PRIMITIVE SOCIETY AND ANCIENT LAW
The necessity of submitting the subject of jurisprudence to scientific
treatment has never been entirely lost sight of in modern times, and
the essays which the consciousness of this necessity has produced have
proceeded from minds of very various calibre, but there is not much
presumption, I think, in asserting that what has hitherto stood in the
place of a science has for the most part been a set of guesses, those
very guesses of the Roman lawyers which were examined in the two
preceding chapters. A series of explicit statements, recognising and
adopting these conjectural theories of a natural state, and of a
system of principles congenial to it, has been continued with but
brief interruption from the days of their inventors to our own. They
appear in the annotations of the Glossators who founded modern
jurisprudence, and in the writings of the scholastic jurists who
succeeded them. They are visible in the dogmas of the canonists. They
are thrust into prominence by those civilians of marvellous erudition,
who flourished at the revival of ancient letters. Grotius and his
successors invested them not less with brilliancy and plausibility
than with practical importance. They may be read in the introductory
chapters of our own Blackstone, who has transcribed them textually
from Burlamaqui, and wherever the manuals published in the present day
for the guidance of the student or the practitioner begin with any
discussion of the first principles of law, it always resolves itself
into a restatement of the Roman hypothesis. It is however from the
disguises with which these conjectures sometimes clothe themselves,
quite as much as from their native form, that we gain an adequate idea
of the subtlety with which they mix themselves in human thought. The
Lockeian theory of the origin of Law in a Social Compact scarcely
conceals its Roman derivation, and indeed is only the dress by which
the ancient views were rendered more attractive to a particular
generation of the moderns; but on the other hand the theory of Hobbes
on the same subject was purposely devised to repudiate the reality of
a law of nature as conceived by the Romans and their disciples. Yet
these two theories, which long divided the reflecting politicians of
England into hostile camps, resemble each other strictly in their
fundamental assumption of a non-historic, unverifiable, condition of
the race. Their authors differed as to the characteristics of the
prae-social state, and as to the nature of the abnormal action by which
men lifted themselves out of it into that social organisation with
which alone we are acquainted, but they agreed in thinking that a
great chasm separated man in his primitive condition from man in
society, and this notion we cannot doubt that they borrowed,
consciously or unconsciously, from the Romans. If indeed the phenomena
of law be regarded in the way in which these theorists regarded
them--that is, as one vast complex whole--it is not surprising that
the mind should often evade the task it has set to itself by falling
back on some ingenious conjecture which (plausibly interpreted) will
seem to reconcile everything, or else that it should sometimes abjure
in despair the labour of systematization.
From the theories of jurisprudence which have the same speculative
basis as the Roman doctrine two of much celebrity must be excepted.
The first of them is that associated with the great name of
Montesquieu. Though there are some ambiguous expressions in the early
part of the _Esprit des Lois_, which seem to show its writer's
unwillingness to break quite openly with the views hitherto popular,
the general drift of the book is certainly to indicate a very
different conception of its subject from any which had been
entertained before. It has often been noticed that, amidst the vast
variety of examples which, in its immense width of survey, it sweeps
together from supposed systems of jurisprudence, there is an evident
anxiety to thrust into especial prominence those manners and
institutions which astonish the civilised reader by their uncouthness,
strangeness, or indecency. The inference constantly suggested is, that
laws are the creatures of climate, local situation, accident, or
imposture--the fruit of any causes except those which appear to
operate with tolerable constancy. Montesquieu seems, in fact, to have
looked on the nature of man as entirely plastic, as passively
reproducing the impressions, and submitting implicitly to the
impulses, which it receives from without. And here no doubt lies the
error which vitiates his system as a system. He greatly underrates the
stability of human nature. He pays little or no regard to the
inherited qualities of the race, those qualities which each generation
receives from its predecessors, and transmits but slightly altered to
the generation which follows it. It is quite true, indeed, that no
complete account can be given of social phenomena, and consequently of
laws, till due allowance has been made for those modifying causes
which are noticed in the _Esprit des Lois_; but their number and their
force appear to have been overestimated by Montesquieu. Many of the
anomalies which he parades have since been shown to rest on false
report or erroneous construction, and of those which remain not a few
prove the permanence rather than the variableness of man's nature,
since they are relics of older stages of the race which have
obstinately defied the influences that have elsewhere had effect. The
truth is that the stable part of our mental, moral, and physical
constitution is the largest part of it, and the resistance it opposes
to change is such that, though the variations of human society in a
portion of the world are plain enough, they are neither so rapid nor
so extensive that their amount, character, and general direction
cannot be ascertained. An approximation to truth may be all that is
attainable with our present knowledge, but there is no reason for
thinking that is so remote, or (what is the same thing) that it
requires so much future correction, as to be entirely useless and
uninstructive.
The other theory which has been adverted to is the historical theory
of Bentham. This theory which is obscurely (and, it might even be
said, timidly) propounded in several parts of Bentham's works is quite
distinct from that analysis of the conception of law which he
commenced in the "Fragment on Government," and which was more recently
completed by Mr. John Austin. The resolution of a law into a command
of a particular nature, imposed under special conditions, does not
affect to do more than protect us against a difficulty--a most
formidable one certainly--of language. The whole question remains open
as to the motives of societies in imposing these commands on
themselves, as to the connection of these commands with each other, and
the nature of their dependence on those which preceded them, and
which they have superseded. Bentham suggests the answer that
societies modify, and have always modified, their laws according to
modifications of their views of general expediency. It is difficult to
say that this proposition is false, but it certainly appears to be
unfruitful. For that which seems expedient to a society, or rather to
the governing part of it, when it alters a rule of law is surely the
same thing as the object, whatever it may be, which it has in view
when it makes the change. Expediency and the greatest good are nothing
more than different names for the impulse which prompts the
modification; and when we lay down expediency as the rule of change in
law or opinion, all we get by the proposition is the substitution of
an express term for a term which is necessarily implied when we say
that a change takes place.
There is such wide-spread dissatisfaction with existing theories of
jurisprudence, and so general a conviction that they do not really
solve the questions they pretend to dispose of, as to justify the
suspicion that some line of inquiry necessary to a perfect result has
been incompletely followed or altogether omitted by their authors. And
indeed there is one remarkable omission with which all these
speculations are chargeable, except perhaps those of Montesquieu. They
take no account of what law has actually been at epochs remote from
the particular period at which they made their appearance. Their
originators carefully observed the institutions of their own age and
civilisation, and those of other ages and civilisations with which
they had some degree of intellectual sympathy, but, when they turned
their attention to archaic states of society which exhibited much
superficial difference from their own, they uniformly ceased to
observe and began guessing. The mistake which they committed is
therefore analogous to the error of one who, in investigating the laws
of the material universe, should commence by contemplating the
existing physical world as a whole, instead of beginning with the
particles which are its simplest ingredients. One does not certainly
see why such a scientific solecism should be more defensible in
jurisprudence than in any other region of thought. It would seem
antecedently that we ought to commence with the simplest social forms
in a state as near as possible to their rudimentary condition. In
other words, if we followed the course usual in such inquiries, we
should penetrate as far up as we could in the history of primitive
societies. The phenomena which early societies present us with are not
easy at first to understand, but the difficulty of grappling with them
bears no proportion to the perplexities which beset us in considering
the baffling entanglement of modern social organisation. It is a
difficulty arising from their strangeness and uncouthness, not from
their number and complexity. One does not readily get over the
surprise which they occasion when looked at from a modern point of
view; but when that is surmounted they are few enough and simple
enough. But even if they gave more trouble than they do, no pains
would be wasted in ascertaining the germs out of which has assuredly
been unfolded every form of moral restraint which controls our actions
and shapes our conduct at the present moment.
