III. FOOTNOTE ON CRITICISM

Nearly all the discussions of criticism that I am acquainted with

start off with a false assumption, to wit, that the primary motive

of the critic, the impulse which makes a critic of him instead of,

say, a politician, or a stockbroker, is pedagogical—that he writes

because he is possessed by a passion to advance the enlightenment,

to put down error and wrong, to disseminate some specific doctrine:

psychological, epistemological, historical, or æsthetic. This is

true, it seems to me, only of bad critics, and its degree of truth

increases in direct ratio to their badness. The motive of the critic

who is really worth reading—the only critic of whom, indeed, it may

be said truthfully that it is at all possible to read him, save as an

act of mental discipline—is something quite different. That motive

is not the motive of the pedagogue, but the motive of the artist. It

is no more and no less than the simple desire to function freely and

beautifully, to give outward and objective form to ideas that bubble

inwardly and have a fascinating lure in them, to get rid of them

dramatically and make an articulate noise in the world. It was for

this reason that Plato wrote the “Republic,” and for this reason that

Beethoven wrote the Ninth Symphony, and it is for this reason, to

drop a million miles, that I am writing the present essay. Everything

else is afterthought, mock-modesty, messianic delusion—in brief,

affectation and folly. Is the contrary conception of criticism widely

cherished? Is it almost universally held that the thing is a brother

to jurisprudence, advertising, laparotomy, chautauqua lecturing and

the art of the schoolmarm? Then certainly the fact that it is so held

should be sufficient to set up an overwhelming probability of its lack

of truth and sense. If I speak with some heat, it is as one who has

suffered. When, years ago, I devoted myself diligently to critical

pieces upon the writings of Theodore Dreiser, I found that practically

every one who took any notice of my proceedings at all fell into either

one of two assumptions about my underlying purpose: _(a)_ that I had

a fanatical devotion for Mr. Dreiser’s ideas and desired to propagate

them, or _(b)_ that I was an ardent patriot, and yearned to lift up

American literature. Both assumptions were false. I had then, and I

have now, very little interest in many of Mr. Dreiser’s main ideas;

when we meet, in fact, we usually quarrel about them. And I am wholly

devoid of public spirit, and haven’t the least lust to improve American

literature; if it ever came to what I regard as perfection my job

would be gone. What, then, was my motive in writing about Mr. Dreiser

so copiously? My motive, well known to Mr. Dreiser himself and to every

one else who knew, me as intimately as he did, was simply and solely

to sort out and give coherence to the ideas of Mr. Mencken, and to put

them into suave and ingratiating terms, and to discharge them with a

flourish, and maybe with a phrase of pretty song, into the dense fog

that blanketed the Republic.

The critic’s choice of criticism rather than of what is called creative

writing is chiefly a matter of temperament—perhaps, more accurately

of hormones—with accidents of education and environment to help. The

feelings that happen to be dominant in him at the moment the scribbling

frenzy seizes him are feelings inspired, not directly by life itself,

but by books, pictures, music, sculpture, architecture, religion,

philosophy—in brief, by some other man’s feelings about life. They

are thus, in a sense, second-hand, and it is no wonder that creative

artists so easily fall into the theory that they are also second-rate.

Perhaps they usually are. If, indeed, the critic continues on this

plane—if he lacks the intellectual agility and enterprise needed to

make the leap from the work of art to the vast and mysterious complex

of phenomena behind it—then they _always_ are, and he remains no more

than a fugelman or policeman to his betters. But if a genuine artist

is conceded within him—if his feelings are in any sense profound and

original, and his capacity for self-expression is above the average of

educated men—then he moves inevitably from the work of art to life

itself, and begins to take on a dignity that he formerly lacked. It

is impossible to think of a man of any actual force and originality,

universally recognized as having those qualities, who spent his whole

life appraising and describing the work of other men. Did Goethe, or

Carlyle, or Matthew Arnold, or Sainte-Beuve, or Macaulay, or even, to

come down a few pegs, Lewes, or Lowell, or Hazlitt? Certainly not. The

thing that becomes most obvious about the writings of all such men,

once they are examined carefully, is that the critic is always being

swallowed up by the creative artist—that what starts out as the review

of a book, or a play, or other work of art, usually develops very

quickly into an independent essay upon the theme of that work of art,

or upon some theme that it suggests—in a word, that it becomes a fresh

work of art, and only indirectly related to the one that suggested

it. This fact, indeed, is so plain that it scarcely needs statement.

