THE EGO AND THE ID

Pathological research has centred our interest too exclusively on the

repressed. We wish to know more about the ego, now that we know that it,

too, can be unconscious in the proper sense of the word. Hitherto the

only guide we have had while pursuing our investigations has been the

distinguishing mark of being conscious or unconscious; and in the end we

have come to see that this quality itself is ambiguous.

Now all our knowledge is invariably bound up with consciousness. Even

knowledge of the Ucs can only be obtained by making it conscious. But

stop, how is that possible? What does it mean when we say ‘making it

conscious’? How can that come about?

We already know the point from which we have to start in this

connection. We have said that consciousness is the _superficies_ of the

mental apparatus; that is, we have allocated it as a function to the

system which is situated nearest to the external world. Incidentally, on

this occasion the topographical terminology does not merely serve to

describe the nature of the function, but actually corresponds to the

anatomical facts.[4] Our investigations too must take this surface organ

of perception as a starting-point.

All perceptions which are received from without (sense-perceptions) and

from within—what we call sensations and feelings—are Cs from the start.

But how is it with those internal processes which we may—vaguely and

inexactly—sum up under the name of thought-processes? They represent

displacements of mental energy which are effected somewhere in the

interior of the apparatus as this energy proceeds on its way towards

action. Do they advance towards the superficies, which then allows of

the development of consciousness? Or does consciousness make its way

towards them? This is clearly one of the difficulties that spring up

when one begins to take the spatial or ‘topographical’ conception of

mental life seriously. Both these possibilities are equally

unimaginable; there must be a third contingency to meet the case.

I have already, in another place,[5] suggested that the real difference

between a Ucs and a Pcs idea (thought) consists in this: that the former

is worked out upon some sort of material which remains unrecognized,

whereas the latter (the Pcs) has in addition been brought into

connection with verbal images. This is the first attempt to find a

distinguishing mark for the two systems, the Pcs and the Ucs, other than

their relation to consciousness. It would seem, then, that the question,

‘How does a thing become conscious?’ could be put more advantageously

thus: ‘How does a thing become preconscious?’ And the answer would be:

‘By coming into connection with the verbal images that correspond to

it’.

These verbal images are memory-residues; they were at one time

perceptions, and like all memory-residues they can become conscious

again. Before we concern ourselves further with their nature, it dawns

upon us like a new discovery that only something which has once been a

Cs perception can become conscious, and that anything arising from

within (apart from feelings) that seeks to become conscious must try to

transform itself into external perceptions: this can be done by way of

memory-traces.

We conceive of memory-residues as contained in systems which are

directly adjacent to the system Pcpt-Cs, so that the cathexes pertaining

to the memory-residues can readily extend outward on to the elements of

the latter system. We are immediately reminded of hallucinations here,

and of the fact that the most vivid memory is always distinguishable

both from a hallucination and from an external perception; but it will

also occur to us that when a memory is revived the cathexis in the

memory-system will remain in force, whereas a hallucination which is not

distinguishable from a perception can arise when the cathexis does not

merely extend over from the memory-trace to the Pcpt-element, but passes

over to it entirely.

Verbal residues are derived primarily from auditory perceptions, so that

the system Pcs has, as it were, a special sensory source. The visual

components of verbal images are secondary, acquired through reading, and

may to begin with be left on one side; so may the sensori-motor images

of words, which, except with deaf-mutes, play an auxiliary part. The

essence of a word is after all the memory-trace of a word that has been

heard.

We must not be led away, in the interests of simplification perhaps,

into forgetting the importance of optical memory-residues—those of

_things_ (as opposed to _words_)—or to deny that it is possible for

thought-processes to become conscious through a reversion to visual

residues, and that in many people this seems to be a favourite method.

The study of dreams and of preconscious phantasies on the lines of J.

Varendonck’s observations gives us an idea of the special character of

this visual thinking. We learn that what becomes conscious is as a rule

only the concrete subject-matter of the thought, and that the relations

between the various elements of this subject-matter, which is what

specially characterizes thought, cannot be given visual expression.

Thinking in pictures is, therefore, only a very incomplete form of

becoming conscious. In some way, too, it approximates more closely to

unconscious processes than does thinking in words, and it is

unquestionably older than the latter both ontogenetically and

phylogenetically.

To return to our argument: if, therefore, this is the way in which

something that is in itself unconscious becomes preconscious, the

question how something that is repressed can be made (pre)conscious

would be answered as follows. It is done by supplying through the work

of the analysis Pcs connecting-links of the kind we have been

discussing. Consciousness remains where it is, therefore; but, on the

other hand, the Ucs does not rise up into the Cs.