The rudiments of the social state, so far as they are known to us at
all, are known through testimony of three sorts--accounts by
contemporary observers of civilisations less advanced than their own,
the records which particular races have preserved concerning their
primitive history, and ancient law. The first kind of evidence is the
best we could have expected. As societies do not advance concurrently,
but at different rates of progress, there have been epochs at which
men trained to habits of methodical observation have really been in a
position to watch and describe the infancy of mankind. Tacitus made
the most of such an opportunity; but the _Germany_, unlike most
celebrated classical books, has not induced others to follow the
excellent example set by its author, and the amount of this sort of
testimony which we possess is exceedingly small. The lofty contempt
which a civilised people entertains for barbarous neighbours has
caused a remarkable negligence in observing them, and this
carelessness has been aggravated at times by fear, by religious
prejudice, and even by the use of these very terms--civilisation and
barbarism--which convey to most persons the impression of a difference
not merely in degree but in kind. Even the _Germany_ has been
suspected by some critics of sacrificing fidelity to poignancy of
contrast and picturesqueness of narrative. Other histories too, which
have been handed down to us among the archives of the people to whose
infancy they relate, have been thought distorted by the pride of race
or by the religious sentiment of a newer age. It is important then to
observe that these suspicions, whether groundless or rational, do not
attach to a great deal of archaic law. Much of the old law which has
descended to us was preserved merely because it was old. Those who
practised and obeyed it did not pretend to understand it; and in some
cases they even ridiculed and despised it. They offered no account of
it except that it had come down to them from their ancestors. If we
confine our attention, then, to those fragments of ancient
institutions which cannot reasonably be supposed to have been tampered
with, we are able to gain a clear conception of certain great
characteristics of the society to which they originally belonged.
Advancing a step further, we can apply our knowledge to systems of law
which, like the Code of Menu, are as a whole of suspicious
authenticity; and, using the key we have obtained, we are in a
position to discriminate those portions of them which are truly
archaic from those which have been affected by the prejudices,
interests, or ignorance of the compiler. It will at least be
acknowledged that, if the materials for this process are sufficient,
and if the comparisons be accurately executed, the methods followed
are as little objectionable as those which have led to such surprising
results in comparative philology.
The effect of the evidence derived from comparative jurisprudence is
to establish that view of the primeval condition of the human race
which is known as the Patriarchal Theory. There is no doubt, of
course, that this theory was originally based on the Scriptural
history of the Hebrew patriarchs in Lower Asia; but, as has been
explained already, its connection with Scripture rather militated than
otherwise against its reception as a complete theory, since the
majority of the inquirers who till recently addressed themselves with
most earnestness to the colligation of social phenomena, were either
influenced by the strongest prejudice against Hebrew antiquities or by
the strongest desire to construct their system without the assistance
of religious records. Even now there is perhaps a disposition to
undervalue these accounts, or rather to decline generalising from
them, as forming part of the traditions of a Semitic people. It is to
be noted, however, that the legal testimony comes nearly exclusively
from the institutions of societies belonging to the Indo-European
stock, the Romans, Hindoos, and Sclavonians supplying the greater part
of it; and indeed the difficulty at the present stage of the inquiry,
is to know where to stop, to say of what races of men it is _not_
allowable to lay down that the society in which they are united was
originally organised on the patriarchal model. The chief lineaments of
such a society, as collected from the early chapters in Genesis, I
need not attempt to depict with any minuteness, both because they are
familiar to most of us from our earliest childhood, and because, from
the interest once attaching to the controversy which takes its name
from the debate between Locke and Filmer, they fill a whole chapter,
though not a very profitable one, in English literature. The points
which lie on the surface of the history are these:--The eldest male
parent--the eldest ascendant--is absolutely supreme in his household.
His dominion extends to life and death, and is as unqualified over his
children and their houses as over his slaves; indeed the relations of
sonship and serfdom appear to differ in little beyond the higher
capacity which the child in blood possesses of becoming one day the
head of a family himself. The flocks and herds of the children are the
flocks and herds of the father, and the possessions of the parent,
which he holds in a representative rather than in a proprietary
character, are equally divided at his death among his descendants in
the first degree, the eldest son sometimes receiving a double share
under the name of birthright, but more generally endowed with no
hereditary advantage beyond an honorary precedence. A less obvious
inference from the Scriptural accounts is that they seem to plant us
on the traces of the breach which is first effected in the empire of
the parent. The families of Jacob and Esau separate and form two
nations; but the families of Jacob's children hold together and become
a people. This looks like the immature germ of a state or
commonwealth, and of an order of rights superior to the claims of
family relation.
If I were attempting for the more special purposes of the jurist to
express compendiously the characteristics of the situation in which
mankind disclose themselves at the dawn of their history, I should be
satisfied to quote a few verses from the _Odyssee_ of Homer:
[Greek: toisin d out agorai boulephoroi oute themistes.
* * * themisteuei de ekastos
paidon ed alochon, oud allelon alegousin.]
"They have neither assemblies for consultation nor _themistes_, but
every one exercises jurisdiction over his wives and his children, and
they pay no regard to one another." These lines are applied to the
Cyclops, and it may not perhaps be an altogether fanciful idea when I
suggest that the Cyclops is Homer's type of an alien and less advanced
civilisation; for the almost physical loathing which a primitive
community feels for men of widely different manners from its own
usually expresses itself by describing them as monsters, such as
giants, or even (which is almost always the case in Oriental
mythology) as demons. However that may be, the verses condense in
themselves the sum of the hints which are given us by legal
antiquities. Men are first seen distributed in perfectly insulated
groups, held together by obedience to the parent. Law is the parent's
word, but it is not yet in the condition of those _themistes_ which
were analysed in the first chapter of this work. When we go forward to
the state of society in which these early legal conceptions show
themselves as formed, we find that they still partake of the mystery
and spontaneity which must have seemed to characterise a despotic
father's commands, but that at the same time, inasmuch as they proceed
from a sovereign, they presuppose a union of family groups in some
wider organisation. The next question is, what is the nature of this
union and the degree of intimacy which it involves? It is just here
that archaic law renders us one of the greatest of its services and
fills up a gap which otherwise could only have been bridged by
conjecture. It is full, in all its provinces, of the clearest
indications that society in primitive times was not what it is assumed
to be at present, a collection of _individuals_. In fact, and in the
view of the men who composed it, it was _an aggregation of families_.
The contrast may be most forcibly expressed by saying that the _unit_
of an ancient society was the Family, of a modern society the
Individual. We must be prepared to find in ancient law all the
consequences of this difference. It is so framed as to be adjusted to
a system of small independent corporations. It is therefore scanty,
because it is supplemented by the despotic commands of the heads of
households. It is ceremonious, because the transactions to which it
pays regard resemble international concerns much more than the quick
play of intercourse between individuals. Above all it has a
peculiarity of which the full importance cannot be shown at present.
It takes a view of _life_ wholly unlike any which appears in developed
jurisprudence. Corporations _never die_, and accordingly primitive law
considers the entities with which it deals, _i.e._ the patriarchal or
family groups, as perpetual and inextinguishable. This view is closely
allied to the peculiar aspect under which, in very ancient times,
moral attributes present themselves. The moral elevation and moral
debasement of the individual appear to be confounded with, or
postponed to, the merits and offences of the group to which the
individual belongs. If the community sins, its guilt is much more than
the sum of the offences committed by its members; the crime is a
corporate act, and extends in its consequences to many more persons
than have shared in its actual perpetration. If, on the other hand,
the individual is conspicuously guilty, it is his children, his
kinsfolk, his tribesmen, or his fellow-citizens, who suffer with him,
and sometimes for him. It thus happens that the ideas of moral
responsibility and retribution often seem to be more clearly realised
at very ancient than at more advanced periods, for, as the family
group is immortal, and its liability to punishment indefinite, the
primitive mind is not perplexed by the questions which become
troublesome as soon as the individual is conceived as altogether
separate from the group. One step in the transition from the ancient
and simple view of the matter to the theological or metaphysical
explanations of later days is marked by the early Greek notion of an
inherited curse. The bequest received by his posterity from the
original criminal was not a liability to punishment, but a liability
to the commission of fresh offences which drew with them a condign
retribution; and thus the responsibility of the family was reconciled
with the newer phase of thought which limited the consequences of
crime to the person of the actual delinquent.
