INTRODUCTORY.

1. I have chosen the four writers mentioned on the programme not so

much because they are the four greatest names of Russian literature as

because they best represent the point of view from which these lectures

are to be delivered. For what Nature is to God, that is Literature unto

the Soul. God ever strives to reveal himself in Nature through its

manifold changes and developing forms. And the human soul ever strives

to reveal itself in literature through its manifold changes and

developing forms. But while to see the goal of the never resting

creativeness of God is not yet given unto man, it is given unto mortal

eyes to behold the promised land from Pisgah, toward which the soul

ever strives, and which, let us hope, it ever is approaching. For the

soul ever strives onward and upward, and whether the struggle be called

progress of species, looking for the ideal, or union with God, the

thing is the same. It is of this journey of the soul heavenward that

literature is the record, and the various chases of literary development

in every nation are only so many mile-posts on the road.

2. In its childhood the human soul only exists; it can hardly yet be

said to live; but soon it becomes conscious of its existence, and the

first cry it utters is that of joy. Youth is ever cheerful, and in its

cheer it sings. Youth sings to the stars in the sky, to the pale moon

and to the red moon, to the maiden's cheeks and to the maiden's fan;

youth sings to the flower, to the bee, to the bird, and even to the

mouse. And what is true of the individual is equally true of the race.

The earliest voices in the literature of any nation are those of song.

In Greece Homer, like his favorite cicada, chirps right gladly, and in

England Chaucer and Shakespeare are first of all bards. In France and

Germany it is even difficult to find the separate prominent singers, for

there the whole nation, whatever hath articulate voice in it, takes to

singing with its troubadours and minnesingers. In its earliest stages

then the soul sings, not in plaintive regretful strain, but birdlike

from an overflowing breast, with rejoicings and with mirth.

3. But the time soon arrives when the soul recognizes that life means

something more than mere existence, something more than mere enjoyment,

something more even than mere happiness; the time soon arrives when the

soul recognizes that by the side of the Prince of Light there also dwells

the Prince of Darkness; that not only is there in the Universe a great

God the Good, but also a great Devil the Evil; and with the impetuosity

and impassionateness of youth it gives itself up to lamentation, to

indignation. The heart of the poet, the singer, is now filled with woe;

he departs and leaves behind him only the lamenter, the reproacher, the

rebel. Job succeeds Miriam, Æschylus succeeds Homer, Racine and Corneille

take the place of the troubadours, and Byron succeeds Shakespeare. This

is the stage of fruitless lamentation and protest.

4. But unlike the bear in winter, the soul cannot feed long on its own

flesh, and the time soon comes when it beholds the wasteful restlessness

of mere indignation, of mere protest. It sees that to overcome the ill

it must go forth manfully and do battle, and attack the enemy in his

most vulnerable spots, instead of fruitlessly railing against him.

Literature then becomes full of purpose; becomes aggressive, attacks now

the throne, now the church, now the law, now the institution, now the

person. Tragedy is followed by comedy, sentiment by satire; Æschylus is

followed by Aristophanes, Horace is followed by Juvenal and Martial;

Racine is followed by Voltaire, and Byron by Dickens. This is the stage

of war.

5. But neither is it given unto the soul to remain long in hatred, for

hatred is the child of Darkness; the goal of the soul is Love, since

Love is the child of Light. And the spirit of man soon discovers that

the powers of darkness are not to be conquered by violence, by battle

against the men possessed of them, but by faith in the final triumph of

the Good, by submission to Fate, by endurance of what can be borne, by

reverence towards God, and lastly by mercy towards men. The soul thus

discovers its true haven; it lays down the sword; its voice calls no

longer to strife, but to peace; it now inspires and uplifts, and Greek

literature ends with Socrates and Plato, Rome with Marcus Aurelius and

Seneca, England with Carlyle and Ruskin, America with Emerson, and

Germany with Goethe. Letters indeed go on in England, in America, and

in Germany, but the cycle is completed; and higher than Plato, Marcus

Aurelius, Goethe, Emerson, Carlyle, and Ruskin, the soul need not seek

to rise. Whatever comes henceforth can add naught new to its life; the

tones may indeed vary, but the strain must remain the same.

