one who "patters" to a crowd to sell his wares, like a "cheap-jack" or
"quack" doctor--"quack" being similarly derived from the noise made by a
duck; so an impostor who pretends to have some special skill or
knowledge.
CHARLEMAGNE [CHARLES THE GREAT] (c. 742-814), Roman emperor, and king of
the Franks, was the elder son of Pippin the Short, king of the Franks,
and Bertha, or Bertrada, daughter of Charibert, count of Laon. The place
of his birth is unknown and its date uncertain, although some
authorities give it as the 2nd of April 742; doubts have been cast upon
his legitimacy, and it is just possible that the marriage of Pippin and
Bertha took place subsequent to the birth of their elder son. When
Pippin was crowned king of the Franks at St Denis on the 28th of July
754 by Pope Stephen II., Charles, and his brother Carloman were anointed
by the pope as a sign of their kingly rank. The rough surroundings of
the Frankish court were unfavourable to the acquisition of learning, and
Charles grew up almost ignorant of letters, but hardy in body and
skilled in the use of weapons.
In 761 he accompanied his father on a campaign in Aquitaine, and in 763
undertook the government of several counties. In 768 Pippin divided his
dominions between his two sons, and on his death soon afterwards Charles
became the ruler of the northern portion of the Frankish kingdom, and
was crowned at Noyon on the 9th of October 768. Bad feeling had existed
for some time between Charles and Carloman, and when Charles early in
769 was called upon to suppress a rising in Aquitaine, his brother
refused to afford him any assistance. This rebellion, however, was
easily crushed, its leader, the Aquitainian duke Hunold, was made
prisoner, and his territory more closely attached to the Frankish
kingdom. About this time Bertha, having effected a temporary
reconciliation between her sons, overcame the repugnance with which Pope
Stephen III. regarded an alliance between Frank and Lombard, and brought
about a marriage between Charles and a daughter of Desiderius, king of
the Lombards. Charles had previously contracted a union, probably of an
irregular nature, with a Frankish lady named Himiltrude, who had borne
him a son Pippin, the "Hunchback." The peace with the Lombards, in which
the Bavarians as allies of Desiderius joined, was, however, soon broken.
Charles thereupon repudiated his Lombard wife (Bertha or Desiderata) and
married in 771 a princess of the Alamanni named Hildegarde. Carloman
died in December 771, and Charles was at once recognized at Corbeny as
sole king of the Franks. Carloman's widow Gerberga had fled to the
protection of the Lombard king, who espoused her cause and requested the
new pope, Adrian I., to recognize her two sons as the lawful Frankish
kings. Adrian, between whom and the Lombards other causes of quarrel
existed, refused to assent to this demand, and when Desiderius invaded
the papal territories he appealed to the Frankish king for help.
Charles, who was at the moment engaged in his first Saxon campaign,
expostulated with Desiderius; but when such mild measures proved useless
he led his forces across the Alps in 773. Gerberga and her children were
delivered up and disappear from history; the siege of Pavia was
undertaken; and at Easter 774 the king left the seat of war and visited
Rome, where he was received with great respect.
During his stay in the city Charles renewed the donation which his
father Pippin had made to the papacy in 754 or 756. This transaction has
given rise to much discussion as to its trustworthiness and the extent
of its operation. Our only authority, a passage in the _Liber
Pontificalis_, describes the gift as including the whole of Italy and
Corsica, except the lands north of the Po, Calabria and the city of
Naples. The vast extent of this donation, which, moreover, included
territories not owning Charles's authority, and the fact that the king
did not execute, or apparently attempt to execute, its provisions, has
caused many scholars to look upon the passage as a forgery; but the
better opinion would appear to be that it is genuine, or at least has a
genuine basis. Various explanations have been suggested. The area of the
grant may have been enlarged by later interpolations; or it may have
dealt with property rather than with sovereignty, and have only referred
to estates claimed by the pope in the territories named; or it is
possible that Charles may have actually intended to establish an
extensive papal kingdom in Italy, but was released from his promise by
Adrian when the pope saw no chance of its fulfilment. Another
supposition is that the author of the _Liber Pontificalis_ gives the
papal interpretation of a grant that had been expressed by Pippin in
ambiguous terms; and this view is supported by the history of the
subsequent controversy between king and pope.
Returning to the scene of hostilities, Charles witnessed the
capitulation of Pavia in June 774, and the capture of Desiderius, who
was sent into a monastery. He now took the title "king of the Lombards,"
to which he added the dignity of "Patrician of the Romans," which had
been granted to his father. Adalgis, the son of Desiderius, who was
residing at Constantinople, hoped the emperor Leo IV. would assist him
in recovering his father's kingdom; but a coalition formed for this
purpose was ineffectual, and a rising led by his ally Rothgaud, duke of
Friuli, was easily crushed by Charles in 776. In 777 the king was
visited at Paderborn by three Saracen chiefs who implored his aid
against Abd-ar-Rahman, the caliph of Cordova, and promised some Spanish
cities in return for help. Seizing this opportunity to extend his
influence Charles marched into Spain in 778 and took Pampeluna, but
meeting with some checks decided to return. As the Frankish forces were
defiling through the passes of the Pyrenees they were attacked by the
Wascones (probably Basques), and the rear-guard of the army was almost
annihilated. It was useless to attempt to avenge this disaster, which
occurred on the 15th of August 778, for the enemy disappeared as quickly
as he came; the incident has passed from the domain of history into that
of legend and romance, being associated by tradition with the pass of
Roncesvalles. Among the slain was one Hruodland, or Roland, margrave of
the Breton march, whose death gave rise to the _Chanson de Roland_ (see
ROLAND, LEGEND OF).
Charles now sought to increase his authority in Italy, where Frankish
counts were set over various districts, and where Hildebrand, duke of
Spoleto, appears to have recognized his overlordship. In 780 he was
again in the peninsula, and at Mantua issued an important _capitulary_
which increased the authority of the Lombard bishops, relieved freemen
who under stress of famine had sold themselves into servitude, and
condemned abuses of the system of vassalage. At the same time commerce
was encouraged by the abolition of unauthorized tolls and by an
improvement of the coinage; while the sale of arms to hostile peoples,
and the trade in Christian slaves were forbidden. Proceeding to Rome,
the king appears to have come to some arrangement with Adrian about the
donation of 774. At Easter 781, Carloman, his second son by Hildegarde,
was renamed Pippin and crowned king of Italy by Pope Adrian, and his
youngest son Louis was crowned king of Aquitaine; but no mention was
made at the time of his eldest son Charles, who was doubtless intended
to be king of the Franks. In 783 the king, having lost his wife
Hildegarde, married Fastrada, the daughter of a Frankish count named
Radolf; and in the same year his mother Bertha died. The emperor
Constantine VI. was at this time exhibiting some interest in Italian
affairs, and Adalgis the Lombard was still residing at his court; so
Charles sought to avert danger from this quarter by consenting in 781 to
a marriage between Constantine and his own daughter Rothrude. In 786 the
entreaties of the pope and the hostile attitude of Arichis II., duke of
Benevento, a son-in-law of Desiderius, called the king again into Italy.
Arichis submitted without a struggle, though the basis of Frankish
authority in his duchy was far from secure; but in conjunction with
Adalgis he sought aid from Constantinople. His plans were ended by his
death in 787, and although the empress Irene, the real ruler of the
eastern empire, broke off the projected marriage between her son and
Rothrude, she appears to have given very little assistance to Adalgis,
whose attack on Italy was easily repulsed. During this visit Charles
had presented certain towns to Adrian, but an estrangement soon arose
between king and pope over the claim of Charles to confirm the election
to the archbishopric of Ravenna, and it was accentuated by Adrian's
objection to the establishment by Charles of Grimoald III. as duke of
Benevento, in succession to his father Arichis.
These journeys and campaigns, however, were but interludes in the long
and stubborn struggle between Charles and the Saxons, which began in 772
and ended in 804 with the incorporation of Saxony in the Carolingian
empire (see SAXONY). This contest, in which the king himself took a very
active part, brought the Franks into collision with the Wiltzi, a tribe
dwelling east of the Elbe, who in 789 was reduced to dependence. A
similar sequence of events took place in southern Germany. Tassilo III.,
duke of the Bavarians, who had on several occasions adopted a line of
conduct inconsistent with his allegiance to Charles, was deposed in 788
and his duchy placed under the rule of Gerold, a brother-in-law of
Charles, to be governed on the Frankish system (see BAVARIA). Having
thus taken upon himself the control of Bavaria, Charles felt himself
responsible for protecting its eastern frontier, which had long been
menaced by the Avars, a people inhabiting the region now known as
Hungary. He accordingly ravaged their country in 791 at the head of an
army containing Saxon, Frisian, Bavarian and Alamannian warriors, which
penetrated as far as the Raab; and he spent the following year in
Bavaria preparing for a second campaign against them, the conduct of
which, however, he was compelled by further trouble in Saxony to entrust
to his son king Pippin, and to Eric, margrave of Friuli. These deputies
succeeded in 795 and 796 in taking possession of the vast treasures of
the Avars, which were distributed by the king with lavish generosity to
churches, courtiers and friends. A conspiracy against Charles, which his
friend and biographer Einhard alleges was provoked by the cruelties of
Queen Fastrada, was suppressed without difficulty in 792, and its
leader, the king's illegitimate son Pippin, was confined in a monastery
till his death in 811. Fastrada died in August 794, when Charles took
for his fourth wife an Alamannian lady named Liutgarde.
The continuous interest taken by the king in ecclesiastical affairs was
shown at the synod of Frankfort, over which he presided in 794. It was
on his initiative that this synod condemned the heresy of _adoptianism_
and the worship of images, which had been restored in 787 by the second
council of Nicaea; and at the same time that council was declared to
have been superfluous. This policy caused a further breach with Pope
Adrian; but when Adrian died in December 795, his successor, Leo III.,
in notifying his elevation to the king, sent him the keys of St Peter's
grave and the banner of the city, and asked Charles to send an envoy to
receive his oath of fidelity. There is no doubt that Leo recognized
Charles as sovereign of Rome. He was the first pope to date his acts
according to the years of the Frankish monarchy, and a mosaic of the
time in the Lateran palace represents St Peter bestowing the banners
upon Charles as a token of temporal supremacy, while the coinage issued
by the pope bears witness to the same idea. Leo soon had occasion to
invoke the aid of his protector. In 799, after he had been attacked and
maltreated in the streets of Rome during a procession, he escaped to the
king at Paderborn, and Charles sent him back to Italy escorted by some
of his most trusted servants. Taking the same journey himself shortly
afterwards, the king reached Rome in 800 for the purpose (as he
declared) of restoring discipline in the church. His authority was
undisputed; and after Leo had cleared himself by an oath of certain
charges made against him, Charles restored the pope and banished his
leading opponents.
The great event of this visit took place on the succeeding Christmas
Day, when Charles on rising from prayer in St Peter's was crowned by Leo
and proclaimed emperor and _augustus_ amid the acclamations of the
crowd. This act can hardly have been unpremeditated, and some doubt has
been cast upon the statement which Einhard attributes to Charles, that
he would not have entered the building had he known of the intention of
Leo. He accepted the dignity at any rate without demur, and there seems
little doubt that the question of assuming, or obtaining, this title had
previously been discussed. His policy had been steadily leading up to
this position, which was rather the emblem of the power he already held
than an extension of the area of his authority. It is probable therefore
that Charles either considered the coronation premature, as he was
hoping to obtain the assent of the eastern empire to this step, or that,
from fear of evils which he foresaw from the claim of the pope to crown
the emperor, he wished to crown himself. All the evidence tends to show
that it was the time or manner of the act rather than the act itself
which aroused his temporary displeasure. Contemporary accounts lay
stress upon the fact that as there was then no emperor, Constantinople
being under the rule of Irene, it seemed good to Leo and his counsellors
and the "rest of the Christian people" to choose Charles, already ruler
of Rome, to fill the vacant office. However doubtful such conjectures
concerning his intentions may be, it is certain that immediately after
his coronation Charles sought to establish friendly relations with
Constantinople, and even suggested a marriage between himself and Irene,
as he had again become a widower in 800. The deposition and death of the
empress foiled this plan; and after a desultory warfare in Italy between
the two empires, negotiations were recommenced which in 810 led to an
arrangement between Charles and the eastern emperor, Nicephorus I. The
death of Nicephorus and the accession of Michael I. did not interfere
with the relations, and in 812 an embassy from Constantinople arrived at
Aix-la-Chapelle, when Charles was acknowledged as emperor, and in return
agreed to cede Venice and Dalmatia to Michael.
