For Spencer, as for M. Bergson, we live in a world of change

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SPENCER'S PHILOSOPHY OF SCIENCE

The Herbert Spencer Lecture

Delivered at the Museum

7 November, 1913

by

C. LLOYD MORGAN, F.R.S.

Price Two Shillings net

Oxford

At the Clarendon Press

MCMXIII

Oxford University Press

London Edinburgh Glasgow New York

Toronto Melbourne Bombay

Humphrey Milford M.A.

Publisher to the University

SPENCER'S PHILOSOPHY OF SCIENCE

Towards the close of 1870, while I was still in my teens, my youthful

enthusiasm was fired by reading Tyndall's Discourse on _The Scientific

Use of the Imagination_. The vision of the conquest of nature by

physical science--a vision which had but lately begun to open up to my

wondering gaze--was rendered clearer and more extensive. Of the theory

of evolution I knew but little; but I none the less felt assured that it

had come to stay and to prevail. Was it not accepted by all of _us_--the

enlightened and emancipated men of science whose ranks I had joined as a

raw recruit? Believing that I was independently breaking free of all

authority, to the authority that appealed to my fancy, and to a new

loyalty, I was a willing slave. And here in one glowing sentence the

inner core of evolution lay revealed.

'Strip it naked and you stand face to face with the notion that

not alone the more ignoble forms of animalcular and animal life,

not alone the nobler forms of the horse and the lion, not alone

the exquisite and wonderful mechanism of the human body, but that

the human mind itself--emotion, intellect and all their

phenomena--were once latent in a fiery cloud.'[1]

With sparkling eyes I quoted these brave words to a friend of my

father's, whose comments were often as caustic as his sympathy in my

interests was kindly. With a grave smile he asked whether the notion was

not perhaps stripped too naked to preserve the decencies of modest

thought; he inquired whether I had not learnt from _Sartor Resartus_

that the philosophy of nature is a Philosophy of Clothes; and he bade me

devote a little time to quiet and careful consideration of what Tyndall

really meant--meant in terms of the exact science he professed--by the

phrase 'latent in a fiery cloud'. I dimly suspected that the old

gentleman--old in the sense of being my father's contemporary--was

ignorant of those recent developments of modern science with which I had

been acquainted for weeks, nay more for months. Perhaps he had never

even heard of the nebular hypothesis! But I felt that I had done him an

injustice when, next morning, he sent round a volume of the _Westminster

Review_ with a slip of paper indicating an article on 'Progress: its Law

and Cause'.

Such was my introduction to Herbert Spencer, some of whose works I read

with admiration during the next few years.

I have no very distinct recollection of the impression produced on my

mind by the germinal essay of 1857, save that it served to quicken that

craving, which is, I suppose, characteristic of those who have some

natural bent towards philosophy--the imperative craving to seek and, if

it may be, to find the one in the many. In any case Tyndall's suggestive

sentence was here amplified and the underlying law was disclosed.

'Whether it be in the development of the Earth, in the development

of Life upon its surface, in the development of Society, of

Government, of Manufacture, of Commerce, of Language, Literature,

Science, Art, the same evolution of the simple into the complex,

through successive differentiations, holds throughout. From the

earliest traceable cosmical changes down to the latest results of

civilisation, we shall find that the transformation of the

homogeneous into the heterogeneous, is that in which Progress

essentially consists.'[2]

Here was just what I wanted--on the one hand the whole wide universe of

existence; and on the other hand a brief formula with which to label its

potted essence. How breathlessly one was led on, with only such breaches

of continuity as separate paragraphs inevitably impose, right away from

the primitive fire-mist to one of Bach's fugues or the critical

doctrines of Mr. Ruskin, guided throughout by the magic of

differentiation. What if the modes of existence, dealt with in

successive sections, were somewhat startlingly diverse! Was not this

itself a supreme example of the evolution of that diversity which the

formula enables us to interpret? For if there were a passage from the

homogeneous to the heterogeneous, the more heterogeneous the

products--inorganic, organic, and superorganic, as I learnt to call

them--the stronger the evidence for the law. Only by shutting one's eyes

to the light that had been shed on the world by evolution could one fail

to see how simple and yet how inevitable was the whole business.

If then differentiation be the cardinal law of evolution--for the

correlative concept of integration receives no emphasis in this early

essay--does not the universality of the law imply a universal cause?

