination to disclose in the still more

concrete and opulent mode of actions and events real eventuality. And

the way this faculty does this is by clothing the forces of Nature

in relatively more or less personified or figurative images placed

in distinct stages, and through the symbolical form of human events

and actions. Such a type of epic content and exposition pre-eminently

belongs to Oriental Nature-religions; and above all among them the

poetry of India is to an excessive degree prolific in the invention and

portrayal of such modes of conception, frequently of an unbridled and

extravagant type, concerning the origin of the world and the powers

that are active therein.

(_γ_) We find, _thirdly_, similar characteristics in theogonies. Such

occupy their true position mainly in so far as, on the one hand, the

many particular gods are not suffered exclusively to possess the life

of Nature as the more essential content of their power and creation,

nor, conversely, is it one god that creates the world out of thought

and spirit, and who, in the jealous mood of monotheism, will tolerate

no other gods beside himself. This fair mean is alone exemplified in

the religious outlook of the Greeks. It discovers an imperishable

subject-matter for theogony-building in the forceful emancipation of

the family of Zeus from the lawlessness of primitive natural forces,

no less than in the conflict waged against them. It is a process and

a strife which we may indeed affirm gives us the historical origins

of the immortal gods of poetry itself. The famous example of such an

epic mode of conception we possess in the theogony known to us under

the name of Hesiod. In this composition the entire course of event is

throughout wedded to the form of human occurrences; it becomes less and

less symbolical just to the extent that the gods, who are summoned to

a spiritual dominion, are themselves liberated through an intelligent

and ethical individuality adequate to their essential nature, and

consequently are rightfully claimed and depicted as acting like

human beings. What is, however, still absent from this type of Epic

composition is, in the first place, a genuinely complete _result_[1]

as poetry. The acts and events, which are within the scope of the

survey of such poems, are no doubt an essentially necessary succession

of occurrence, but they are not an individual action which issues as

from a centre, wherein it discovers its unity and independence. From

a further point of view the content of such poetry does not, and in

virtue of its character cannot, present to us an essentially _complete

whole_. It does, and for the above reason must, exclude the real

activities of mankind, which are indispensable as the truly concrete

material for the active display of the Divine forces. Epic poetry,

therefore, is bound to free itself from such defects, if it is to

receive its most perfect expression.

(_c_) This actually does take place in that sphere which we may

designate the true _Epopœa._

In the types hitherto discussed, which as a rule are wholly passed

over, what we call the epic tone is unmistakably present, but the

content is not as yet poetical in the concrete sense. Particular

ethical maxims and philosophemata still persist as part of the

material. What is, however, poetical in the full sense is concrete

ideality in individual guise; and the epos, inasmuch as it makes what

actually exists its object, accepts as such the happening of a definite

action, which, in the full compass of its circumstances and relations

must be brought with clarity to our vision as an event enriched by its

further association with the organically complete world of a nation

and an age. It follows from this that the collective world-outlook

and objective presence of a national spirit, displayed as an actual

event in the form of its self-manifestation, constitutes, and nothing

short of this does so, the content and form of the true epic poem. As

one aspect of such a totality we have the religious consciousness in

every degree of profundity attained by the human spirit; it furthermore

embraces the particular concrete life, whether political or domestic,

not excluding all the detail of external existence, and the means by

which human necessities are satisfied. All such material the epos makes

of vital account as a growth in close contact with individuals; and

for this reason, that for poetry the universal and substantive is only

realized in the living presence of spirit life.

Such a comprehensive world, together with the human characterization

it embraces, must then pass before us as real in a tranquil stream,

without any undue haste, either as positive history or dramatic action,

towards its aim and conclusion. We must thereby be permitted to linger

round isolated facts, to penetrate into the different pictures of its

movement and to enjoy them in all their detail. And by this means

the entire panorama receives in its objective mode of realization

the form of an external series of events, the basis and limitations

of which must be implied in the essential ideality of the particular

epic content, and of which the positive assertion is alone absent.

If, consequently, the epic poem is, in its links of connection, more

diffuse, and, by virtue of the relatively greater independence of

portions of it, inclined to suffer from lack of coherency, we must not

allow ourselves the impression that it could ever have been actually

sung throughout in this manner. Rather it is an imperative in its case,

as in that of any other artistic production, that it should be finished

off in an essentially organic whole, which, however, moves forward in

apparent tranquillity, in order that the particular fact and the images

of actual life it contains may engage our interest.