6. The eye of the body never indeed beholds the perfect circle; however

accurately the hand draw, the magnifying glass quickly reveals zigs and

zags in the outline. Only unto the eye of the spirit it is given to

behold things in their perfection, and the soul knows that there does

exist a perfect circle, magnifying glass or no magnifying glass. So

history shows indeed many an irregularity in the law just laid down

for the development of the soul, but the law is still there in its

perfection, and Russian literature furnishes the best illustration of

this law. Every literature has to go through these four stages, but

nowhere have they been passed with such regularity as in Russia.

Accordingly we have in due order of time Pushkin the singer, Gogol

the protester, Turgenef the warrior, who on the very threshold of his

literary career vows the oath of a Hannibal not to rest until serfdom

and autocracy are abolished, and lastly we have Tolstoy the preacher,

the inspirer.

7. How this law has operated on Russian soil, in Russian hearts, is the

purpose of these lectures to show. For while the laws of the spirit are

ever the same in essence, the character of their manifestation varies

with time and place, just as in Nature the same force appears in the

firmament as gravitation when it binds star unto star, as attraction

when it binds in the molecule atom unto atom, and in man as love when

it binds heart unto heart. The phenomena therefore, natural to all

literature, we shall also find here, but modified by the peculiar

character of the people.

8. And the first characteristic of the Russian spirit is that it has no

_originating_ force. In the economy of the Aryan household, of which the

Slavic race is but a member, each member has hitherto had a special

office in the discharge of which its originating force was to be spent.

The German has thus done the thinking of the race, the American by his

inventive faculty has done the physical comforting of the race, the

Frenchman the refining of the race, the Englishman the trading of the

race; but the Russian has no such force peculiar to him. The office of

the Slavonic race has hitherto been passive, and its highest distinction

has hitherto been solely either to serve as a sieve through which the

vivifying waters of European thought shall pour upon the sleeping body

of Asia, or as a dead wall to stem the wild devastating flow of Asiatic

barbarism upon European civilization. The virtue of the Slavonic race is

thus first of all passivity; and as the virtue of a pipe is to be smooth

and hollow, so the virtue of the Russian is first of all passive

receptivity.

9. Look not therefore for creative originality in Russian literature.

There is not a single form of literary development that is native to the

Russian soil, not a single contribution to philosophy, to art, to

letters, the form of which can be said to have been born on Russian

soil. Its literary forms, like its civilization (or that which passes

for its civilization), have been borrowed bodily from the west. But as

action and reaction are always equal, so this very limitation of the

Russian national character has been the source of many virtues of

spiritual life, which Europe and America might well learn to acquire,

all the more now when western thought has matured to such ripeness as

to be nigh decay.

10. And herein you have the explanation of the powerful hold Russian

literature has suddenly gained upon thoughtful hearts. Wiseacres,

marvelling at the meaning of the outburst of enthusiasm for Russian

literature, mutter "fashionable craze," and henceforth rest content.

But, O my friends, believe it not. Craze will go as craze has come, but

the permanent force in Russian literature which now stirs the hearts of

men is not to be disposed of by gossip at tea-table. Fashion can hug a

corpse for a while, and proclaim its ghastly pallor to be delicacy of

complexion, and the icy touch of its hand to be reserved culture, but it

cannot breathe the breath of Life into what is dead. And the present

enthusiasm is kept awake, rest assured, not because of fashion, but in

spite of it. Craze will surely go, but with it will not go that which

appeals in Russian literature to all earnest souls, because of its

permanent elements over which fashion has no control.

11. For the Russians have elements in their writings quite notable in

themselves at all times, but more notable now when letters everywhere else

seem to run to waste and ruin,--elements without which all writing must

become in due course of time so much blacking of paper, and all speech

only so much empty sound; elements without which all writing is sent

off, not weighted in one corner, that it may, like unto the toy, after

never so much swaying to and fro, still find its upright equilibrium,

but rather like unto the sky-rocket, sent up into empty space whizzing

and crackling, to end in due time in total explosion and darkness.

