CHAPTER VII

THE VIKINGS IN BALTIC LANDS AND RUSSIA

The activities of the Northmen during the Viking age were not confined

to the lands west and south of their original homes: the Baltic was as

familiar to them as the North Sea, to go 'east-viking' was almost as

common as to go 'west-viking' and Scandinavian settlements were founded

on the shores of the Baltic and far inland along the great waterways

leading into the heart of Russia. As was to be expected from their

geographical position it was Danes and Swedes rather than Norwegians

who were active in Baltic lands, the Danes settling chiefly on the

Pomeranian coast among the Wends, while the Swedes occupied lands

further east and founded the Scandinavian kingdom of Russia.

Already in the early years of the 9th century we find the Danish

king Guðröðr now making war against his Slavonic neighbours in

Mecklenburg-Schwerin, now intriguing with them against the emperor.

Mention is made of more than one town on the southern coast of the

Baltic bearing an essentially Scandinavian name, pointing to the

existence of extensive settlements. Interesting evidence of this

eastward movement is also to be found in the _Life of St Anskar_. There

we learn how, soon after 830, a Danish fleet captured a city in the

land of the Slavs, with great riches, and we hear in 853 how the Swedes

were endeavouring to reconquer Kurland which had been under their rule,

but had now thrown off the yoke and fallen a prey to a fleet of Danish

Vikings--possibly the one just mentioned. St Anskar himself undertook

the education of many Wendish youths who had been entrusted to him.

This and other evidence prepare us for the establishment, in the

tenth century, of the most characteristic of all Viking settlements,

that of Jómsborg on the Island of Wollin at the mouth of the Oder.

According to tradition King Gorm the Old conquered a great kingdom in

Wendland, but it was to his son Harold Bluetooth that the definite

foundation of Jómsborg was ascribed. For many years there had been

an important trading centre at Julin on the Island of Wollin, where

traders from Scandinavia, Saxony, Russia and many other lands met

together to take part in the rich trade between north and south, east

and west, which passed through Julin, standing as it did on one of the

great waterways of central Europe. Large finds of Byzantine and Arabic

coins bear witness to the extensive trade with Greece and the Orient

which passed through Julin, while the Silberberg, on which Jómsborg

once stood, is so called from the number of silver coins from Frisia,

Lorraine, Bavaria and England which have been found there. It was no

doubt in the hope of securing some fuller share in this trade that

Harold established the great fortress of Jómsborg and entrusted its

defence to a warrior-community on whom he imposed the strictest rules

of organisation. The story of the founding of Jómsborg is told in the

late and untrustworthy _Jómsvikingasaga_, but, while we must reject

many of the details there set forth, it is probable that the rules of

the settlement as given there are based on a genuine tradition, and

they give us a vivid picture of life in a Viking warrior-community. No

one under eighteen or over fifty years of age was admitted to their

fellowship, and neither birth nor friendship, only personal bravery,

could qualify a man for admission. No one was allowed to continue a

member who uttered words of fear, or who fled before one who was his

equal in arms and strength. Every member was bound to avenge a fallen

companion as if he were his brother. No women were allowed within the

community, and no one was to be absent for more than three days without

permission. All news was to be told in the first instance to their

leader and all plunder was to be shared at a common stake. The harbour

of Jómsborg could shelter a fleet of 300 vessels and was protected by

a mole with twelve iron gates.

The Jómsvikings played an important if stormy part in the affairs of

the three Scandinavian kingdoms in the later years of the 10th and the

early 11th century. Many of them came to England in the train of king

Svein, while Jarl Thorkell was for a time in the service of Ethelred

the Unready. The decline of Jómsborg as a Viking stronghold dates from

its devastation by Magnus the Good in 1043, but the importance of Julin

as a trading centre continued unimpaired for many years to come.

From Jómsborg Harold Bluetooth's son Hákon made an attack on Samland in

the extreme east of Prussia, but the real exploitation of the Eastern

Baltic fell as was natural to the Swedes rather than to the Danes. We

have already mentioned their presence in Kurland on the Gulf of Riga,

and we learn from Swedish runic inscriptions of expeditions to Samland,

to the Semgalli (in Kurland) and to the river Duna. The important

fortified port of Seeburg was probably near to Riga, while the chief

trade route from the island of Gothland lay round cape Domesnæes (note

the Scandinavian name) to the mouth of the Duna.

The chief work of the Swedes was however to be done in lands yet

further south, in the heart of the modern empire of Russia in Europe.

The story of the founding of the Russian kingdom is preserved to us

in the late 10th century chronicle of the monk Nestor, who tells us

that in the year 859 'Varangians' came over the sea and took tribute

from various Finnish, Tatar and Slavonic peoples inhabiting the forest

regions round Lake Ilmen, between Lake Ladoga and the upper waters of

the Dnieper. Again he tells us that in 862 the Varangians were driven

over seas and tribute was refused, but soon the tribes quarrelled among

themselves and some suggested that they should find a prince who might

rule over them and keep the peace. So they sent across the sea to the

Varangians, to the 'Rus,' for such is the name of these Varangians,

just as others are called Swedes, Northmen, Anglians, Goths, saying

that their land was great and powerful but there was no order within it

and asking them to come and rule over them. Three brothers with their

followers were chosen: the eldest, Rurik (O.N. Hroerekr), settled in

Novgorod, the second in Bieloözero, the third in Truvor in Izborsk.