What the pedagogues always object to in, for example, the _Quarterly_

reviewers is that they forgot the books they were supposed to review,

and wrote long papers—often, in fact, small books—expounding

ideas suggested (or not suggested) by the books under review. Every

critic who is worth reading falls inevitably into the same habit. He

cannot stick to his task: what is before him is always infinitely

less interesting to him than what is within him. If he is genuinely

first-rate—if what is within him stands the test of type, and wins an

audience, and produces the reactions that every artist craves—then

he usually ends by abandoning the criticism of specific works of art

altogether, and setting up shop as a general merchant in general ideas,

_i. e._, as an artist working in the materials of life itself.

Mere reviewing, however conscientiously and competently it is done, is

plainly a much inferior business. Like writing poetry, it is chiefly

a function of intellectual immaturity. The young literatus just out

of the university, having as yet no capacity for grappling with the

fundamental mysteries of existence, is put to writing reviews of books,

or plays, or music, or painting. Very often he does it extremely well;

it is, in fact, not hard to do well, for even decayed pedagogues often

do it, as such graves of the intellect as the New York _Times_ bear

witness. But if he continues to do it, whether well or ill, it is a

sign to all the world that his growth ceased when they made him _Artium

Baccalaureus._ Gradually he becomes, whether in or out of the academic

grove, a professor, which is to say, a man devoted to diluting and

retailing the ideas of his superiors—not an artist, not even a bad

artist, but almost the antithesis of an artist. He is learned, he is

sober, he is painstaking and accurate—but he is as hollow as a jug.

Nothing is in him save the ghostly echoes of other men’s thoughts

and feelings. If he were a genuine artist he would have thoughts and

feelings of his own, and the impulse to give them objective form would

be irresistible. An artist can no more withstand that impulse than a

politician can withstand the temptations of a job. There are no mute,

inglorious Miltons, save in the hallucinations of poets. The one sound

test of a Milton is that he functions as a Milton. His difference

from other men lies precisely in the superior vigor of his impulse to

self-expression, not in the superior beauty and loftiness of his ideas.

Other men, in point of fact, often have the same ideas, or perhaps

even loftier ones, but they are able to suppress them, usually on

grounds of decorum, and so they escape being artists, and are respected

by right-thinking persons, and die with money in the bank, and are

forgotten in two weeks.

Obviously, the critic whose performance we are commonly called upon to

investigate is a man standing somewhere along the path leading from the

beginning that I have described to the goal. He has got beyond being a

mere cataloguer and valuer of other men’s ideas, but he has not yet

become an autonomous artist—he is not yet ready to challenge attention

with his own ideas alone. But it is plain that his motion, in so far as

he is moving at all, must be in the direction of that autonomy—that

is, unless one imagines him sliding backward into senile infantilism:

a spectacle not unknown to literary pathology, but too pathetic to be

discussed here. Bear this motion in mind, and the true nature of his

aims and purposes becomes clear; more, the incurable falsity of the

aims and purposes usually credited to him becomes equally clear. He

is not actually trying to perform an impossible act of arctic justice

upon the artist whose work gives him a text. He is not trying with

mathematical passion to find out exactly what was in that artist’s

mind at the moment of creation, and to display it precisely and in an

ecstasy of appreciation. He is not trying to bring the work discussed

into accord with some transient theory of æsthetics, or ethics, or

truth, or to determine its degree of departure from that theory. He is

not trying to lift up the fine arts, or to defend democracy against

sense, or to promote happiness at the domestic hearth, or to convert

sophomores into right-thinkers, or to serve God. He is not trying to

fit a group of novel phenomena into the orderly process of history. He

is not even trying to discharge the catalytic office that I myself, in

a romantic moment, once sought to force upon him. He is, first and

last, simply trying to express himself. He is trying to arrest and

challenge a sufficient body of readers, to make them pay attention

to him, to impress them with the charm and novelty of his ideas, to

provoke them into an agreeable (or shocked) awareness of him, and he is

trying to achieve thereby for his own inner ego the grateful feeling of

a function performed, a tension relieved, a _katharsis_ attained which

Wagner achieved when he wrote “Die Walküre,” and a hen achieves every

time she lays an egg.