12. And of these elements the first is Intensity. What the Russian lacks

in originality he makes up in strength; what he lacks in breadth he

makes up in depth. The Russian is nothing if not intense. When he loves,

he loves with all his heart; when he adores, he adores with all his

soul; when he submits, he submits with all his being; when he rebels,

he rebels with all his force. When Peter decides to introduce western

civilization into his empire, it must be done in a day and throughout

the country at once; and if human nature does not yield quickly enough

to the order for change from above, soldiers must march about the

streets with shears in their hands to cut off the forbidden beard and

long coat. When tyrant Paul dies by the hands of assassins, a scene of

joy at the deliverance takes place which is only possible on Russian

streets: strangers fly into each other's arms, embrace, kiss each other,

amid gratulations for the relief. When the foreign invader is to be

repelled, no sacrifice is too great for the Russian; and he does not

shrink even from setting fire to his own Mecca, the beloved mother

Moscow. When Alexander II. undertakes to liberate Russia, he crowds all

reforms upon it at once,--emancipation of serfs, trial by jury, local

self-government, popular education. And when an autocratic reaction

arrives, it comes with the same storm-like rapidity and ubiquity. From a

free country Russia is changed in one night, through the pistol-shot of

a Karakozof, into a despotic country, just as if some Herman had waved

his magic wand, and with his "presto, change," had conjured up the dead

autocracy into life again. When finally aristocratic youth is fired with

the noble desire to help the ignorant peasant, home, family, station,

fortune, career, all is forsaken, and youth goes forth to live with

peasant, like peasant, that it may the better instruct him. This

intensity which thus permeates all life of Russia is likewise visible

in its literature; but while in practical life titanesqueness is a

drawback, in literature, which is the nation's ideal life, it finds

its most fruitful field. Hence the Russian writer may oft, indeed, be

mistaken, frequently even totally wrong, but he is never uninteresting,

because always powerful.

13. In times when feebleness has become so feeble as even to invent

a theory, making thinness of voice, weakness of stamina, and general

emasculation literary virtues; when intellect can find adequate interest

only in the chess-puzzles of a Browning, and the sense of humor can find

adequate sustenance only in the table-leaping antics of a Mark Twain,

and the conscience can be goaded into remorse only by the sight of

actual starvation, it is well to turn to these Russians and learn that

one of the secrets of their overwhelming power is their intensity.

14. Gogol, for instance, never sets you laughing explosively. Such

laughter is only on the surface; but you can hardly read a page of his

without feeling a general sense of mirth suffused as it were through

every limb, and the cheek can laugh no more than the spinal column. So,

too, Turgenef never sets you a weeping, but the sadness he feels he

sends from his pages, circulating through your blood, and while the eye

will not indeed drop a tear, for such grief is likewise mostly on the

surface, the breast will heave a sigh. And Tolstoy never fires you to go

forth and do a particularly good deed; he never, like Schiller, sends

you off to embrace your friend, but on laying down his book you feel a

general discontent with yourself, and a longing for a nobler life than

yours is takes possession of the soul.

15. This is the result of the all-absorbing, all-devouring native

intensity of the Russian spirit.

16. And this intensity accounts for the suddenness with which the

Russian spirit has blazed forth on the horizon, so that the successive

stages of development are scarcely visible. The darkness which overcast

the letters of Russia before Pushkin disappears not slowly, but the

sky is lighted up suddenly by innumerable lights. Stars of the first

magnitude stud it, now here, now there, until the bewildered observer

beholds not twinkling points but shining luminaries. In scarcely half a

century Russia has brought forth Pushkin, Lermontof, Gogol, Dostoyefsky,

Turgenef, Tolstoy; and as the institutions of Western Europe became

russified by the mere wave of an imperial hand, so Russian literature

became modernized as if by the wave of a magic wand.

17. This national characteristic of intensity gives Russian literature a

hot-house aspect. Its atmosphere is not only fragrant, but oppressively

fragrant; and as in America after the civil war generals and colonels

were almost too numerous for social comfort, so in Russia great authors

are in well-nigh painful abundance, and the student is embarrassed not

with the difficulty of selecting from the midst of poverty, but with the

difficulty of selecting from the midst of riches. And not only is its

aspect that of a hot-house, but its very character has been affected.

