This is not so in _Romeo and Juliet_ and _Hamlet_, because here,

although the hero perishes, the side opposed to him, being the more

faulty or evil, cannot be allowed to triumph when he falls. Otherwise

the type of construction is the same. The fortunes of Romeo and Juliet

rise and culminate in their marriage (II. vi.), and then begin to

decline before the opposition of their houses, which, aided by

accidents, produces a catastrophe, but is thereupon converted into a

remorseful reconciliation. Hamlet's cause reaches its zenith in the

success of the play-scene (III. ii.). Thereafter the reaction makes way,

and he perishes through the plot of the King and Laertes. But they are

not allowed to survive their success.

The construction in the remaining Roman plays follows the same plan, but

in both plays (as in _Richard II._ and _Richard III._) it suffers from

the intractable nature of the historical material, and is also

influenced by other causes. In _Coriolanus_ the hero reaches the topmost

point of success when he is named consul (II. iii.), and the rest of the

play shows his decline and fall; but in this decline he attains again

for a time extraordinary power, and triumphs, in a sense, over his

original adversary, though he succumbs to another. In _Antony and

Cleopatra_ the advance of the hero's cause depends on his freeing

himself from the heroine, and he appears to have succeeded when he

becomes reconciled to Octavius and marries Octavia (III. ii.); but he

returns to Egypt and is gradually driven to his death, which involves

that of the heroine.

There remain two of the greatest of the tragedies, and in both of them a

certain difficulty will be felt. _King Lear_ alone among these plays has

a distinct double action. Besides this, it is impossible, I think, from

the point of view of construction, to regard the hero as the leading

figure. If we attempt to do so, we must either find the crisis in the

First Act (for after it Lear's course is downward), and this is absurd;

or else we must say that the usual movement is present but its direction

is reversed, the hero's cause first sinking to the lowest point (in the

Storm-scenes) and then rising again. But this also will not do; for

though his fortunes may be said to rise again for a time, they rise only

to fall once more to a catastrophe. The truth is, that after the First

Act, which is really filled by the exposition, Lear suffers but hardly

initiates action at all; and the right way to look at the matter, _from

the point of view of construction_, is to regard Goneril, Regan and

Edmund as the leading characters. It is they who, in the conflict,

initiate action. Their fortune mounts to the crisis, where the old King

is driven out into the storm and loses his reason, and where Gloster is

blinded and expelled from his home (III. vi. and vii.). Then the

counter-action begins to gather force, and their cause to decline; and,

although they win the battle, they are involved in the catastrophe which

they bring on Cordelia and Lear. Thus we may still find in _King Lear_

the usual scheme of an ascending and a descending movement of one side

in the conflict.

The case of _Othello_ is more peculiar. In its whole constructional

effect _Othello_ differs from the other tragedies, and the cause of this

difference is not hard to find, and will be mentioned presently. But

how, after it is found, are we to define the principle of the

construction? On the one hand the usual method seems to show itself.

Othello's fortune certainly advances in the early part of the play, and

it may be considered to reach its topmost point in the exquisite joy of

his reunion with Desdemona in Cyprus; while soon afterwards it begins to

turn, and then falls to the catastrophe. But the topmost point thus

comes very early (II. i.), and, moreover, is but faintly marked; indeed,

it is scarcely felt as a crisis at all. And, what is still more

significant, though reached by conflict, it is not reached by conflict

with the force which afterwards destroys it. Iago, in the early scenes,

is indeed shown to cherish a design against Othello, but it is not Iago

against whom he has at first to assert himself, but Brabantio; and Iago

does not even begin to poison his mind until the third scene of the

Third Act.

Can we then, on the other hand, following the precedent of _King Lear_,

and remembering the probable chronological juxtaposition of the two

plays, regard Iago as the leading figure from the point of view of

construction? This might at first seem the right view; for it is the

case that _Othello_ resembles _King Lear_ in having a hero more acted

upon than acting, or rather a hero driven to act by being acted upon.

But then, if Iago is taken as the leading figure, the usual mode of

construction is plainly abandoned, for there will nowhere be a crisis

followed by a descending movement. Iago's cause advances, at first

slowly and quietly, then rapidly, but it does nothing but advance until

the catastrophe swallows his dupe and him together. And this way of

regarding the action does positive violence, I think, to our natural

impressions of the earlier part of the play.