Just as gravitation was assignable as a _cause_ of each of the groups of

phenomena which Kepler formulated; so might some equally simple

attribute of things be assignable as the cause of each of the groups of

phenomena formulated in terms of differentiation. Now the only obvious

respect in which all kinds of Progress are alike, is, that they are

modes of change; and hence in some characteristic of changes in general,

the desired solution must be found. Thus we are led up to the statement

of the all-pervading principle which determines the all-pervading

process of differentiation. It is this: _Every active force produces

more than one change--every cause produces more than one effect._[3]

In the first part of the Essay many and varied facts are adduced to show

that every kind of progress is from the simple to the complex. The aim

of the second part is to show why this is so: it is 'because each change

is followed by many changes'. From the beginning, the decomposition of

every expended force into several forces has been perpetually producing

a higher complication, and thus Progress is not an accident but a

beneficent necessity. In a brief third part we are bidden to remember

that

'after all that has been said the ultimate mystery remains just as

it was. The explanation of that which is explicable does but bring

out into greater clearness the inexplicableness of that which

remains behind.... The sincere man of science, content to follow

wherever the evidence leads him becomes by each new enquiry more

profoundly convinced that the Universe is an insoluble problem....

In all directions his investigations bring him face to face with

the unknowable; and he ever more clearly perceives it to be the

unknowable'.[4]

There is I think a growing consensus of opinion that the first of

these three parts, subsequently expanded and illustrated with

astonishing wealth of detail in the volumes of the _Synthetic

Philosophy_, contains the germ of all that is best in the teaching of

Herbert Spencer; and that it was amid phenomena which admitted of

interpretation from the biological, or quasi-biological, point of view

that he found his most congenial sphere of work and the one in which his

method was most effectively employed. The story of evolution is the

story of inter-related changes. In any organic whole there are certain

salient features of the historical sequence.[5] The parts get more

different from each other, and they also get more effectively connected

with each other; the individual whole gets more different from its

environment, and it also preserves and extends its connexion with the

environment; the several individuals get more different from others,

while their connexion with others is retained and new connexions are

established. Nowadays these central ideas may seem familiar enough; but

that is just because Spencer's thought has been so completely

assimilated. And then we must remember that these main principles are

supplemented by a great number of ancillary generalizations, many of

which have been incorporated in the scientific doctrine which is current

to-day. We must bear in mind that of the _Biology_ Charles Darwin

wrote:[6] 'I am astonished at its prodigality of original thought.' Of

the _Psychology_ William James says[7] that of the systematic treatises

it will rank as the most original. These are the opinions of experts. No

discussion of sociology or ethics is complete if it ignores Spencer's

contributions to these subjects. The _Ethics_, says James[8] is a most

vital and original piece of attitude-taking in the world of ideals. It

was his firm and often inflexible 'attitude' which was a source of

strength in Spencer, though it was the strength of rigidity rather than

that of sinewy suppleness. This was part of a certain 'narrowness of

intent and vastness of extent' which characterized his mental vision. He

was so obsessed with the paramount importance of biological

relationships that in his _Sociology_, his _Ethics_, his _Psychology_,

he failed to do justice to, or even to realize the presence of, other

and higher relationships--higher, that is, in the evolutionary scale.

But it was his signal merit to work biological interpretation for all,

and perhaps more than, it was worth. It was on these lines that he was

led to find a clue to those social and political developments, the

discussion of which, in the _Nonconformist_ of 1842, constituted the

first step from the life of an engineer to that other kind of life which

led to the elaboration of the _Synthetic Philosophy_.[9] In his later

years he was saddened to see that many of the social and political

doctrines, for the establishment of which he had striven so strenuously,

were not accepted by a newer generation of thinkers. Still, to have

taken a definite and, for all his detractors may say, an honoured

position in the line of those who make history in the philosophy of life

and mind--that could never be taken away from him.