Such is the intensity of the national spirit of Russia, that it can do

well but one thing at a time, and all its strength can go into only one

literary form at a time. From 1800 to 1835 Russian literature is like a

field on a midsummer evening, full of all manner of musical sound, and

whatever hath articulate voice does nothing but sing. Batushkof sings,

Pushkin sings, Lermontof sings, Koltsof sings, Turgenef versifies, and

Zhukofsky, like our own poetasters, balances himself acrobatically in

metrical stanzas; and where the gift of song is wanting, it shrieks and

screeches, but always, observe, in well-balanced rhymes. Then comes the

era of the thick periodicals, and whatever is gifted in Russia, for a

time speaks only through them; lastly comes realism with an intensity

unparalleled elsewhere, and everybody writes in prose, and only one kind

of prose at that,--fiction. Not a drama, not a history, not an essay,

not a philosophical treatise has yet grown on Russian soil; all the

energy of Russia has gone into fiction, and Russia is not the country to

produce, when it does produce masters, only one at a time.

18. But the great danger of intensity is extravagance; and Napoleon,

who knew men well, could with justice say that the roots of Genius and

Insanity are in the same tree, and indeed few are the writers of genius

who have successfully coped with extravagance. It is the peculiar fortune

however of the Russian writers to be comparatively free from it; and

their second great virtue is the one which formed the cardinal virtue of

a nation from whom we have still much to learn, the Temperance of the

Greeks.

19. And of the virtues of which Temperance, Measuredness, is the parent,

there are two, of which the first is Moderation and the second is

Modesty: moderation with reference to things outside of the soul;

modesty with reference to things inside of the soul. And for the highest

example of moderation, you must read Turgenef's account of Nezhdanof's

suicide in "Virgin Soil," or his account of the drowning of Marya

Pavlovna in "Back Woods;" the first of which I will take the liberty to

read to you.

"Nezhdanof sprang up from the sofa; he went twice round the room,

then stopped short for a minute lost in thought; suddenly he shook

himself, took off his 'masquerading' dress, kicked it into the

corner, fetched and put on his former clothes.

"Then he went up to the three-legged small table and took from the

drawer two sealed envelopes, and a small object which he put into

his pocket, but the envelopes he left on the table.

"He then leaned down and opened the door of the stove.... The stove

contained a heap of ashes. This was all that was left of Nezhdanof's

papers and private book of verses.... He had burned them all during

the night. But in this same stove, leaning against one of the walls,

was Marianne's portrait, Markelof's gift. Evidently Nezhdanof had

not had the courage to burn this portrait with the rest; he took it

out carefully and put it on the table by the side of the sealed

papers.

"Then with a determined movement of the hand he seized his cap and

started for the door ... but he stopped, came back, and went into

Marianne's chamber.

"After standing motionless for a moment, he cast a look about him,

and approaching the young girl's narrow small bed--he bent down and

with one suppressed sob he placed his lips, not on the pillow, but

on the foot of the bed.... Then he stood up straight, drew his cap

over his forehead, and flung himself from the room.

"Without meeting any one either in the entry, or on the staircase,

or down below, he slipped out into the little enclosure. The day was

cloudy, the sky lowering; a little damp breeze bent the tops of the

grass-blades and gently waved the leaves on the trees. The mill

rattled and buzzed less than usual at this hour; an odor of

charcoal, of tar, and of soot came from the yard.

"Nezhdanof cast around him a scrutinizing, distrustful glance, then

he walked up to the old apple-tree which had attracted his attention

on the day of his arrival, when he first looked out of his chamber

window. The trunk of this apple-tree was covered with dry moss, its

bare and knotty branches, with but a few little green and brown

leaves, stuck out here and there, raised themselves crookedly

towards the heavens, like the suppliant arms of an old man, with

bent elbows. Nezhdanof stood firmly on the dark earth which

surrounded the foot of the apple-tree, and drew from his pocket the

small object which he had previously taken from the table

drawer.--Then he looked attentively at the windows of the little

wing.

