THE FORMAL ELEMENT IN ART

An examination of the material on which our studies of the artistic

value of objects of primitive manufacture are founded shows that in

most cases we are dealing with products of an industry in which a

high degree of mechanical skill has been attained. Ivory carvings

of the Eskimo; fur clothing of the Chukchee; wood carving of the

northwest coast of America, of New Zealand, the Marquesas, or central

Africa; metal work of Africa; appliqué work and embroidery of the Amur

River; pottery of the North American Pueblos; bronze work of ancient

Scandinavia are examples of this kind.

The close relation between technical virtuosity and the fullness of

artistic development may easily be demonstrated by an examination of

the art of tribes with one-sided industries. While people like the

African negroes or the Malay are in possession of many industries, such

as basketry, carving, weaving, metal work and pottery, we find others

among whom the range of industrial activities is so narrow that almost

all the utensils for their manifold needs are made by the same process.

The Californian Indians present an excellent example of this kind.

Their chief industry is basketry. Almost all their household goods,

receptacles for storage, cooking vessels, mortars for preparing

food, children’s cradles, receptacles for carrying loads, are made

of basketry. As compared to this industry others employed for the

manufacture of weapons and tools are insignificant. The building

of houses, of canoes, woodcarving, and painting are only slightly

developed. The only other occupation in which an unusual degree of

skill has been attained is featherwork. A great deal of time is

therefore given to the manufacture of baskets and an unusual degree

of virtuosity is found among the basketmakers. The beauty of form,

the evenness of texture of the Californian baskets are well known

and highly prized by collectors. At the same time the baskets are

elaborately decorated with a variety of geometrical designs or by

the addition of shells and feathers. (Plate I.) Basketmaking is an

occupation of women and thus it happens that among the Californian

Indians only women are creative artists. They are virtuosos in their

technique and on account of their virtuosity productive. The works of

art made by the men are, as compared to theirs, insignificant.

[Illustration: Fig. 1. Front of painted box, Tlingit, Alaska.]

It so happens that conditions among the northern neighbors of the

Californians are reversed. From Puget Sound northward the household

goods and implements of the Indians are made of wood, and much of the

time of the men is spent in woodworking. They are skilled joiners

and carvers who through constant practice have acquired virtuosity

in the handling of wood. The exactness of their work rivals that of

our very best craftsmen. Their boxes, buckets, kettles, cradles, and

dishes are all made of wood, as those of the Californians are made of

basketry. In their lives basketry plays a relatively unimportant part.

The industry in which they have attained greatest proficiency, is, at

the same time, the one in which their decorative art is most fully

developed. It finds expression, not only in the beauty of form of the

woodwork, but also in elaborate decoration. Among these people all

other aspects of decorative art are weak as compared to their artistic

expression in woodwork or in art forms derived from woodwork (fig. 1).

All this work is done by men and hence it follows that the men are the

creative artists while the women seem to be lacking in inventiveness

and artistic sense. Here also virtuosity in technique and artistic

productivity go hand in hand.

[Illustration: PLATE I.

Maidu Baskets. 1-2. Butterfly design. 3. Raccoon design. 4. Rim:

mountains; body: flying geese. 5. Moth-miller.]

As a third example we might mention the Pueblo Indians of the Southern

United States. In many villages of this region pottery is the dominant

industry and in pottery is found the highest expression of art. The

form of the clay vessel is characterized by great regularity and it

becomes the substratum for decoration. Since pottery is a woman’s

art, women are the most productive artists among the Pueblos (fig.

2). However, the industrial activities of the Pueblos are not quite

so one-sided as those of California and British Columbia. Therefore

the men who are experienced in industrial work devoted to ceremonial

purposes are not lacking in the ability of artistic expression.

[Illustration: Fig. 2. Jar from Zuni.]

I believe these examples demonstrate that there is a close connection

between the development of skill in an industry and artistic activity.

Ornamental art has developed in those industries in which the greatest

skill is attained. Artistic productivity and skill are closely

correlated. Productive artists are found among those who have mastered

a technique, among men when the industries are in their hands, among

women when they are devoted to industrial activities.

It will be admitted that aside from all adventitious form elements,

the product of an experienced worker in any handicraft has an artistic

value. A child learning to make a basket or a pot cannot attain the

regularity of outline that is achieved by the master.