It would be a very simple explanation of the origin of society if we
could base a general conclusion on the hint furnished us by the
scriptural example already adverted to, and could suppose that
communities began to exist wherever a family held together instead of
separating at the death of its patriarchal chieftain. In most of the
Greek states and in Rome there long remained the vestiges of an
ascending series of groups out of which the State was at first
constituted. The Family, House, and Tribe of the Romans may be taken
as the type of them, and they are so described to us that we can
scarcely help conceiving them as a system of concentric circles which
have gradually expanded from the same point. The elementary group is
the Family, connected by common subjection to the highest male
ascendant. The aggregation of Families forms the Gens or House. The
aggregation of Houses makes the Tribe. The aggregation of Tribes
constitutes the Commonwealth. Are we at liberty to follow these
indications, and to lay down that the commonwealth is a collection of
persons united by common descent from the progenitor of an original
family? Of this we may at least be certain, that all ancient societies
regarded themselves as having proceeded from one original stock, and
even laboured under an incapacity for comprehending any reason except
this for their holding together in political union. The history of
political ideas begins, in fact, with the assumption that kinship in
blood is the sole possible ground of community in political functions;
nor is there any of those subversions of feeling, which we term
emphatically revolutions, so startling and so complete as the change
which is accomplished when some other principle--such as that, for
instance, of _local contiguity_--establishes itself for the first time
as the basis of common political action. It may be affirmed then of
early commonwealths that their citizens considered all the groups in
which they claimed membership to be founded on common lineage. What
was obviously true of the Family was believed to be true first of the
House, next of the Tribe, lastly of the State. And yet we find that
along with this belief, or, if we may use the word, this theory, each
community preserved records or traditions which distinctly showed that
the fundamental assumption was false. Whether we look to the Greek
states, or to Rome, or to the Teutonic aristocracies in Ditmarsh which
furnished Niebuhr with so many valuable illustrations, or to the
Celtic clan associations, or to that strange social organisation of
the Sclavonic Russians and Poles which has only lately attracted
notice, everywhere we discover traces of passages in their history
when men of alien descent were admitted to, and amalgamated with, the
original brotherhood. Adverting to Rome singly, we perceive that the
primary group, the Family, was being constantly adulterated by the
practice of adoption, while stories seem to have been always current
respecting the exotic extraction of one of the original Tribes and
concerning a large addition to the houses made by one of the early
kings. The composition of the state, uniformly assumed to be natural,
was nevertheless known to be in great measure artificial. This
conflict between belief or theory and notorious fact is at first sight
extremely perplexing; but what it really illustrates is the efficiency
with which Legal Fictions do their work in the infancy of society. The
earliest and most extensively employed of legal fictions was that
which permitted family relations to be created artificially, and there
is none to which I conceive mankind to be more deeply indebted. If it
had never existed, I do not see how any one of the primitive groups,
whatever were their nature, could have absorbed another, or on what
terms any two of them could have combined, except those of absolute
superiority on one side and absolute subjection on the other. No
doubt, when with our modern ideas we contemplate the union of
independent communities, we can suggest a hundred modes of carrying it
out, the simplest of all being that the individuals comprised in the
coalescing groups shall vote or act together according to local
propinquity; but the idea that a number of persons should exercise
political rights in common simply because they happened to live within
the same topographical limits was utterly strange and monstrous to
primitive antiquity. The expedient which in those times commanded
favour was that the incoming population should _feign themselves_ to
be descended from the same stock as the people on whom they were
engrafted; and it is precisely the good faith of this fiction, and the
closeness with which it seemed to imitate reality, that we cannot now
hope to understand. One circumstance, however, which it is important
to recollect, is that the men who formed the various political groups
were certainly in the habit of meeting together periodically, for the
purpose of acknowledging and consecrating their association by common
sacrifices. Strangers amalgamated with the brotherhood were doubtless
admitted to these sacrifices; and when that was once done we can
believe that it seemed equally easy, or not more difficult, to
conceive them as sharing in the common lineage. The conclusion then
which is suggested by the evidence is, not that all early societies
were formed by descent from the same ancestor, but that all of them
which had any permanence and solidity either were so descended or
assumed that they were. An indefinite number of causes may have
shattered the primitive groups, but wherever their ingredients
recombined, it was on the model or principle of an association of
kindred. Whatever were the fact, all thought, language, and law
adjusted themselves to the assumption. But though all this seems to me
to be established with reference to the communities with whose records
we are acquainted, the remainder of their history sustains the
position before laid down as to the essentially transient and
terminable influence of the most powerful Legal Fictions. At some
point of time--probably as soon as they felt themselves strong enough
to resist extrinsic pressure--all these states ceased to recruit
themselves by factitious extensions of consanguinity. They
necessarily, therefore, became Aristocracies, in all cases where a
fresh population from any cause collected around them which could put
in no claim to community of origin. Their sternness in maintaining the
central principle of a system under which political rights were
attainable on no terms whatever except connection in blood, real or
artificial, taught their inferiors another principle, which proved to
be endowed with a far higher measure of vitality. This was the
principle of _local contiguity_, now recognised everywhere as the
condition of community in political functions. A new set of political
ideas came at once into existence, which, being those of ourselves,
our contemporaries, and in great measure of our ancestors, rather
obscure our perception of the older theory which they vanquished and
dethroned.
The Family then is the type of an archaic society in all the
modifications which it was capable of assuming; but the family here
spoken of is not exactly the family as understood by a modern. In
order to reach the ancient conception we must give to our modern ideas
an important extension and an important limitation. We must look on
the family as constantly enlarged by the absorption of strangers
within its circle, and we must try to regard the fiction of adoption
as so closely simulating the reality of kinship that neither law nor
opinion makes the slightest difference between a real and an adoptive
connection. On the other hand, the persons theoretically amalgamated
into a family by their common descent are practically held together by
common obedience to their highest living ascendant, the father,
grandfather, or great-grandfather. The patriarchal authority of a
chieftain is as necessary an ingredient in the notion of the family
group as the fact (or assumed fact) of its having sprung from his
loins; and hence we must understand that if there be any persons who,
however truly included in the brotherhood by virtue of their
blood-relationship, have nevertheless _de facto_ withdrawn themselves
from the empire of its ruler, they are always, in the beginnings of
law, considered as lost to the family. It is this patriarchal
aggregate--the modern family thus cut down on one side and extended on
the other--which meets us on the threshold of primitive jurisprudence.
Older probably than the State, the Tribe, and the House, it left
traces of itself on private law long after the House and the Tribe had
been forgotten, and long after consanguinity had ceased to be
associated with the composition of States. It will be found to have
stamped itself on all the great departments of jurisprudence, and may
be detected, I think, as the true source of many of their most
important and most durable characteristics. At the outset, the
peculiarities of law in its most ancient state lead us irresistibly to
the conclusion that it took precisely the same view of the family
group which is taken of individual men by the systems of rights and
duties now prevalent throughout Europe. There are societies open to
our observation at this very moment whose laws and usages can scarcely
be explained unless they are supposed never to have emerged from this
primitive condition; but in communities more fortunately circumstanced
the fabric of jurisprudence fell gradually to pieces, and if we
carefully observe the disintegration we shall perceive that it took
place principally in those portions of each system which were most
deeply affected by the primitive conception of the family. In one
all-important instance, that of the Roman law, the change was effected
so slowly, that from epoch to epoch we can observe the line and
direction which it followed, and can even give some idea of the
ultimate result to which it was tending. And, in pursuing this last
inquiry, we need not suffer ourselves to be stopped by the imaginary
barrier which separates the modern from the ancient world. For one
effect of that mixture of refined Roman law with primitive barbaric
usage, which is known to us by the deceptive name of feudalism, was to
revive many features of archaic jurisprudence which had died out of
the Roman world, so that the decomposition which had seemed to be
over commenced again, and to some extent is still proceeding.