I think, therefore, that the usual scheme is so far followed that the

drama represents first the rise of the hero, and then his fall. But,

however this question may be decided, one striking peculiarity remains,

and is the cause of the unique effect of _Othello_. In the first half of

the play the main conflict is merely incubating; then it bursts into

life, and goes storming, without intermission or change of direction, to

its close. Now, in this peculiarity _Othello_ is quite unlike the other

tragedies; and in the consequent effect, which is that the second half

of the drama is immeasurably more exciting than the first, it is

approached only by _Antony and Cleopatra_. I shall therefore reserve it

for separate consideration, though in proceeding to speak further of

Shakespeare's treatment of the tragic conflict I shall have to mention

some devices which are used in _Othello_ as well as in the other

tragedies.

3

Shakespeare's general plan, we have seen, is to show one set of forces

advancing, in secret or open opposition to the other, to some decisive

success, and then driven downward to defeat by the reaction it provokes.

And the advantages of this plan, as seen in such a typical instance as

_Julius Caesar_, are manifest. It conveys the movement of the conflict

to the mind with great clearness and force. It helps to produce the

impression that in his decline and fall the doer's act is returning on

his own head. And, finally, as used by Shakespeare, it makes the first

half of the play intensely interesting and dramatic. Action which

effects a striking change in an existing situation is naturally watched

with keen interest; and this we find in some of these tragedies. And the

spectacle, which others exhibit, of a purpose forming itself and, in

spite of outward obstacles and often of inward resistance, forcing its

way onward to a happy consummation or a terrible deed, not only gives

scope to that psychological subtlety in which Shakespeare is scarcely

rivalled, but is also dramatic in the highest degree.

But when the crisis has been reached there come difficulties and

dangers, which, if we put Shakespeare for the moment out of mind, are

easily seen. An immediate and crushing counter-action would, no doubt,

sustain the interest, but it would precipitate the catastrophe, and

leave a feeling that there has been too long a preparation for a final

effect so brief. What seems necessary is a momentary pause, followed by

a counter-action which mounts at first slowly, and afterwards, as it

gathers force, with quickening speed. And yet the result of this

arrangement, it would seem, must be, for a time, a decided slackening of

tension. Nor is this the only difficulty. The persons who represent the

counter-action and now take the lead, are likely to be comparatively

unfamiliar, and therefore unwelcome, to the audience; and, even if

familiar, they are almost sure to be at first, if not permanently, less

interesting than those who figured in the ascending movement, and on

whom attention has been fixed. Possibly, too, their necessary prominence

may crowd the hero into the back-ground. Hence the point of danger in

this method of construction seems to lie in that section of the play

which follows the crisis and has not yet approached the catastrophe. And

this section will usually comprise the Fourth Act, together, in some

cases, with a part of the Third and a part of the Fifth.

Shakespeare was so masterly a playwright, and had so wonderful a power

of giving life to unpromising subjects, that to a large extent he was

able to surmount this difficulty. But illustrations of it are easily to

be found in his tragedies, and it is not always surmounted. In almost

all of them we are conscious of that momentary pause in the action,

though, as we shall see, it does not generally occur _immediately_ after

the crisis. Sometimes he allows himself to be driven to keep the hero

off the stage for a long time while the counter-action is rising;

Macbeth, Hamlet and Coriolanus during about 450 lines, Lear for nearly

500, Romeo for about 550 (it matters less here, because Juliet is quite

as important as Romeo). How can a drama in which this happens compete,

in its latter part, with _Othello_? And again, how can deliberations

between Octavius, Antony and Lepidus, between Malcolm and Macduff,

between the Capulets, between Laertes and the King, keep us at the

pitch, I do not say of the crisis, but even of the action which led up

to it? Good critics--writers who have criticised Shakespeare's dramas

from within, instead of applying to them some standard ready-made by

themselves or derived from dramas and a theatre of quite other kinds

than his--have held that some of his greatest tragedies fall off in the

Fourth Act, and that one or two never wholly recover themselves. And I

believe most readers would find, if they examined their impressions,

that to their minds _Julius Caesar_, _Hamlet_, _King Lear_ and _Macbeth_

have all a tendency to 'drag' in this section of the play, and that the

first and perhaps also the last of these four fail even in the

catastrophe to reach the height of the greatest scenes that have

preceded the Fourth Act. I will not ask how far these impressions are

justified. The difficulties in question will become clearer and will

gain in interest if we look rather at the means which have been employed

to meet them, and which certainly have in part, at least, overcome them.