"'If some one should see me at this moment,' he thought, 'perhaps I

should put off--'

"But nowhere was a single human face to be seen.... Everything

seemed dead, everything turned itself away from him, drawing itself

away from him forever, leaving him alone to the mercy of fate. Only

the factory was sending forth its rank odor, its dull uproar, and a

cold rain began to fall in fine drops, pricking like needles.

"Then Nezhdanof looked up, through the twisted branches of the tree

beneath which he was standing, at the gray, heavy, wet, indifferent,

blind sky; he gaped, shrugged his shoulders, and said to himself,

'After all there is nothing else I can do. I cannot return to

Petersburg, to prison.' He threw down his cap, and with the

premature feeling of a kind of agonizing, not wholly unpleasant yet

powerful tension of the nerves, he put the mouth of the revolver

against his breast and pulled the trigger....

"Something gave him a sudden blow not even a very hard one ... but

already he lay on his back, trying to make out what had happened and

how it came that he had just seen Tatyana.... He wished to call to

her and say, 'Oh, there is something not right;' but already he is

speechless, and over his face into his eyes, over his forehead into

his brain, there rushes a whirlwind of green smoke, and a flat

something oppressively heavy crushed him forever to the ground.

"Nezhdanof was not mistaken in supposing he saw Tatyana; just as he

pulled the trigger, she came to one of the windows of the little

wing and descried him beneath the apple-tree. She had scarcely time

to ask herself, 'What is he doing under the apple-tree bareheaded in

such weather as this?' when he fell backward like a sheaf of wheat;

but she felt at once that something tragic had happened; and she

rushed downstairs, out into the enclosure.... She ran up to

Nezhdanof.... 'Alexis Dimitritsh, what is the matter?' But darkness

had already come over him. Tatyana stooped over him, and saw

blood....

"'Paul!' she shouted in a strange voice, 'Paul!'

"In a few moments Marianne, Solomin, Paul, and two factory workmen

were already in the enclosure; Nezhdanof was at once raised, carried

into his chamber, and placed on a sofa where he had spent his last

night.

"He lay on his back, his half-closed eyes remained fixed, his face

was lead-colored; he breathed slowly and laboriously, catching each

breath as if choking. Life had not yet left him.

"Marianne and Solomin stood on each side of the couch, almost as

pale as Nezhdanof himself. Both were stunned, startled, crushed,

especially Marianne, but they were not surprised. 'Why did not we

foresee this?' each thought; and yet at the same time it seemed to

them that they ... yes, they had foreseen it. When he said to

Marianne, 'Whatever I do, I warn you of it beforehand, you will not

be surprised,' and again, when he had spoken of the two men that

existed in him, who can yet not live together, did not something

like a presentiment stir in her? Why then did she not stop at that

moment and reflect upon these words and this presentiment? Why does

not she dare now to look at Solomin, as if he were her accomplice

... as if he too were suffering remorse? Why was the feeling of

infinite pity, of desperate regret with which Nezhdanof inspired her

mingled with a kind of terror, with shame, with remorse? Might she

perhaps have saved him? Why does neither of them dare to utter a

word? They hardly dare to breathe; they wait; what are they waiting

for, Great God?

"Solomin sent for a surgeon, although there was of course no hope;

upon the small black bloodless wound Tatyana had put a sponge with

cold water, and moistened his hair also with cold water and vinegar;

suddenly Nezhdanof ceased choking and made a slight movement.

"'He is coming to himself,' muttered Solomin.

"Marianne knelt beside the sofa.... Nezhdanof looked at her ... up

to this moment his eyes had been fixed, like those of every dying

person.

"'Ah! I am still ... alive,' he said with a hardly audible voice.

'Unsuccessful as ever.... I am detaining you.'

"'Aliosha,' Marianne contrived to groan out.

"'Yes ... soon.... You remember, Marianne, in my ... poem ...

"Surround me with flowers." ... Where then are the flowers?... But

you are here instead ... there, in my letter....' Suddenly he began

to shiver from head to foot.