It will perhaps be said that this emphasis on the philosophy of life

and mind does scant justice to the range and sweep of Spencer's

philosophy as a whole; and no doubt others will contend that the

emphasis should be laid elsewhere; on the mechanical foundations; on

evolution as a universal principle. It will be urged that Spencer

widened to men's view the scope of scientific explanation. He proclaimed

'the gradual growth of all things by natural processes out of natural

antecedents'.[10] Even in the _Nonconformist_ letters 'there is', he

himself says,[11] 'definitely expressed a belief in the universality of

law--law in the realm of mind as in that of matter--law throughout the

life of society as throughout the individual life. So, too, is it with

the correlative idea of universal causation.' And if there be law it

must at bottom be one law. Thus in _First Principles_ Spencer propounded

a sweeping and sonorous formula, which every disciple knows by heart,

embodying the fundamental traits of that unceasing redistribution of

matter and motion which characterizes evolution as contrasted with

dissolution. Was it not this that he himself regarded as his main

contribution to philosophy? Did he not himself provide a summary,

setting forth the sixteen articles of the Spencerian creed; and is not

this summary given a prominent position in the Preface he wrote to

Howard Collins's _Epitome of the Synthetic Philosophy_? Do not these

fundamental articles of his faith deal with ubiquitous causes, with the

instability of the homogeneous and the multiplication of effects, with

segregation and equilibration, and with the basal conception of the

persistence of force? There is here, it may be said, no special

reference to the organic and the superorganic. And why? Just because

Spencer's interpretation is all-inclusive; because biology, psychology,

sociology, ethics are, broadly considered, concerned only with incidents

of the later scenes of the great mechanical drama of evolution. Are we

not again and again bidden, now in forecast, now in retrospect, to look

below the surface, and constantly to bear in mind that the aim of

philosophy, as completely unified knowledge, is 'the interpretation of

all phenomena in terms of Matter, Motion, and Force'?[12] It is true

that the affairs of the mind give pause and seem to present something of

a difficulty. But even here 'specifically stated, the problem is to

interpret mental evolution in terms of the redistribution of matter and

motion'.[13] An adequate explanation of nervous evolution involves an

adequate explanation of the concomitant evolution of mind. It is true

that the antithesis of subject and object is never to be transcended

'while consciousness lasts'.[14] But if all existence, distinguishable

as subjective, is resolvable into units of consciousness, which in their

obverse or objective aspect are oscillations of molecules,[15] what more

is required to round off the explanation of every thing, save the

Unknowable--save the Ultimate Reality in which subject and object are

united? In the end we are baffled by mystery; let us, therefore, make

the best of it and rejoice.

'We can think of Matter only in terms of Mind. We can think of

Mind only in terms of Matter. When we have pushed our explorations

of the first to its uttermost limit we are referred to the second

for a final answer; and when we have got the final answer to the

second we are referred back to the first for an interpretation of

it.'[14]

And so neither answer is final. Finality is only reached when both are

swallowed up, not in victory, but in defeat. Shall we not then glory in

defeat and sing its praises often?

I must leave to some future Herbert Spencer lecturer the discussion of

his doctrine of the Unknowable and the critical consideration of its

place and value in philosophy. I would fain leave it altogether on one

side; but that is impossible. Although the _First Principles_ is divided

into two Parts, dealing respectively with the Unknowable and the

Knowable, we have not by any means done with the former when we turn

from the First Part to the Second. With Spencer we have never done with

the Unknowable, the Unconditioned Reality and the other aliases by which

it goes. His persistence of force is the persistence of Unknowable

Force. In a leading passage, at any rate, it is avowedly 'the

persistence of some Cause which transcends our knowledge and conception.

In asserting it we assert an Unconditioned Reality without beginning or

end'.[16] There must, he holds, be something at the back of the

evolutionary drama which we study--something that is both a principle of

activity and a permanent _nexus_.[17] The pity of it is that we know

not, and can never know, what on earth (or in heaven!) it is. We only

know that it exists, and somehow produces the whole show. Now it would

much conduce to clearness of thought and of statement if we could agree

to eliminate those terribly ambiguous words 'force' and 'cause' when we

are dealing with the fundamental postulate (if such it be) that there

must be something at the back of evolution to make it what it is; and

the word Source seems ready to our hand and might well be given this

special significance. But Spencer uses Agency, Power, Cause, Force, in

this connexion. In how many senses he uses the word 'force' I am not

prepared to say. It is often a synonym for cause; it stands alike for

matter and energy;[18] it is the objective correlate of our subjective

sense of effort.[19] There is a 'correlation and equivalence between

external forces and the mental forces generated by them under the form

of sensations'.[20] And when we pass to human life in society, whatever

in any way facilitates or impedes social, political, or economic change,

is spoken of in terms of force.[21] With an apparent vagueness and

laxity almost unparalleled, force is used in wellnigh every conceivable

sense of this ambiguous word--except, perhaps, that which is now

sanctioned by definition in mathematical physics. I say apparent

vagueness and laxity because, subtly underlying all this varied usage,

is the unifying conception of Source as the ultimate basis of all

enforcement. From this flows all necessity whether in things or thoughts

or any combination of the two. Thus persistence of force is Spencer's

favourite expression for uniform determinism at or near its Source.