(_α_) Such a primitive whole is the epic composition, whether known as

the saga, the book, or the bible of a people. We may add every great

and important nation can claim to have such primitive books, in which

we find a mirror of the original spirit of a folk. To this extent

these memorials are nothing less than the real foundations of the

national consciousness; and it would be of profound interest to make a

collection of such epic bibles. Such a series of Epopees, however much

they fell short of artistic compositions in the modern sense, would at

least present to us a gallery of the genius of nations. At the same

time it is doubtless the fact that it is not every national bible which

can claim the poetic form of the epopœa; nor do all nations which have

embodied their most sacred memorials, whether in relation to religion

or secular life, in the form of comprehensive compositions of the

epic type, possess religious books. The Old Testament, for example,

contains no doubt much epic narrative and genuine history, no less than

incidental poetic compositions; but despite of this the whole is not

a work of art. In a similar way the New Testament, as also the Koran,

are mainly limited to a religious subject-matter, starting from which

the life of the world at large is to some extent and in later times a

consequence. Conversely, though the Hellenes have a poetic bible in

the poems of Homer, they are without ancient religious books in the

sense the Hindoos and the Parsees possess such. Where, however, we meet

with the primitive epopoea, we must essentially distinguish between

primitive poetic books and the more recent classic compositions of

a nation, which do not any longer offer us a mirror of the national

spirit in all its compass but do no more than reflect it partially

and in particular directions. The dramatic poetry of the Hindoos, for

example, or the tragedies of Sophocles present no such exhaustive

picture as we find in the Ramajana and the Maha-Bharata, or the Iliad

and the Odyssey.

(_β_) And insomuch as in the genuine Epos the naïve national

consciousness is expressed for the first time in poetic guise, the real

epic poem will appear for the most part in that midway stage in which,

though no doubt a people is aroused from its stupidity, and its life

is to that extent essentially strengthened to the point of reproducing

its own world and of feeling itself at home therein, yet, for all that,

everything which at a later stage becomes fixed religious dogma or

civic law and ethical rule, still remains in the fluency of life as

mere opinion, inseparable from the individual as such. And along with

this volition and feeling are not as yet held distinct from one another.

(_αα_) It is only after the separation of the individual's personal

self from the concrete national whole, with its conditions, modes of

opinion, exploits and destiny; it is only, further, after the division

in man himself between his emotion and volition, that the lyric and

dramatic types of poetry in turn replace the epic type and attain their

richest development. This consummation is only reached in the later

life-experience of a people, in which the general lines laid down by

men for the due regulation of their affairs are no longer inseparable

from the sentiments and opinions of the nation as a whole, but already

have secured an independent structure as a co-ordinated system of

jurisprudence and law, as a prosaic disposition of positive facts, as

a political constitution, as a body of ethical or other precepts; and

being so, individuals are now confronted with material obligations

rather as a necessary force external to themselves than one which their

own inner life asserts, and which it compels them to substantiate as

its fulfilment. As opposed to such an already actual and independent

system, the individual life will seek in part to find expression in an

equally independent world and growth of personal vision, reflection

and emotion, which are not carried further into the sphere of action,

and will further give _lyrical_ utterance to its selfabsorption, its

pre-occupation with the content of such a soul-experience. And, in

part also, it will make its active passion of main importance, and

will seek to assert itself independently in action, in so far as it

is able to divest external conditions, the event and its concomitants

of any claim to truly epic self-subsistency. It is just this increase

to the strength and stability of individual character and aims in

their relation to action which opens the way to _dramatic_ poetry. To

return, however, to the epic, we repeat that it is the above-mentioned

unity of feeling and action which it demands, that unity between the

self-fulfilled object of the personal life and the external accident

and event; a unity which, as observed, is only present without blemish

as it first appears in the earliest periods of the national life or the

national poetry.