The appreciation of the esthetic value of technical perfection is

not confined to civilized man. It is manifested in the forms of

manufactured objects of all primitive people that are not contaminated

by the pernicious effects of our civilization and its machine-made

wares. In the household of the natives we do not find slovenly work,

except when a rapid makeshift has to be made. Patience and careful

execution characterize most of their products. Direct questioning

of natives and their criticism of their own work shows also their

appreciation of technical perfection. Virtuosity, complete control

of technical processes, however, means an automatic regularity of

movement. The basketmaker who manufactures a coiled basket, handles the

fibres composing the coil in such a way that the greatest evenness of

coil diameter results (fig. 3). In making her stitches the automatic

control of the left hand that lays down the coil, and of the right

that pulls the binding stitches over the coil brings it about that

the distances between the stitches and the strength of the pull are

absolutely even so that the surface will be smooth and evenly rounded

and that the stitches show a perfectly regular pattern,—in the same

way as an experienced seamstress will make her stitches at regular

intervals and with even pull, so that they lie like beads on a string.

The same observation may be made in twined basketry (fig. 4). In the

handiwork of an expert the pull of the woof string will be so even that

there is no distortion of the warp strings and the twisted woof will

lie in regularly arranged loops. Any lack of automatic control will

bring about irregularities of surface pattern.

[Illustration: Fig. 3. Coiled basketry.]

[Illustration: Fig. 4. Twined basketry.]

A pot of well-rounded form results also from complete control of a

technique. Primitive tribes make their pottery without the aid of the

potter’s wheel, and in most cases the potter builds up his vessel by

the process of coiling, analogous to the coiling of a basket. Long

round strips of clay are laid down spirally beginning at the bottom. By

continued turning and gradual laying on of more and more strips in a

continued spiral the pot is built up. Complete control of the technique

will result in a perfectly round cross section and in smooth curvatures

of the sides. Lack of skill will bring about lack of symmetry and of

smoothness of curvature. Virtuosity and regularity of surface and form

are here also intimately related.

[Illustration: Fig. 5. Chipped flint implements: _a_ North America; _b_

Egypt.]

A similar correlation is found in the manufacture of chipped stone

implements. After the brittle stone has been roughly shaped it is given

its final form either by pressure with an implement that squeezes off

long, thin flakes or by indirect chipping. In the former case the

flaking implement is held in the right hand and by sudden pressure with

the point of the flaker long flakes or small bits are removed from

the surface. When the worker has attained complete control of this

technique his pressure will be even and executed with equal rapidity;

the distances between the points of attack will be the same and he will

move his flaker in regular lines. The result is a chipped implement

of regular form and surface pattern in which the long, conchoidal

depressions caused by the flaking off of thin chips are of equal size

and regularly arranged (fig. 5).

When indirect chipping is applied the thin part of the object which is

to be worked is placed on a hard, sharp edge and by a smart blow on

the body of the flint a strong vibration is produced which results in

a break just over the sharp edge. In this way, place and size of the

flake are perfectly controlled by the expert craftsman.

Quite similar are the conditions in woodwork. The smoothing of large

surfaces is generally done with the adze. A skilled worker handles his

adze automatically. The strength of the stroke and the depth to which

it enters the surface of the wood are always the same and the chips

removed have always the same size and form. The workman will also

move the adze in even lines and strike the surface at even distances.

The result of automatic action is here, also, evenness of surface and

regularity of surface pattern (fig. 6).

These conditions are well-described by Sophus Müller, who says,[19]

“A great part of the work on flint must be designated as luxury, and

was done with the sole intent of producing a masterpiece of handiwork.

When making an adze blade all that is needed for practical purposes

is a good cutting edge. Smoothness of face, back and sides is not

necessary, particularly since a large portion of these were covered

by the attachment to the handle. With coarse and conchoidal chipping

the blade would be equally serviceable. However, the maker wanted to

produce excellent stone work, to the making of which he devoted all

the care, taste and skill at his command and by this the manufactured

objects undoubtedly increased in value. These objects might be called

therefore, in the strict sense of the term, works of artistic industry.”

[19] Sophus Müller, Nordische Altertumskunde, Strassburg 1897, Vol. I,

p. 190.

All these examples show that complete automatic control of a technique,

and regularity of form and surface pattern are intimately correlated.