Now, as I understand the position, science has nothing whatever to do

with the Source or Sources of phenomena. By a wise self-denying

ordinance it rules all questions of ultimate origin out of court. It

regards them as beyond its special sphere of jurisdiction. It deals with

phenomena in terms of connexion within an orderly scheme, and it does

not profess to explain _why_ the connexions are such as they are found

to be. In any discussion of this or that sequence of events which may

fall under the wide and rather vague heading of evolution, it is just a

consistent story of the events in their total relatedness that science

endeavours to tell. The question: But what evolves the evolved? is for

science (or should I say for those who accept this delimitation of the

province of science?) not so much unanswerable in any terms, as

unanswerable in scientific terms. For the terms in which an answer must

be given are incommensurable with the concepts with which science has

elected to carry on its business as interpreter of nature. To this

question therefore the man of science, speaking for his order, simply

replies: We do not know. Is this, then, Spencer's answer? Far from it.

The man of science here makes, or should make, no positive assertion,

save in respect of the limits of his field of inquiry. If you beg him to

tell you what that which he knows not is, or does, he regards such a

question as meaningless. But Spencer's Unknowable, notwithstanding its

negative prefix, is the Ultimate Reality, and does all that is in any

way done. We may not know _what_ it is; but _that_ it is, is the most

assured of all assured certainties. And when it comes to doing, what can

be more dramatically positive than that which bears a name of negation?

Whatever it may not be, it is the Power that drives all the machinery in

this workshop of a world; it is the Power which lies at the back of such

wit as man has to interpret it, and, in some measure, to utilize its

mechanism.

It seems plain enough that Spencer distinguishes, or seeks to

distinguish, between those knowable effects which we call natural

phenomena and their Unknowable Cause or Source. And this seems to be in

line with the distinction which his critic, M. Bergson, draws between

'the evolved which is a result' and 'evolution itself, which is the act

by which the result is obtained'.[22] An act implies an agent, and the

agency of which the evolved is a manifestation is for M. Bergson Life,

while for Spencer it is that very vigorous agency--the Unknowable. Now

in criticizing Spencer, M. Bergson says:

'The usual device of the Spencerian method consists in

reconstructing evolution with the fragments of the evolved.... It

is not however by dividing the evolved that we shall reach the

principle of that which evolves. It is not by recomposing the

evolved with itself that we shall reproduce the evolution of which

it is the term.'[23]

But does Spencer ever suggest that we shall thus reach the principle of

that which evolves--by which, if I mistake not, M. Bergson means the

Source of evolution? Does he not urge that we can neither reach it in

this way, nor in any other way? For M. Bergson, as for Spencer, it is

unknowable by the intellect--it can only be known by what M. Bergson

calls intuition. For both thinkers, the intellect provides only a world

of symbols; and Spencer's transfigured realism may be matched by what

Dr. Wildon Carr calls M. Bergson's transformed realism.[24] So long as

we are dealing with the evolved--which is that with which alone science

attempts to deal--Spencer, M. Bergson, and the rest of us are in like

case. We must stumble on intellectually with our symbols as best we may.

'Whether we posit the present structure of mind or the present

subdivision of matter in either case we remain in the evolved: we are

told nothing of what evolves, nothing of evolution.'[25] _Nothing of

what evolves!_ Spencer might exclaim with a groan. Have I then written

all those pages and pages on the Unknowable for nought? Is it not a

fundamental tenet of my philosophy that there must be, and therefore is,

a Source of the evolved--of the phenomenal world which is merely an

expression in terms of intellectual symbolism, of that ultimate Power

which, though its nature may baffle the intellect, is none the less the

most real of all realities?

It would take us too far from the line of Spencer's thought to consider

M. Bergson's doctrine that it is the intellect that portions the world

into lots;[26] that cuts the facts out of the interpenetrating whole of

reality, and renders them artificially distinct within the continuity of

becoming. It suffices to note that on such a presupposition 'the

cardinal error of Spencer is to take experience already allotted as

given, whereas the true problem is to know how the allotment was

worked'.[27] I am not prepared to give--indeed I have been unable to

find--M. Bergson's own solution of the problem. I gather that it was

Life itself that somehow allotted concepts and objects in such

correspondence as should be practically useful though metaphysically

false and illusory. But just how it was done I have still to learn. 'The

original activity was', we are told, 'a simple thing which became

diversified through the very construction of mechanisms such as those of

the brain,'[28] which, as Life's tool, has facilitated the chopping up

of a continuous interpenetrating reality into mince-meat for

intellectual assimilation. Such a conception was foreign to Spencer's

thought. But some of us may find it hard to distinguish M. Bergson's

'original activity' from Spencer's Unknowable, which, so far as one can

make out, somehow produced precisely the same results. As a matter of

fact, M. Bergson seems to put into Life, as Spencer put into the

Unknowable, the potentiality of producing all that actually exists.