(_ββ_) At the same time, we must not yield ourselves, therefore, to the

impression that a people in its heroical time simply as such, and as

the home of its epos, there and then was in possession of art, or could

necessarily depict its life in the mirror of poetry. As a matter of

fact, an essentially poetical nationality in its actual world-presence

is one thing; the art of poetry regarded as the imaginative

consciousness of poetical material, and the artistic presentment of

such a world is quite another. The felt want to express oneself _as

idea_ in terms of the latter, the trained knowledge of art, are later

acquisitions than the life and spirit itself, which discovers itself in

all simplicity at home in its unreservedly poetical existence. Homer

and the poems under his name are centuries later than the Trojan war,

which is to myself quite as much an historical fact as the personality

of Homer. In the same way we may affirm of Ossian, always assuming that

the poems ascribed to him are really his, that he celebrates an heroic

past, the sunset splendour of which inspires him to recall and reclothe

the same in poetical form.

(_γγ_) Despite, however, such a separation, some intimate bond of

association must exist between the poet and his subject-matter. The

poet must still stand on even terms with the conditions, the general

point of vision, the beliefs which he depicts. All he should find

it necessary to do is to attach to these the poetic consciousness

and the art capable of portraying them; in other respects they are

still essential factors in his own life. If such an affinity as that

above described is absent in our poet's epic creation, his poem must

infallibly contain disparate and irreconcilable features. For both

these aspects--namely, the content, the epic world, which it is the

intention to portray, and the world of the poet's conscious life and

imagination, which is in other respects independent of the above--are

of spiritual derivation; they each of them possess intrinsically a

definite principle, in which particular traits of characterization are

involved. If, then, the personal life of the artist is essentially

of a different order to that by virtue of which the historical and

national life depicted came into actual being, we must necessarily

become conscious of a cleft in the artistic result which will disturb

and injure its effect. We shall have, in short, scenes placed before

us of a previous condition of history, combined with modes of

thought, opinions, and views more pertinent to other periods; and, in

consequence of this, the configuration of primitive beliefs will, in

its contact with the more developed reflection of a later time, lose

the warmth of conviction, become, in short, a mere superstition, an

empty embellishment of the mere poetical instrumentation, from which

all the vitality of its actual life has vanished.

(_γ_) And this brings us to the general question what position the poet

himself of genuine epic poetry really ought to take up.

(_αα_) Now, however much the Epos ought also to be positive in the

sense that it is the objective presentment of a world based upon its

own foundations, and realized in virtue of its own necessary laws,

a world, moreover, with which the personal outlook of the poet must

remain in a connection that enables him to identify himself wholly

with it; yet it is equally true that his artistic product, which

reproduces this world, is throughout the _free creation_ of himself.

In this connection we shall do well to recall that fine expression of

Herodotus: "Homer and Hesiod have created the gods of the Hellenic

race." And, in truth, this free and audacious spirit of creation,

which Herodotus attaches to the abovementioned poets, already is

some testimony to the fact that although the Epopœa belongs to the

early age of a nation, it is not its function to depict the most

primitive condition of all. In other words, every nation possesses

in its earliest origins more or less an alien culture of some kind,

is confronted with a religious cult of foreign importation to which

it submits, or which it regards as sacrosanct. And, indeed, we find

that the minstrelsy, the superstition, the barbarous elements in

human life, no less than the most exalted have their source just in

this, that instead of being entirely at home with themselves, they

are experienced as something aloof from themselves, that is not the

natural product of their own national and individual consciousness.

In this way, for example, the Hindoos must certainly, long before

the date of their great Epopees, have experienced many an important

revolution of religious beliefs and secular condition. The Greeks no

less, as previously remarked, had to transform much material of an

Egyptian, Phrygian, and Asiatic descent. The Romans, in their turn,

were confronted with much of a Greek origin; and the barbarians, in

the period of national invasion, with Christian or Roman antecedents,

and so on. Not until the poet is able with a free hand to cast from

him such a yoke, is able to take stock of what he really possesses,

is conscious of his own worth, and we are thereby released from all

perturbed state of mental vision, will the dawn break of a genuine

epic creation. In contrast to such an outlook we have the age and the

society modified by a cult abstract in its origin, with its elaborate

dogmas, established political and moral maxims, all of which take us

away from the concrete life at home with itself. The world of the truly

epic poet maintains its opposition to such conditions. Not merely in

respect to universal forces, passions, and aims which are operative

in the soul-life of individuals, but also in such a poet's attitude

to all external facts, be his creation never so independent, he is

entirely as one in his own province. In just this way Homer is at home

in all that he sings to us of his world, and where we are conscious

of such intimacy in another we are infected with a like feeling, for

we are here face to face with truth, with that spirit which lives in

its world, and discovers therein its true being; and it does us good

to feel this, inasmuch as the poet is himself present therein heart

and soul. Such a world may, indeed, belong to a less advanced stage

of evolution and culture than our own; but at least it does remain

faithful to that of a poetry and beauty which is open to all, so

that we essentially recognize and understand here everything which

our higher life, our humanity in its fundamental demands, whether

it be the honour, the opinions, the emotions, the exhortation, or

the exploits of each and every hero; and we are able to enjoy such

characters, in all the detail of their portraiture, as themselves

united to such a life and the richness of its actual presence.