Increasing years and accumulating responsibilities now caused the
emperor to alter somewhat his manner of life. No longer leading his
armies in person he entrusted the direction of campaigns in various
parts of his empire to his sons and other lieutenants, and from his
favourite residence at Aix watched their progress with a keen and
sustained interest. In 802 he ordered that a new oath of fidelity to him
as emperor should be taken by all his subjects over twelve years of age.
In 804 he was visited by Pope Leo, who returned to Rome laden with
gifts. Before his coronation as emperor, Charles had entered into
communications with the caliph of Bagdad, Harun-al-Rashid, probably in
order to protect the eastern Christians, and in 801 he had received an
embassy and presents from Harun. In the same year the patriarch of
Jerusalem sent him the keys of the Holy Sepulchre; and in 807 Harun not
only sent further gifts, but appears to have confirmed the emperor's
rights in Jerusalem, which, however, probably amounted to no more than
an undefined protectorate over the Christians in that part of the world.
While thus extending his influence even into Asia, there was scarcely
any part of Europe where the power of Charles did not make itself felt.
He had not visited Spain since the disaster of Roncesvalles, but he
continued to take a lively interest in the affairs of that country. In
798 he had concluded an alliance with Alphonso II., king of the
Asturias, and a series of campaigns mainly under the leadership of King
Louis resulted in the establishment of the "Spanish march," a district
between the Pyrenees and the Ebro stretching from Pampeluna to
Barcelona, as a defence against the Saracens. In 799 the Balearic
Islands had been handed over to Charles, and a long warfare was carried
on both by sea and land between Frank and Saracen until 810, when peace
was made between the emperor and El-Hakem, the emir of Cordova. Italy
was equally the scene of continuous fighting. Grimoald of Benevento
rebelled against his overlord; the possession of Venice and Dalmatia was
disputed by the two empires; and Istria was brought into subjection.
With England the emperor had already entered into relations, and at one
time a marriage was proposed between his son Charles and a daughter of
Offa, king of the Mercians. English exiles were welcomed at his court;
he was mainly instrumental in restoring Eardwulf to the throne of
Northumbria in 809; and Einhard includes the Scots within the sphere of
his influence. In eastern Europe the Avars had owned themselves
completely under his power in 805; campaigns against the Czechs in 805
and 806 had met with some success, and about the same time the land of
the Sorbs was ravaged; while at the western extremity of the continent
the Breton nobles had done homage to Charles at Tours in 800. Thus the
emperor's dominions now stretched from the Eider to the Ebro, and from
the Atlantic to the Elbe, the Saale and the Raab, and they also included
the greater part of Italy; while even beyond these bounds he exercised
an acknowledged but shadowy authority. In 806 Charles arranged a
division of his territories among his three legitimate sons, but this
arrangement came to nothing owing to the death of Pippin in 810, and of
the younger Charles in the following year. Charles then named his
remaining son Louis as his successor; and at his father's command Louis
took the crown from the altar and placed it upon his own head. This
ceremony took place at Aix on the 11th of September 813. In 808 the
Frankish authority over the Obotrites was interfered with by Gudrod
(Godfrey), king of the Danes, who ravaged the Frisian coasts and spoke
boastfully of leading his troops to Aix. To ward off these attacks
Charles took a warm interest in the building of a fleet, which he
reviewed in 811; but by this time Gudrod had been killed, and his
successor Hemming made peace with the emperor.
In 811 Charles made his will, which shows that he contemplated the
possibility of abdication. The bulk of his possessions were left to the
twenty-one metropolitan churches of his dominions, and the remainder to
his children, his servants and the poor. In his last years he passed
most of his days at Aix, though he had sufficient energy to take the
field for a short time during the Danish War. Early in 814 he was
attacked by a fever which he sought to subdue by fasting; but pleurisy
supervened, and after partaking of the communion, he died on the 28th of
January 814, and on the same day his body was buried in the church of St
Mary at Aix. In the year 1000 his tomb was opened by the emperor Otto
III., but the account that Otto found the body upright upon a throne
with a golden crown on the head and holding a golden sceptre in the
hands, is generally regarded as legendary. The tomb was again opened by
the emperor Frederick I. in 1165, when the remains were removed from a
marble sarcophagus and placed in a wooden coffin. Fifty years later they
were transferred by order of the emperor Frederick II. to a splendid
shrine, in which the relics are still exhibited once in every six years.
The sarcophagus in which the body originally lay may still be seen at
Aix, and other relics of the great emperor are in the imperial treasury
at Vienna. In 1165 Charles was canonized by the antipope Paschal III. at
the instance of the emperor Frederick I., and Louis XI. of France gave
strict orders that the feast of the saint should be observed.
The personal appearance of Charles is thus described by Einhard:--"Big
and robust in frame, he was tall, but not excessively so, measuring
about seven of his own feet in height. His eyes were large and lustrous,
his nose rather long and his countenance bright and cheerful." He had a
commanding presence, a clear but somewhat feeble voice, and in later
life became rather corpulent. His health was uniformly good, owing
perhaps to his moderation in eating and drinking, and to his love for
hunting and swimming. He was an affectionate father, and loved to pass
his time in the company of his children, to whose education he paid the
closest attention. His sons were trained for war and the chase, and his
daughters instructed in the spinning of wool and other feminine arts.
His ideas of sexual morality were primitive. Many concubines are spoken
of, he had several illegitimate children, and the morals of his
daughters were very loose. He was a regular observer of religious rites,
took great pains to secure decorum in the services of the church, and
was generous in almsgiving both within his empire and without. He
reformed the Frankish liturgy, and brought singers from Rome to improve
the services of the church. He had considerable knowledge of theology,
took a prominent part in the theological controversies of the time, and
was responsible for the addition of the clause _filioque_ to the Nicene
Creed. The most attractive feature of his character, however, was his
love of learning. In addition to his native tongue he could read Latin
and understood Greek, but he was unable to write, and Einhard gives an
account of his futile efforts to learn this art in later life. He loved
the reading of histories and astronomy, and by questioning travellers
gained some knowledge of distant parts of the earth. He attended
lectures on grammar, and his favourite work was St Augustine's _De
civitate Dei_. He caused Frankish sagas to be collected, began a grammar
of his native tongue, and spent some of his last hours in correcting a
text of the Vulgate. He delighted in the society of scholars--Alcuin,
Angilbert, Paul the Lombard, Peter of Pisa and others, and in this
company the trappings of rank were laid aside and the emperor was known
simply as David. Under his patronage Alcuin organized the school of the
palace, where the royal children were taught in the company of others,
and founded a school at Tours which became the model for many other
establishments. Charles was unwearying in his efforts to improve the
education of clergy and laity, and in 789 ordered that schools should be
established in every diocese. The atmosphere of these schools was
strictly ecclesiastical and the questions discussed by the scholars were
often puerile, but the greatness of the educational work of Charles will
not be doubted when one considers the rude condition of Frankish society
half a century before. The main work of the Carolingian renaissance was
to restore Latin to its position as a literary language, and to
reintroduce a correct system of spelling and an improved handwriting.
The manuscripts of the time are accurate and artistic, copies of
valuable books were made and by careful collation the texts were
purified.
Charles was not a great warrior. His victories were won rather by the
power of organization, which he possessed in a marked degree, and he was
eager to seize ideas and prompt in their execution. He erected a stone
bridge with wooden piers across the Rhine at Mainz, and began a canal
between the Altmuhl and the Rednitz to connect the Rhine and the Danube,
but this work was not finished. He built palaces at Aix (his favourite
residence), Nijmwegen and Ingelheim, and erected the church of St Mary
at Aix, modelled on that of St Vitalis at Ravenna and adorned with
columns and mosaics brought from the same city. He loved the simple
dress and manners of the Franks, and on two occasions only did he assume
the more stately attire of a Roman noble. The administrative system of
Charles in church and state was largely personal, and he brought to the
work an untiring industry, and a marvellous grasp of detail. He
admonished the pope, appointed the bishops, watched over the morals and
work of the clergy, and took an active part in the deliberations of
church synods; he founded bishoprics and monasteries, was lavish in his
gifts to ecclesiastical foundations, and chose bishops and abbots for
administrative work. As the real founder of the ecclesiastical state, he
must be held mainly responsible for the evils which resulted from the
policy of the church in exalting the ecclesiastical over the secular
authority.
In secular affairs Charles abolished the office of duke, placed counts
over districts smaller than the former duchies, and supervised their
government by means of _missi dominici_, officials responsible to
himself alone. Marches were formed on all the borders of the empire, and
the exigencies of military service led to the growth of a system of
land-tenure which contained the germ of feudalism. The assemblies of the
people gradually changed their character under his rule. No longer did
the nation come together to direct and govern, but the emperor summoned
his people to assent to his acts. Taking a lively interest in commerce
and agriculture, Charles issued various regulations for the organization
of the one and the improvement of the other. He introduced a new system
of weights and measures, which he ordered should be used throughout his
kingdom, and took steps to reform the coinage. He was a voluminous
lawgiver. Without abolishing the customary law of the German tribes,
which is said to have been committed to writing by his orders, he added
to it by means of _capitularies_, and thus introduced certain Christian
principles and customs, and some degree of uniformity.
The extent and glamour of his empire exercised a potent spell on western
Europe. The aim of the greatest of his successors was to restore it to
its pristine position and influence, while many of the French rulers
made its re-establishment the goal of their policy. Otto the Great to a
considerable extent succeeded; Louis XIV. referred frequently to the
empire of Charlemagne; and Napoleon regarded him as his prototype and
predecessor. The empire of Charles, however, was not lasting. In spite
of his own wonderful genius the seeds of weakness were sown in his
lifetime. The church was too powerful, an incipient feudalism was
present, and there was no real bond of union between the different races
that acknowledged his authority. All the vigilance of the emperor could
not restrain the dishonesty and the cupidity of his servants, and no
sooner was the strong hand of their ruler removed than they began to
acquire territorial power for themselves.
AUTHORITIES.--The chief authorities for the life and times of
Charlemagne are Einhard's _Vita Karoli Magni_, the _Annales
Laurissenses majores_, the _Annales Fuldenses_, and other annals,
which are published in the _Monumenta Germaniae historica_.
_Scriptores_, Band i. and ii., edited by G.H. Pertz (Hanover and
Berlin, 1826-1892). For the capitularies see _Capitularia regum
Francorum_, edited by A. Boretius in the _Monumenta. Leges_. Many of
the songs of the period appear in the _Poetae Latini aevi Carolini_,
edited by E. Dummler (Berlin, 1881-1884). The _Bibliotheca rerum
Germanicarum_, tome iv., edited by Ph. Jaffe (Berlin, 1864-1873),
contains some of the emperor's correspondence, and Hincmar's _De
ordine palatii_, edited by M. Prou (Paris, 1884), is also valuable.
The best modern authorities are S. Abel and B. Simson, _Jahrbucher des
frankischen Reiches unter Karl dem Grossen_ (Leipzig, 1883-1888); G.