For Spencer, as for M. Bergson, we live in a world of change. But

neither is content to accept changes as facts to be linked up within a

scheme of scientific interpretation. Both must seek their Source. Now to

inquire into the Source or Sources of phenomena is characteristic of man

as thinker. And if, in common with those whom I follow, I regard this

quest as beyond the limits of science, I am well aware that such

delimitation of fields of inquiry is by no means universally accepted.

M. Bergson, for example, regards metaphysics as the _Science_[29] which

claims to dispense with symbols, which turns its back on analysis, which

eschews logic, which dispenses with relativity and pierces to the

absolute, which, apparently, uses the intellect only to establish its

utter incompetence in this department of 'science'. Merely saying that

this, whatever else it may be, is not what I, for one, understand by

science--and not, by the way, what M. Bergson in other passages seems to

mean by science[30]--I pass on to Spencer's treatment of the philosophy

of science which, for him, is 'completely unified knowledge', 'the

truths of philosophy bearing the same relation to the highest scientific

truths that each of these bears to lower scientific truths.'

I suppose one of the basal truths in his philosophy of science is for

Spencer the universality of connexion between cause and effect. Now let

us eliminate Source as the Ultimate Cause (so far as that is possible in

Spencer); let us restrict our attention to cause and effect in the realm

of the knowable. When we try to do this we find his statements

concerning them scarcely less puzzling than those that refer to force,

with which cause is so often identified. Thus we are told[31] that

'motion set up in any direction is itself a cause of further motion in

that direction since it is a manifestation of a surplus force in that

direction'; and elsewhere[32] that 'the momentum of a body causes it to

move in a straight line and at a uniform velocity'. A distinction is

drawn between cause and conditions. But both produce effects, and only

on these terms can there be that 'proportionality or equivalence between

cause and effect' on which Spencer insists.[33] There is, however,

scarcely a hint of what constitutes the difference between cause and

conditions, save in so far as he speaks[34] of 'those conspicuous

antecedents which we call the causes' and 'those accompanying

antecedents which we call the conditions'. Many of the details of his

treatment I find most perplexing; but to recite examples would be

wearisome. And then, in the ninth and tenth articles of the Spencerian

creed, cause plays a somewhat different part. For, there, the

instability of the homogeneous and the multiplication of effects are

given as the chief causes which 'necessitate' that redistribution of

matter and motion of which evolution is one phase. Similarly, as I have

noted above, in 'Progress: its Law and Cause', the fundamental attribute

of all modes of change--that every cause produces more than one

effect--is itself spoken of as a cause, and likened to 'gravitation as

the cause of each of the groups of phenomena which Kepler formulated'.

In these cases a generalization is regarded as the cause of the

phenomena from which the generalization is drawn. But sometimes it is

spoken of as the reason for the phenomena.[35] Here again, however, as

throughout his work, reference to Source is close at hand. Hence, in

place of the words cause and force, the word agency[36] sometimes stands

for that which produces effects; or the word factor may be used. Thus we

are told[37] of phenomena continually complicating under the influence

of the same original factors'; and we meet with the argument (contra

Huxley) that states of consciousness are factors, that is, they 'have

the power of working changes in the nervous system and setting up

motions'.[38] Always close at hand, constantly underlying Spencer's

thought, is the notion of power which works changes. In his treatment of

the philosophy of science we are never far from the noumenal Source of

phenomena.

'For that interpretation of things which is alone possible for us

this is all we require to know--that the force or energy

manifested, now in one way now in another, persists or remains

unchanged in amount. But when we ask what this energy is, there is

no answer save that it is the noumenal Cause implied by the

phenomenal effect.'[39]

Was it partly with Spencer in view that Mr. Bertrand Russell recently

urged[40] that the word cause 'is so inextricably bound up with

misleading associations as to make its complete extrusion from the

philosophical vocabulary desirable'? Professor Mach[41] had previously

expressed the hope 'that the science of the future will discard the use

of cause and effect as formally obscure'. And as long ago as 1870 W. K.

Clifford[42] tried to show in 'what sort of way an exact knowledge of

the facts would supersede an enquiry after the causes of them'; and

urged that the hypothesis of continuity 'involves such an

interdependence of the facts of the universe as forbids us to speak of

one fact or set of facts as the cause of another fact or set of facts'.