On a few systems of law the family organisation of the earliest
society has left a plain and broad mark in the life-long authority of
the Father or other ancestor over the person and property of his
descendants, an authority which we may conveniently call by its later
Roman name of Patria Potestas. No feature of the rudimentary
associations of mankind is deposed to by a greater amount of evidence
than this, and yet none seems to have disappeared so generally and so
rapidly from the usages of advancing communities. Gaius, writing under
the Antonines, describes the institution as distinctively Roman. It is
true that, had he glanced across the Rhine or the Danube to those
tribes of barbarians which were exciting the curiosity of some among
his contemporaries, he would have seen examples of patriarchal power
in its crudest form; and in the far East a branch of the same ethnical
stock from which the Romans sprang was repeating their Patria Potestas
in some of its most technical incidents. But among the races
understood to be comprised within the Roman empire, Gaius could find
none which exhibited an institution resembling the Roman "Power of the
Father," except only the Asiatic Galatae. There are reasons, indeed, as
it seems to me, why the direct authority of the ancestor should, in
the greater number of progressive societies, very shortly assume
humbler proportions than belonged to it in their earliest state. The
implicit obedience of rude men to their parent is doubtless a primary
fact, which it would be absurd to explain away altogether by
attributing to them any calculation of its advantages; but, at the
same time, if it is natural in the sons to obey the father, it is
equally natural that they should look to him for superior strength or
superior wisdom. Hence, when societies are placed under circumstances
which cause an especial value to be attached to bodily and mental
vigour, there is an influence at work which tends to confine the
Patria Potestas to the cases where its possessor is actually skilful
and strong. When we obtain our first glimpse of organised Hellenic
society, it seems as if supereminent wisdom would keep alive the
father's power in persons whose bodily strength had decayed; but the
relations of Ulysses and Laertes in the _Odyssee_ appear to show that,
where extraordinary valour and sagacity were united in the son, the
father in the decrepitude of age was deposed from the headship of the
family. In the mature Greek jurisprudence, the rule advances a few
steps on the practice hinted at in the Homeric literature; and though
very many traces of stringent family obligation remain, the direct
authority of the parent is limited, as in European codes, to the
nonage or minority of the children, or, in other words, to the period
during which their mental and physical inferiority may always be
presumed. The Roman law, however, with its remarkable tendency to
innovate on ancient usage only just so far as the exigency of the
commonwealth may require, preserves both the primeval institution and
the natural limitation to which I conceive it to have been subject. In
every relation of life in which the collective community might have
occasion to avail itself of his wisdom and strength, for all purposes
of counsel or of war, the filius familias, or Son under Power, was as
free as his father. It was a maxim of Roman jurisprudence that the
Patria Potestas did not extend to the Jus Publicum. Father and son
voted together in the city, and fought side by side in the field;
indeed, the son, as general, might happen to command the father, or,
as magistrate, decide on his contracts and punish his delinquencies.
But in all the relations created by Private Law, the son lived under a
domestic despotism which, considering the severity it retained to the
last, and the number of centuries through which it endured,
constitutes one of the strangest problems in legal history.
The Patria Potestas of the Romans, which is necessarily our type of
the primeval paternal authority, is equally difficult to understand as
an institution of civilised life, whether we consider its incidence on
the person or its effects on property. It is to be regretted that a
chasm which exists in its history cannot be more completely filled. So
far as regards the person, the parent, when our information commences,
has over his children the _jus vitae necisque_, the power of life and
death, and _a fortiori_ of uncontrolled corporal chastisement; he can
modify their personal condition at pleasure; he can give a wife to his
son; he can give his daughter in marriage; he can divorce his children
of either sex; he can transfer them to another family by adoption; and
he can sell them. Late in the Imperial period we find vestiges of all
these powers, but they are reduced within very narrow limits. The
unqualified right of domestic chastisement has become a right of
bringing domestic offences under the cognisance of the civil
magistrate; the privilege of dictating marriage has declined into a
conditional veto; the liberty of selling has been virtually abolished,
and adoption itself, destined to lose almost all its ancient
importance in the reformed system of Justinian, can no longer be
effected without the assent of the child transferred to the adoptive
parentage. In short, we are brought very close to the verge of the
ideas which have at length prevailed in the modern world. But between
these widely distant epochs there is an interval of obscurity, and we
can only guess at the causes which permitted the Patria Potestas to
last as long as it did by rendering it more tolerable than it appears.
The active discharge of the most important among the duties which the
son owed to the state must have tempered the authority of his parent
if they did not annul it. We can readily persuade ourselves that the
paternal despotism could not be brought into play without great
scandal against a man of full age occupying a high civil office.
During the earlier history, however, such cases of practical
emancipation would be rare compared with those which must have been
created by the constant wars of the Roman republic. The military
tribune and the private soldier who were in the field three-quarters
of a year during the earlier contests, at a later period the proconsul
in charge of a province, and the legionaries who occupied it, cannot
have had practical reason to regard themselves as the slaves of a
despotic master; and all these avenues of escape tended constantly to
multiply themselves. Victories led to conquests, conquests to
occupations; the mode of occupation by colonies was exchanged for the
system of occupying provinces by standing armies. Each step in advance
was a call for the expatriation of more Roman citizens and a fresh
draft on the blood of the failing Latin race. We may infer, I think,
that a strong sentiment in favour of the relaxation of the Patria
Potestas had become fixed by the time that the pacification of the
world commenced on the establishment of the Empire. The first serious
blows at the ancient institution are attributed to the earlier Caesars,
and some isolated interferences of Trajan and Hadrian seem to have
prepared the ground for a series of express enactments which, though
we cannot always determine their dates, we know to have limited the
father's powers on the one hand, and on the other to have multiplied
facilities for their voluntary surrender. The older mode of getting
rid of the Potestas, by effecting a triple sale of the son's person,
is evidence, I may remark, of a very early feeling against the
unnecessary prolongation of the powers. The rule which declared that
the son should be free after having been three times sold by his
father seems to have been originally meant to entail penal
consequences on a practice which revolted even the imperfect morality
of the primitive Roman. But even before the publication of the Twelve
Tables it had been turned, by the ingenuity of the jurisconsults, into
an expedient for destroying the parental authority wherever the father
desired that it should cease.
Many of the causes which helped to mitigate the stringency of the
father's power over the persons of his children are doubtless among
those which do not lie upon the face of history. We cannot tell how
far public opinion may have paralysed an authority which the law
conferred, or how far natural affection may have rendered it
endurable. But though the powers over the _person_ may have been
latterly nominal, the whole tenour of the extant Roman jurisprudence
suggests that the father's rights over the son's _property_ were
always exercised without scruple to the full extent to which they were
sanctioned by law. There is nothing to astonish us in the latitude of
these rights when they first show themselves. The ancient law of Rome
forbade the Children under Power to hold property apart from their
parent, or (we should rather say) never contemplated the possibility
of their claiming a separate ownership. The father was entitled to
take the whole of the son's acquisitions, and to enjoy the benefit of
his contracts without being entangled in any compensating liability.
So much as this we should expect from the constitution of the earliest
Roman society, for we can hardly form a notion of the primitive family
group unless we suppose that its members brought their earnings of all
kinds into the common stock while they were unable to bind it by
improvident individual engagements. The true enigma of the Patria
Potestas does not reside here, but in the slowness with which these
proprietary privileges of the parent were curtailed, and in the
circumstance that, before they were seriously diminished, the whole
civilised world was brought within their sphere. No innovation of any
kind was attempted till the first years of the Empire, when the
acquisitions of soldiers on service were withdrawn from the operation
of the Patria Potestas, doubtless as part of the reward of the armies
which had overthrown the free commonwealth. Three centuries afterwards
the same immunity was extended to the earnings of persons who were in
the civil employment of the state. Both changes were obviously limited
in their application, and they were so contrived in technical form as
to interfere as little as possible with the principle of Patria
Potestas. A certain qualified and dependent ownership had always been
recognised by the Roman law in the perquisites and savings which
slaves and sons under power were not compelled to include in the
household accounts, and the special name of this permissive property,
Peculium, was applied to the acquisitions newly relieved from Patria
Potestas, which were called in the case of soldiers Castrense
Peculium, and Quasi-castrense Peculium in the case of civil servants.