Whereas the relation between external perceptions and the ego is quite

perspicuous, that between internal perceptions and the ego requires

special investigation. It gives rise once more to a doubt whether we are

really justified in referring the whole of consciousness to the single

superficial system Pcpt-Cs.

Internal perceptions yield sensations of processes arising in the most

diverse and certainly also in the deepest strata of the mental

apparatus. Very little is known about these sensations and feelings; the

best examples we have of them are still those belonging to the

pleasure-pain series. They are more fundamental, more elementary, than

perceptions arising externally and they can come into being even when

consciousness is clouded. I have elsewhere expressed my views about

their great economic significance and its metapsychological foundation.

These sensations are multilocular, like external perceptions; they may

come from different places simultaneously and may thus have different or

even opposite qualities.

Sensations of a pleasurable nature are not characterized by any

inherently impelling quality, whereas ‘painful’ ones possess this

quality in a high degree. The latter impel towards change, towards

discharge, and that is why we interpret ‘pain’ as implying a heightening

and pleasure a lowering of energic cathexis. Suppose we describe what

becomes conscious in the shape of pleasure and ‘pain’ as an undetermined

quantitative and qualitative element in the mind; the question then is

whether that element can become conscious where it actually is, or

whether it must first be transmitted into the system Pcpt.

Clinical experience decides for the latter. It shows us that this

undetermined element behaves like a repressed impulse. It can exert

driving force without the ego noticing the compulsion. Not until there

is resistance to the compulsion, and blocking of the discharge-reaction,

does the undetermined element instantly become conscious as ‘pain’. In

the same way that tensions arising from physical need can remain

unconscious, so also can physical pain—a thing intermediate between

external and internal perception, which acts like an internal perception

even when its source is in the external world. It remains true again,

therefore, that sensations and feelings only become conscious through

reaching the system Pcpt; if the way forward is barred, they do not come

into being as sensations, although the undetermined element

corresponding to them is the same as if they did. We then come to speak,

in a condensed and not entirely correct manner, of ‘unconscious

feelings’, keeping up an analogy with unconscious ideas which is not

altogether justifiable. Actually the difference is that, whereas with

Ucs _ideas_ connecting-links must be forged before they can be brought

into the Cs, with _feelings_, which are themselves transmitted directly,

there is no necessity for this. In other words: the distinction between

Cs and Pcs has no meaning where feelings are concerned; the Pcs here

falls out of account, and feelings are either conscious or unconscious.

Even when they are connected with verbal images, their becoming

conscious is not due to that circumstance, but they become so directly.

The part played by verbal images now becomes perfectly clear. By their

interposition internal thought-processes are made into perceptions. It

is like a demonstration of the theorem that all knowledge has its origin

in external perception. It may sometimes happen that a hyper-cathexis of

the process of thinking takes place, in which case thoughts are

_perceived_ in the literal sense of the word—as if they came from

without—and are consequently held to be true.

After this clarifying of the relations between external and internal

perception and the superficial system Pcpt-Cs, we can go on to work out

our conception of the ego. It clearly starts out from its nucleus, the

system Pcpt, and begins by embracing the Pcs, which is adjacent to the

memory-residues. But the ego, as we have learnt, is also unconscious.

Now I think we shall gain a great deal by following the suggestion of

a writer who, from personal motives, vainly insists that he has

nothing to do with the rigours of pure science. I am speaking of Georg

Groddeck, who is never tired of pointing out that the conduct through

life of what we call our ego is essentially passive, and that, as he

expresses it, we are ‘lived’ by unknown and uncontrollable forces.[6]

We have all had impressions of the same kind, even though they may not

have overwhelmed us to the exclusion of all others, and we need feel

no hesitation in finding a place for Groddeck’s discovery in the

fabric of science. I propose to take it into account by calling the

entity which starts out from the system Pcpt and begins by being Pcs

the ego, and by following Groddeck in giving to the other part of the

mind, into which this entity extends and which behaves as though it

were Ucs, the name of _Id_ (_Es_).[7]

We shall soon see whether this conception affords us any gain in

understanding or any advantage for purposes of description. We shall now

look upon the mind of an individual as an unknown and unconscious id,

upon whose surface rests the ego, developed from its nucleus the

Pcpt-system. If we make an effort to conceive of this pictorially, we

may add that the ego does not envelop the whole of the id, but only does

so to the extent to which the system Pcpt forms its surface, more or

less as the germinal layer rests upon the ovum. The ego is not sharply

separated from the id; its lower portion merges into it.