(_a_) The first of these is always strikingly effective, sometimes

marvellously so. The crisis in which the ascending force reaches its

zenith is followed quickly, or even without the slightest pause, by a

reverse or counter-blow not less emphatic and in some cases even more

exciting. And the effect is to make us feel a sudden and tragic change

in the direction of the movement, which, after ascending more or less

gradually, now turns sharply downward. To the assassination of Caesar

(III. i.) succeeds the scene in the Forum (III. ii.), where Antony

carries the people away in a storm of sympathy with the dead man and of

fury against the conspirators. We have hardly realised their victory

before we are forced to anticipate their ultimate defeat and to take the

liveliest interest in their chief antagonist. In _Hamlet_ the thrilling

success of the play-scene (III. ii.) is met and undone at once by the

counter-stroke of Hamlet's failure to take vengeance (III. iii.) and his

misfortune in killing Polonius (III. iv.). Coriolanus has no sooner

gained the consulship than he is excited to frenzy by the tribunes and

driven into exile. On the marriage of Romeo follows immediately the

brawl which leads to Mercutio's death and the banishment of the hero

(II. vi. and III. i.). In all of these instances excepting that of

_Hamlet_ the scene of the counter-stroke is at least as exciting as that

of the crisis, perhaps more so. Most people, if asked to mention the

scene that occupies the _centre_ of the action in _Julius Caesar_ and in

_Coriolanus_, would mention the scenes of Antony's speech and

Coriolanus' banishment. Thus that apparently necessary pause in the

action does not, in any of these dramas, come directly after the crisis.

It is deferred; and in several cases it is by various devices deferred

for some little time; _e.g._ in _Romeo and Juliet_ till the hero has

left Verona, and Juliet is told that her marriage with Paris is to take

place 'next Thursday morn' (end of Act III.); in _Macbeth_ till the

murder of Duncan has been followed by that of Banquo, and this by the

banquet-scene. Hence the point where this pause occurs is very rarely

reached before the end of the Third Act.

(_b_) Either at this point, or in the scene of the counter-stroke which

precedes it, we sometimes find a peculiar effect. We are reminded of the

state of affairs in which the conflict began. The opening of _Julius

Caesar_ warned us that, among a people so unstable and so easily led

this way or that, the enterprise of Brutus is hopeless; the days of the

Republic are done. In the scene of Antony's speech we see this same

people again. At the beginning of _Antony and Cleopatra_ the hero is

about to leave Cleopatra for Rome. Where the play takes, as it were, a

fresh start after the crisis, he leaves Octavia for Egypt. In _Hamlet_,

when the counter-stroke succeeds to the crisis, the Ghost, who had

appeared in the opening scenes, reappears. Macbeth's action in the first

part of the tragedy followed on the prediction of the Witches who

promised him the throne. When the action moves forward again after the

banquet-scene the Witches appear once more, and make those fresh

promises which again drive him forward. This repetition of a first

effect produces a fateful feeling. It generally also stimulates

expectation as to the new movement about to begin. In _Macbeth_ the

scene is, in addition, of the greatest consequence from the purely

theatrical point of view.

(_c_) It has yet another function. It shows, in Macbeth's furious

irritability and purposeless savagery, the internal reaction which

accompanies the outward decline of his fortunes. And in other plays also

the exhibition of such inner changes forms a means by which interest is

sustained in this difficult section of a tragedy. There is no point in

_Hamlet_ where we feel more hopeless than that where the hero, having

missed his chance, moralises over his irresolution and determines to

cherish now only thoughts of blood, and then departs without an effort

for England. One purpose, again, of the quarrel-scene between Brutus and

Cassius (IV. iii), as also of the appearance of Caesar's ghost just

afterwards, is to indicate the inward changes. Otherwise the

introduction of this famous and wonderful scene can hardly be defended

on strictly dramatic grounds. No one would consent to part with it, and

it is invaluable in sustaining interest during the progress of the

reaction, but it is an episode, the removal of which would not affect

the actual sequence of events (unless we may hold that, but for the

emotion caused by the quarrel and reconciliation, Cassius would not have

allowed Brutus to overcome his objection to the fatal policy of offering

battle at Philippi).