Other modifications of the parental privileges followed, which showed
a less studious outward respect for the ancient principle. Shortly
after the introduction of the Quasi-castrense Peculium, Constantine
the Great took away the father's absolute control over property which
his children had inherited from their mother, and reduced it to a
_usufruct_, or life-interest. A few more changes of slight importance
followed in the Western Empire, but the furthest point reached was in
the East, under Justinian, who enacted that unless the acquisitions of
the child were derived from the parent's own property, the parent's
rights over them should not extend beyond enjoying their produce for
the period of his life. Even this, the utmost relaxation of the Roman
Patria Potestas, left it far ampler and severer than any analogous
institution of the modern world. The earliest modern writers on
jurisprudence remark that it was only the fiercer and ruder of the
conquerors of the empire, and notably the nations of Sclavonic origin,
which exhibited a Patria Potestas at all resembling that which was
described in the Pandects and the Code. All the Germanic immigrants
seem to have recognised a corporate union of the family under the
_mund_, or authority of a patriarchal chief; but his powers are
obviously only the relics of a decayed Patria Potestas, and fell far
short of those enjoyed by the Roman father. The Franks are
particularly mentioned as not having the Roman Institution, and
accordingly the old French lawyers, even when most busily engaged in
filling the interstices of barbarous custom with rules of Roman law,
were obliged to protect themselves against the intrusion of the
Potestas by the express maxim, _Puyssance de pere en France n'a lieu_.
The tenacity of the Romans in maintaining this relic of their most
ancient condition is in itself remarkable, but it is less remarkable
than the diffusion of the Potestas over the whole of a civilisation
from which it had once disappeared. While the Castrense Peculium
constituted as yet the sole exception to the father's power over
property, and while his power over his children's persons was still
extensive, the Roman citizenship, and with it the Patria Potestas,
were spreading into every corner of the empire. Every African or
Spaniard, every Gaul, Briton, or Jew, who received this honour by
gift, purchase, or inheritance, placed himself under the Roman Law of
Persons, and, though our authorities intimate that children born
before the acquisition of citizenship could not be brought under Power
against their will, children born after it and all ulterior
descendants were on the ordinary footing of a Roman _filius familias_.
It does not fall within the province of this treatise to examine the
mechanism of the later Roman society, but I may be permitted to remark
that there is little foundation for the opinion which represents the
constitution of Antoninus Caracalla conferring Roman citizenship on
the whole of his subjects as a measure of small importance. However we
may interpret it, it must have enormously enlarged the sphere of the
Patria Potestas, and it seems to me that the tightening of family
relations which it effected is an agency which ought to be kept in
view more than it has been, in accounting for the great moral
revolution which was transforming the world.
Before this branch of our subject is dismissed, it should be observed
that the Paterfamilias was answerable for the delicts (or _torts_) of
his Sons under Power. He was similarly liable for the torts of his
slaves; but in both cases he originally possessed the singular
privilege of tendering the delinquent's person in full satisfaction of
the damage. The responsibility thus incurred on behalf of sons,
coupled with the mutual incapacity of parent and Child under Power to
sue one another, has seemed to some jurists to be best explained by
the assumption of a "unity of person" between the Paterfamilias and
the Filius-familias. In the chapter on Successions I shall attempt
to show in what sense, and to what extent, this "unity" can be
accepted as a reality. I can only say at present that these
responsibilities of the Paterfamilias, and other legal phenomena which
will be discussed hereafter, appear to me to point at certain _duties_
of the primitive Patriarchal chieftain which balanced his _rights_. I
conceive that, if he disposed absolutely of the persons and fortune of
his clansmen, this representative ownership was coextensive with a
liability to provide for all members of the brotherhood out of the
common fund. The difficulty is to throw ourselves out of our habitual
associations sufficiently for conceiving the nature of his obligation.
It was not a legal duty, for law had not yet penetrated into the
precinct of the Family. To call it _moral_ is perhaps to anticipate
the ideas belonging to a later stage of mental development; but the
expression "moral obligation" is significant enough for our purpose,
if we understand by it a duty semi-consciously followed and enforced
rather by instinct and habit than by definite sanctions.
The Patria Potestas, in its normal shape, has not been, and, as it
seems to me, could not have been, a generally durable institution. The
proof of its former universality is therefore incomplete so long as we
consider it by itself; but the demonstration may be carried much
further by examining other departments of ancient law which depend on
it ultimately, but not by a thread of connection visible in all its
parts or to all eyes. Let us turn for example to Kinship, or in other
words, to the scale on which the proximity of relatives to each other
is calculated in archaic jurisprudence. Here again it will be
convenient to employ the Roman terms, Agnatic and Cognatic
relationship. _Cognatic_ relationship is simply the conception of
kinship familiar to modern ideas; it is the relationship arising
through common descent from the same pair of married persons, whether
the descent be traced through males or females. _Agnatic_ relationship
is something very different: it excludes a number of persons whom we
in our day should certainly consider of kin to ourselves, and it
includes many more whom we should never reckon among our kindred. It
is in truth the connection existing between the members of the Family,
conceived as it was in the most ancient times. The limits of this
connection are far from conterminous with those of modern
relationship.
Cognates then are all those persons who can trace their blood to a
single ancestor and ancestress; or, if we take the strict technical
meaning of the word in Roman law, they are all who trace their blood
to the legitimate marriage of a common pair. "Cognation" is therefore
a relative term, and the degree of connection in blood which it
indicates depends on the particular marriage which is selected as the
commencement of the calculation. If we begin with the marriage of
father and mother, Cognation will only express the relationship of
brothers and sisters; if we take that of the grandfather and
grandmother, then uncles, aunts, and their descendants will also be
included in the notion of Cognation, and following the same process a
larger number of Cognates may be continually obtained by choosing the
starting point higher and higher up in the line of ascent. All this is
easily understood by a modern; but who are the Agnates? In the first
place, they are all the Cognates who trace their connection exclusively
through males. A table of Cognates is, of course, formed by taking
each lineal ancestor in turn and including all his descendants of both
sexes in the tabular view; if then, in tracing the various branches of
such a genealogical table or tree, we stop whenever we come to the
name of a female and pursue that particular branch or ramification no
further, all who remain after the descendants of women have been
excluded are Agnates, and their connection together is Agnatic
Relationship. I dwell a little on the process which is practically
followed in separating them from the Cognates, because it explains a
memorable legal maxim, "Mulier est finis familiae"--a woman is the
terminus of the family. A female name closes the branch or twig of the
genealogy in which it occurs. None of the descendants of a female are
included in the primitive notion of family relationship.
If the system of archaic law at which we are looking be one which
admits Adoption, we must add to the Agnate thus obtained all persons,
male or female, who have been brought into the Family by the
artificial extension of its boundaries. But the descendants of such
persons will only be Agnates, if they satisfy the conditions which
have just been described.
What then is the reason of this arbitrary inclusion and exclusion? Why
should a conception of Kinship, so elastic as to include strangers
brought into the family by adoption, be nevertheless so narrow as to
shut out the descendants of a female member? To solve these
questions, we must recur to the Patria Potestas. The foundation of
Agnation is not the marriage of Father and Mother, but the authority
of the Father. All persons are Agnatically connected together who are
under the same Paternal Power, or who have been under it, or who might
have been under it if their lineal ancestor had lived long enough to
exercise his empire. In truth, in the primitive view, Relationship is
exactly limited by Patria Potestas. Where the Potestas begins, Kinship
begins; and therefore adoptive relatives are among the kindred. Where
the Potestas ends, Kinship ends; so that a son emancipated by his
father loses all rights of Agnation. And here we have the reason why
the descendants of females are outside the limits of archaic kinship.