Richter and H. Kohl, _Annalen des frankischen Reichs im Zeitalter der
Karolinger_ (Halle, 1885-1887); E. Muhlbacher, _Deutsche Geschichte
unter den Karolingern_ (Stuttgart, 1886); H. Brosien, _Karl der
Grosse_ (Leipzig and Prague, 1885); J.I. Mombert, _History of Charles
the Great_ (London, 1888); M. Lipp, _Das frankische Grenzsystem unter
Karl dem Grossen_ (Breslau, 1892); J. von Dollinger, _Das Kaiserthum
Karls des Grossen und seiner Nachfolger_ (Munich, 1864); F. von Wyss,
_Karl der Grosse als Gesetzgeber_ (Zurich, 1869); Th. Sickel, _Lehre
von den Urkunden der ersten Karolinger_ (Vienna, 1867); E. Dummler in
the _Allgemeine deutsche Biographie_, Band xv.; Th. Lindner, _Die
Fabel von der Bestattung Karls des Grossen_ (Aix-la-Chapelle, 1893);
J.A. Ketterer, _Karl der Grosse und die Kirche_ (Munich and Leipzig,
1898); and J.B. Mullinger, _The Schools of Charles the Great and the
Restoration of Education in the 9th century_ (London, 1877).
The work of the monk of St Gall is found in the _Monumenta_, Band ii.;
an edition of the _Historia de vita Caroli Magni et Rolandi_, edited
by F. Castets, has been published (Paris, 1880), and an edition of the
_Kaiserchronik_, edited by E. Schroder (Hanover, 1892). See also P.
Clemen, _Die Portratdarstellung Karls des Grossen_ (Aix-la-Chapelle,
1896). (A. W. H.*)
THE CHARLEMAGNE LEGENDS
Innumerable legends soon gathered round the memory of the great emperor.
He was represented as a warrior performing superhuman feats, as a ruler
dispensing perfect justice, and even as a martyr suffering for the
faith. It was confidently believed towards the close of the 10th century
that he had made a pilgrimage to Jerusalem; and, like many other great
rulers, it was reported that he was only sleeping to awake in the hour
of his country's need. We know from Einhard (_Vita Karoli_, cap. xxix.)
that the Frankish heroic ballads were drawn up in writing by
Charlemagne's order, and it may be accepted as certain that he was
himself the subject of many such during his lifetime. The legendary
element crept even into the Latin panegyrics produced by the court
poets. Before the end of the 9th century a monk of St Gall drew up a
chronicle _De gestis Karoli Magni_, which was based partly on oral
tradition, received from an old soldier named Adalbert, who had served
in Charlemagne's army. This recital contains various fabulous incidents.
The author relates a conversation between Otkar the Frank (Ogier the
Dane) and the Lombard king Desiderius (Didier) on the walls of Pavia in
view of Charlemagne's advancing army. To Didier's repeated question "Is
this the emperor?" Otkar continues to answer "Not yet," adding at last
"When thou shalt see the fields bristling with an iron harvest, and the
Po and the Ticino swollen with sea-floods, inundating the walls of the
city with iron billows, then shall Karl be nigh at hand." This episode,
which bears the marks of popular heroic poetry, may well be the
substance of a lost Carolingian _cantilena_.[1]
The legendary Charlemagne and his warriors were endowed with the great
deeds of earlier kings and heroes of the Frankish kingdom, for the
romancers were not troubled by considerations of chronology. National
traditions extending over centuries were grouped round Charlemagne, his
father Pippin, and his son Louis. The history of Charles Martel
especially was absorbed in the Charlemagne legend. But if Charles's name
was associated with the heroism of his predecessors he was credited with
equal readiness with the weaknesses of his successors. In the earlier
_chansons de geste_ he is invariably a majestic figure and represents
within limitations the grandeur of the historic Charles. But in the
histories of the wars with his vassals he is often little more than a
tyrannical dotard, who is made to submit to gross insult. This picture
of affairs is drawn from later times, and the sympathies of the poet are
generally with the rebels against the monarchy. Historical tradition was
already dim when the hypothetical and much discussed _cantilenae_, which
may be taken to have formed the repository of the national legends from
the 8th to the 10th century, were succeeded in the 11th and the early
l2th centuries by the _chansons de geste_. The early poems of the cycle
sometimes contain curious information on the Frankish methods in war, in
council and in judicial procedure, which had no parallels in
contemporary institutions. The account in the _Chanson de Roland_ of the
trial of Ganelon after the battle of Roncesvalles must have been adopted
almost intact from earlier poets, and provides a striking example of the
value of the _chansons de geste_ to the historian of manners and
customs. In general, however, the trouvere depicted the feeling and
manners of his own time.
Charlemagne's wars in Italy, Spain and Saxony formed part of the common
epic material, and there are references to his wars against the Slavs;
but especially he remained in the popular mind as the great champion of
Christianity against the creed of Mahomet, and even his Norman and Saxon
enemies became Saracens in current legend. He is the Christian emperor
directly inspired by angels; his sword Joyeuse contained the point of
the lance used in the Passion; his standard was Romaine, the banner of
St Peter, which, as the oriflamme of Saint Denis, was later to be borne
in battle before the kings of France; and in 1164 Charles was canonized
at the desire of the emperor Frederick I. Barbarossa by the anti-pope
Pascal III. This gave him no real claim to saintship, but his festival
was observed in some places until comparatively recent times.
Charlemagne was endowed with the good and bad qualities of the epic
king, and as in the case of Agamemnon and Arthur, his exploits paled
beside those of his chief warriors. These were not originally known as
the twelve peers[2] famous in later Carolingian romance. The twelve
peers were in the first instance the companions in arms of Roland in the
Teutonic sense.[3] The idea of the paladins forming an association
corresponding to the Arthurian Round Table first appears in the romance
of _Fierabras_. The lists of them are very various, but all include the
names of Roland and Oliver. The chief heroes who fought Charlemagne's
battles were Roland; Ganelon, afterwards the traitor; Turpin, the
fighting archbishop of Reims; Duke Naimes of Bavaria, the wise
counsellor who is always on the side of justice; Ogier the Dane, the
hero of a whole series of romances; and Guillaume of Toulouse, the
defender of Narbonne. Gradually most of the _chansons de geste_ were
attached to the name of Charlemagne, whose poetical history falls into
three cycles:--the _geste du roi_, relating his wars and the personal
history of himself and his family; the southern cycle, of which
Guillaume de Toulouse is the central figure; and the feudal epic,
dealing with the revolts of the barons against the emperor, the rebels
being invariably connected by the trouveres with the family of Doon de
Mayence (q.v.).
The earliest poems of the cycle are naturally the closest to historical
truth. The central point of the _geste du roi_ is the 11th-century
_Chanson de Roland_ (see ROLAND, LEGEND OF), one of the greatest of
medieval poems. Strangely enough the defeat of Roncesvalles, which so
deeply impressed the popular mind, has not a corresponding importance in
real history. But it chanced to find as its exponent a poet whose genius
established a model for his successors, and definitely fixed the type of
later heroic poems. The other early _chansons_ to which reference is
made in _Roland--Aspremont, Enfances Ogier, Guiteclin, Balan_, relating
to Charlemagne's wars in Italy and Saxony--are not preserved in their
original form, and only the first in an early recension. _Basin_ or
_Carl el Elegast_ (preserved in Dutch and Icelandic), the _Voyage de
Charlemagne a Jerusalem_ and _Le Couronnement Looys_ also belong to the
heroic period. The purely fictitious and romantic tales added to the
personal history of Charlemagne and his warriors in the 13th century are
inferior in manner, and belong to the decadence of romance. The old
tales, very much distorted in the 15th-century prose versions, were to
undergo still further degradation in 18th-century compilations.
According to _Berte aus grans pies_, in the 13th-century _remaniement_
of the Brabantine trouvere Adenes li Rois, Charlemagne was the son of
Pippin and of Berte, the daughter of Flore and Blanchefleur, king and
queen of Hungary. The tale bears marks of high antiquity, and presents
one of the few incidents in the French cycle which may be referred to a
mythic origin. On the night of Berte's marriage a slave, Margiste, is
substituted for her, and reigns in her place for nine years, at the
expiration of which Blanchefleur exposes the deception; whereupon Berte
is restored from her refuge in the forest to her rightful place as
queen. _Mainet_ (12th century) and the kindred poems in German and
Italian are perhaps based on the adventures of Charles Martel, who after
his father's death had to flee to the Ardennes. They relate that, after
the death of his parents, Charles was driven by the machinations of the
two sons of Margiste to take refuge in Spain, where he accomplished his
_enfances_ (youthful exploits) with the Mussulman king Galafre under the
feigned name of Mainet. He delivered Rome from the besieging Saracens,
and returned to France in triumph. But his wife Galienne, daughter of
Galafre, whom he had converted to the Christian faith, died on her way
to rejoin him. Charlemagne then made an expedition to Italy (_Enfances
Ogier_ in the Venetian _Charlemagne_, and the first part of the
_Chevalerie Ogier de Dannemarche_ by Raimbert of Paris, 12th century) to
raise the siege of Rome, which was besieged by the Saracen emir
Corsuble. He crossed the Alps under the guidance of a white hart,
miraculously sent to assist the passage of the army. _Aspremont_ (12th
century) describes a fictitious campaign against the Saracen King
Agolant in Calabria, and is chiefly devoted to the _enfances_ of Roland.
The wars of Charlemagne with his vassals are described in _Girart de
Roussillon, Renaus de Montauban_, recounting the deeds of the four sons
of Aymon, _Huon de Bordeaux_, and in the latter part of the _Chevalerie
Ogier_, which belong properly to the cycle connected with Doon of
Mayence.
The account of the pilgrimage of Charlemagne and his twelve paladins to
the Holy Sepulchre must in its first form have been earlier than the
Crusades, as the patriarch asks the emperor to free Spain, not the Holy
Land, from the Saracens. The legend probably originated in a desire to
authenticate the relics in the abbey of Saint Denis, supposed to have
been brought to Aix by Charlemagne, and is preserved in a 12th-century
romance, _Le Voyage de Charlemagne a Jerusalem et a Constantinople_.[4]
This journey forms the subject of a window in the cathedral of Chartres,
and there was originally a similar one at Saint-Denis. On the way home
Charles and his paladins visited the emperor Hugon at Constantinople,
where they indulged in a series of _gabs_ which they were made to carry
out. _Galien_, a favourite 15th-century romance, was attached to this
episode, for Galien was the son of the amours of Oliver with Jacqueline,
Hugon's daughter. The traditions of Charlemagne's fights with the
Norsemen (Norois, Noreins) are preserved in _Aiquin_ (12th century),
which describes the emperor's reconquest of Armorica from the "Saracen"
king Aiquin, and a disaster at Cezembre as terrible in its way as those
of Roncesvalles and Aliscans. _La destruction de Rome_ is a 13th-century
version of the older _chanson_ of the emir Balan, who collected an army
in Spain and sailed to Rome. The defenders were overpowered and the city
destroyed before the advent of Charlemagne, who, however, avenged the
disaster by a great battle in Spain. The romance of _Fierabras_ (13th
century) was one of the most popular in the 15th century, and by later
additions came to have pretensions to be a complete history of
Charlemagne. The first part represents an episode in Spain three years
before Roncesvalles, in which Oliver defeats the Saracen giant Fierabras
in single combat, and converts him. The hero of the second part is Gui
de Bourgogne, who recovers the relics of the Passion, lost in the siege
of Rome. _Otinel_ (13th century) is also pure fiction. _L'Entree en
Espagne_, preserved in a 14th-century Italian compilation, relates the
beginning of the Spanish War, the siege of Pampeluna, and the legendary
combat of Roland with Ferragus. Charlemagne's march on Saragossa, and
the capture of Huesca, Barcelona and Girone, gave rise to _La Prise de
Pampelune_ (14th century, based on a lost _chanson_); and _Gui de
Bourgogne_ (12th century) tells how the children of the barons, after
appointing Guy as king of France, set out to find and rescue their
fathers, who are represented as having been fighting in Spain for
twenty-seven years. The _Chanson de Roland_ relates the historic defeat
of Roncesvalles on the 15th of August 778, and forms the very crown of
the whole Carolingian legend. The two 13th-century romances, _Gaidon_,
by Herbert Leduc de Dammartin, and _Anseis de Carthage_, contain a
purely fictitious account of the end of the war in Spain, and of the
establishment of a Frankish kingdom under the rule of Anseis.