"'Ah, here she is.... Give ... each other ... your hands--in my

presence.... Quick ... give--'

"Solomin raised Marianne's hand, her head lay on the sofa, face

down, close to the very wound. As for Solomin, he stood straight and

rigid, black as night.

"'So, that is right ... so.'

"Nezhdanof began to gasp again, but this time in an entirely strange

way; his chest rose and his sides contracted ... he made evident

efforts to place his hand on their clasped hands, but _his_ were

already dead.

"'He is going,' murmured Tatyana, who was standing near the door;

and she began to cross herself. The sobbing breaths became rarer,

shorter; he was still seeking Marianne with his look, but a kind of

threatening milky whiteness already veiled his eyes from within.

"'Good!...' this was his last word.

"He now was no longer, but the hands of Solomin and Marianne were

still joined across his breast."

20. From this pure melancholy and measured sadness, go to Dickens and

read his account of the death of little Nell, or to George Eliot and

read her account of Maggie Tulliver's death. I venture to think you will

need no comment of mine to perceive the difference; and the difference,

I regret to say, is not in favor of the English masters.

21. But not only in the field of pathos is this moderation of the

Russian striking; in the field of description of nature, of which both

the English and the Russian are so fond in their literature, the two

literatures offer abundant material for comparison, and I will permit

myself to quote to you a passage from Dickens for the purpose of

illustrating how the Russians go to work with a similar subject:

"It was small tyranny for a respectable wind to go wreaking its

vengeance on such poor creatures as the fallen leaves; but this wind

happening to come up with a great heap of them just after venting

its humor on the insulted Dragon, did so disperse and scatter them

that they fled away, pell-mell, some here, some there, rolling over

each other, whirling round and round upon their thin edges, taking

frantic flights into the air, and playing all manner of gambols in

the extremity of their distresses. Nor was this enough for its

malicious fury, for not content with driving them abroad, it charged

small parties of them and hunted them into the wheelwright's saw-pit

and below the planks and timbers in the yard, and scattering the

sawdust in the air, it looked for them underneath, and when it did

meet with any, whew! how it drove them on and followed at their

heels!

"The scared leaves only flew the faster for all this, and a giddy

chase it was; for they got into unfrequented places, where there was

no outlet, and where their pursuer kept them eddying round at his

pleasure, and they crept under the eaves of the houses, and clung

tightly to the sides of hay-ricks, like bats, and tore in at open

chamber windows, and cowered close to hedges, and, in short, went

everywhere for safety."--_Martin Chuzzlewit_, ii.

22. Of which passage the principal vice is that it does not describe to

you the wind, the thing Dickens really saw, but only what Dickens

thought he saw. He gives you not the original but a translation, and a

translation, as you will presently see, far from faithful; he gives you

not the scene, but the effect of the scene on his mind; and as Dickens

started out to produce not a faithful picture, but a startling emotion,

his scene is accordingly gaudy, theatrical, false. For observe, the wind

is a respectable wind, and yet afflicted with pettiness of tyranny, and

it wreaks vengeance; and this vengeance-wreaking wind does not come up

flying, as you would expect of a wind, but it _happens_ to come up

leisurely, evidently taking an after-dinner stroll, as is becoming a

respectable wind, which finds it not inconsistent with respectability to

be vengeance-wreaking. And this respectable wind, without any motive,

suddenly transforms himself into a malicious wind. Observe, he is no

longer revengeful, for revenge implies something wicked done to the

wind, which rouses him, while malice has no such excuse, for malice

acts without cause, except from native depravity, while revenge acts

always with cause. And this upright, leisurely strolling wind, now

vengeance-wreaking, now malicious, again without sufficient cause

changes his erect posture and kneels down, bends his head under the

timbers, and the wind becomes a--peeper!

23. A conception like this may be very fine, it may be very poetic, and

even very dramatic, but it is not true, for Dickens never _saw_ the wind

thus, else his metaphors would have been less mixed. What we see truly

with our imagination we see clearly, and the metaphors born of clear

sight are ever pure. Hence such description is extravagant because

untrue; hence such description is demoralizing because extravagant,

immoderate.

Lectures on Russian Literature: Pushkin, Gogol, Turgenef, Tolstoy · 第 18 / 47 题