Joseph Conrad is moved by that necessity to write romances; Bach was

moved to write music; poets are moved to write poetry; critics are

moved to write criticism. The form is nothing; the only important

thing is the motive power, and it is the same in all cases. It is

the pressing yearning of every man who has ideas in him to empty

them upon the world, to hammer them into plausible and ingratiating

shapes, to compel the attention and respect of his equals, to lord

it over his inferiors. So seen, the critic becomes a far more

transparent and agreeable fellow than ever he was in the discourses

of the psychologists who sought to make him a mere appraiser in an

intellectual customs house, a gauger in a distillery of the spirit,

a just and infallible judge upon the cosmic bench. Such offices, in

point of fact, never fit him. He always bulges over their confines.

So labelled and estimated, it inevitably turns out that the specific

critic under examination is a very bad one, or no critic at all.

But when he is thought of, not as pedagogue, but as artist, then he

begins to take on reality, and, what is more, dignity. Carlyle was

surely no just and infallible judge; on the contrary, he was full

of prejudices, biles, naïvetés, humors. Yet he is read, consulted,

attended to. Macaulay was unfair, inaccurate, fanciful, lyrical—yet

his essays live. Arnold had his faults too, and so did Sainte-Beuve,

and so did Goethe, and so did many another of that line—and yet they

are remembered to-day, and all the learned and conscientious critics

of their time, laboriously concerned with the precise intent of the

artists under review, and passionately determined to set it forth with

god-like care and to relate it exactly to this or that great stream of

ideas—all these pedants are forgotten. What saved Carlyle, Macaulay

and company is as plain as day. They were first-rate artists. They

could make the thing charming, and that is always a million times more

important than making it true.

Truth, indeed, is something that is believed in completely only by

persons who have never tried personally to pursue it to its fastnesses

and grab it by the tail. It is the adoration of second-rate men—men

who always receive it at second-hand. Pedagogues believe in immutable

truths and spend their lives trying to determine them and propagate

them; the intellectual progress of man consists largely of a concerted

effort to block and destroy their enterprise. Nine times out of ten,

in the arts as in life, there is actually no truth to be discovered;

there is only error to be exposed. In whole departments of human

inquiry it seems to me quite unlikely that the truth ever _will_ be

discovered. Nevertheless, the rubber-stamp thinking of the world

always makes the assumption that the exposure of an error is identical

with the discovery of the truth—that error and truth are simple

opposites. They are nothing of the sort. What the world turns to,

when it has been cured of one error, is usually simply another error,

and maybe one worse than the first one. This is the whole history of

the intellect in brief. The average man of to-day does not believe in

precisely the same imbecilities that the Greek of the fourth century

before Christ believed in, but the things that he _does_ believe in are

often quite as idiotic. Perhaps this statement is a bit too sweeping.

There is, year by year, a gradual accumulation of what may be called,

provisionally, truths—there is a slow accretion of ideas that somehow

manage to meet all practicable human tests, and so survive. But even

so, it is risky to call them absolute truths. All that one may safely

say of them is that no one, as yet, has demonstrated that they are

errors. Soon or late, if experience teaches us anything, they are

likely to succumb too. The profoundest truths of the Middle Ages are

now laughed at by schoolboys. The profoundest truths of democracy will

be laughed at, a few centuries hence, even by school teachers.

In the department of æsthetics, wherein critics mainly disport

themselves, it is almost impossible to think of a so-called truth

that shows any sign of being permanently true. The most profound of

principles begins to fade and quiver almost as soon as it is stated.

But the work of art, as opposed to the theory behind it, has a longer

life, particularly if that theory be obscure and questionable, and so

cannot be determined accurately. “Hamlet,” the Mona Lisa, “Faust,”

“Dixie,” “Parsifal,” “Mother Goose,” “Annabel Lee,” “Huckleberry

Finn”—these things, so baffling to pedagogy, so contumacious to the

categories, so mysterious in purpose and utility—these things live.