[Illustration: Fig. 6. Part of surface of wooden sail, Vancouver

Island.]

[Illustration: Fig. 7. Painted board, Tierra del Fuego.]

[Illustration: Fig. 8. Bushman designs from ostrich eggs and from horn

bracelet.]

[Illustration: Fig. 9. Kaffer headrests.]

However, besides these, attempts at decoration occur in which a mastery

of technique has not been attained. Among a few tribes almost all

artistic work is of this character. Among the inhabitants of Tierra

del Fuego are found only meagre examples of painting, lacking in skill

(fig. 7). The patterns are simply dots and coarse lines in which

the arrangement is the essential artistic element. It is intelligible

that a feeling for symmetry may exist without the ability of perfect

execution. The modern Bushmen scratch patterns on ostrich eggs which

serve as receptacles for water (fig. 8). Here we find the intent to

give expression to form but with inadequate means. It is important to

note that the same motive, two circles connected by a narrow band,

occurs several times in these etchings. The circle might be suggested

to the workman by the perforation of the shell of the ostrich egg

through which the water is poured out, but the combination can hardly

be derived on the basis of Bushman industries. Shall we consider the

pattern as the result of the play of their imagination or as an attempt

at representation? It seems to me important to note that the neighbors

of the Bushmen, the negroes of the Zambezi, use the same pattern and

that rows of triangles and diamonds, such as are used by the Bushmen,

are found on their implements also (fig. 9). The pattern may therefore

have come from an outside source.[20] Perhaps the decoration on ostrich

eggs is poor only on account of the difficulties of handling the

material. At least the zig-zag patterns (fig. 8), found on a bracelet,

show a much greater technical perfection than those found on the

ostrich eggs.

[20] F. von Luschan, Buschmann-Einritzungen auf Strausseneiern,

Zeitschrift für Ethnologie, Vol. 55 (1923), pp. 31 et seq.—Hendrik

P. M. Muller et John F. Snelleman, L’Industrie des Caffres dans le

sud-est de l’Afrique. (Pl. XIV, Figs. 2-5). See also P. C. Lepage, La

décoration primitive; Afrique, Paris, Librairie des arts décoratifs,

Plate 5, where similar designs are shown on pottery vessels.

Here may also be mentioned the painting and carving of the Melanesians.

We see among them a wealth of forms in carvings of excellent technique.

In some specimens, particularly from western New Guinea, we find

complete mastery of the art. In the majority of cases, however, there

is an imperfect control of technique, while there is an astounding

multiplicity of forms. The lines generally lack regularity and evenness

(fig. 10 _a_, _b_). There is no clear proof of a general degeneration

of the art and we may perhaps assume that in this case the development

of a keen sense for form among all the carvers and painters of

the tribe did not go hand in hand with a corresponding mastery of

technique. It is not unlikely that foreign influence has led here to an

exuberant form perception.

Setting aside any esthetic consideration, we recognize that in cases

in which a perfect technique has developed, the consciousness of the

artist of having mastered great difficulties, in other words the

satisfaction of the virtuoso is a source of genuine pleasure.

[Illustration: Fig. 10. Paddle and shield, New Ireland.]

I do not propose to enter into a discussion of the ultimate sources

of all esthetic judgments. It is sufficient for an inductive study of

the forms of primitive art to recognize that regularity of form and

evenness of surface are essential elements of decorative effect, and

that these are intimately associated with the feeling of mastery over

difficulties; with the pleasure felt by the virtuoso on account of his

own powers.

I can give at least a few examples which illustrate that the artist has

not in mind the visual effect of his work, but that he is stimulated by

the pleasure of making a complex form.

[Illustration: Fig. 11. Plan of rawhide box, Sauk and Fox Indians.]

[Illustration: Fig. 12. Rawhide box, Sauk and Fox Indians.]

The raw hide boxes of the Sauk and Fox Indians are made of a large

piece of hide which is carefully ornamented according to a definite

plan (fig. 11). The boxes are made by folding the hide. There are five

sides of approximately equal width (1-5). These are the four sides

of the box: front (5), bottom (4), back (3), top (2), and a flap (1)

covering the front. A strip on each side (_a_-_e_) is folded over and

the marginal piece (_d_) belonging to the bottom segment is folded

in along diagonal lines as we fold in the ends of a paper wrapper,

so that the marginal strips, _e_ and _c_, form the sides of the box.