Such views may, perhaps, be regarded as extreme; and the word cause is

not likely to be extruded from the vocabulary of current speech, of the

less exact branches of science, or of general discussions of

world-processes. Still, a philosophy of science must take note of this

criticism of the use of a term which is, to say the least of it,

ambiguous. We must at any rate try to get rid of ambiguity. Now we live

in a world of what, in a very broad and inclusive sense, may be called

things; and these things are in varied ways related to each other. (I

must beg leave to assume, without discussion, that the relatedness of

things is no less constitutive of the world with which a philosophy of

science has to deal than the things which are in relation.) And when

things stand in certain kinds of relatedness to each other changes take

place. The trouble is that the kinds of relatedness are so many and the

kinds of change are also so many! Spencer tried to reduce all kinds of

relatedness to one quasi-mechanical type; and he signally failed--or

shall I say that he succeeded only by ignoring all the specific

differences on the one hand, and, on the other hand, by so smudgy an

extension of the meaning of mechanical and physical terms as to make

them do duty in every conceivable connexion?

So long as we can deal with simple types of relatedness, such as that

which we call gravitative, in any given system of things regarded as

isolated, we can express in formulae not only the rate of change within

the system, but also the rate at which the rate of change itself

changes. And these formulae are found to be generally applicable where

like things are in a like field of relatedness. So that Spencer's

persistence of force (at least in one of its many meanings) is replaced

in such cases by sameness of differential equations. And in such cases

we have no need for the word cause. Of course the value of the constants

in any such formula depends upon the nature of the field of relatedness

and of the things therein; and only certain systems, in which the

relations are simple, or are susceptible of simplification, can be dealt

with, at present, in this manner. It is imperative to remember that not

only the rate of change but the kind of change differs in different

relational fields--a fact of which Spencer took too little cognizance,

so bent was he on some sort of unification at all hazards. Revert now to

a field of gravitative relatedness, in which the motion of things is the

kind of change, while the rate of change is expressible in a formula;

may we not say that the co-presence of things in this relationship does

imply certain motions and changes of motion within the system to which

the term gravitative applies? There seems little room for ambiguity if

we call what is thus implied the effect, and if we term those modes of

relatedness which carry this kind of implication, effective. It may,

however, be said that it sounds somewhat strange to speak of relations

as effective. How can mere relatedness as such _do_ anything? What is

implied by the effect is surely, it will be urged, a cause in the full

and rich sense of the word--a cause which produces the effect. For what

is here suggested is nothing more than a generalized statement of the

truth that the relational constitution of the system being what it is,

the changes are what they are! And so we come back to the conception of

an agency which in some way produces the observable change--of a power

which is active behind the phenomenal scene--of force and cause in the

Spencerian sense. But, so far as scientific interpretation is concerned,

this reference to Source--for such it really is--is useless. The

gravitative system can be dealt with scientifically just as well without

it as with it.

What, then, becomes of the scientific conception of energy? Is not

energy that which produces observable change? Is it not active in the

sense required? And can we say that this conception is useless for

scientific interpretation? I suppose most of us, in our student days,

have passed through the phase of regarding energy as an active demon

which plays a notorious part in the physical drama. Spencer loved it

dearly. But some of us, under what we consider wiser guidance, hold that

what we should understand by kinetic energy is nothing of this sort. It

is a constant ratio of variables, conveniently expressed as 1/2_mv_^{2}.

That, however, it may be said, is absurd. Energy is not merely a ratio

or a formula; it is something much more real; perhaps the most real of

all the realities the being of which has been disclosed by physical

science. Granted in a sense, and a very true sense. But what is this

reality? It is the reality of the changes themselves in those fields of

relatedness to which the formula has reference. There is nothing, I

conceive, in the modern treatment of energy that affords any scientific

justification of the Spencerian view[43] that energy is an agent through

the activity of which the constant ratio of variables is maintained in

the physical world.

I feel sure that it will still be said that change must inevitably

imply that which produces change, and that, even if energy be only a

ratio of variables within a changing field, there is still the

implication of Force as the real Cause of which the change itself,

however formulated, is the effect. No doubt this is one of the meanings

which the ambiguous words force and cause may carry. It is to remove

this ambiguity that I have suggested that the word Source should be

substituted for cause in this sense. And what about force? In one of its

meanings it now generally stands for a measure of change. For those who

accept Source as a scientific concept it may well stand for the measure

or degree of its activity gauged by the phenomenal effect; for those who

do not accept it, the measure or degree of the change itself[44]--to be

dealt with in mechanics in terms of mass and acceleration. This leaves

outstanding, however, the use of the word force in the phrase--the

forces of nature--gravitative force, cohesive force, electromotive

force, and so on. It was, I take it, with this usage in view that

Spencer spoke of vital, mental, and social forces. Now the reference in

each of these cases is to some specific mode of relatedness among the

things concerned. We need to name it in some way; and this is the way

that is, rather unfortunately, sanctioned by custom and long usage. When

we say that a thing is in a field of electromotive force we mean (do we

not?) that the relatedness is of that particular kind named

electromotive, and not of another kind. When Spencer spoke of social

forces he had in view changes which take place within a field of social

relationships. We do not really need the word force in this sense, since

the term relatedness would suffice, and has no misleading associations.