And why? Because there is in them the flavor of salient, novel and

attractive personality, because the quality that shines from them is

not that of correct demeanor but that of creative passion, because they

pulse and breathe and speak, because they are genuine works of art. So

with criticism. Let us forget all the heavy effort to make a science of

it; it is a fine art, or nothing. If the critic, retiring to his cell

to concoct his treatise upon a book or play or what-not, produces a

piece of writing that shows sound structure, and brilliant color, and

the flash of new and persuasive ideas, and civilized manners, and the

charm of an uncommon personality in free function, then he has given

something to the world that is worth having, and sufficiently justified

his existence. Is Carlyle’s “Frederick” true? Who cares? As well ask

if the Parthenon is true, or the C Minor Symphony, or “Wiener Blur.”

Let the critic who is an artist leave such necropsies to professors of

æsthetics, who can no more determine the truth than he can, and will

infallibly make it unpleasant and a bore.

It is, of course, not easy to practice this abstention. Two forces,

one within and one without, tend to bring even a Hazlitt or a Huneker

under the campus pump. One is the almost universal human susceptibility

to messianic delusions—the irresistible tendency of practically every

man, once he finds a crowd in front of him, to strut and roll his

eyes. The other is the public demand, born of such long familiarity

with pedagogical criticism that no other kind is readily conceivable,

that the critic teach something as well as say something—in the

popular phrase, that he be constructive. Both operate powerfully

against his free functioning, and especially the former. He finds

it hard to resist the flattery of his customers, however little he

may actually esteem it. If he knows anything at all, he knows that

his following, like that of every other artist in ideas, is chiefly

made up of the congenitally subaltern type of man and woman—natural

converts, lodge joiners, me-toos, stragglers after circus parades.

It is precious seldom that he ever gets a positive idea out of them;

what he usually gets is mere unintelligent ratification. But this

troop, despite its obvious failings, corrupts him in various ways.

For one thing, it enormously reënforces his belief in his own ideas,

and so tends to make him stiff and dogmatic—in brief, precisely

everything that he ought not to be. And for another thing, it tends

to make him (by a curious contradiction) a bit pliant and politic: he

begins to estimate new ideas, not in proportion as they are amusing

or beautiful, but in proportion as they are likely to please. So

beset, front and rear, he sometimes sinks supinely to the level of a

professor, and his subsequent proceedings are interesting no more.

The true aim of a critic is certainly not to make converts. He must

know that very few of the persons who are susceptible to conversion

are worth converting. Their minds are intrinsically flabby and

parasitical, and it is certainly not sound sport to agitate minds

of that sort. Moreover, the critic must always harbor a grave doubt

about most of the ideas that they lap up so greedily—it must occur

to him not infrequently, in the silent watches of the night, that

much that he writes is sheer buncombe. As I have said, I can’t imagine

any idea—that is, in the domain of æsthetics—that is palpably and

incontrovertibly sound. All that I am familiar with, and in particular

all that I announce most vociferously, seem to me to contain a core

of quite obvious nonsense. I thus try to avoid cherishing them too

lovingly, and it always gives me a shiver to see any one else gobble

them at one gulp. Criticism, at bottom, is indistinguishable from

skepticism. Both launch themselves, the one by æsthetic presentations

and the other by logical presentations, at the common human tendency

to accept whatever is approved, to take in ideas ready-made, to be

responsive to mere rhetoric and gesticulation. A critic who believes in

anything absolutely is bound to that something quite as helplessly as a

Christian is bound to the Freudian garbage in the Book of Revelation.

To that extent, at all events, he is unfree and unintelligent, and

hence a bad critic.