Three years later two of the brothers died and Rurik took control of

the whole of the settlements, dividing the land among his men. In the

same year two of Rurik's followers, Askold (O.N. Höskuldr) and Dir

(O.N. Dýri), setting out for Constantinople, halted at Kiev and there

founded a kingdom, which in 882 was conquered by Rurik's successor

Oleg (O.N. Helgi) and, as the mother of all Russian cities, became the

capital of the Russian kingdom.

There is a certain _naiveté_ about this story which is characteristic

of the monkish chronicler generally, and it is clear that, after the

usual manner of the annalist who is compiling his record long after the

events described, Nestor has grouped together under one or two dates

events which were spread over several years, but the substantial truth

of the narrative cannot be impugned and receives abundant confirmation

from various sources.

The earliest evidence for the presence of these 'Rus' in Eastern Europe

is found in the story of the Byzantine embassy to the emperor Lewis the

Pious in 839 (_v. supra_, p. 19), when certain people called 'Rhôs,'

who had been on a visit to Constantinople, came in the train of the

embassy and asked leave to return home through the empire. Enquiries

were made and it was found that these 'Rhôs' were Swedes. This would

point to the presence of 'Rus' in Russia at a date earlier than that

given by Nestor, and indeed the rapid extension of their influence

indicates a period of activity considerably longer than that allowed

by him. These 'Rus' or 'Rhôs' soon came into relations, both of trade

and war, with the Byzantine empire. We have preserved to us from the

years 911 and 944 commercial treaties made between the 'Rus' and the

Greeks showing that they brought all kinds of furs and also slaves

to Constantinople, receiving in exchange various articles of luxury

including gold and silver ornaments, silks and other rich stuffs. The

names of the signatories to these treaties are, on the side of the

'Rus,' almost entirely of Scandinavian origin and may to some extent

be shown to be of definitely Swedish provenance. About the year 950,

the emperor Constantine Porphyrogenitus, writing a tractate on the

administration of the empire, describes how traders from various parts

of Russia assemble at Kiev and sail down the Dnieper on their way to

Constantinople. Their course down the Dnieper was impeded by a series

of rapids, and Constantine gives their names both in 'Russian' and in

Slavonic form, and though the names are extremely corrupt in their

Greek transcription there is no mistaking that the 'Russian' names are

really forms belonging to some Scandinavian dialect.

The Rus were also well known as warriors and raiders. In 865 they

sailed down the Dnieper, across the Black Sea and made their way into

the Sea of Marmora. Their fleet was dispersed by a storm, but they

were more successful in 907 when Oleg with some 2000 ships harried the

environs of Constantinople and was bought off by a heavy tribute. These

attacks were continued at intervals during the next century.

We also find a good deal of interesting information about these 'Rûs,'

as they are called, in various Arab historians. We hear how they sailed

their vessels down the chief waterways and had such a firm hold on the

Black Sea that by the year 900 it was already known as the Russian Sea.

Often they dragged their vessels overland from one stream to another,

and thus they made their way from the upper waters of the Don down

the Volga to the Caspian Sea. But not only do we have a description

of their journeyings we also learn a good deal of their customs

and habits, and, though at times the information given is open to

suspicion, archaeological research tends to confirm the statements of

these historians and to show that the civilisation of the 'Rûs' closely

resembled that of the Scandinavian peoples generally in the Viking age.

The identification of the ancient 'Rus' with the Swedes was long

and hotly contested by Slavonic patriots but there is now a general

consensus of opinion that the evidence for it is too strong to be

overthrown. Not only have we the evidence given above but also the

very names 'Rus' and 'Varangian' can be satisfactorily explained only

on this theory. The name 'Rus' is the Slavonic, 'Rhôs' the Greek, and

'Rûs' the Arabic form of the Finnish name for Sweden, viz. Ruotsi. This

name was originally derived from _Roþr_ or _Roþin_, the name of certain

districts of Upland and Östergötland, whose inhabitants were known as

_Rods-karlar_ or _Rods-mæn_. The Finns had early come into relation

with the Swedes and they used the name of those people with whom they

were in earliest and most intimate contact for the whole Swedish

nationality. When these Swedes settled in Russia the Finns applied the

same term to the new colonists and the term came to be adopted later

into the various Slavonic dialects.