But there it is: our business should be to understand clearly what it

means. It does not, or should not, I think, mean more, in this

connexion, than a particular kind of relatedness in virtue of which an

observable kind of change occurs.

We may now pass to cause and conditions. When Spencer distinguishes

between those conspicuous antecedents which we call the causes and those

accompanying antecedents which we call the conditions, he invites the

question: What, then, is the essential difference between them? If the

accompanying antecedents are distinguished as inconspicuous, we surely

need some criterion of the distinction. Furthermore, inconspicuous

conditions are, in science, every whit as important as those which are

conspicuous. Now we all know that Mill regarded the cause as 'the sum

total of the conditions positive and negative taken together.'[45] But

he expressly distinguishes between _events_ and _states_.[46]

Discussing, for example, the case of a man who eats of a particular dish

and dies in consequence, he says:

'The various conditions, except the single one of eating the food,

were not events but states possessing more or less of permanency,

and might therefore have preceded the effect by an indefinite

length of duration, for want of that event which was requisite to

complete the required concurrence of conditions.'

Again he says:

'When sulphur, charcoal, and nitre are put together in certain

proportions and in a certain manner, the effect is, not an

explosion, but that the mixture acquires a property by which in

given circumstances it will explode. The ingredients of the

gunpowder have been brought into a state of preparedness for

exploding as soon as the other conditions of an explosion shall

have occurred.'

And he tells us that physiological processes 'often have for the chief

part of their operation to predispose the constitution to some mode of

action'.

This distinction may profitably be carried further and emphasized in

our terminology. Take any thing, or any integrated group of things,

regarded as that higher order of thing which we call a self-contained

system. Process occurs therein, and process involves change. In so far

as the system is self-contained its changes and states are inherent in

its constitution. We need a term by which to designate that which is

thus inherent and constitutional. The term _ground_ might be reserved

for this purpose. The word ground has its natural home in logic. It is

here extended (if it be an extension) to that to which the logic has

reference in the existing world. One is here following Spencer, who

claims[47] that 'Logic is a science pertaining to objective existence'.

On these terms the constitution of any system is the ground of the

properties, states, and happenings in that system regarded as isolated.

But the changes or properties will be also in relation to surrounding

things or systems. _These_ changes, or modifications of change, in

relation to external things or events, may properly be said to be

conditioned; and we may well restrict the term conditions to influences

_outside_ the constitution as ground. Of course, if we accept this

usage, we must not speak, with Mill, of the constitution of any system

as the condition of its inherent changes or properties. That is why we

need some such word and concept as ground. Now we may fix our attention

on any constituent part of some natural system and make that part the

centre of our interest. That part may be changing in virtue of its

constitution; and the rest of the system, regarded as external to this

selected part, must therefore be regarded as conditioning. It is a

matter of convenience for purposes of scientific interpretation whether

we select a larger or a smaller system-group and discuss its

constitutional character. Thus we may think of the constitution of the

solar system, or of that of the sun's corona; of the constitution of an

organism or of that of one of its cells; of the constitution of a

complex molecule or of that of an atom therein. We have here reached, or

nearly reached, the limiting case in one direction--that of restricting

our field of inquiry. The limiting case in the other direction is, I

suppose, the universe. But could we so expand our thought as to embrace,

if that were possible, the whole universe, then there are no conditions;

for _ex hypothesi_ there is nothing for science outside the universe. We

have reached the limiting concept. Hence, for science, the constitution

of nature is the ultimate ground of all that is or happens.

Let us now see how we stand. Consider the following statements:

1. The Unknowable is the cause of all the phenomena we observe.

2. The constitution of gunpowder is the cause of its explosiveness.[48]

3. The fall of a spark was the cause of the actual explosion of the

powder.[49]

Or these:

1. Life is the cause of all vital manifestations.

2. The inherited nature of a hen's egg is the cause of its producing a

chick and not a duckling.