The demand for “constructive” criticism is based upon the same false

assumption that immutable truths exist in the arts, and that the artist

will be improved by being made aware of them. This notion, whatever the

form it takes, is always absurd—as much so, indeed, as its brother

delusion that the critic, to be competent, must be a practitioner of

the specific art he ventures to deal with, _i. e._, that a doctor, to

cure a belly-ache, must have a belly-ache. As practically encountered,

it is disingenuous as well as absurd, for it comes chiefly from bad

artists who tire of serving as performing monkeys, and crave the

greater ease and safety of sophomores in class. They demand to be

taught in order to avoid being knocked about. In their demand is the

theory that instruction, if they could get it, would profit them—that

they are capable of doing better work than they do. As a practical

matter, I doubt that this is ever true. Bad poets never actually grow

any better; they invariably grow worse and worse. In all history there

has never been, to my knowledge, a single practitioner of any art

who, as a result of “constructive” criticism, improved his work. The

curse of all the arts, indeed, is the fact that they are constantly

invaded by persons who are not artists at all—persons whose yearning

to express their ideas and feelings is unaccompanied by the slightest

capacity for charming expression—in brief, persons with absolutely

nothing to say. This is particularly true of the art of letters, which

interposes very few technical obstacles to the vanity and garrulity of

such invaders. Any effort to teach them to write better is an effort

wasted, as every editor discovers for himself; they are as incapable

of it as they are of jumping over the moon. The only sort of criticism

that can deal with them to any profit is the sort that employs them

frankly as laboratory animals. It cannot cure them, but it can at least

make an amusing and perhaps edifying show of them. It is idle to argue

that the good in them is thus destroyed with the bad. The simple answer

is that there _is_ no good in them. Suppose Poe had wasted his time

trying to dredge good work out of Rufus Dawes, author of “Geraldine.”

He would have failed miserably—and spoiled a capital essay, still

diverting after three-quarters of a century. Suppose Beethoven, dealing

with Gottfried Weber, had tried laboriously to make an intelligent

music critic of him. How much more apt, useful and durable the simple

note: “Arch-ass! Double-barrelled ass!” Here was absolutely sound

criticism. Here was a judgment wholly beyond challenge. Moreover, here

was a small but perfect work of art.

Upon the low practical value of so-called constructive criticism I

can offer testimony out of my own experience. My books are commonly

reviewed at great length, and many critics devote themselves to

pointing out what they conceive to be my errors, both of fact and of

taste. Well, I cannot recall a case in which any suggestion offered

by a constructive critic has helped me in the slightest, or even

actively interested me. Every such wet-nurse of letters has sought

fatuously to make me write in a way differing from that in which the

Lord God Almighty, in His infinite wisdom, impels me to write—that

is, to make me write stuff which, coming from me, would be as false

as an appearance of decency in a Congressman. All the benefits I have

ever got from the critics of my work have come from the destructive

variety. A hearty slating always does me good, particularly if it be

well written. It begins by enlisting my professional respect; it ends

by making me examine my ideas coldly in the privacy of my chamber.

Not, of course, that I usually revise them, but I at least examine

them. If I decide to hold fast to them, they are all the dearer to me

thereafter, and I expound them with a new passion and plausibility.

If, on the contrary, I discern holes in them, I shelve them in a

_pianissimo_ manner, and set about hatching new ones to take their

place. But constructive criticism irritates me. I do not object to

being denounced, but I can’t abide being school-mastered, especially by

men I regard as imbeciles.

I find, as a practicing critic, that very few men who write books

are even as tolerant as I am—that most of them, soon or late, show

signs of extreme discomfort under criticism, however polite its terms.

Perhaps this is why enduring friendships between authors and critics

are so rare. All artists, of course, dislike one another more or less,

but that dislike seldom rises to implacable enmity, save between opera

singer and opera singer, and creative author and critic. Even when

the latter two keep up an outward show of good-will, there is always

bitter antagonism under the surface. Part of it, I daresay, arises out

of the impossible demands of the critic, particularly if he be tinged

with the constructive madness. Having favored an author with his good

opinion, he expects the poor fellow to live up to that good opinion

without the slightest compromise or faltering, and this is commonly

beyond human power. He feels that any let-down compromises _him_—that

his hero is stabbing him in the back, and making him ridiculous—and

this feeling rasps his vanity. The most bitter of all literary quarrels

are those between critics and creative artists, and most of them arise

in just this way. As for the creative artist, he on his part naturally

resents the critic’s air of pedagogical superiority and he resents it

especially when he has an uneasy feeling that he has fallen short of

his best work, and that the discontent of the critic is thus justified.