But the repressed merges into the id as well, and is simply a part of

it. The repressed is only cut off sharply from the ego by the

resistances of repression; it can communicate with the ego through the

id. We at once realize that almost all the delimitations we have been

led into outlining by our study of pathology relate only to the

superficial levels of the mental apparatus—the only ones known to us.

The state of things which we have been describing can be represented

diagrammatically (Fig. 1); though it must be remarked that the form

chosen has no pretensions to any special applicability, but is merely

intended to serve for purposes of exposition. We might add, perhaps,

that the ego wears an auditory lobe—on one side only, as we learn from

cerebral anatomy. It wears it crooked, as one might say.

[Illustration: FIG. 1 — see images/fig1.png]

It is easy to see that the ego is that part of the id which has been

modified by the direct influence of the external world acting through

the Pcpt-Cs: in a sense it is an extension of the

surface-differentiation. Moreover, the ego has the task of bringing the

influence of the external world to bear upon the id and its tendencies,

and endeavours to substitute the reality-principle for the

pleasure-principle which reigns supreme in the id. In the ego perception

plays the part which in the id devolves upon instinct. The ego

represents what we call reason and sanity, in contrast to the id which

contains the passions. All this falls into line with popular

distinctions which we are all familiar with; at the same time, however,

it is only to be regarded as holding good in an average or ‘ideal’ case.

The functional importance of the ego is manifested in the fact that

normally control over the approaches to motility devolves upon it. Thus

in its relation to the id it is like a man on horseback, who has to hold

in check the superior strength of the horse; with this difference, that

the rider seeks to do so with his own strength while the ego uses

borrowed forces. The illustration may be carried further. Often a rider,

if he is not to be parted from his horse, is obliged to guide it where

it wants to go; so in the same way the ego constantly carries into

action the wishes of the id as if they were its own.

It seems that another factor, besides the influence of the system Pcpt,

has been at work in bringing about the formation of the ego and its

differentiation from the id. The body itself, and above all its surface,

is a place from which both external and internal perceptions may spring.

It is seen in the same way as any other object, but to the touch it

yields two kinds of sensations, one of which is equivalent to an

internal perception. Psychophysiology has fully discussed the manner in

which the body attains its special position among other objects in the

world of perception. Pain seems also to play a part in the process, and

the way in which we gain new knowledge of our organs during painful

illnesses is perhaps a prototype of the way by which in general we

arrive at the idea of our own body.

The ego is first and foremost a body-ego; it is not merely a surface

entity, but it is itself the projection of a surface.[8] If we wish to

find an anatomical analogy for it we can easily identify it with the

‘cortical homunculus’ of the anatomists, which stands on its head in the

cortex, sticks its heels into the air, faces backwards and, as we know,

has its speech-area on the left-hand side.

The relation of the ego to consciousness has been gone into repeatedly;

yet there are still some important facts in this connection which remain

to be described. Accustomed as we are to taking our social or ethical

standard of values along with us wherever we go, we feel no surprise at

hearing that the scene of the activities of the lower passions is in the

unconscious; we expect, moreover, that the higher any mental function

ranks in our scale of values the more easily it will find access to

consciousness assured to it. Here, however, psycho-analytic experience

disappoints us. On the one hand, we have evidence that even subtle and

intricate intellectual operations which ordinarily require strenuous

concentration can equally be carried out preconsciously and without

coming into consciousness. Instances of this are quite incontestable;

they may occur, for instance, during sleep, as is shown when some one

finds, immediately after waking, that he knows the solution of a

difficult mathematical or other problem with which he had been wrestling

in vain the day before.[9]

There is another phenomenon, however, which is far stranger. In our

analyses we discover that there are people in whom the faculties of

self-criticism and conscience—mental activities, that is, that rank as

exceptionally high ones—are unconscious and unconsciously produce

effects of the greatest importance; the example of resistances remaining

unconscious during analysis is therefore by no means unique. But this

new discovery, which compels us, in spite of our critical faculties, to

speak of an ‘unconscious sense of guilt’, bewilders us far more than the

other and sets us fresh problems, especially when we gradually come to

see that in a great number of neuroses this unconscious sense of guilt

plays a decisive economic part and puts the most powerful obstacles in

the way of recovery. If we come back once more to our scale of values,

we shall have to say that not only what is lowest but also what is

highest in the ego can be unconscious. It is as if we were thus supplied

with a proof of what we have just asserted of the conscious ego: that it

is first and foremost a body-ego.

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The ego and the id · 第 9 / 18 题