Charlemagne was recalled from Spain by the news of the outbreak of the
Saxons. The contest between Charlemagne and Widukind (_Guiteclin_)
offered abundant epic material. Unfortunately the original _Guiteclin_
is lost, but the legend is preserved in _Les Saisnes_ (c. 1300) of Jehan
Bodel, which is largely occupied by the loves of Baudouin and Sibille,
the wife of Guiteclin. The adventures of Blanchefleur, wife of
Charlemagne, form a variation of the common tale of the innocent wife
falsely accused, and are told in _Macaire_ and in the extant fragments
of _La Reine Sibille_ (14th century). After the conquest of the Saracens
and the Saxons, the defeat of the Northmen, and the suppression of the
feudal revolts, the emperor abdicated in favour of his son Louis (_Le
Couronnement Looys_, 12th century). Charles's harangue to his son is in
the best tradition of epic romance. The memory of Roncesvalles haunts
him on his death-bed, and at the moment of death he has a vision of
Roland.
The mythic element is practically lacking in the French legends, but in
Germany some part of the Odin myth was associated with Charles's name.
The constellation of the Great Bear, generally associated with Odin, is
Karlswagen in German, and Charles's Wain in English. According to
tradition in Hesse, he awaits resurrection, probably symbolic of the
triumph of the sun over winter, within the Gudensberg (Hill of Odin).
Bavarian tradition asserts that he is seated in the Untersberg in a
chair, as in his tomb at Aix-la-Chapelle. His white beard goes on
growing, and when it has thrice encircled the stone table before him the
end of the world will come; or, according to another version, Charles
will arise and after fighting a great battle on the plain of Wals will
reign over a new Germany. There were medieval chroniclers who did not
fear to assert that Charles rose from the dead to take part in the
Crusades. In the MS. _Annales S. Stephani Frisingenses_ (15th century),
which formerly belonged to the abbey of Weihenstephan, and is now at
Munich, the childhood of Charlemagne is practically the same as that of
many mythic heroes. This work, generally known as the chronicle of
Weihenstephan, gives among other legends a curious history of the
emperor's passion for a dead woman, caused by a charm given to Charles
by a serpent to whom he had rendered justice. The charm was finally
dropped into a well at Aix, which thenceforward became Charles's
favourite residence. The story of Roland's birth from the union of
Charles with his sister Gilles, also found in German and Scandinavian
versions, has abundant parallels in mythology, and was probably
transferred from mythology to Charlemagne.
The Latin chronicle, wrongly ascribed to Turpin (Tilpinus), bishop of
Reims from 753 to 800, was in reality later than the earlier poems of
the French cycle, and the first properly authenticated mention of it is
in 1165. Its primary object was to authenticate the relics of St James
at Compostella. Alberic Trium Fontium, a monk of the Cistercian
monastery of Trois Fontanes in the diocese of Chalons, embodied much
poetical fiction in his chronicle (c. 1249). A large section of the
_Chronique rimee_ (c. 1243) of Philippe Mousket is devoted to
Charlemagne's exploits. At the beginning of the 14th century Girard of
Amiens made a dull compilation known as _Charlemagne_ from the _chansons
de gests_, authentic history and the pseudo-Turpin. _La Conqueste que
fit le grand roi Charlemaigne es Espaignes_ (pr. 1486) is the same work
as the prose compilation of _Fierabras_ (pr. 1478), and Caxton's _Lyf of
Charles the Grete_ (1485).
The Charlemagne legend was fully developed in Italy, where it was to
have later a great poetic development at the hands of Boiardo, Ariosto
and Tasso. There are two important Italian compilations, MS. XIII. of
the library of St Mark, Venice (c. 1200), and the _Reali di Francia_ (c.
1400) of a Florentine writer, Andrea da Barberino (b. 1370), edited by
G. Vandelli (Bologna, 1892). The six books of this work are rivalled in
importance by the ten branches of the Norse _Karlamagnus saga_, written
under the reign of Haakon V. This forms a consecutive legendary history
of Charles, and is apparently based on earlier versions of the French
Charlemagne poems than those which we possess. It thus furnishes a guide
to the older forms of stories, and moreover preserves the substance of
others which have not survived in their French form. A popular
abridgment, the _Keiser Karl Magnus Kronike_ (pr. Malmo, 1534), drawn up
in Danish, serves in some cases to complete the earlier work. The 2000
lines of the German _Kaiserchronik_ on the history of Charlemagne belong
to the first half of the 12th century, and were perhaps the work of
Conrad, the poet of the _Ruolantes Liet_. The German poet known as the
Stricker used the same sources as the author of the chronicle of
Weihenstephan for his _Karl_ (c. 1230). The earliest important Spanish
version was the _Chronica Hispaniae_ (c. 1284) of Rodrigo de Toledo.
The French and Norman-French chansons circulated as freely in England as
in France, and it was therefore not until the period of decadence that
English versions were made. The English metrical romances of Charlemagne
are:--_Rowlandes Song_ (15th century); _The Taill of Rauf Coilyear_ (c.
1475, pr. by R. Lekpreuik, St Andrews, 1472), apparently original; _Sir
Ferumbras_ (c. 1380) and the _Sowdone of Babylone_ (c. 1400) from an
early version of _Fierabras_; a fragmentary _Roland and Vernagu_
(Ferragus); two versions of _Otuel_ (Otinel); and a _Sege of Melayne_
(c. 1390), forming a prologue to Otinel unknown in French.
BIBLIOGRAPHY.--The most important works on the Charlemagne cycle of
romance are:--G. Paris, _Hist. poetique de Charlemagne_ (Paris, 1865;
reprint, with additional notes by Paris and P. Meyer, 1905); L.
Gautier, _Les Epopees francaises_ (Paris, 4 vols. new ed., 1878, 1892,
1880, 1882) and the supplementary _Bibliographie des chansons de
geste_ (1897). The third volume of the _Epopees francaises_ contains
an analysis and full particulars of the _chansons de geste_
immediately connected with the history of Charlemagne. See also G.
Rauschen, _Die Legende Karls des Grossen im 11ten und 12ten
Jahrhundert_ (Leipzig, 1890); Kristoffer Nyrop, _Den oldfranske
Heldedigtning_ (Copenhagen, 1883; Ital. trans. Turin, 1886); Pio
Rajna, _Le Origini dell' epopea francese_ (Florence, 1884); G.T.
Graesse, "Die grossen Sagenkreise des Mittelalters," in his
_Litterargeschichte_ (Dresden, 1842); _Histoire litteraire de la
France_ (vol. xxii., 1852); H.L. Ward, _Catalogue of Romances in the
Dept. of MSS. in the British Museum_ (1883), vol. i. pp. 546-689; E.
Muntz, _La Legende de Charlemagne dans l'art du moyen age_ (Paris,
1885); and for the German legend, vol. iii. of H.F. Massmann's edition
of the _Kaiserchronik_ (Quedlinburg, 1849-1854). _The English
Charlemagne Romances_ were edited (extra series) for the Early Eng.
Text Soc. by Sidney J. Herrtage, Emil Hausknecht, Octavia Richardson
and Sidney Lee (1879-1881), the romance of _Duke Huon of Bordeaux_
containing a general account of the cycle by Sidney Lee; the
_Karlamagnussaga_, by C.R. Unger (Christiania, 1860), see also G.
Paris in _Bibl. de l'Ecole des Charles_ (1864-1865). For individual
_chansons_ see _Anseis de Carthage_, ed. J. Alton (Tubingen, 1892);
_Aiquin_, ed. F. Jouon des Longrais (Nantes, 1880); _Aspremont_, ed.
F. Guessard and L. Gautier (Paris, 1885); _Basin_, or _Charles et
Elegast_ or _Le Couronnement de Charles_, preserved only in foreign
versions (see Paris, _Hist. Poet._ pp. 315, seq.); _Berta de li gran
pie_, ed. A. Mussafia, in _Romania_ (vols. iii. and iv., 1874-1875);
_Berte aus grans pies_, ed. A. Scheler (Brussels, 1874);
_Charlemagne_, by Girard d'Amiens, detailed analysis in Paris, _Hist.
Poet._ (Appendix iv.); _Couronnement Looys_, ed. E. Langlois (Le Puy,
1888); _Desier_ (Desiderius or Didier), lost songs of the wars of
Lombardy, some fragments of which are preserved in _Ogier le Danois;
Destruction de Rome_, ed. G. Grober in _Romania_(1873); A. Thomas,
_Nouvelles recherches sur "l'entree de Spagne_," in _Bibl. des ecoles
francaises de Rome_ (Paris, 1882); _Fierabras_, ed. A. Krober and G.
Servois (Paris, 1860) in _Anciens poetes de la France_, and Provencal
text, ed. I. Bekker (Berlin, 1829); _Galien_, ed. E. Stengel and K.
Pfeil (Marburg, 1890); _Gaydon_, ed. F. Guessard and S. Luce (_Anciens
poetes_ ... 1862); _Gui de Bourgogne_, ed. F. Guessard and H.
Michelant (same series, 1859); _Mainet_ (fragments only extant), ed.
G. Paris, in _Romania_ (1875); _Otinel_, ed Guessard and Michelant
_(Anciens poetes_, 1859), and _Sir Otuel_, ed. S.J. Herrtage
(_E.E.T.S._, 1880); _Prise de Pampelune_ (ed. A. Mussafia, Vienna,
1864); for the Carolingian romances relating to Roland, see ROLAND;
_Les Saisnes_, ed. F. Michel (1839); _The Sege of Melaine_,
introductory to Otinel, preserved in English only (ed. _E.E.T.S._,
1880); _Simon de Pouille_, analysis in _Epop. fr._ (iii. pp. 346 sq.);
_Voyage de C. a Jerusalem_, ed. E. Koschwitz (Heilbronn, 1879). For
the chronicle of the Pseudo-Turpin, see an edition by Castets (Paris,
1881) for the "Societe des langues romanes," and the dissertation by
G. Paris, _De Pseudo-Turpino_ (Paris, 1865). The Spanish versions of
Carolingian legends are studied by Mila y Fontanals in _De la poesia
heroico-popular castellana_ (Barcelona, 1874). (M. Br.)
FOOTNOTES:
[1] A remnant of the popular poetry contemporary with Charlemagne and
written in the vernacular has been thought to be discernible under
its Latin translation in the description of a siege during
Charlemagne's war against the Saracens, known as the "Fragment from
the Hague" (Pertz, _Script._ iii. pp. 708-710).
[2] The words _douze pairs_ were anglicized in a variety of forms
ranging from douzepers to dosepers. The word even occurred as a
singular in the metrical romance of _Octavian_:--"Ferst they sent out
a doseper." At the beginning of the 13th century there existed a
_cour des pairs_ which exercised judicial functions and dated
possibly from the 11th century, but their prerogatives at the
beginning of the 14th century appear to have been mainly ceremonial
and decorative. In 1257 the twelve peers were the chiefs of the great
feudal provinces, the dukes of Normandy, Burgundy and Aquitaine, the
counts of Toulouse, Champagne and Flanders, and six spiritual peers,
the archbishop of Reims, the bishops of Laon, Chalons-sur-Marne,
Beauvais, Langres and Noyon. (See Du Cange, _Glossarium_, s.v.
"Par.").
[3] See J. Flach, _Le Compagnonnage dans les chansons de geste_
(Paris, 1891).
[4] For clerical accounts of Charles's voyage to the Holy Land see
the _Chronicon_ (c. 968) of Benedict, a monk of St Andre, and
_Descriptio qualiter Karolus Magnus clavum et coronam Domini ...
detulerit_, by an 11th-century writer.
CHARLEMAGNE, JEAN ARMAND (1753-1838), French dramatic author, was born
at Bourget (Seine) on the 30th of November 1753. Originally intended for
the church, he turned first to being a lawyer's clerk and then a
soldier. He served in the American War of Independence, and on returning
to France (1783) began to employ his pen on economic subjects, and later
in writing for the stage. He became the author of a large number of
plays, poems and romances, among which may be mentioned the comedies _M.
de Crac a Paris_ (1793), _Le Souper des Jacobins_ (1795)and _L'Agioteur_
(1796) and _Observations de quelques patriotes sur la necessite de
conserver les monuments de la litterature et des arts_ (1794), an essay
written in collaboration with M.M. Chardin and Renouard, which induced
the Convention to protect books adorned with the coats of arms of their
former owners and other treasures from destruction at the hands of the
revolutionists. He died in Paris on the 6th of March 1838.