Injustice is relatively easy to bear; what stings is justice. Under it

all, of course, lurks the fact that I began with: the fact that the

critic is himself an artist, and that his creative impulse, soon or

late, is bound to make him neglect the punctilio. When he sits down to

compose his criticism, his artist ceases to be a friend, and becomes

mere raw material for his work of art. It is my experience that artists

invariably resent this cavalier use of them. They are pleased so long

as the critic confines himself to the modest business of interpreting

them—preferably in terms of their own estimate of themselves—but the

moment he proceeds to adorn their theme with variations of his own, the

moment he brings new ideas to the enterprise and begins contrasting

them with their ideas, that moment they grow restive. It is precisely

at this point, of course, that criticism becomes genuine criticism;

before that it was mere reviewing. When a critic passes it he loses his

friends. By becoming an artist, he becomes the foe of all other artists.

But the transformation, I believe, has good effects upon him: it makes

him a better critic. Too much _Gemütlichkeit_ is as fatal to criticism

as it would be to surgery or politics. When it rages unimpeded it leads

inevitably either to a dull professorial sticking on of meaningless

labels or to log-rolling, and often it leads to both. One of the most

hopeful symptoms of the new _Aufklärung_ in the Republic is the revival

of acrimony in criticism—the renaissance of the doctrine that æsthetic

matters are important, and that it is worth the while of a healthy male

to take them seriously, as he takes business, sport and amour. In the

days when American literature was showing its first vigorous growth,

the native criticism was extraordinarily violent and even vicious; in

the days when American literature swooned upon the tomb of the Puritan

_Kultur_ it became flaccid and childish. The typical critic of the

first era was Poe, as the typical critic of the second was Howells. Poe

carried on his critical jehads with such ferocity that he often got

into law-suits, and sometimes ran no little risk of having his head

cracked. He regarded literary questions as exigent and momentous. The

lofty aloofness of the don was simply not in him. When he encountered

a book that seemed to him to be bad, he attacked it almost as sharply

as a Chamber of Commerce would attack a fanatic preaching free speech,

or the corporation of Trinity Church would attack Christ. His opponents

replied in the same Berserker manner. Much of Poe’s surviving ill-fame,

as a drunkard and dead-beat, is due to their inordinate denunciations

of him. They were not content to refute him; they constantly tried to

dispose of him altogether. The very ferocity of that ancient row shows

that the native literature, in those days, was in a healthy state.

Books of genuine value were produced. Literature always thrives best,

in fact, in an atmosphere of hearty strife. Poe, surrounded by admiring

professors, never challenged, never aroused to the emotions of revolt,

would probably have written poetry indistinguishable from the hollow

stuff of, say, Prof. Dr. George E. Woodberry. It took the persistent

(and often grossly unfair and dishonorable) opposition of Griswold _et

al_ to stimulate him to his highest endeavors. He needed friends, true

enough, but he also needed enemies.

To-day, for the first time in years, there is strife in American

criticism, and the Paul Elmer Mores and Hamilton Wright Mabies are

no longer able to purr in peace. The instant they fall into stiff

professorial attitudes they are challenged, and often with anything but

urbanity. The _ex cathedra_ manner thus passes out, and free discussion

comes in. Heretics lay on boldly, and the professors are forced to

make some defense. Often, going further, they attempt counter-attacks.

Ears are bitten off. Noses are bloodied. There are wallops both above

and below the belt. I am, I need not say, no believer in any magical

merit in debate, no matter how free it may be. It certainly does not

necessarily establish the truth; both sides, in fact, may be wrong, and

they often are. But it at least accomplishes two important effects.

On the one hand, it exposes all the cruder fallacies to hostile

examination, and so disposes of many of them. And on the other hand, it

melodramatizes the business of the critic, and so convinces thousands

of bystanders, otherwise quite inert, that criticism is an amusing and

instructive art, and that the problems it deals with are important.

What men will fight for seems to be worth looking into.

Prejudices, third series · 第 27 / 51 题