Another similar fold is made in _b_ when the top is folded over the top

opening of the box. The folds at the bottom are sewed in firmly, while

the fold on top remains open. The resulting form is shown in fig. 12.

Those parts of the surface that are entirely invisible are indicated by

horizontal shading (fig. 11). These are folded in and sewed in on the

inside of the box. Those parts that may be seen when the box is opened

are indicated by diagonal shading; while the white area is that part of

the surface that is visible when the box is closed and tied up. It will

be noticed that the fields _c_ and _e_ overlap on the short sides of

the finished box.

[Illustration: Fig. 13. Design on rawhide for a box, Sauk and Fox

Indians.]

[Illustration: Fig. 14. Design on rawhide for a box, Sauk and Fox

Indians.]

The decoration of these boxes is carefully laid out on a flat piece of

rawhide. Corresponding to the five faces of the box most of the designs

are divided into five equal fields and corresponding to the folded

margins two marginal fields are set off from the central field. This,

however, is so narrow that in folding part of the lateral design is

turned over so that it becomes invisible. When the boxes are folded the

cohesion of the pattern is completely lost. Not only do the folds fail

to agree with the divisions, but owing to the method of folding and

the complete covering of the field _d_ and of part of _e_, the whole

pattern is broken up and on the short sides we find only fragments

adjoining in the most irregular way (fig. 12). When the box is closed

field _e_ adjoins field 1, and the overlapping section _c_ adjoins it

in the middle of the narrow side. On top it adjoins field 2 and at the

bottom field 4. The whole formal idea of the carefully planned pattern

is lost in the completed box. We find even patterns laid out in four

strips instead of five, so that the fundamental pattern and the sides

do not coincide (fig. 14). It will be seen, therefore, that the artist

spends his ingenuity in decorating the rawhide but that in the box the

fundamental ideas of his carefully planned decoration are lost.

[Illustration: Fig. 15. Designs on rawhide boxes, Sauk and Fox Indians.]

The disregard of the original pattern is such that in some specimens

(fig. 15) part of the design has been cut off in order to make the

sides fit together. In our illustration the parts cut off,—the right

upper corners,—have been reconstructed.

It might be said that similar conditions prevail in modern, patterned

fabrics that are made into garments. In this case the manufacturer

tries to attain a pleasing effect for the fabric as a whole. If economy

of material did not interfere, the tailor would fit the pattern

together, but we always feel the conflict between the pattern and the

requirements of the finished garment.

[Illustration: Fig. 16. Fringe from legging, Thompson Indians.]

As another example I mention a legging made by an Indian woman from

the interior of British Columbia. It bears the usual decoration,—a

long fringe along the outer seam. The fringe consists of a long piece

of curried skin cut in narrow strips. These strips are decorated in

rhythmic order (fig. 16), a string decorated by one glass bead and two

bone beads in alternating order is followed by a plain string, next

by one decorated with single alternating glass and bone beads, then a

plain one and finally one like the first. When we indicate the plain

and decorated strips by letters, we find the arrangement

. . . | A B C B A | A B C B A | . . .

repeated over and over again.[21] The important point to be noted is,

that when in use, the fringe hangs down without order along the outer

side of the leg so that the elaborate rhythmic pattern cannot be seen.

The only way in which the maker can get any satisfaction from her work

is while making it or when exhibiting it to her friends. When it is in

use there is no esthetic effect.

[21] James Teit, The Thompson Indians of British Columbia, Publications

of the Jesup North Pacific Expedition, New York 1900, Vol. I, p. 382;

see also Gladys A. Reichard, The Complexity of Rhythm in Decorative

Art, American Anthropologist N. S., Vol. 24 (1922), p. 198.

Other cases occur in which motives are applied that are practically

invisible. Thus in mattings from Vancouver Island, the weaver will

alternate the direction of the strands in squares without any attempt

to set off the surface in colors (fig. 17). When the matting is new

these patterns may be seen in reflected light, but after a very short

time they disappear almost completely.

[Illustration: Fig. 17. Twilled weaving showing alternation of

patterns.]