CHARLEMONT, JAMES CAULFEILD, 1ST EARL OF (1728-1799), Irish statesman,
son of the 3rd viscount Charlemont, was born in Dublin on the 18th of
August 1728, and succeeded his father as 4th viscount in 1734. The title
of Charlemont descended from Sir Toby Caulfeild (1565-1627) of
Oxfordshire, England, who was given lands in Ireland, and created Baron
Charlemont (the name of a fort on the Blackwater), for his services to
King James I. in 1620, and the 1st viscount was the 5th baron (d. 1671),
who was advanced by Charles II. Lord Charlemont is historically
interesting for his political connexion with Flood and Grattan; he was
a cultivated man with literary and artistic tastes, and both in Dublin
and in London his amiable character gave him considerable social
influence. For various early services in Ireland he was made an earl in
1763, but he disregarded court favours and cordially joined Grattan in
1780 in the assertion of Irish independence. He was president of the
volunteer convention in Dublin in November 1783, having taken from the
first a leading part in the embodiment of the volunteers; and he was a
strong opponent of the proposals for the Union. He died on the 4th of
August 1799; his eldest son, who succeeded him, being subsequently
(1837) created an English baron.
His _Life_, by F. Hardy, appeared in 1810.
CHARLEROI (_Carolus Rex_), a town in the province of Hainaut, Belgium.
Pop. (1904) 26,528. It was founded in 1666 on the site of a village
called Charnoy by the Spanish governor Roderigo and named after his
sovereign Charles II. of Spain. Charleroi is the centre of the iron
industry of Belgium. It is connected by a canal with Brussels, and from
its position on the Sambre enjoys facilities of communication by water
with France as well as Belgium. It was ceded soon after its foundation
to France by the treaty of Aix-la-Chapelle, and Vauban fortified it.
During the French occupation the town was considerably extended, and the
fortifications were made so strong that Charleroi twice successfully
resisted the strenuous attacks of William of Orange. In 1794 Charleroi
again fell into the hands of the French, and on this occasion instead of
fortifying they dismantled it. In 1816 Charleroi was refortified under
Wellington's direction, and it was finally dismantled in 1859. Some
portions of the old ramparts are left near the railway station. There is
an archaeological museum with a miscellaneous collection of Roman and
Frank antiquities.
CHARLEROI, a borough of Washington county, Pennsylvania, U.S.A., on the
Monongahela river, near the S.W. corner of the state, about 20 m. S. of
Pittsburgh. Pop. (1900) 5930, (1749 foreign-born); (1910) 9615. It is
served by the Pennsylvania railway. The surrounding country has good
farming land and large coal mines. In 1905 the borough ranked fifth
among the cities of the United States in the manufacture of glass
(plate-glass, lamp chimneys and bottles), its product (valued at
$1,841,308) being 2.3% of that of the whole country. Charleroi was
settled in 1890 and was incorporated in 1891.
CHARLES (Fr. _Charles_; Span. _Carlos_; Ital. _Carlo_; Ger. _Karl_;
derived from O.H.G. _Charal_, latinized as _Carolus_, meaning originally
"man": cf. Mod. Ger., _Kerl_, "fellow," A.S. _ceorl_, Mod. Eng.
"churl"), a masculine proper name. It has been borne by many European
princes, notices of the more important of whom are given below in the
following order: (1) Roman emperors, (2) kings of England, (3) other
kings in the alphabetical order of their states, (4) other reigning
princes in the same order, (5) non-reigning princes. Those princes who
are known by a name in addition to Charles (Charles Albert, &c.) will be
found after the private individuals bearing Charles as a surname.
CHARLES II.[1] called THE BALD (823-877), Roman emperor and king of the
West Franks, was the son of the emperor Louis the Pious and of his
second wife Judith and was born in 823. The attempts made by his father
to assign him a kingdom, first Alamannia (829), then the country between
the Meuse and the Pyrenees (839), at the expense of his half-brothers
Lothair and Louis led to a rising on the part of these two (see LOUIS
I., the Pious). The death of the emperor in 840 was the signal for the
outbreak of war between his sons. Charles allied himself with his
brother Louis the German to resist the pretensions of the emperor
Lothair, and the two allies conquered him in the bloody victory of
Fontenoy-en-Puisaye (25 June 841). In the following year, the two
brothers confirmed their alliance by the celebrated oaths of Strassburg,
made by Charles in the Teutonic language spoken by the subjects of
Louis, and by Louis in the Romance tongue of Charles's subjects. The war
was brought to an end by the treaty of Verdun (August 843), which gave
to Charles the Bald the kingdom of the western Franks, which practically
corresponded with what is now France, as far as the Meuse, the Saone
and the Rhone, with the addition of the Spanish March as far as the
Ebro. The first years of his reign up to the death of Lothair I. (855)
were comparatively peaceful, and during them was continued the system of
"confraternal government" of the sons of Louis the Pious, who had
various meetings with one another, at Coblenz (848), at Meersen (851),
and at Attigny (854). In 858 Louis the German, summoned by the
disaffected nobles, invaded the kingdom of Charles, who fled to
Burgundy, and was only saved by the help of the bishops, and by the
fidelity of the family of the Welfs, who were related to Judith. In 860
he in his turn tried to seize the kingdom of his nephew, Charles of
Provence, but met with a repulse. On the death of Lothair II. in 869 he
tried to seize his dominions, but by the treaty of Mersen (870) was
compelled to share them with Louis the German. Besides this, Charles had
to struggle against the incessant rebellions in Aquitaine, against the
Bretons, whose revolt was led by their chief Nomenoe and Erispoe, and
who inflicted on the king the defeats of Ballon (845) and Juvardeil
(851), and especially against the Normans, who devastated the country in
the north of Gaul, the valleys of the Seine and Loire, and even up to
the borders of Aquitaine. Charles was several times compelled to
purchase their retreat at a heavy price. He has been accused of being
incapable of resisting them, but we must take into account the
unwillingness of the nobles, who continually refused to join the royal
army; moreover, the Frankish army does not seem to have been
sufficiently accustomed to war to make any headway against the pirates.
At any rate, Charles led various expeditions against the invaders, and
tried to put a barrier in their way by having fortified bridges built
over all the rivers. In 875, after the death of the emperor Louis II.,
Charles the Bald, supported by Pope John VIII., descended into Italy,
receiving the royal crown at Pavia and the imperial crown at Rome (29th
December). But Louis the German, who was also a candidate for the
succession of Louis II., revenged himself for Charles's success by
invading and devastating his dominions. Charles was recalled to Gaul,
and after the death of Louis the German (28th August 876), in his turn
made an attempt to seize his kingdom, but at Andernach met with a
shameful defeat (8th October 876). In the meantime, John VIII., who was
menaced by the Saracens, was continually urging him to come to Italy,
and Charles, after having taken at Quierzy the necessary measures for
safeguarding the government of his dominions in his absence, again
crossed the Alps, but this expedition had been received with small
enthusiasm by the nobles, and even by Boso, Charles's brother-in-law,
who had been entrusted by him with the government of Lombardy, and they
refused to come with their men to join the imperial army. At the same
time Carlo man, son of Louis the German, entered northern Italy.
Charles, ill and in great distress, started on his way back to Gaul, and
died while crossing the pass of the Mont Cenis on the 5th or 6th of
October 877. He was succeeded by his son Louis the Stammerer, the child
of Ermentrude, daughter of a count of Orleans, whom he had married in
842, and who had died in 869. In 870 he had married Richilde, who was
descended from a noble family of Lorraine, but none of the children whom
he had by her played a part of any importance. Charles seems to have
been a prince of education and letters, a friend of the church, and
conscious of the support he could find in the episcopate against his
unruly nobles, for he chose his councillors for preference from among
the higher clergy, as in the case of Guenelon of Sens, who betrayed him,
or of Hincmar of Reims. But his character and his reign have been judged
very variously. The general tendency seems to have been to accept too
easily the accounts of the chroniclers of the east Frankish kingdom,
which are favourable to Louis the German, and to accuse Charles of
cowardice and bad faith. He seems on the contrary not to have lacked
activity or decision.
AUTHORITIES.--The most important authority for the history of
Charles's reign is represented by the _Annales Bertiniani_, which were
the work of Prudentius, bishop of Troyes, up to 861, then up to 882 of
the celebrated Hincmar, archbishop of Reims. This prince's charters
are to be found published in the collections of the _Academie des
Inscriptions_, by M.M. Prou. The most complete history of the reign
is found in E. Dummler, _Geschichte des ostfrankischen Reiches_ (3
vols., Leipzig, 1887-1888). See also J. Calmette, _La Diplomatie
carolingienne du traite de Verdun a la mort de Charles le Chauve_
(Paris, 1901), and F. Lot, "Une Annee du regne de Charles le Chauve,"
in _Le Moyen-Age_, (1902) pp. 393-438.
FOOTNOTE:
[1] For Charles I., Roman emperor, see CHARLEMAGNE; cf. under Charles
I. of France below.
CHARLES III., THE FAT[1] (832-888), Roman emperor and king of the West
Franks, was the youngest of the three sons of Louis the German, and
received from his father the kingdom of Swabia (Alamannia). After the
death of his two brothers in succession, Carloman (881) and Louis the
Young (882), he inherited the whole of his father's dominions. In 880 he
had helped his two cousins in the west Frankish realm, Louis III. and
Carloman, in their struggle with the usurper Boso of Provence, but
abandoned them during the campaign in order to be crowned emperor at
Rome by Pope John VIII. (February 881). On his return he led an
expedition against the Norsemen of Friesland, who were entrenched in
their camp at Elsloo, but instead of engaging with them he preferred to
make terms and paid them tribute. In 884 the death of Carloman brought
into his possession the west Frankish realm, and in 885 he got rid of
his rival Hugh of Alsace, an illegitimate son of Lothair II., taking him
prisoner by treachery and putting out his eyes. However, in spite of his
six expeditions into Italy, he did not succeed in pacifying the country,
nor in delivering it from the Saracens. He was equally unfortunate in
Gaul and in Germany against the Norsemen, who in 886-887 besieged Paris.
The emperor appeared before the city with a large army (October 886),
but contented himself by treating with them, buying the retreat of the
invaders at the price of a heavy ransom, and his permission for them to
ravage Burgundy without his interfering. On his return to Alamannia,
however, the general discontent showed itself openly and a conspiracy
was formed against him. He was first forced to dismiss his favourite,
the chancellor Liutward, bishop of Vercelli. The dissolution of his
marriage with the pious empress Richarde, in spite of her innocence as
proved by the judicial examination, alienated his nobles still more from
him. He was deposed by an assembly which met at Frankfort or at Tribur
(November 887), and died in poverty at Neidingen on the Danube (18th
January 888).
See E. Dummler, _Geschichte des ostfrankischen Reiches_ vol. iii.
(Leipzig 1888).
FOOTNOTE:
[1] This surname has only been applied to Charles since the 13th
century.