If a woman died unmarried, she could have no legitimate descendants.
If she married, her children fell under the Patria Potestas, not of
her Father, but of her Husband, and thus were lost to her own family.
It is obvious that the organisation of primitive societies would have
been confounded, if men had called themselves relatives of their
mother's relatives. The inference would have been that a person might
be subject to two distinct Patriae Potestates; but distinct Patriae
Potestates implied distinct jurisdictions, so that anybody amenable to
two of them at the same time would have lived under two different
dispensations. As long as the Family was an imperium in imperio, a
community within the commonwealth, governed by its own institutions of
which the parent was the source, the limitation of relationship to the
Agnates was a necessary security against a conflict of laws in the
domestic forum.
The Parental Powers proper are extinguished by the death of the
Parent, but Agnation is as it were a mould which retains their imprint
after they have ceased to exist. Hence comes the interest of Agnation
for the inquirer into the history of jurisprudence. The Powers
themselves are discernible in comparatively few monuments of ancient
law, but Agnatic Relationship, which implies their former existence,
is discoverable almost everywhere. There are few indigenous bodies of
law belonging to communities of the Indo-European stock, which do not
exhibit peculiarities in the most ancient part of their structure
which are clearly referable to Agnation. In Hindoo law, for example,
which is saturated with the primitive notions of family dependency,
kinship is entirely Agnatic, and I am informed that in Hindoo
genealogies the names of women are generally omitted altogether. The
same view of relationship pervades so much of the laws of the races
who overran the Roman Empire as appears to have really formed part of
their primitive usage, and we may suspect that it would have
perpetuated itself even more than it has in modern European
jurisprudence, if it had not been for the vast influence of the later
Roman law on modern thought. The Praetors early laid hold on Cognation
as the _natural_ form of kinship, and spared no pains in purifying
their system from the older conception. Their ideas have descended to
us, but still traces of Agnation are to be seen in many of the modern
rules of succession after death. The exclusion of females and their
children from governmental functions, commonly attributed to the usage
of the Salian Franks, has certainly an agnatic origin, being descended
from the ancient German rule of succession to allodial property. In
Agnation too is to be sought the explanation of that extraordinary
rule of English Law, only recently repealed, which prohibited brothers
of the half-blood from succeeding to one another's lands. In the
Customs of Normandy, the rule applies to _uterine_ brothers only, that
is, to brothers by the same mother but not by the same father; and,
limited in this way, it is a strict deduction from the system of
Agnation, under which uterine brothers are no relations at all to one
another. When it was transplanted to England, the English judges, who
had no clue to its principle, interpreted it as a general prohibition
against the succession of the half-blood, and extended it to
_consanguineous_ brothers, that is to sons of the same father by
different wives. In all the literature which enshrines the pretended
philosophy of law, there is nothing more curious than the pages of
elaborate sophistry in which Blackstone attempts to explain and
justify the exclusion of the half-blood.
It may be shown, I think, that the Family, as held together by the
Patria Potestas, is the nidus out of which the entire Law of Persons
has germinated. Of all the chapters of that Law the most important is
that which is concerned with the status of Females. It has just been
stated that Primitive Jurisprudence, though it does not allow a Woman
to communicate any rights of Agnation to her descendants, includes
herself nevertheless in the Agnatic bond. Indeed, the relation of a
female to the family in which she was born is much stricter, closer,
and more durable than that which unites her male kinsmen. We have
several times laid down that early law takes notice of Families only;
this is the same thing as saying that it only takes notice of persons
exercising Patria Potestas, and accordingly the only principle on
which it enfranchises a son or grandson at the death of his Parent, is
a consideration of the capacity inherent in such son or grandson to
become himself the head of a new family and the root of a new set of
Parental Powers. But a woman, of course, has no capacity of the kind,
and no title accordingly to the liberation which it confers. There is
therefore a peculiar contrivance of archaic jurisprudence for
retaining her in the bondage of the Family for life. This is the
institution known to the oldest Roman law as the Perpetual Tutelage of
Women, under which a Female, though relieved from her Parent's
authority by his decease, continues subject through life to her
nearest male relations as her Guardians. Perpetual Guardianship is
obviously neither more nor less than an artificial prolongation of the
Patria Potestas, when for other purposes it has been dissolved. In
India, the system survives in absolute completeness, and its operation
is so strict that a Hindoo Mother frequently becomes the ward of her
own sons. Even in Europe, the laws of the Scandinavian nations
respecting women preserved it until quite recently. The invaders of
the Western Empire had it universally among their indigenous usages,
and indeed their ideas on the subject of Guardianship, in all its
forms, were among the most retrogressive of those which they
introduced into the Western world. But from the mature Roman
jurisprudence it had entirely disappeared. We should know almost
nothing about it, if we had only the compilations of Justinian to
consult; but the discovery of the manuscript of Gaius discloses it to
us at a most interesting epoch, just when it had fallen into complete
discredit and was verging on extinction. The great jurisconsult
himself scouts the popular apology offered for it in the mental
inferiority of the female sex, and a considerable part of his volume
is taken up with descriptions of the numerous expedients, some of them
displaying extraordinary ingenuity, which the Roman lawyers had
devised for enabling Women to defeat the ancient rules. Led by their
theory of Natural Law, the jurisconsults had evidently at this time
assumed the equality of the sexes as a principle of their code of
equity. The restrictions which they attacked were, it is to be
observed, restrictions on the disposition of property, for which the
assent of the woman's guardians was still formally required. Control
of her person was apparently quite obsolete.
Ancient Law subordinates the woman to her blood-relations, while a
prime phenomenon of modern jurisprudence has been her subordination to
her husband. The history of the change is remarkable. It begins far
back in the annals of Rome. Anciently, there were three modes in which
marriage might be contracted according to Roman usage, one involving a
religious solemnity, the other two the observance of certain secular
formalities. By the religious marriage or _Confarreation_; by the
higher form of civil marriage, which was called _Coemption_; and by
the lower form, which was termed _Usus_, the Husband acquired a number
of rights over the person and property of his wife, which were on the
whole in excess of such as are conferred on him in any system of
modern jurisprudence. But in what capacity did he acquire them? Not as
_Husband_, but as _Father_. By the Confarreation, Coemption, and Usus,
the woman passed _in manum viri_, that is, in law she became the
_Daughter_ of her husband. She was included in his Patria Potestas.