Similarly the woven patterns on arm rings from the Ucayali are

practically invisible.[22]

[22] Max Schmidt, Besondere Geflechtsart der Indianer im

Ucayaligebiete, Archiv für Anthropologie, N. S., Vol. VI (1907), p. 270.

To sum up: Objectively the excellence of workmanship results in

regularity of form and evenness of surface which are characteristic

of most uncontaminated primitive manufactures, so much so that most

objects of every day use must be considered as works of art. The

handles of implements, stone blades, receptacles, clothing, permanent

houses, canoes are finished off in such a way that their forms have

artistic value.

[Illustration: Fig. 18. Carving on bow of Bella Bella canoe, British

Columbia.]

[Illustration: Fig. 19. Rattle, Kwakiutl Indians, British Columbia.]

Expert workmanship in the treatment of the surface may lead not only

to evenness but also to the development of patterns. In adzing the

form of the object to be smoothed will determine the most advantageous

direction of the lines in which the adze has to be carried. In a large

Bella Bella canoe, the body of the canoe is adzed in horizontal lines,

while prow and stern show vertical lines. The wolf carved on the bow of

the same canoe shows surface patterns on its body and limbs (fig. 18).

Decorative use of adzed lines, is also found on a rattle (fig. 19).

In this specimen there is no technical need for the alternation in the

direction of the groves, and the fields on the top of the rattle can

the explained only as determined by the pleasure felt by the variation

of the simple activity in novel and more complicated ways.[23]

[23] See also page 41.

In chipping of flint zig-zag lines are produced by the meeting of two

lines on a ridge (fig. 20).

[Illustration: Fig. 20. Base of flint knife, Scandinavia.]

Technical experience and the acquisition of virtuosity have probably

led to the general prevalence of the plane, the straight line and

regular curves such as the circle and the spiral, for all of these are

of rare occurrence in nature, so rare indeed, that they had hardly ever

a chance to impress themselves upon the mind.

Plain surfaces are represented by crystals, by the cleavage of some

kinds of rock, or by the surface of water during a calm. Straight lines

by the shoots and stems of plants or by the sharp edges of crystals;

regular curved lines by the shells of snails, by vines, bubbles on

water or by smooth pebbles, but there is no obvious motive that would

induce man to imitate these particular abstract forms, except perhaps

in those cases in which regularly curved shells are worn as ornaments

or employed as utensils.

On the other hand, the straight line develops constantly in technical

work. It is a characteristic form of the stretched thong or cord and

its importance cannot be ignored by the hunter who hurls a lance or

flies an arrow. The technical use of the straight shoot may well have

been important in its derivation. Plants like the bamboo or the reed

may thus have helped man to discover the value of the straight line.

More essential than this seems to be the possession of a perfect

technique, which involves great accuracy and steadiness of movement.

These in themselves must lead necessarily to regular lines. When

the uncertain wobbling of the cutting tool is eliminated, smooth

curves will result. When the potter turns the pot he is making and

his movements are quite regular the pot will be circular. Perfectly

controlled coiling of basketry or of wire will lead to the formation of

equidistant spirals.

[Illustration: Fig. 21. Face painting, Tierra del Fuego.]

A number of other characteristic features may be observed in the art of

all times and all peoples. One of these is symmetry. Symmetrical forms

are found even in the simplest forms of decorative art. The tribes of

Tierra del Fuego[24] decorate their faces and bodies with designs, many

of which are symmetrical. Vertical lines on both sides of the body

or a series of symmetrically arranged dots running from ear to ear

across the nose are of this kind (fig. 21). They also use symmetrically

decorated boards with which they adorn their huts (see fig. 7,

page 23). The Andaman Islanders like to decorate their bodies with

symmetrical patterns (Plate II). Many of the designs of the Australians

are symmetrical (fig. 22) and in paleolithic painting geometrical forms

occur that exhibit bilateral symmetry (fig. 23). In a few cases the

elements arranged symmetrically are so complex that the symmetry can

have been attained only by careful planning. Examples of this kind are

necklaces of Indians in British Columbia in which we find as many as

eighteen beads of different colors irregularly arranged, but repeated

in equal order right and left.[25]

[24] W. Koppers, Unter Feuerland-Indianern, p. 48, Pl. 7.

[25] See Gladys A. Reichard, American Anthropologist, N. S., Vol. 24

(1922) p. 191.

[Illustration: PLATE II.

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