CHARLES IV. (1316-1378), Roman emperor and king of Bohemia, was the
eldest son of John of Luxemburg, king of Bohemia, and Elizabeth, sister
of Wenceslas III., the last Bohemian king of the Premyslides dynasty. He
was born at Prague on the 14th of May 1316, and in 1323 went to the
court of his uncle, Charles IV., king of France, and exchanged his
baptismal name of Wenceslas for that of Charles. He remained for seven
years in France, where he was well educated and learnt five languages;
and there he married Blanche, sister of King Philip VI., the successor
of Charles IV. In 1331 he gained some experience of warfare in Italy
with his father; and on his return to Bohemia in 1333 he was made
margrave of Moravia. Three years later he undertook the government of
Tirol on behalf of his brother John Henry, and was soon actively
concerned in a struggle for the possession of this county. In
consequence of an alliance between his father and Pope Clement VI., the
relentless enemy of the emperor Louis IV., Charles was chosen German
king in opposition to Louis by some of the princes at Rense on the 11th
of July 1346. As he had previously promised to be subservient to Clement
he made extensive concessions to the pope in 1347. Confirming the papacy
in the possession of wide territories, he promised to annul the acts of
Louis against Clement, to take no part in Italian affairs, and to defend
and protect the church. Meanwhile he had accompanied his father into
France and had taken part in the battle of Crecy in August 1346, when
John was killed and Charles escaped wounded from the field. As king of
Bohemia he returned to Germany, and after being crowned German king at
Bonn on the 26th of November 1346, prepared to attack Louis. Hostilities
were interrupted by the death of the emperor in October 1347, and
Gunther, count of Schwarzburg, who was chosen king by the partisans of
Louis, soon abandoned the struggle. Charles, having made good use of the
difficulties of his opponents, was recrowned at Aix-la-Chapelle on the
25th of July 1349, and was soon the undisputed ruler of Germany. Gifts
or promises had won the support of the Rhenish and Swabian towns; a
marriage alliance secured the friendship of the Habsburgs; and that of
Rudolph II., count palatine of the Rhine, was obtained when Charles, who
had become a widower in 1348, married his daughter Anna.
In 1350 the king was visited at Prague by Cola di Rienzi, who urged him
to go to Italy, where the poet Petrarch and the citizens of Florence
also implored his presence. Turning a deaf ear to these entreaties,
Charles kept Rienzi in prison for a year, and then handed him as a
prisoner to Clement at Avignon. Four years later, however, he crossed
the Alps without an army, received the Lombard crown at Milan on the 6th
of January 1355, and was crowned emperor at Rome by a cardinal on the
5th of April in the same year. His sole object appears to have been to
obtain the imperial crown in peace, and in accordance with a promise
previously made to Pope Clement he only remained in the city for a few
hours, in spite of the expressed wishes of the Romans. Having virtually
abandoned all the imperial rights in Italy, the emperor recrossed the
Alps, pursued by the scornful words of Petrarch but laden with
considerable wealth. On his return Charles was occupied with the
administration of Germany, then just recovering from the Black Death,
and in 1356 he promulgated the Golden Bull (q.v.) to regulate the
election of the king. Having given Moravia to one brother, John Henry,
and erected the county of Luxemburg into a duchy for another, Wenceslas,
he was unremitting in his efforts to secure other territories as
compensation and to strengthen the Bohemian monarchy. To this end he
purchased part of the upper Palatinate of the Rhine in 1353, and in 1367
annexed Lower Lusatia to Bohemia and bought numerous estates in various
parts of Germany. On the death in 1363 of Meinhard, duke of Upper
Bavaria and count of Tirol, Upper Bavaria was claimed by the sons of the
emperor Louis IV., and Tirol by Rudolph IV., duke of Austria. Both
claims were admitted by Charles on the understanding that if these
families died out both territories should pass to the house of
Luxemburg. About the same time he was promised the succession to the
margraviate of Brandenburg, which he actually obtained for his son
Wenceslas in 1373. He also gained a considerable portion of Silesian
territory, partly by inheritance through his third wife, Anna, daughter
of Henry II., duke of Schweidnitz. In 1365 Charles visited Pope Urban V.
at Avignon and undertook to escort him to Rome; and on the same occasion
was crowned king of Burgundy, or Arles, at Arles on the 4th of June
1365.
His second journey to Italy took place in 1368, when he had a meeting
with Urban at Viterbo, was besieged in his palace at Siena, and left the
country before the end of the year 1369. During his later years the
emperor took little part in German affairs beyond securing the election
of his son Wenceslas as king of the Romans in 1376, and negotiating a
peace between the Swabian league and some nobles in 1378. After dividing
his lands between his three sons, he died on the 29th of November 1378
at Prague, where he was buried, and where a statue was erected to his
memory in 1848.
Charles, who according to the emperor Maximilian I. was the step-father
of the Empire, but the father of Bohemia, brought the latter country to
a high state of prosperity. He reformed the finances, caused roads to be
made, provided for greater security to life and property, and introduced
or encouraged various forms of industry. In 1348 he founded the
university of Prague, and afterwards made this city the seat of an
archbishop, and beautified it by the erection of several fine buildings.
He was an accomplished diplomatist, possessed a penetrating intellect,
and was capable of much trickery in order to gain his ends. By refusing
to become entangled in Italian troubles and confining himself to
Bohemia, he proved that he preferred the substance of power to its
shadow. Apparently the most pliant of men, he had in reality great
persistence of character, and if foiled in one set of plans readily
turned round and reached his goal by a totally different path. He was
superstitious and peace-loving, had few personal wants, and is described
as a round-shouldered man of medium height, with black hair and beard,
and sallow cheeks.
His autobiography the "Vita Caroli IV.," which deals with events down
to the year 1346, and various other documents relating to his life and
times, are published in the _Fontes rerum Germanicarum_, Band I.,
edited by J.F. Bohmer (Leipzig, 1885). For other documents relating to
the time see _Die Regesten des Kaiserreichs unter Kaiser Karl IV._,
edited by J.F. Bohmer and A. Huber (Innsbruck, 1889); _Acta Karoli IV.
imperatoris inedita_ (Innsbruck, 1891); E. Werunsky, _Excerpta ex
registris Clementis VI. et Innocentii VI._ (Innsbruck, 1885). See also
E. Werunsky, _Geschichte Kaiser Karls IV. und seiner Zeit_ (Innsbruck,
1880-1892); H. Friedjung, _Kaiser Karl IV. und sein Antheil am
geistigen Leben seiner Zeit_ (Vienna, 1876); A. Gottlob, _Karls IV.
private und politische Beziehungen zu Frankreich_ (Innsbruck, 1883);
O. Winckelmann, _Die Beziehungen Kaiser Karls IV. zum Konigreich
Arelat_ (Strassburg, 1882); K. Palm, "Zu Karls IV. Politik gegen
Baiern," in the _Forschungen zur deutschen Geschichte_, Band XV.
(Gottingen, 1862-1866); Th. Lindner, "Karl IV. und die Wittelsbacher,"
and S. Stienherz, "Die Beziehungen Ludwigs I. von Ungarn zu Karl IV.,"
and "Karl IV. und die osterreichischen Freiheitsbriefe," in the
_Mittheilungen des Instituts fur osterreichische Geschichtsforschung_
(Innsbruck, 1880).
CHARLES V. (1500-1558), Roman emperor and (as CHARLES I.) king of Spain,
was born at Ghent on the 24th of February 1500. His parents were Philip
of Burgundy and Joanna, third child of Ferdinand and Isabella. Philip
died in 1506, and Charles succeeded to his Netherland possessions and
the county of Burgundy (Franche Comte). His grandfather, the emperor
Maximilian, as regent, appointed his daughter Margaret vice-regent, and
under her strenuous guardianship Charles lived in the Netherlands until
the estates declared him of age in 1515. In Castile, Ferdinand, king of
Aragon, acted as regent for his daughter Joanna, whose intellect was
already clouded. On the 23rd of January 1516 Ferdinand died. Charles's
visit to Spain was delayed until the autumn of 1517, and only in 1518
was he formally recognized as king conjointly with his mother, firstly
by the cortes of Castile, and then by those of Aragon. Joanna lived to
the very eve of her son's abdication, so that he was only for some
months technically sole king of Spain. During this Spanish visit
Maximilian died, and Charles succeeded to the inheritance of the
Habsburgs, to which was shortly added the duchy of Wurttemberg.
Maximilian had also intended that he should succeed as emperor. In spite
of the formidable rivalry of Francis I. and the opposition of Pope Leo
X., pecuniary corruption and national feeling combined to secure his
election in 1519. Charles hurriedly left Spain, and after a visit to
Henry VIII. and his aunt Catherine, was crowned at Aix on the 23rd of
October 1520.
The difficulty of Charles's reign consists in the complexity of
interests caused by the unnatural aggregate of distinct territories and
races. The crown of Castile brought with it the two recently conquered
kingdoms of Navarre and Granada, together with the new colonies in
America and scattered possessions in northern Africa. That of Aragon
comprised the three distinct states of Aragon, Valencia and Catalonia,
and in addition the kingdoms of Naples, Sicily and Sardinia, each with a
separate character and constitution of its own. No less than eight
independent cortes or parliaments existed in this Spanish-Italian group,
adding greatly to the intricacy of government. In the Netherland
provinces again the tie was almost purely personal; there existed only
the rudiments of a central administration and a common representative
system, while the county of Burgundy had a history apart. Much the same
was true of the Habsburg group of states, but Charles soon freed himself
from direct responsibility for their government by making them over,
together with Wurttemberg, to his brother Ferdinand. The Empire entailed
serious liabilities on its ruler without furnishing any reliable assets:
only through the cumbrous machinery of the diet could Charles tap the
military and financial resources of Germany. His problem here was
complicated by the growth of Lutheranism, which he had to face at his
very first diet in 1521. In addition to such administrative difficulties
Charles had inherited a quarrel with France, to which the rivalry of
Francis I. for the Empire gave a personal character. Almost equally
formidable was the advance of Sultan Suliman up the Danube, and the
union of the Turkish naval power with that of the Barbary States of
northern Africa. Against Lutheran Germany the Catholic emperor might
hope to rely upon the pope, and against France on England. But the
attitude of the popes was almost uniformly disagreeable, while from
Henry VIII. and Edward VI. Charles met with more unpleasantness than
favour.
The difficulty of Charles himself is also that of the historian and
reader of his reign. It is probably more instructive to treat it
according to the emperor's several problems than in strict chronological
order. Yet an attempt to distinguish the several periods of his career
may serve as a useful introduction. The two best dividing lines are,
perhaps, the coronation as emperor at Bologna in 1530, and the peace of
Crepy in 1544. Until his visit to Italy (1529) Charles remained in the
background of the European stage, except for his momentous meeting with
Luther at the diet of Worms (1521). This meeting in itself forms a
subdivision. Previously to this, during his nominal rule in the
Netherlands, his visit to Spain, and his candidature for the Empire, he
seemed, as it was said, spell-bound under the ferule of his minister
Chievres. Almost every report represented him as colourless, reserved
and weak. His dependence on his Flemish counsellors provoked the rising
in Castile, the feebleness of his government the social war in Aragon.
The religious question first gave him a living interest, and at this
moment Chievres died. Aleander, the papal nuncio at Worms, now
recognized that public opinion had been wrong in its estimate of
Charles. Never again was he under tutelage. The necessity, however, of
residence in Spain prevented his taking a personal part in the great
fight with Francis I. for Italy. He could claim no credit for the
capture of his rival at Pavia. When his army sacked Rome and held Pope
Clement VII. prisoner, he could not have known where this army was. And
when later the French overran Naples, and all but deprived him of his
hold on Italy, he had to instruct his generals that they must shift for
themselves. The world had become afraid of him, but knew little of his
character. In the second main division of his career Charles changed all
this. No monarch until Napoleon was so widely seen in Europe and in
Africa. Complexity of problems is the characteristic of this period. At
the head of his army Charles forced the Turks backwards down the Danube
(1532). He personally conquered Tunis (1535), and was only prevented by
"act of God" from winning Algiers (1541). The invasion of Provence in
1536 was headed by the emperor. In person he crushed the rebellion of
Ghent (1540). In his last war with Francis (1542-44) he journeyed from
Spain to the Netherlands, brought the rebellious duke of Cleves to his
knees, and was within easy reach of Paris when he made the peace of
Crepy (1544). In Germany, meanwhile, from the diet of Augsburg (1530)
onwards, he had presided at the diets or conferences, which, as he
hoped, would effect the reunion of the church.