She incurred all the liabilities springing out of it while it
subsisted, and surviving it when it had expired. All her property
became absolutely his, and she was retained in tutelage after his
death to the guardian whom he had appointed by will. These three
ancient forms of marriage fell, however, gradually into disuse, so
that, at the most splendid period of Roman greatness, they had almost
entirely given place to a fashion of wedlock--old apparently, but not
hitherto considered reputable--which was founded on a modification of
the lower form of civil marriage. Without explaining the technical
mechanism of the institution now generally popular, I may describe it
as amounting in law to little more than a temporary deposit of the
woman by her family. The rights of the family remained unimpaired, and
the lady continued in the tutelage of guardians whom her parents had
appointed and whose privileges of control overrode, in many material
respects, the inferior authority of her husband. The consequence was
that the situation of the Roman female, whether married or unmarried,
became one of great personal and proprietary independence, for the
tendency of the later law, as I have already hinted, was to reduce
the power of the guardian to a nullity, while the form of marriage in
fashion conferred on the husband no compensating superiority. But
Christianity tended somewhat from the very first to narrow this
remarkable liberty. Led at first by justifiable disrelish for the
loose practices of the decaying heathen world, but afterwards hurried
on by a passion of asceticism, the professors of the new faith looked
with disfavour on a marital tie which was in fact the laxest the
Western world has seen. The latest Roman law, so far as it is touched
by the constitutions of the Christian Emperors, bears some marks of a
reaction against the liberal doctrines of the great Antonine
jurisconsults. And the prevalent state of religious sentiment may
explain why it is that modern jurisprudence, forged in the furnace of
barbarian conquest, and formed by the fusion of Roman jurisprudence
with patriarchal usage, has absorbed, among its rudiments, much more
than usual of those rules concerning the position of women which
belong peculiarly to an imperfect civilisation. During the troubled
era which begins modern history, and while the laws of the Germanic
and Sclavonic immigrants remained superposed like a separate layer
above the Roman jurisprudence of their provincial subjects, the women
of the dominant races are seen everywhere under various forms of
archaic guardianship, and the husband who takes a wife from any family
except his own pays a money-price to her relations for the tutelage
which they surrender to him. When we move onwards, and the code of the
middle ages has been formed by the amalgamation of the two systems,
the law relating to women carries the stamp of its double origin. The
principle of the Roman jurisprudence is so far triumphant that
unmarried females are generally (though there are local exceptions to
the rule) relieved from the bondage of the family; but the archaic
principle of the barbarians has fixed the position of married women,
and the husband has drawn to himself in his marital character the
powers which had once belonged to his wife's male kindred, the only
difference being that he no longer purchases his privileges. At this
point therefore the modern law of Western and Southern Europe begins
to be distinguished by one of its chief characteristics, the
comparative freedom it allows to unmarried women and widows, the heavy
disabilities it imposes on wives. It was very long before the
subordination entailed on the other sex by marriage was sensibly
diminished. The principal and most powerful solvent of the revived
barbarism of Europe was always the codified jurisprudence of
Justinian, wherever it was studied with that passionate enthusiasm
which it seldom failed to awaken. It covertly but most efficaciously
undermined the customs which it pretended merely to interpret. But the
Chapter of law relating to married women was for the most part read by
the light, not of Roman, but of Canon Law, which in no one particular
departs so widely from the spirit of the secular jurisprudence as in
the view it takes of the relations created by marriage. This was in
part inevitable, since no society which preserves any tincture of
Christian institution is likely to restore to married women the
personal liberty conferred on them by the middle Roman law, but the
proprietary disabilities of married females stand on quite a different
basis from their personal incapacities, and it is by keeping alive and
consolidating the former that the expositors of the Canon Law have
deeply injured civilisation. There are many vestiges of a struggle
between the secular and ecclesiastical principles, but the Canon Law
nearly everywhere prevailed. In some of the French provinces married
women, of a rank below nobility, obtained all the powers of dealing
with property which Roman jurisprudence had allowed, and this local
law has been largely followed by the Code Napoleon; but the state of
the Scottish law shows that scrupulous deference to the doctrines of
the Roman jurisconsults did not always extend to mitigating the
disabilities of wives. The systems however which are least indulgent
to married women are invariably those which have followed the Canon
Law exclusively, or those which, from the lateness of their contact
with European civilisation, have never had their archaisms weeded out.
The Scandinavian laws, harsh till lately to all females, are still
remarkable for their severity to wives. And scarcely less stringent in
the proprietary incapacities it imposes is the English Common Law,
which borrows far the greatest number of its fundamental principles
from the jurisprudence of the Canonists. Indeed, the part of the
Common Law which prescribes the legal situation of married women may
serve to give an Englishman clear notions of the great institution
which has been the principal subject of this chapter. I do not know
how the operation and nature of the ancient Patria Potestas can be
brought so vividly before the mind as by reflecting on the
prerogatives attached to the husband by the pure English Common Law,
and by recalling the rigorous consistency with which the view of a
complete legal subjection on the part of the wife is carried by it,
where it is untouched by equity or statutes, through every department
of rights, duties, and remedies. The distance between the eldest and
latest Roman law on the subject of Children under Power may be
considered as equivalent to the difference between the Common Law and
the jurisprudence of the Court of Chancery in the rules which they
respectively apply to wives.
If we were to lose sight of the true origin of Guardianship in both
its forms and were to employ the common language on these topics, we
should find ourselves remarking that, while the Tutelage of Women is
an instance in which systems of archaic law push to an extravagant
length the fiction of suspended rights, the rules which they lay down
for the Guardianship of Male Orphans are an example of a fault in
precisely the opposite direction. All such systems terminate the
Tutelage of males at an extraordinary early period. Under the ancient
Roman law, which may be taken as their type, the son who was delivered
from Patria Potestas by the death of his Father or Grandfather
remained under guardianship till an epoch which for general purposes
may be described as arriving with his fifteenth year; but the arrival
of that epoch placed him at once in the full enjoyment of personal and
proprietary independence. The period of minority appears therefore to
have been as unreasonably short as the duration of the disabilities of
women was preposterously long. But, in point of fact, there was no
element either of excess or of shortcoming in the circumstances which
gave their original form to the two kinds of guardianship. Neither the
one nor the other of them was based on the slightest consideration of
public or private convenience. The guardianship of male orphans was no
more designed originally to shield them till the arrival of years of
discretion than the tutelage of women was intended to protect the
other sex against its own feebleness. The reason why the death of the
father delivered the son from the bondage of the family was the son's
capacity for becoming himself the head of a new family and the founder
of a new Patria Potestas; no such capacity was possessed by the woman
and therefore she was _never_ enfranchised. Accordingly the
Guardianship of Male Orphans was a contrivance for keeping alive the
semblance of subordination to the family of the Parent, up to the time
when the child was supposed capable of becoming a parent himself. It
was a prolongation of the Patria Potestas up to the period of bare
physical manhood. It ended with puberty, for the rigour of the theory
demanded that it should do so. Inasmuch, however, as it did not
profess to conduct the orphan ward to the age of intellectual maturity
or fitness for affairs, it was quite unequal to the purposes of
general convenience; and this the Romans seem to have discovered at a
very early stage of their social progress. One of the very oldest
monuments of Roman legislation is the _Lex Laetoria_ or _Plaetoria_
which placed all free males who were of full years and rights under
the temporary control of a new class of guardians, called _Curatores_,
whose sanction was required to validate their acts or contracts. The
twenty-sixth year of the young man's age was the limit of this
statutory supervision; and it is exclusively with reference to the age
of twenty-five that the terms "majority" and "minority" are employed
in Roman law. _Pupilage_ or _wardship_ in modern jurisprudence had
adjusted itself with tolerable regularity to the simple principle of
protection to the immaturity of youth both bodily and mental. It has
its natural termination with years of discretion. But for protection
against physical weakness and for protection against intellectual
incapacity, the Romans looked to two different institutions, distinct
both in theory and design. The ideas attendant on both are combined in
the modern idea of guardianship.
The Law of Persons contains but one other chapter which can be
usefully cited for our present purpose. The legal rules by which
systems of nature jurisprudence regulate the connection of _Master and
Slave_, present no very distinct traces of the original condition
common to ancient societies. But there are reasons for this exception.
There seems to be something in the institution of Slavery which has at
all times either shocked or perplexed mankind, however little
habituated to reflection, and however slightly advanced in the
cultivation of its moral instincts. The compunction which ancient
communities almost unconsciously experienced appears to have always
resulted in the adoption of some imaginary principle upon which a
defence, or at least a rationale, of slavery could be plausibly
founded. Very early in their history the Greeks explained the
institution as grounded on the intellectual inferiority of certain
races and their consequent natural aptitude for the servile condition.
The Romans, in a spirit equally characteristic, derived it from a
supposed agreement between the victor and the vanquished in which the
first stipulated for the perpetual services of his foe; and the other
gained in consideration the life which he had legitimately forfeited.
Such theories were not only unsound but plainly unequal to the case
for which they affected to account. Still they exercised powerful
influence in many ways. They satisfied the conscience of the Master.
They perpetuated and probably increased the debasement of the Slave.
And they naturally tended to put out of sight the relation in which
servitude had originally stood to the rest of the domestic system. The
relation, though not clearly exhibited, is casually indicated in many
parts of primitive law, and more particularly in the typical
system--that of ancient Rome.