We are most familiar with the term 'Varangian' or 'Variag,' to use

the Slavonic form, as applied to the famous guard of the Byzantine

emperors, which seems to have been formed in the latter half of the

10th century and was largely composed of Norwegian, Icelandic and

Swedish recruits. In Russian and Arabic historians on the other hand

the term is used rather in an ethnographic or geographic sense. We

have seen that it was thus used by Nestor, and similarly we find the

Baltic commonly spoken of as the 'Varangian' Sea both in Russian and

in Arabic records. All the evidence tends to show that this was the

earlier sense of the term and we find it gradually displacing the term

'Rhôs' even in Byzantine historians. The word itself is of Scandinavian

origin and means 'those who are bound together by a pledge.' The theory

which best explains its various uses is that put forward by Dr Vilhelm

Thomsen, viz. that it originated among the Northmen who settled in

Russia, i.e. among the ancient Russ, and that under that term they

denoted those peoples west of the Baltic who were related to them by

nationality.

From the Russ the word passed into the Slavonic language as

_variag_[12], into the Greek as _barangoi_--where it was often used in

the restricted sense of members of the imperial guard largely recruited

from this nation,--and into the Arabic as _varank_. Dr Thomsen adduces

two happy parallels for the somewhat remarkable history of the terms

'Russian' and 'Varangian.' The term 'Russian' came to be used as their

own name by the Slavonic peoples, who were once ruled over by the Russ,

in much the same way that the term 'Frankish' or 'French' was adopted

by the Gaulish population of France from its Germanic conquerors. The

term 'Varangian,' ultimately the name for a nation or group of nations,

came to be used of a military force once largely recruited from those

nations, much in the same way as the term 'Swiss' was applied to the

Papal guard long after that guard had ceased to be recruited from the

Swiss nation exclusively.

The belief in the Scandinavian origin of the Russ is amply supported

by archaeological evidence. The large number of Arabic coins found

in Sweden (more especially in Gothland) and in Russia itself points

to an extensive trade with the Orient whose route lay chiefly to the

east of the Caspian Sea and then along the valley of the Volga. The

dates of the coins point to the years between 850 and 1000 as those

of most active intercourse with the East. Equally interesting is the

large number of western coins, more especially Anglo-Saxon pennies

and sceatts, which have been found in Russia. They probably represent

portions of our Danegeld which had come into the hands of the Swedes

either in trade or war. Viking brooches of the characteristic oval

shape with the familiar zoomorphic ornamentation have been found in

Western Russia, and one stone with a runic inscription, belonging to

the 11th century and showing evidence of connexion with Gothland, has

been found in a burial mound in Berezan, an island at the mouth of the

Dnieper. Professor Braun says that no others have been found because

of the rarity of suitable stone.

How long the Russ maintained their distinctively Scandinavian

nationality it is difficult to determine. Oleg's grandson Svjatoslav

bore a distinctively Slavonic name, and henceforward the names of the

members of the royal house are uniformly Slavonic, but the connexion

with Sweden was by no means forgotten. Svjatoslav's son Vladimir the

Great secured himself in the rulership of Novgorod in 980 by the aid of

_variags_ from over the sea and established a band of variag warriors

in his chief city of Kiev. But the Viking age was drawing to a close.

Variag auxiliaries are mentioned for the last time in 1043 and it

is probable that by the middle of the 11th century the Scandinavian

settlers had been almost completely Slavonicised. Of their permanent

influence on the Russian people and on Russian institutions it is,

in the present state of our knowledge, almost impossible to speak.

Attempts have been made to distinguish Scandinavian elements in the

old Russian law and language but with no very definite results, and we

must content ourselves with the knowledge that the Vikings were all

powerful in Western and Southern Russia during the greater part of two

centuries, carrying on an extensive trade with the East, establishing

Novgorod, 'the new town,' on the Volga under the name _Holmgarðr_ and

founding a dynasty which ruled in Kiev and became a considerable power

in eastern Europe negotiating on terms of equality with the Byzantine

emperors.

Mention has already been made more than once of the way in which the

Northmen entered the service of the emperors at Constantinople or

_Miklagarðr_, 'the great city,' as they called it. From here they

visited all parts of the Mediterranean. When Harold Hardrada was in

the service of the emperor he sailed through the Grecian archipelago

to Sicily and Africa. There he stayed several years, conquering some

eighty cities for his master and gaining rich treasures for himself.

One interesting memorial of these journeys still remains to us. At the

entrance to the arsenal in Venice stands a marble lion brought from

Athens in 1687. Formerly it stood at the harbour of the Piraeus, known

thence as the Porto Leone. On the sides of the lion are carved two long

runic inscriptions arranged in snake-like bands. The runes are too

much worn to be deciphered but they are unquestionably of Scandinavian

origin and the snake-bands closely resemble those that may be seen on

certain runic stones in Sweden. The carving was probably done by Swedes

from Uppland about the middle of the 10th century. One can hardly

imagine a more striking illustration of the extent and importance of

the Viking movement in Europe.

FOOTNOTE:

[12] The word variag in Modern Russian means a pedlar and bears witness

to the strong commercial instincts of the Viking.

The Vikings · 第 7 / 12 章