(_d_) The quarrel-scene illustrates yet another favourite expedient. In

this section of a tragedy Shakespeare often appeals to an emotion

different from any of those excited in the first half of the play, and

so provides novelty and generally also relief. As a rule this new

emotion is pathetic; and the pathos is not terrible or lacerating, but,

even if painful, is accompanied by the sense of beauty and by an outflow

of admiration or affection, which come with an inexpressible sweetness

after the tension of the crisis and the first counter-stroke. So it is

with the reconciliation of Brutus and Cassius, and the arrival of the

news of Portia's death. The most famous instance of this effect is the

scene (IV. vii.) where Lear wakes from sleep and finds Cordelia bending

over him, perhaps the most tear-compelling passage in literature.

Another is the short scene (IV. ii.) in which the talk of Lady Macduff

and her little boy is interrupted by the entrance of the murderers, a

passage of touching beauty and heroism. Another is the introduction of

Ophelia in her madness (twice in different parts of IV. v.), where the

effect, though intensely pathetic, is beautiful and moving rather than

harrowing; and this effect is repeated in a softer tone in the

description of Ophelia's death (end of Act IV.). And in _Othello_ the

passage where pathos of _this_ kind reaches its height is certainly that

where Desdemona and Emilia converse, and the willow-song is sung, on the

eve of the catastrophe (IV. iii.).

(_e_) Sometimes, again, in this section of a tragedy we find humorous or

semi-humorous passages. On the whole such passages occur most frequently

in the early or middle part of the play, which naturally grows more

sombre as it nears the close; but their occasional introduction in the

Fourth Act, and even later, affords variety and relief, and also

heightens by contrast the tragic feelings. For example, there is a touch

of comedy in the conversation of Lady Macduff with her little boy.

Purely and delightfully humorous are the talk and behaviour of the

servants in that admirable scene where Coriolanus comes disguised in

mean apparel to the house of Aufidius (IV. v.); of a more mingled kind

is the effect of the discussion between Menenius and the sentinels in V.

ii.; and in the very middle of the supreme scene between the hero,

Volumnia and Virgilia, little Marcius makes us burst out laughing (V.

iii.) A little before the catastrophe in _Hamlet_ comes the grave-digger

passage, a passage ever welcome, but of a length which could hardly be

defended on purely dramatic grounds; and still later, occupying some

hundred and twenty lines of the very last scene, we have the chatter of

Osric with Hamlet's mockery of it. But the acme of audacity is reached

in _Antony and Cleopatra_, where, quite close to the end, the old

countryman who brings the asps to Cleopatra discourses on the virtues

and vices of the worm, and where his last words, 'Yes, forsooth: I wish

you joy o' the worm,' are followed, without the intervention of a line,

by the glorious speech,

Give me my robe; put on my crown; I have

Immortal longings in me....

In some of the instances of pathos or humour just mentioned we have been

brought to that part of the play which immediately precedes, or even

contains, the catastrophe. And I will add at once three remarks which

refer specially to this final section of a tragedy.

(_f_) In several plays Shakespeare makes here an appeal which in his own

time was evidently powerful: he introduces scenes of battle. This is the

case in _Richard III._, _Julius Caesar_, _King Lear_, _Macbeth_ and

_Antony and Cleopatra_. Richard, Brutus and Cassius, and Macbeth die on

the battlefield. Even if his use of this expedient were not enough to

show that battle-scenes were extremely popular in the Elizabethan

theatre, we know it from other sources. It is a curious comment on the

futility of our spectacular effects that in our theatre these scenes, in

which we strive after an 'illusion' of which the Elizabethans never

dreamt, produce comparatively little excitement, and to many spectators

are even somewhat distasteful.[22] And although some of them thrill the

imagination of the reader, they rarely, I think, quite satisfy the

_dramatic_ sense. Perhaps this is partly because a battle is not the

most favourable place for the exhibition of tragic character; and it is

worth notice that Brutus, Cassius and Antony do not die fighting, but

commit suicide after defeat. The actual battle, however, does make us

feel the greatness of Antony, and still more does it help us to regard

Richard and Macbeth in their day of doom as heroes, and to mingle

sympathy and enthusiastic admiration with desire for their defeat.