(_ββ_) But on account of the emphasis upon the objective independence

of this whole, it is a further necessary contrast that the poet fall

into the background and become lost in his _subject_. What is to

appear is the creation, not the poet; and yet withal, that which the

poem expresses belongs to him. He has imagined all in his mind's eye;

he has implanted there his soul, his genius. All this, however, is

not expressly asserted. So we find, for instance, that at one time a

Calchas will give the outline of events; at another, a Nestor. Yet, for

all that, such interpretative matter is the gift of the poet himself.

Nay, actual changes in the soul-life of his heroes he explains in

objective fashion as an entrance of gods upon the scene, as in the

case where Athene appears before Achilles in his rage, counselling

self-restraint. And inasmuch as the Epos does not disclose the

soul-life of the creator, save indirectly, but the positive facts of

external life, the subjective aspect of his creations must completely

fall into the background, no less than the creator himself vanish

behind the world he unfolds to our vision. From this point of view a

great epic style makes the work appear to be itself its own minstrel.

It seems to pass before us self-begotten, a work of independent birth.

(_γγ_) Moreover, the epic poem, if a true work of art, is the exclusive

creation of _one_ artist. However much an epic may express the affairs

of the entire nation, it remains the fact that it is the individual

who is the poet, not the nation as a whole. The spirit of an age, of

a people, is no doubt the essential operative cause; but realization

is only secured in the work of art as conceived by the constructive

genius of a _particular_ poet, who brings before our vision and

reproduces this universal spirit and its content as his own experience

and his own product. Poetical composition is a real spiritual birth,

and spirit or intelligence only exist as this or that actual and

individual conscious and self-conscious life. When we have already an

artistic creation in a particular style,[2] we have no doubt something

to start from; and others are then able to copy with more or less

success something like it, just as we have to listen nowadays to some

scores of poems written in the Goethesque manner. To continue to

sing many compositions in the same kind of key, however, will never

create the unified creation, which is throughout the work of _one_

inspiring genius. This is a point of real importance not only in our

attitude to the Homeric poems, but also the Niebelungen Lied. For the

last-mentioned work we are unable to determine an author with any

historical certainty; and as for the Iliad and Odyssey, the opinion

of some critics is notorious that the Homer of tradition--that is,

the sole author of these books--never existed at all. They are the

production in different parts of various authors, parts which have

finally been patched together in the two larger works we possess. With

regard to such a theory the question of most importance is whether

either or both of these extant works constitute an independent organic

whole in the epic sense, or, as is the view fashionable nowadays,

they possess no inevitable beginning or conclusion, but rather might

be continued on present lines for ever. We may, of course, admit that

the unity of the Homeric poems is, as part of their essential form,

less compact than that we associate with the terse concentration of a

dramatic work. Inasmuch as every separate portion may be and may appear

as relatively independent, they give free play to many interpolations

and abrupt transitions; but, despite of this, they do unquestionably

constitute throughout a true, ideally organic, and epic totality. Such

a whole can only be the composition of _one_ author. This notion of

a conglomerate without essential unity, of a mere patching together

of various rhapsodies composed in a similar strain, is a wild sort of

idea opposed to all artistic canons. Of course, if such a view merely

amounts to this, that the poet, in his bare individuality, vanishes

in his creation, it is the highest form of praise. This is merely a

statement that we are unable to recognize any positive traces of wholly

personal opinions and feeling. So much is certainly true of the Homeric

poems. What we have before us, and we have only this, is the positive

fact, the objective outlook of a people. But the song of a people

requires a voice, a voice which can sing forth the contents of heart

and soul, as harvested from the national granary; and an essentially

self-integrated work of art calls for yet more than this from the

_unique_ genius of its creator.

The Philosophy of Fine Art, volume 4 (of 4) Hegel's Aesthetik · 第 60 / 73 题