3. The cause of the development of the chick embryo is the warmth

supplied by the incubating mother.[50]

In each case the reference under (1) is to a transcendent cause which

produces the phenomena under consideration. I suggest that the word

Source should here be used instead of cause. In each case the reference

under (2) is to the nature or constitution of that within which some

process occurs. I suggest that the word ground should here be used

instead of cause. In each case the reference under (3) is to some

external influence. I suggest that the word condition should here be

used instead of cause. We thus eliminate the word cause altogether. But

since, in nine cases out of ten, the conditions, or some salient

condition, is what is meant by cause in popular speech, and in the less

exact sciences, the word cause may perhaps be there retained with this

particular meaning. These are of course merely suggestions towards the

avoidance of puzzling ambiguity. One could wish that Spencer could have

thought out some such distinctions to help his sorely perplexed readers.

One could wish, too, that he had devoted his great powers of thought to

a searching discussion of the different types of relatedness which are

found in nature, and to a fuller consideration of a synthetic scheme of

their inter-relatedness. It is imperative that our thought of relations

should have a concrete backing. 'Every act of knowing', says Spencer,

'is the formation of a relation in consciousness answering to a relation

in the environment.' But the knowledge-relations are of so very special

a type; and the relations in the environment are so many and varied.

Much more analysis of natural relations is required than Spencer

provides. I do not mean, of course, that there is any lack of

analysis--and of very penetrating analysis--in the _Psychology_, the

_Biology_, the _Sociology_, and the _Ethics_. I mean that in _First

Principles_, which must be regarded as his general survey of the

philosophy of science, there is no searching analysis of the salient

types of relationship which enter into the texture of this very complex

world. Such omnibus words as differentiation, integration, segregation,

do duty in various connexions with convenient elasticity of meaning to

suit the occasion. But apart from qualifying adjectives,[51] such as

astronomic, geologic, and so on up to artistic and literary, there is

too little attempt at either a distinguishing of the types of

relatedness or at a relationing of the relations so distinguished. One

just jumps from one to another after a break in the text, and finds

oneself in a wholly new field of inquiry. Little but the omnibus

terminology remains the same. Nor does the _Essay on the Classification

of the Sciences_, with all its tabulation, furnish what is really

required. What one seeks to know is how those specific kinds of

relatedness which characterize the successive phases of evolutionary

progress, inorganic, organic, and superorganic, differ from one another

and how they are connected. This one does not find. The impression one

gets, here and elsewhere, is that all forms of relatedness must somehow,

by the omission of all other specific characters, be reduced to the

mechanical type. This, no doubt, is unification of a sort. But is it the

sort of unification with which a philosophy of science should rest

content?

It may be said that unification can only be reached by digging down to

some ubiquitous type of relation which is common to all processes

throughout the universe at any stage of evolution. But what, on these

terms, becomes of evolution itself as a problem to be solved? Surely any

solution of that problem must render an account of just those specific

modes of relatedness which have been ignored in digging down to the

foundations. Surely there must be unification of the superstructure as

well as of the substructure. Here and now is our world, within the

texture of which things stand to each other in such varied relations,

though they may be reducible to a few main types. There, in the faraway

part, was the primitive fire-mist, dear to Spencer's imagination, in

which the modes of relationship were so few and so simple, and all

seemingly of one main type. How do we get in scientific interpretation

from the one to the other? Will it suffice to breathe over the scene the

magic words differentiation and integration? Spencer appears to think

so. Of course he did exceptionally fine work in elucidating the modes of

differentiation and integration within certain relational fields--though

he sometimes uses the latter word for mere shrinkage in size.[52] But

what one asks, and asks of him in vain, is just how, within a connected

scheme, the several relational fields in the domain of nature are

themselves related, and how they were themselves differentiated. How,

for instance, did the specific relationships exhibited in the fabric of

crystals arise out of the primitive fire-mist relations? At some stage

of evolution this specific form of relatedness came into being, whereas

before that stage was reached it was not in being. No doubt we may say

that the properties of the pre-existing molecules were such that these

molecules could in due course become thus related, and enter into the

latticed architecture of the crystal. They already possessed the

potentiality of so doing. And if we have resort to potentialities, all

subsequently developed types and modes of relatedness were potentially

in existence _ab initio_--they were, as Tyndall said, 'once latent in a

fiery cloud.' But it is difficult to see how the specific modes of

relatedness which obtain within the crystal, can be said to exist prior

to the existence of the crystal within which they so obtain.

Spencer's Philosophy of Science The Herbert Spencer Lecture Delivered at the Museum 7 November, 1913 · 第 1 / 3 段