(_g_) In some of the tragedies, again, an expedient is used, which

Freytag has pointed out (though he sometimes finds it, I think, where it

is not really employed). Shakespeare very rarely makes the least attempt

to surprise by his catastrophes. They are felt to be inevitable, though

the precise way in which they will be brought about is not, of course,

foreseen. Occasionally, however, where we dread the catastrophe because

we love the hero, a moment occurs, just before it, in which a gleam of

false hope lights up the darkening scene; and, though we know it is

false, it affects us. Far the most remarkable example is to be found in

the final Act of _King Lear_. Here the victory of Edgar and the deaths

of Edmund and the two sisters have almost made us forget the design on

the lives of Lear and Cordelia. Even when we are reminded of it there is

still room for hope that Edgar, who rushes away to the prison, will be

in time to save them; and, however familiar we are with the play, the

sudden entrance of Lear, with Cordelia dead in his arms, comes on us

with a shock. Much slighter, but quite perceptible, is the effect of

Antony's victory on land, and of the last outburst of pride and joy as

he and Cleopatra meet (IV. viii.). The frank apology of Hamlet to

Laertes, their reconciliation, and a delusive appearance of quiet and

even confident firmness in the tone of the hero's conversation with

Horatio, almost blind us to our better knowledge, and give to the

catastrophe an added pain. Those in the audience who are ignorant of

_Macbeth_, and who take more simply than most readers now can do the

mysterious prophecies concerning Birnam Wood and the man not born of

woman, feel, I imagine, just before the catastrophe, a false fear that

the hero may yet escape.

(_h_) I will mention only one point more. In some cases Shakespeare

spreads the catastrophe out, so to speak, over a considerable space, and

thus shortens that difficult section which has to show the development

of the counter-action. This is possible only where there is, besides the

hero, some character who engages our interest in the highest degree, and

with whose fate his own is bound up. Thus the murder of Desdemona is

separated by some distance from the death of Othello. The most

impressive scene in _Macbeth_, after that of Duncan's murder, is the

sleep-walking scene; and it may truly, if not literally, be said to show

the catastrophe of Lady Macbeth. Yet it is the opening scene of the

Fifth Act, and a number of scenes in which Macbeth's fate is still

approaching intervene before the close. Finally, in _Antony and

Cleopatra_ the heroine equals the hero in importance, and here the death

of Antony actually occurs in the Fourth Act, and the whole of the Fifth

is devoted to Cleopatra.

* * * * *

Let us now turn to _Othello_ and consider briefly its exceptional scheme

of construction. The advantage of this scheme is obvious. In the second

half of the tragedy there is no danger of 'dragging,' of any awkward

pause, any undue lowering of pitch, any need of scenes which, however

fine, are more or less episodic. The tension is extreme, and it is

relaxed only for brief intervals to permit of some slight relief. From

the moment when Iago begins to poison Othello's mind we hold our breath.

_Othello_ from this point onwards is certainly the most exciting of

Shakespeare's plays, unless possibly _Macbeth_ in its first part may be

held to rival it. And _Othello_ is such a masterpiece that we are

scarcely conscious of any disadvantage attending its method of

construction, and may even wonder why Shakespeare employed this

method--at any rate in its purity--in this tragedy alone. Nor is it any

answer to say that it would not elsewhere have suited his material. Even

if this be granted, how was it that he only once chose a story to which

this method was appropriate? To his eyes, or for his instinct, there

must have been some disadvantage in it. And dangers in it are in fact

not hard to see.

Shakespearean Tragedy: Lectures on Hamlet, Othello, King Lear, Macbeth · 第 4 / 40 段