Much industry and some learning have been bestowed in the United
States of America on the question whether the Slave was in the early
stages of society a recognised member of the Family. There is a sense
in which an affirmative answer must certainly be given. It is clear,
from the testimony both of ancient law and of many primeval histories,
that the Slave might under certain conditions be made the Heir, or
Universal Successor, of the Master, and this significant faculty, as I
shall explain in the Chapter on Succession, implies that the
government and representation of the Family might, in a particular
state of circumstances, devolve on the bondman. It seems, however, to
be assumed in the American arguments on the subject that, if we allow
Slavery to have been a primitive Family institution, the
acknowledgment is pregnant with an admission of the moral
defensibility of Negro-servitude at the present moment. What then is
meant by saying that the Slave was originally included in the Family?
Not that his situation may not have been the fruit of the coarsest
motives which can actuate man. The simple wish to use the bodily
powers of another person as a means of ministering to one's own ease
or pleasure is doubtless the foundation of Slavery, and as old as
human nature. When we speak of the Slave as anciently included in the
Family, we intend to assert nothing as to the motives of those who
brought him into it or kept him there; we merely imply that the tie
which bound him to his master was regarded as one of the same general
character with that which united every other member of the group to
its chieftain. This consequence is, in fact, carried in the general
assertion already made that the primitive ideas of mankind were
unequal to comprehending any basis of the connection _inter se_ of
individuals, apart from the relations of family. The Family consisted
primarily of those who belonged to it by consanguinity and next of
those who had been engrafted on it by adoption; but there was still a
third class of persons who were only joined to it by common subjection
to its head, and these were the Slaves. The born and the adopted
subjects of the chief were raised above the Slave by the certainty
that in the ordinary course of events they would be relieved from
bondage and entitled to exercise powers of their own; but that the
inferiority of the Slave was not such as to place him outside the pale
of the Family, or such as to degrade him to the footing of inanimate
property, is clearly proved, I think, by the many traces which remain
of his ancient capacity for inheritance in the last resort. It would,
of course, be unsafe in the highest degree to hazard conjectures how
far the lot of the Slave was mitigated, in the beginnings of society,
by having a definite place reserved to him in the empire of the
Father. It is, perhaps, more probable that the son was practically
assimilated to the Slave, than that the Slave shared any of the
tenderness which in later times was shown to the son. But it may be
asserted with some confidence of advanced and matured codes that,
wherever servitude is sanctioned, the Slave has uniformly greater
advantages under systems which preserve some memento of his earlier
condition than under those which have adopted some other theory of his
civil degradation. The point of view from which jurisprudence regards
the Slave is always of great importance to him. The Roman law was
arrested in its growing tendency to look upon him more and more as an
article of property by the theory of the Law of Nature; and hence it
is that, wherever servitude is sanctioned by institutions which have
been deeply affected by Roman jurisprudence, the servile condition is
never intolerably wretched. There is a great deal of evidence that in
those American States which have taken the highly Romanised code of
Louisiana as the basis of their jurisprudence, the lot and prospects
of the negro-population are better in many material respects than
under institutions founded on the English Common Law, which, as
recently interpreted, has no true place for the Slave, and can only
therefore regard him as a chattel.
We have now examined all parts of the ancient Law of Persons which
fall within the scope of this treatise, and the result of the inquiry
is, I trust, to give additional definiteness and precision to our view
of the infancy of jurisprudence. The Civil laws of States first make
their appearance as the Themistes of a patriarchal sovereign, and we
can now see that these Themistes are probably only a developed form of
the irresponsible commands which, in a still earlier condition of the
race, the head of each isolated household may have addressed to his
wives, his children, and his slaves. But, even after the State has
been organised, the laws have still an extremely limited application.
Whether they retain their primitive character as Themistes, or whether
they advance to the condition of Customs or Codified Texts, they are
binding not on individuals, but on Families. Ancient jurisprudence, if
a perhaps deceptive comparison may be employed, may be likened to
International Law, filling nothing, as it were, excepting the
interstices between the great groups which are the atoms of society.
In a community so situated, the legislation of assemblies and the
jurisdiction of Courts reaches only to the heads of families, and to
every other individual the rule of conduct is the law of his home, of
which his Parent is the legislator. But the sphere of civil law, small
at first, tends steadily to enlarge itself. The agents of legal
change, Fictions, Equity, and Legislation, are brought in turn to bear
on the primeval institutions, and at every point of the progress, a
greater number of personal rights and a larger amount of property are
removed from the domestic forum to the cognisance of the public
tribunals. The ordinances of the government obtain gradually the same
efficacy in private concerns as in matters of state, and are no longer
liable to be overridden by the behests of a despot enthroned by each
hearthstone. We have in the annals of Roman law a nearly complete
history of the crumbling away of an archaic system, and of the
formation of new institutions from the recombined materials,
institutions some of which descended unimpaired to the modern world,
while others, destroyed or corrupted by contact with barbarism in the
dark ages, had again to be recovered by mankind. When we leave this
jurisprudence at the epoch of its final reconstruction by Justinian,
few traces of archaism can be discovered in any part of it except in
the single article of the extensive powers still reserved to the
living Parent. Everywhere else principles of convenience, or of
symmetry, or of simplification--new principles at any rate--have
usurped the authority of the jejune considerations which satisfied the
conscience of ancient times. Everywhere a new morality has displaced
the canons of conduct and the reasons of acquiescence which were in
unison with the ancient usages, because in fact they were born of
them.
The movement of the progressive societies has been uniform in one
respect. Through all its course it has been distinguished by the
gradual dissolution of family dependency and the growth of individual
obligation in its place. The Individual is steadily substituted for
the Family, as the unit of which civil laws take account. The advance
has been accomplished at varying rates of celerity, and there are
societies not absolutely stationary in which the collapse of the
ancient organisation can only be perceived by careful study of the
phenomena they present. But, whatever its pace, the change has not
been subject to reaction or recoil, and apparent retardations will be
found to have been occasioned through the absorption of archaic ideas
and customs from some entirely foreign source. Nor is it difficult to
see what is the tie between man and man which replaces by degrees
those forms of reciprocity in rights and duties which have their
origin in the Family. It is Contract. Starting, as from one terminus
of history, from a condition of society in which all the relations of
Persons are summed up in the relations of Family, we seem to have
steadily moved towards a phase of social order in which all these
relations arise from the free agreement of Individuals. In Western
Europe the progress achieved in this direction has been considerable.
Thus the status of the Slave has disappeared--it has been superseded
by the contractual relation of the servant to his master. The status
of the Female under Tutelage, if the tutelage be understood of persons
other than her husband, has also ceased to exist; from her coming of
age to her marriage all the relations she may form are relations of
contract. So too the status of the Son under Power has no true place
in law of modern European societies. If any civil obligation binds
together the Parent and the child of full age, it is one to which only
contract gives its legal validity. The apparent exceptions are
exceptions of that stamp which illustrate the rule. The child before
years of discretion, the orphan under guardianship, the adjudged
lunatic, have all their capacities and incapacities regulated by the
Law of Persons. But why? The reason is differently expressed in the
conventional language of different systems, but in substance it is
stated to the same effect by all. The great majority of Jurists are
constant to the principle that the classes of persons just mentioned
are subject to extrinsic control on the single ground that they do not
possess the faculty of forming a judgment on their own interests; in
other words, that they are wanting in the first essential of an
engagement by Contract.
The word Status may be usefully employed to construct a formula
expressing the law of progress thus indicated, which, whatever be its
value, seems to me to be sufficiently ascertained. All the forms of
Status taken notice of in the Law of Persons were derived from, and to
some extent are still coloured by, the powers and privileges anciently
residing in the Family. If then we employ Status, agreeably with the
usage of the best writers, to signify these personal conditions only,
and avoid applying the term to such conditions as are the immediate or
remote result of agreement, we may say that the movement of the
progressive societies has hitherto been a movement _from Status to
Contract_.