Peace with France and the Turk and a short spell of friendliness with
Pope Paul III. enabled Charles at last to devote his whole energies to
the healing of religious schism. Conciliation proving impossible, he led
the army which received the submission of the Lutheran states, and then
captured the elector of Saxony at Muhlberg, after which the other
leader, Philip of Hesse, capitulated. The Armed Diet of 1548 was the
high-water mark of Charles's power. Here, in defiance of the pope, he
published the Interim which was meant to reconcile the Lutherans with
the church, and the so-called Reform which was to amend its abuses.
During the next four years, owing to ill-health and loss of insight, his
power was ebbing. In 1552 he was flying over the Brenner from Maurice of
Saxony, a princeling whose fortunes he had made. Once again the old
complications had arisen. His old enemy's son, Henry II., had attacked
him indirectly in Piedmont and Parma, and then directly in Germany in
alliance with Maurice. Once more the Turk was moving in the Danube and
in the western Mediterranean. The humiliation of his flight gave Charles
new spirit, and he once more led an army through Germany against the
French, only to be checked by the duke of Guise's defence of Metz.
Henceforth the waves of his fortune plashed to and fro until his
abdication without much ostensible loss or gain.
Charles had abundance of good sense, but little creative genius, and he
was by nature conservative. Consequently he never sought to impose any
new or common principles of administration on his several states. He
took them as he found them, and at most, as in the Netherlands, improved
upon what he found. So also in dealing with rival powers his policy may
be called opportunist. He was indeed accused by his enemies of emulating
Charlemagne, of aiming at universal empire. Historians have frequently
repeated this charge. Charles himself in later life laughingly denied
the imputation, and facts are in favour of his denial. When Francis I.
was in his power he made no attempt to dismember France, in spite of his
pledges to his allies Henry VIII. and the duke of Bourbon. He did,
indeed, demand the duchy of Burgundy, because he believed this to have
been unrighteously stolen by Louis XI. from his grandmother when a
helpless girl. The claim was not pressed, and at the height of his
fortunes in 1548 he advised his son never to surrender it, but also
never to make it a cause of war. When Clement VII. was his prisoner, he
was vehemently urged to overthrow the temporal power, to restore
imperial dominion in Italy, at least to make the papacy harmless for the
future. In reply he restored his enemy to the whole of his dominions,
even reimposing him by force on the Florentine republic. To the end of
his life his conscience was sensitive as to Ferdinand's expulsion of the
house of Albret from Spanish Navarre, though this was essential to the
safety of Spain. Though always at war he was essentially a lover of
peace, and all his wars were virtually defensive. "Not greedy of
territory," wrote Marcantonio Contarini in 1536, "but most greedy of
peace and quiet." For peace he made sacrifices which angered his
hot-headed brother Ferdinand. He would not aid in expelling the sultan's
puppet Zapolya from Ferdinand's kingdom of Hungary, and he suffered the
restoration of the ruffianly duke of Wurttemberg, to the grave prejudice
of German Catholicism. In spite of his protests, Henry VIII. with
impunity ill-treated his aunt Catherine, and the feeble government of
Edward VI. bullied his cousin Mary, who had been his fiancee. No serious
efforts were made to restore his brother-in-law, Christian II., to the
throne of Denmark, and he advised his son Philip to make friends with
the usurper. After the defeat of the Lutheran powers in 1547 he did not
gain a palm's breadth of territory for himself. He resisted Ferdinand's
claim for Wurttemberg, which the duke had deserved to forfeit; he
disliked his acceptance of the voluntary surrender of the city of
Constance; he would not have it said that he had gone to war for the
benefit of the house of Habsburg.
On the other hand, Charles V.'s policy was not merely negative. He
enlarged upon the old Habsburg practice of marriage as a means of
alliance of influence. Previously to his election as emperor, his sister
Isabella was married to Christian II. of Denmark, and the marriages of
Mary and Ferdinand with the king of Hungary and his sister had been
arranged. Before he was twenty Charles himself had been engaged some ten
times with a view to political combinations. Naturally, therefore, he
regarded his near relations as diplomatic assets. The federative system
was equally familiar; Germany, the Netherlands, and even Spain, were in
a measure federations. Combining these two principles, he would within
his more immediate spheres of influence strengthen existing federations
by intermarriage, while he hoped that the same means would convert the
jarring powers of Europe into a happy family. He made it a condition of
the treaty of Madrid (1526) that Francis I. should marry his sister
Eleanor, Manuel of Portugal's widow, in the hope, not that she would be
an ally or a spy within the enemy's camp, but an instrument of peace.
His son's marriage with Mary Tudor would not only salve the rubs with
England, but give such absolute security to the Netherlands that France
would shrink from war. The personal union of all the Iberian kingdoms
under a single ruler had long been an aim of Spanish statecraft. So
Charles had married his sister Eleanor, much against her will, to the
old king Manuel, and then his sister Catherine to his successor. The
empress was a Portuguese infanta, and Philip's first wife was another.
It is thus small wonder that, within a quarter of a century of Charles's
death, Philip became king of Portugal.
In the wars with Francis I. Italy was the stake. In spite of his success
Charles for long made no direct conquests. He would convert the
peninsula into a federation mainly matrimonial. Savoy, the important
buffer state, was detached from France by the marriage of the somewhat
feeble duke to Charles's capable and devoted sister-in-law, Beatrice of
Portugal. Milan, conquered from France, was granted to Francesco Sforza,
heir of the old dynasty, and even after his treason was restored to him.
In the vain hope of offspring Charles sacrificed his niece, Christina of
Denmark, to the valetudinarian duke. In the long negotiations for a
Habsburg-Valois dynasty which followed Francesco's death, Charles was
probably sincere. He insisted that his daughter or niece should marry
the third rather than the second son of Francis I., in order, apart from
other reasons, to run less risk of the duchy falling under French
dominion. The final investiture of Philip was forced upon him, and does
not represent his saner policy. The Medici of Florence, the Gonzaga of
Mantua, the papal house of Farnese, were all attached by Habsburg
marriages. The republics of Genoa and Siena were drawn into the circle
through the agency of their chief noble families, the Doria and
Piccolomini; while Charles behaved with scrupulous moderation towards
Venice in spite of her active hostility before and after the League of
Cognac. Occasional acts of violence there were, such as the
participation in the murder of Pierluigi Farnese, and the measures which
provoked the rebellion of Siena. These were due to the difficulty of
controlling the imperial agents from a distance, and in part to the
faults of the victim prince and republic. On the whole, the loose
federation of viceroyalties and principalities harmonized with Italian
interests and traditions. The alternative was not Italian independence,
but French domination. At any rate, Charles's structure was so durable
that the French met with no real success in Italy until the 18th
century.
Germany offered a fine field for a creative intellect, since the evils
of her disintegration stood confessed. On the other hand, princes and
towns were so jealous of an increase of central authority that Charles,
at least until his victory over the League of Schmalkalden, had little
effective power. Owing to his wars with French and Turks he was rarely
in Germany, and his visits were very short. His problem was infinitely
complicated by the union of Lutheranism and princely independence. He
fell back on the old policy of Maximilian, and strove to create a party
by personal alliances and intermarriage. In this he met with some
success. The friendship of the electors of Brandenburg, whether Catholic
or Protestant, was unbroken. In the war of Schmalkalden half the
Protestant princes were on Charles's side or friendly neutrals. At the
critical moment which preceded this, the lately rebellious duke of
Cleves and the heir of Bavaria were secured through the agency of two of
Ferdinand's invaluable daughters. The relations, indeed, between the two
old enemies, Austria and Bavaria, were permanently improved. The elector
palatine, whose love affairs with his sister Eleanor Charles as a boy
had roughly broken, received in compensation a Danish niece. Her sister,
widow of Francesco Sforza, was utilized to gain a hold upon the French
dynasty which ruled Lorraine. More than once there were proposals for
winning the hostile house of Saxony by matrimonial means. After his
victory over the League of Schmalkalden, Charles perhaps had really a
chance of making the imperial power a reality. But he lacked either
courage or imagination, contenting himself with proposals for voluntary
association on the lines of the defunct Swabian League, and dropping
even these when public opinion was against them. Now, too, he made his
great mistake in attempting to foist Philip upon the Empire as
Ferdinand's successor. Gossip reported that Ferdinand himself was to be
set aside, and careless historians have given currency to this. Such an
idea was impossible. Charles wished Philip to succeed Ferdinand, while
he ultimately conceded that Ferdinand's son Maximilian should follow
Philip, and even in his lifetime exercise the practical power in
Germany. This scheme irritated Ferdinand and his popular and ambitious
son at the critical moment when it was essential that the Habsburgs
should hold together against princely malcontents. Philip was
imprudently introduced to Germany, which had also just received a
foretaste of the unpleasant characteristics of Spanish troops. Yet the
person rather than the policy was, perhaps, at fault. It was natural
that the quasi-hereditary succession should revert to the elder line.
France proved her recuperative power by the occupation of Savoy and of
Metz, Toul and Verdun, the military keys of Lorraine. The separation of
the Empire and Spain left two weakened powers not always at accord, and
neither of them permanently able to cope on equal terms with France.
Nevertheless, this scheme did contribute in no small measure to the
failure of Charles in Germany. The main cause was, of course, the
religious schism, but his treatment of this requires separate
consideration.
The characteristics of Charles's government, its mingled conservatism
and adaptability, are best seen in Spain and the Netherlands, with which
he was in closer personal contact than with Italy and Germany. In Spain,
when once he knew the country, he never repeated the mistakes which on
his first visit caused the rising of the communes. The cortes of Castile
were regularly summoned, and though he would allow no encroachment on
the crown's prerogatives, he was equally scrupulous in respecting their
constitutional rights. They became, perhaps, during the reign slightly
more dependent on the crown. This has been ascribed to the system of
gratuities which in later reigns became a scandal, but was not
introduced by Charles, and as yet amounted to little more than the
payment of members' expenses. Indirectly, crown influence increased
owing to the greater control which had gradually been exercised over the
composition of the municipal councils, which often returned the deputies
for the cortes. Charles was throughout nervous as to the power and
wealth of the greater nobles. They rather than the crown had conquered
the communes, and in the past they rather than the towns had been the
enemies of monarchy. He earnestly warned his son against giving them
administrative power, especially the duke of Alva, who in spite of his
sanctimonious and humble bearing cherished the highest ambitions: in
foreign affairs and war he might be freely used, for he was Spain's best
soldier. In the cortes of 1538 Charles came into collision with the
nobles as a class. They usually attended only on ceremonial occasions,
since they were exempted from direct taxation, which was the main
function of the cortes. Now, however, they were summoned, because
Charles was bent upon a scheme of indirect taxation which would have
affected all classes. They offered an uncompromising opposition, and
Charles somewhat angrily dismissed them, nor did he ever summon them
again. The peculiar Spanish system of departmental councils was further
developed, so that it may be said that the bureaucratic element was
slightly increasing just as the parliamentary element was on the wane.
The evils of this tendency were as yet scarcely apparent owing to
Charles's personal intervention in all departments. The councils
presented their reports through the minister chiefly concerned; Charles
heard their advice, and formed his own conclusions. He impressed upon
Philip that he should never become the servant of his ministers: let him
hear them all but decide himself. Naturally enough, he was well served
by his ministers, whom he very rarely changed. After the death of the
Piedmontese Gattinara he relied mainly on Nicolas Perrenot de Granvella
for Netherland and German affairs, and on Francisco de los Cobos for
Spanish, while the younger Granvella was being trained. From 1520 to
1555 these were the only ministers of high importance. Above all,
Charles never had a court favourite, and the only women who exercised
any influence were his natural advisers, his wife, his aunt Margaret and
his sister Mary. In all these ladies he was peculiarly fortunate.
Charles was never quite popular in Spain, but the empress whom he
married at his people's request was much beloved. Complaints were made
of his absenteeism, but until 1543 he spent the greater portion of his
reign in Spain, or on expeditions such as those against Tunis and
Algiers which were distinctively in Spanish interests. Spaniards
disliked his Netherland and German connexions, but without the vigorous
blows which these enabled him to strike at France, it is improbable that
Spain could have retained her hold on Italy, or her monopoly of commerce
with the Indies. The wars with Francis I. were, in spite of the rival
candidature for the Empire, Spanish wars entailed by Ferdinand's
retention of Roussillon, his annexation of Navarre, his summary eviction
of the French from Naples. The Netherlands had become convinced on
commercial grounds of the wisdom of peace with France, and the German
interest in Milan was not sufficiently active to be a standing cause of
war. Charles and Francis had inherited the hostility of Ferdinand and
Louis XII.
The reign of Charles was in America the age of conquest and
organization. Upon his accession the settlements upon the mainland were
insignificant; by 1556 conquest was practically complete, and civil and
ecclesiastical government firmly established. Actual expansion was the
work of great adventurers starting on their own impulse from the older
colonies. To Charles fell the task of encouraging such ventures, of
controlling the conquerors, of settling the relations between colonists
and natives, which involved those between the colonists and the
missionary colonial church. He must arrest depopulation, provide for the
labour market, regulate oceanic trade, and check military preponderance
by civil and ecclesiastical organization. In America Charles took an
unceasing interest; he had a boundless belief in its possibilities, and
a determination to safeguard the interests of the crown. Cortes,
Alvarado and the brothers Pizarro were brought into close personal
communication with the emperor. If he bestowed on Cortes the confidence
which the loyal conqueror deserved, he showed the sternest determination
in crushing the rebellious and autonomous instincts of Almagro and the
Pizarros. But for this, Peru and Chile must have become independent
almost as soon as they were conquered. Throughout he strove to protect
the natives, to prevent actual slavery, and the consequent raids upon
the natives. Legislation was not, indeed, always consistent, because the
claims of the colonists could not always be resisted, but on the whole
he gave earnest support to the missionaries, who upheld the cause of the
natives against the military, and sometimes the civil and ecclesiastical
elements. His humane care for his native subjects may well be studied in
the instructions sent to Philip from Germany in 1548, when Charles was
at the summit of his power. If Charles had had his will, he would have
opened the colonial trade to the whole of his wide possessions. The
Castilians, however, jealously confined it to the city of Seville,
artificially fostering the indolence of the colonists to maintain the
agricultural and manufacturing monopoly of Castile, and by extreme
protective measures forcing them to live on smuggled goods from other
countries. Charles did actually attempt to cure the exclusive interest
of the colonists in mineral wealth by the establishment of peasant and
artisan colonies. If in many respects he failed, yet the organization of
Spanish America and the survival of the native races were perhaps the
most permanent results of his reign. It is a proof of the complexity of
his interests that the march of the Turk upon Vienna and of the French
on Naples delayed until the following reign the foundation of Spain's
eastern empire. Charles carefully organized the expedition of Magellan,
which sailed for the Moluccas and discovered the Philippines.
Unfortunately, his straits for money in 1529 compelled him to mortgage
to Portugal his disputed claim to the Moluccas, and the Philippines
consequently dropped out of sight.
If in the administration of Spain Charles did little more than mark
time, in the Netherlands advance was rapid. Of the seven northern
provinces he added five, containing more than half the area of the later
United Provinces. In the south he freed Flanders and Artois from French
suzerainty, annexed Tournai and Cambrai, and closed the natural line of
French advance through the great bishopric of Liege by a line of
fortresses across its western frontier. Much was done to convert the
aggregate of jarring provinces into a harmonious unity by means of
common principles of law and finance, and by the creation of a national
army. While every province had its own assembly, there were at Charles's
accession only the rudiments of estates general for the Netherlands at
large. At the close of the reign the common parliamentary system was in
full swing, and was fast converting the loosely knit provinces into a
state. By these means the ruler had wished to facilitate the process of
supply, but supply soon entailed redress, and the provinces could
recognize their common interests and grievances. Under Philip II. all
patriotic spirits passionately turned to this creation of his father as
the palladium of Netherland liberty. This process of consolidation was
infinitely difficult, and conflicts between local and central
authorities were frequent. That they were safely tided over was due to
Charles's moderation and his legal mind, which prompted him to draw back
when his case was bad. The harshest act of his life was the punishment
of the rebellion of Ghent. Yet the city met with little or no sympathy
in other quarters, because she had refused to act in concert with the
other members of Flanders and the other provinces. It was no mere local
quarrel, but a breach of the growing national unity.
In the Netherlands Charles showed none of the jealousy with which he
regarded the Spanish nobles. He encouraged the growth of large estates
through primogeniture; he gave the nobles the provincial governorships,
the great court offices, the command of the professional cavalry. In the
Order of the Golden Fleece and the long established presence of the
court at Brussels, he possessed advantages which he lacked in Spain. The
nobility were utilized as a link between the court and the provinces.
Very different was it with the church. By far the greater part of the
Netherlands fell under foreign sees, which were peculiarly liable to
papal exactions and to the intrigues of rival powers. Thus the usual
conflict between civil and ecclesiastical jurisdiction was peculiarly
acute. To remedy this dualism of authority and the consequent moral and
religious abuses, Charles early designed the creation of a national
diocesan system, and this was a darling project throughout his life. He
was doing what every German territorial prince, Catholic or Lutheran,
attempted, making bishoprics and abbeys dependent on the crown, with
nomination and institution in his hands, and with reasonable control
over taxation and jurisdiction. The papacy unfortunately thwarted him,
and the scheme, which under Charles would have been carried with
national assent, and created a national church, took the appearance
under Philip of alien domination.
If in Germany Charles was emperor, he was in the Netherlands territorial
prince, and thus his interests might easily be at disaccord with those
of the Empire. Consequently, just as he had shaken off French suzerainty
from Flanders and Artois, so he loosened the tie of the other provinces
to Germany. In 1548 they were declared free and sovereign principalities
not subject to imperial laws, and all the territories were incorporated
in the Burgundian circle. It was, indeed, agreed that they should
contribute to imperial taxation, and in return receive imperial
protection. But this soon became a dead letter, and the Netherlands were
really severed from the Empire, save for the nominal feudal tie in the
case of some provinces. Thus some writers have dated their independence
from Charles's convention of 1548 rather than from the peace of
Westphalia, a century later. Having converted his heterogeneous
territories into a self-sufficient state, Charles often contemplated the
formation of a middle kingdom between France and Germany. At the last
moment he spoiled his own work by granting the Netherlands to Philip. It
was indeed hard to set aside the order of inheritance, and the
commercial interests of the provinces were closely bound with Spain, and
with England, whose queen Philip had married. Under any other ruler than
Philip the breach might not have come so early. Yet it must be regretted
that Charles had not the courage of his convictions, and that he lost
the opportunity of completing the new nation which he had faithfully
laboured to create.
Charles V. is in the eyes of many the very picture of a Catholic zealot.
Popular opinion is probably mainly based upon the letters written from
Yuste in 1558, when two hot-beds of heresy had been discovered in Spain
herself, and on the contemporary codicil to his will. These were,
perhaps, really in part responsible for the later persecution. Yet the
circumstances were far from being typical of the emperor's career. Death
was very near him; devotional exercises were his main occupation. The
letters, moreover, were cries of warning, and not edicts. Charles was
not then the responsible authority. There is a long step between a
violent letter and a violent act. Few men would care to have their lives
judged by letters written in the last extremities of gout. Less
pardonable was the earlier persecution of the Valencian Moriscoes in
1525-1526. They had fought for their landlords in the cause of order,
had been forcibly converted by the revolutionaries, and on the
suppression of revolution had naturally relapsed. But for this momentary
conversion the Inquisition would have had no hold upon them. The edict
of persecution was cruel and unnecessary, and all expert opinion in
Valencia was against it. It was not, however, actually enforced until
after the victory of Pavia. It seems likely that Charles in a fit of
religious exaltation regarded the persecution as a sacrificial
thank-offering for his miraculous preservation. It is characteristic
that, when in the following year he was brought into personal contact
with the Moors of Granada, he allowed them to buy themselves off from
the more obnoxious measures of the Inquisition. Henceforth the reign was
marked by extreme leniency. Spain enjoyed a long lull in the activity of
her Inquisition. At Naples in 1547 a rumour that the Spanish Inquisition
was to be introduced to check the growth of heresy in influential
quarters produced a dangerous revolt. The briefs were, however, issued
by Paul III., no friend of Charles, and when a Neapolitan deputation
visited the emperor he disclaimed any intention of making innovations.
Of a different type to all the above was the persecution in the
Netherlands. Here it was deliberate, chronic, and on an ascending scale.
It is not a sufficient explanation that heresy also was persistent,
ubiquitous and increasing, for this was also the case in Germany where
Charles's methods were neither uniform nor drastic. But in the
Netherlands the heretics were his immediate subjects, and as in every
other state, Catholic or Lutheran, they must conform to their prince's
religion. But there was more than this. After the suppression of the
German peasant revolt in 1525 many of the refugees found shelter in the
teeming Netherland cities, and heresy took the form, not of Lutheranism,
but of Anabaptism, which was believed to be perilous to society and the
state. The government put down Anabaptism, as a modern government might
stamp out Anarchism. The edicts were, indeed, directed against heresy in
general, and were as harsh as they could be--at least on paper. Yet when
Charles was assured that they were embarrassing foreign trade he let it
be understood that they should not affect the foreign mercantile
communities. Prudential considerations proved frequently a drag upon
religious zeal.
The relations of Charles to heresy must be judged in the main by his
treatment of German Lutheranism. Here he had to deal, not with
drawing-room imprudences nor hole-and-corner conventicles, not with
oriental survivals nor millenary aspirations, but with organized
churches protected by their princes, supported by revenues filched from
his own church and stiffened by formulae as rigid as those of
Catholicism. The length and stubbornness of the conflict will serve to
show that Charles's religious conservatism had a measure of elasticity,
that he was not a bigot and nothing more. It should be remembered that
all his principal ministers were inclined to be Erasmian or indifferent,
that one of his favourite confessors, Loaysa, advised compromise, and
that several intimate members of his court and chapel were, after his
death, victims of the Inquisition. The two more obvious courses towards
the restoration of Catholic unity were force and reconciliation, in
other words, a religious war or a general council. Neither of these was
a simple remedy. The latter was impossible without papal concurrence,
inoperative without the assistance of the European powers, and merely
irritant without the adhesion of the Lutherans. It was most improbable
that the papacy, the powers and the Lutherans would combine in a
measure so palpably advantageous to the emperor. Force was hopeless save
in the absence of war with France and the Turk, and of papal hostility
in Italian territorial politics. Charles must obtain subsidies from
ecclesiastical sources, and the support of all German Catholics,
especially of the traditional rival, Bavaria. Even so the Protestants
would probably be the stronger, and therefore they must be divided by
utilizing any religious split, any class distinction, any personal or
traditional dislikes, or else by bribery. Force and reconciliation
seeming equally difficult, could an alternative be found in toleration?
The experiment might take the form either of individual toleration, or
of toleration for the Lutheran states. The former would be equally
objectionable to Lutheran and Catholic princes as loosening their grip
upon their subjects. Territorial toleration might seem equally obnoxious
to the emperor, for its recognition would strengthen the anti-imperial
particularism so closely associated with Lutheranism. If Charles could
find no permanent specific, he must apply a provisional palliative. It
was absolutely necessary to patch, if not to cure, because Germany must
be pulled together to resist French and Turks. Such palliatives were
two--suspension and comprehension. Suspension deferred the execution of
penalties incurred by heresy, either for a term of years, or until a
council should decide. Thus it recognized the divorce of the two
religions, but limited it by time. Comprehension instead of recognizing
the divorce would strive to conceal the breach. It was a domestic
remedy, German and national, not European and papal. To become permanent
it must receive the sanction of pope and council, for the Roman emperor
could not set up a church of Germany. Yet the formula adopted might
conceivably be found to fall within the four corners of the faith, and
so obviate the necessity alike of force or council. Such were the
conditions of the emperor's task, and such the methods which he actually
pursued. He would advance now on one line, now on another, now on two or
three concurrently, but he never definitely abandoned any. This fusion
of obstinacy and versatility was a marked feature of his character.